XONTRO Order. Financial Institutes / Provider. Admission XONTRO TEST

Transcription

1 XONTRO Order Financial Institutes / Provider Admission XONTRO TEST Release: 21 st May, 2009

2 Page 1 Please send all pages of this document back to: BrainTrade Gesellschaft fuer Boersensysteme mbh Dept.: XONTRO Order Neue Boersenstrasse 1 D Frankfurt Main Germany Phone: +49-(0) Fax: +49-(0) Banking-Corp/Vendor: (client) Already existing CBF-account-no.(s): Swift-address (12-digits): XETRA -Member-ID (5-digits): Contact: Department: Phone-no: Fax-no:

3 Page 2 1 BrainTrade Performances BrainTrade offers the client during that contract period the following performances: 1) Adjustment and admission of a connection to XONTRO system-connect for banking corps, Test-Support und -Price-fixings 2) Training (mark with a cross) YES NO The client is authorized to use the system-connect fort he period from until (12 months). We will accept a prolongation, if there is no important reason to negate. The validity of the contract will be extended automatically for another year, if you did not cancel that contract four weeks before end of contract-period. Please note that it s necessary to sing a contract for using IP Link.

4 Page 3 2 Fees The client has to pay to BrainTrade for the performances concerning chapter 1) for a period of 1 year, the fee of 9,500 Euro. For a Prolongation for 1 more year you have to pay 6,800 Euro. BrainTrade will balance the provision of further consultancy services (e.g. migration support) according to the actual time and efforts accumulated, based on an hourly fee of EUR 150. For a whole-day-training up to 5 participants you have to pay 1,500 Euro plus fees (in case of trainings outside Frankfurt). For performances in Germany you have to pay addon 19 % taxes (VAT).

5 Page 4 3 Testconnect XONTRO As from 01. we will participate at further stock exchanges with the following new Clearstream banking account numbers: Exchange Marks with a cross Clearstream banking a/c. Berlin Hamburg Düsseldorf Stuttgart Frankfurt Hannover Investro / EUFO MT511 / OTC Realtime- contract-note

6 Page 5 4 Type of connection The following type of connection shall be used: a) XONTRO Dialog Connection b) XONTRO System Connection 1 If you are admitted to several stock exchanges: (See Chapter 1.8 Connection Types, Technical Connections) Centralized solution via Decentralized solution (Clearstream banking a/c) 1 The standard package includes the dialog application as a backup solution for system connections.

7 Page 6 5 IMS-connect Does a connection to Deutsche Boerse Systems AG already exist? YES NO 5.1 Definition of connection type Connection name Connection type XENTRIC IP-Link via TCP/IP Customer system type CICS IMS UTM 5.2 VTAM APPL-IDs / LU-name Systems - LU 6.1 Production system Systems - LU 6.1 Test system Systems - LU 6.1 Acceptance system IMS1 IMS29 IMS27 Systems - LU 6.2 Production system Systems - LU 6.2 Test system Systems - LU 6.2 Acceptance system DEBDZA11 DEBDZA29 DEBDZA27 Customer Production system Customer Test system (IMS29) Customer Acceptance system (IMS27) (if available)

8 Page XENTRIC Order IP-Link MQ-Queue- Manager-Name IP-Address Port Customer Production Customer Test sys. (IMS29) Customer Acc. sys. (IMS27) 5.4 Receiver - Processes or transaction codes Systems - BC$nnnnA (nnnn = bank account) For APPC, the process names in the customer system are mutually coordinated and defined. The following definitions apply to all other cases: Customer - BC01nnnn Customer - BC02nnnn Customer - BC03nnnn Customer - BC04nnnn (nnnn = bank account) (nnnn = bank account) (nnnn = bank account) (nnnn = bank account) 5.5 Registration in test IMS29 of DB-Systems ID-KZ: nnnn (nnnn = bank account) Password Dates Implementation Test system Implementation Acceptance test system Implementation Production system (if available)

9 Page 8 6 Processing Control Please note that, within the function information and technical services the page 1 of the transaction processing control [BCIN BV] must be maintained from your firm. 7.1 Bank-internal order number Unambiguous BI order number YES NO (Filled by Brantrade) 7.2 Other parameters a) order positions modification due to supplementary rights YES NO Information at order level YES NO ('YES' only, if a) is 'YES') b) Protocol of all terminal entries YES NO c) Order execution YES NO Notification of spot price fixing: 3 = individual execution d) Info quote suspension / readmission YES NO e) Info extension of order acceptance YES NO f) Info Stock Exchange Council YES NO g) Info plus/minus announcement YES NO h) Price change/ -entry /-deletion YES NO i) State change of Stopp-Loss / Stopp-Buy Order YES NO (Trigger Message) 7.3 Investro Processing Control a) S.W.I.F.T.-Protocol of all terminal entries YES NO b) S.W.I.F.T.-Protocol trade confirmation YES NO

10 Page 9 7 MT Customer s message processing Transfer of otc-trades possible YES NO 8 Documentation The historical orders (executed, deleted or expired) will be deleted from the XONTRO order history on expiry of the online period (previous month and current month).

11 Page 10 9 Contact persons (please fill out) operating: (christian name) (name) ( ) (telephone) (fax) technical: (christian name) (name) ( ) (telephone) (fax) newsletter: (christian name) (name) ( ) (telephone) (fax) 10 IMS Generated Screens The XONTRO application is controlled through the IMS data base system. You therefore need IMS-generated screens to be able to use the XONTRO dialog application. The standard package includes the dialog application as a backup solution for system. XONTRO can also be operated on screens on which applications such as WSS are used. If you have not yet generated screens and/or printers, or further screens are to be generated, then please contact the Deutsche Börse Systems AG Helpdesk at +49 (0)

12 Page System-connect A system connection is especially suitable for banks that, due to high order volumes, operate their own securities trading and settlement systems and want to connect to the Deutsche Boerse AG s mainframe through an interface. This so-called application-toapplication connection is a direct connection between the banks s in-house system and the stock exchange s host system. (Date) (Signature/s)