Woodbury Financial Services Selling Agreement Directory

Transcription

1 529 College Savings Plan Alliance Bernstein RI (800) Allianz Life Financial Services, LLC OK (866) Allianz Life Financial Services, LLC MI (866) Allianz Life Financial Services, LLC SD (866) American Century KS (877) American Funds VA (800) Blackrock OH (800) Bright Directions IL (866) Calvert DC (800) Columbia SC (800) Columbia NY (800) Fidelity Advisor CA (800) Fidelity Advisor NH (800) First National Bank NE (877) Franklin Templeton NJ (800) Hartford CT (866) Alliance Bernstien Collegboundfund RI Allianz OklahomaDream 529 Plan Allianz MI 529 Advisor Allianz CollegeAccess 529 Plan American Century Learning Quest 529 Kansas American Funds College America 529 Plan, Virginia BlackRock CollegeAdvantage 529 Plan OH Bright Directions College Savings Program IL Calvert DC College Savings Plan DC Columbia Future Scholar 529 Plan SC Columbia New York State College Choice 529 plan NY Fidelity The ScholarShare Advisor College Savings Plan, CA Fidelity Advisor College Savings Plan, NH NEST 529 (Nebraska Education Savings Plan) Franklin Templeton College Savings 529 Plan, New Jersey Hartford Chet 529, Connecticut Page 1

2 Hartford WV (866) ING WI (800) INVESCO/AIM NE (800) John Hancock AK (866) Legg Mason CO (888) Massachusetts Financial Services OR (800) Oppenheimer TX (866) Oppenheimer NM (866) Oppenheimer IL (866) Putnam NV (877) Union Bank and Trust Company of Lincoln IL (866) Upromise Indiana IN (866) Upromise Iowa IA (800) Upromise Missouri MO (800) Upromise NY NY (800) Van Kampen AL Hartford Smart 529, West Virginia Tomorrow's Scholar 529 Plan WI Invesco AIM (College Savings Plan) NE John Hancock Freedom 529 Plan for Alaska LeggMason Scholars Choice, Colorado MFS 529 Savings Plan, Oregon Oppenheimer Funds LoneStar 529 Plan, Texas Oppenheimer Scholars Edge, New Mexico Oppenheimer Funds Bright Start 529 Plan, Illinois Putnam 529 Plan of America, Nevada Bright Directions College Savings Program IL CollegeChoice Advisor 529 Savings Plan Iowa Advisor 529 Plan MOST - Missouri's 529 Advisor Plan New York's 529 Advisor-Guided College Savings Plan Higher Education Fund Alternative Investments: Business Development Company Page 2

3 CNL Franklin Square Capital Partners Corporate Capital Trust BDC FS Energy and Power Fund, Franklin Square (FS) Investment Company Fund II Alternative Investments: Energy Investing Atlas Energy (800) US Energy (800) Service Only: Atlas Public (C), Atlas Resources Public # , Atlas Resources Series LP, Atlas Resources Series LP, Atlas Resources Series LP, Public A Service Only: 2008 Omega Drilling Program 2 LP, 2011 Alpha Energy Partners Drilling Program B, US Energy 2012 Alpha A, US Energy 2012 Genesis I II (non-qualified $ only), US Energy Omega 2009, US Energy Platinum 2009, US Energy Platinum Energy 2007 B Alternative Investments: Infrastructure Investing ATEL Fund 15 ICON Capital (800) ICON Fund 15 Alternative Investments: Managed Futures Altegris (800) Steben & Company Inc. (800) Winton Futures Fund Futures Portfolio Fund Alternative Investments: Real Estate Exchange (1031) AEI (800) Inland (800) (contact sponsor for currently approved programs) Cranberry Retail Venture DST (aka Dick's Sporting Goods) Service Only: Bradenton Mutlifamily DST, Inland National Net Lease Portfolio II Page 3

4 Alternative Investments: Real Estate Investing AEI (800) American Realty Capital Corporation (877) Accredited Investor Fund VII American Realty Capital NY Recovery REIT, American Realty Capital Trust V (ARCTV) Service Only: American Realty Capital Healthcare Trust, Inc., American Realty Capital Trust III (ARCTIII), American Realty Capital Trust IV (ARCTIV) Behringer Harvard (866) CNL (800) Clarion Partners (800) Cole (866) Service Only: Opportunity Reit I Inc Service Only: Global Trust REIT Clarion Partners Property Trust Cole Corporate Income Trust, Cole Credit Property Trust IV (CCPT IV) Service Only: Cole Credit Property Trust II, Cole Credit Property Trust III, Cole Opportunity Fund Dividend Capital (866) Griffin Capital (866) Hines Inland (888) KBS Real Estate Investment Trusts (866) Industrial Income Trust Griffin American Essential Asset follow-on (formerly Net Lease), Griffin American Healthcare Reit II Hines Global Reit Follow On Service Only: Diversified REIT KBS REIT III Service Only: KBS REIT I, KBS Reit II, Strategic Opportunity REIT NorthStar (877) SC Distributors (888) Northstar REIT Carter Validus Mission Critical REIT Page 4

5 Steadfast Capital Markets Group (877) WP Carey, Inc. (800) Wells Real Estate (800) clearwater (866) Steadfast Income REIT Carey Watermark Investors Service Only: Core Office Income REIT, Wells REIT II, Wells Timberland REIT Service Only: 2008 Note Program LLC Annuity: Fixed Annuity The products that are designated as "(service only)" identify products on which a rep can become a rep of record and provide ongoing service, but new sales are not allowed. For more information on this topic please reference the Understanding the guide link at the bottom of this page. AIG/American General (AIG Valic) (800) AXA Distributors (888) Allianz Life Financial Services, LLC (College Access 529) (800) Allstate (888) Hartford (Fortis Advisors) (800) Retirement Premiere Guaranteed Growth Annuity (GGA) Dominator, SPIA Service Only: Treasury Link Plus Income Security, Savers Plus Service Only: Immediate Annuity, Saver Certainty, Saver Max ING (Security Life of Denver) (800) Jackson (800) Guaranty Choice Action, Bonus Max, Max, Max One, Max One XL, Max XL, Super Max, Target Select Service Only: Jackson Single Max Annuity, Flex 1 John Hancock (T.Rowe Price Alaska 529 plan) Service Only: GPA 1, GPA Plus Page 5

6 Massachusetts Mutual Life Insurance Company (800) MetLife (Paragon Life) (800) Midland National Life Insurance (877) Nationwide Financial (Gartmore ) Service Only: Immediate, Odyssey, Odyssey Plus Service Only: Account for Keeps (SPDA), FA, SPDA-XLC, SPIA-XLC, XG, XR Cash Management, Direct Income, Flex II, National Flex I Eagle Plus (NY), Income Promise (SPIA), Platinum III New York Life (888) Service Only: Lifetime Income, New York Life Fixed Annuity, Preferred, Select 5 Pacific Life (800) Expedition, Explorer, Explorer (NY), Frontiers II, Frontiers II (NY), Income Provider Service Only: Pacific Frontiers Protective (800) Security Benefit Life (800) Sun Life Financial (866) Symetra (800) ProSaver Platinum Service Only: Security Benefit Choice Focus Five, Keyport Value Custom Products Service Only: Flex Premium Plus, Preference FP, Secure, Select 3 Annuity: Fixed Annuity (Sold with a prospectus) Hartford (Fortis Advisors) (800) CRC Select III Service Only: CRC, CRC Select, CRC Select II, Simple Income Solution ING (Security Life of Denver) (800) Lifetime Income annuity, Select Rate Service Only: Golden Select Guarantee Annuity John Hancock (T.Rowe Price Alaska 529 plan) (800) Signature 401(k) Page 6

7 Nationwide Financial (Gartmore ) Penn Mutual Protective (800) Prudential (Strategic Partner Funds ) Best of America Platinum Edge Penn Flexible Premium Fixed Deferred Annuity Pro Saver Platinum Service Only: Discovery Classic, Discovery Select Annuity: Index Annuity Registered representatives may sell the following equity indexed annuity (EIA) products. EIA product applications and forms must be submitted to Woodbury Financial Brokerage Operations. Visit the index annuities page for a comprehensive explanation of our operating procedures including appointment instructions, business processes, compliance guidelines, and compensation schedules. Allianz Life Financial Services, LLC (College Access 529) (800) Annuity, 360, 365i, Endurance Elite, Endurance Plus, MasterDex 5 Plus, MasterDex X, ProV1 Service Only: MasterDex Plus Great American Financial Resources, Inc. (888) Hartford (Fortis Advisors) American Valor 10, Safe Outlook, Safe Return Saver Solution, Saver Solution Choice ING (Security Life of Denver) (800) Envoy Liquidity Option 6, Envoy Liquidity Option 9, MultiIndex 10, MultiIndex 7, Secure Index 5, Secure Index 7, Secure Index Opportunities Plus Service Only: Envoy Liquidity Option 3 Jackson (800) Ascender Plus Select, Elite Annual Reset 10, Elite Annual Reset 5, Elite Annual Reset 7, Elite Choice (version 10), Elite Choice (version 6), Elite Choice (version 8), Elite Choice Rewards (8, 10 yr CDSC only) Lincoln Financial Group (888) New Direction 6, New Direction 8, OptiChoice 5, OptiChoice 7, OptiChoice 9, Optipoint 10, Optipoint 8 Page 7

8 Midland National Life Insurance (877) Capstone 7(Seven-year only), Diversity 10, Innovator 7 (Seven year only), MNL Pinnacle, Main Street Four, Prosperity 7 (Seven year only), Select 10, Select 6, Select 8 Service Only: Veridian, Veridian Seven Nationwide Financial (Gartmore ) (800) Pacific Life Clear Horizon Pacific Index Choice Annuity: Variable Annuity The products that are designated as "(service only)" identify products on which a rep can become a rep of record and provide ongoing service, but new sales are not allowed. For more information on this topic please reference the Understanding the guide link at the bottom of this page. AIG Alliance Bernstein (800) AIG/American General (AIG Valic) (800) Service Only: Alliance Ovation, Alliance Ovation Advisor, Alliance Ovation Plus, Ovation Advantage, Ovation Five, Profile Assured Choice, Portfolio Director Service Only: Generations Variable Annuity, Platinum Investor Variable Annuity AUL (One America) (877) AXA Distributors (888) DirectPoint, Flexible Premium, SelectPoint Plus "Bonus" Flexible Premium, SelectPoint Single Premium, Starpoint Flexible Premium, Voyage Protector Accumulator, Accumulator 11, Accumulator Elite, Accumulator Plus, Accumulator Select, Cornerstone 11, Retirement Cornerstone 13, Structured Capital Strategies Series B, Structured Capital Strategies Series C, Structured Capitial Strategies Fee-based Service Only: Cornerstone 11 B Series, Income Manager Payout Annuity, Mony Variable Annuity, Retirement Cornerstone 12 b Allianz Life Financial Services, LLC (College Access 529) (800) All Franklin ValueMark annuity products, Alterity, Charter II, Rewards, ValueMark Income Plus Immediate, Vision Service Only: Charter VA, High Five, USAllianz Dimensions Page 8

9 Allstate (800) American National Insurance (800) Ameriprise (Riversource) (800) Ameritas (The UNIFI Group) (800) Service Only: AIM Lifetime Plus II, Advisor Variable Annuities, Allstate Advisor, Allstate Advisor Plus, Allstate Marketsmart, Allstate Treasury-Linked Annuity, Putnam Advisor Plus, Putnam Advisor Preferred, Putnam Allstate Advisor Service Only: Wealth Quest III Group, WealthQuest IIIVA Service Only: Riversource FlexChoice Select C, Riversource FlexChoice Select L, Riversource Innovations Select (NY), Riversource Signature One Select, Riversource Signature Select, Wells Fargo-branded Riversource VAs Overture Medley Service Only: Annuity III Plus, Flexible Premium Deferred Annuity, Overture Accent, The Visionary, The Visionary Choice, The Visionary Star, Union Central VA Ameritas Acacia (The UNIFI Group) (800) Overture Medley, Annuity III Plus Service Only: Overture Accent, The Visionary, The Visionary Choice, The Visionary Star Canada Life (800) Chase Insurance (800) Service Only: Trillium, Varifund Advantage III, Preferred Plus Service Only: Destinations, Passport Forethought Insurance Company (866) Genworth (GE Financial Assurance) (800) GlenBrook Life (800) Great American Financial Resources, Inc. (800) ForeRetirement B, ForeRetirement C, ForeRetirement L Service Only: Commonwealth Extra, Commonwealth VA Plus, Retire Ready Choice, Retire Ready Extra, Retire Ready Freedom, Retire Ready One, Retire Ready Selections, Retirement Answer AIM Lifetime Plus II VA Access100, ContributorPlus, Flex(b) (403(b)), Transition20 Service Only: Commodore Advantage, Commodore Americus, Commodore Helmsman, Commodore Independence, Commodore Majesty, Commodore Nauticus, Commodore Navigator, Commodore Spirit, GT Global Allocator Page 9

10 Guardian Insurance & Annuity(RS Mutual funds) (866) CxC, Guardian Income Access, Guardian Tradition, Investor Asset Builder, Investor Variable Annuity B Series, Investor Variable Annuity L Series Service Only: Guardian C+C, Guardian Investor Retirement Asset Manager Hartford (Fortis Advisors) (800) Personal Retirement Manager, Personal Retirement Manager (B, C, L) Service Only: All Director M VAs, All Director VAs, All Leaders VAs, All New York Variable Annuities, All Putnam Capital Manager-branded VAs, All Union Security-branded (formerly Fortis) VAs, Director Edge, Director Epic, Director Outlook, EmPower VA, Masters VA, Nations, Opportunity VA Plus, Select Leaders ING (Security Life of Denver) (800) Advantage Century Series 403(b), Retirement Choice 403(b) Service Only: Advantage Century Plus, Advantage Periodic Series, Advantage Transfer Series, Asset Accumulator, Asset Portfolio, Empire Traditions, Encore, Encore Flex, Equi Select, Estate Designer, Future Dimensions, Golden Select - Generations, Golden Select Access, Golden Select DVA, Golden Select ES II, Golden Select Guarantee, Golden Select Landmark, Golden Select Opportunities, Golden Select Premium Plus, ING Architect VA, ING Golden Select Value VA, ING Smart Design, Immediate VA, Marathon Plus, MultiVest, Smart Design Advantage, Smart Design MRI, Smart Design Signature, Strategic Investor Integrity Life Insurance (800) AdvantEdge, AnnuiChoice, Pinnacle Flexible Premium Variable Annuity, Pinnacle V Service Only: Grand Master Flex 3, IQ3 The Smart Annuity, Momentum Advantage Series 10, Momentum Advantage Series 4, Momentum Advantage Series 5, Momentum Advantage Series 7, New Momentum II, Pinnacle IV, Pinnacle Plus Jackson (800) Advisor II, Elite Access, L Series, Perspective II, Perspective Rewards Service Only: Defined Strategies, Perspective, Perspective Advantage, Perspective Focus, Perspective Investor Jefferson National (866) Advantage, Advantage Plus, Advantage Reward, Advantage Reward 2 Plus2, Advantage Strategy, Advisor, Educator, Maxiflex, Monument Page 10

11 John Hancock (T.Rowe Price Alaska 529 plan) (800) Annuity Note, Flexible Premium, Venture, Venture 4, Venture 7, Venture III, Venture Vantage, Venture Vision Service Only: Accommodator, Declaration, Independence 2000, Patriot, Performance Plus, Revolution, Revolution Access, Revolution Extra, Revolution FX, Revolution Value, Scudder Destinations, Scudder ML3, Scudder Wealthmark, Venture Opportunity Lincoln Benefit Life (800) Consultant Solutions (Classic), Consultant Solutions (Select) Service Only: Consultant I, Consultant II, Consultant Solutions (Elite), Consultant Solutions (Plus), Investors Select, Premier Planner Lincoln Financial Group (800) American Legacy II, American Legacy III, American Legacy III View, Choice Plus Assurance, Choice Plus Assurance Bonus, Legacy, Legacy III Plus, Multi-Fund Select Service Only: American Legacy O shares (Edward Jones), Choice Plus II Accru, Choice Plus O shares (Edward Jones), Shareholders Advantage Massachusetts Mutual Life Insurance Company (800) MetLife (Paragon Life) (800) Service Only: Artistry, Evolution, LifeTrust, Panorama, Panorama Passage, Panorama Plus, Panorama Premier, Transitions, Transitions Select Capital Preservation Account, Portfolio Architect PLUS, Protector Equity Portfolio, Series C, Series L, Series VA, Universal, Zenith Performer, Zenith Retirement Service Only: Annuity Class AA, Class A, Class B, Class C, Index, MLI VAriable Annuity Class VA, MLI VAriable Annuity Class L, MLI Variable Annuity Series L, MLI Variable Annuity Series VA, Pioneer Annuist, Portfolio Architect Access, Portfolio Architect Accumulator, Portfolio Architect II, Portfolio Architect L, Preferance Plus Select B, Preference Plus Account, Preference Premier (all), Series S, Series XC, Series XTRA, Vintage III, Vintage XC Midland National Life Insurance (877) Advantage II, National Advantage, Variable Annuity II Service Only: Vector, Vector II Mutual of Omaha (United of Omaha life) (800) National Life Insurance Company (800) Service Only: Ultra Annuity V Sentinel Advantage VA Page 11

12 Nationwide Financial (Gartmore ) (800) BOA Future II Annuity, BOA IV Annuity, BOA Successor Annuity, Destination B, Destination C, Destination EV, Destination L Annuity, MarketFLEX II Service Only: America's INCOME Annuity, America's MarketFLEX Annuity, BOA Achiever Annuity, BOA All American Annuity, BOA All American Gold Annuity, BOA America's Exclusive Annuity, BOA America's Exclusive Annuity II, BOA America's Vision Annuity, BOA Choice Venue II, BOA Elite Venue Annuity, BOA ElitePro CLASSIC Annuity, BOA ElitePro LTD Annuity, BOA FUTURE Annuity, Market Street VIP 2, Options VIP, Platinum V, VIP, VIP Extra Credit, VIP Premier, VIP2, MarketFLEX Advisor New York Life (800) MaINSTay Plus II, MaINSTay Premium Plus, MaINSTay Select Service Only: MaINSTay Access, MaINSTay Plus Ohio National Life Insurance (888) Oncore Lite, Oncore Lite II, Oncore Premier, Oncore Value, Oncore Xtra Service Only: Oncore Flex Pacific Life (800) Choice VA (All share classes), Pacific Innovations Select, Pacific Odyssey, Pacific One Select, Pacific Portfolios, Pacific Value, Pacific Value Edge, Pacific Value NY, Pacific Value Select, Pacific Voyages Service Only: Pacific Destinations (O share) VA, Pacific Select Variable Annuity Penn Mutual (800) Enhanced Credit, Inflation Protector, Penant Select, Penn Freedom, Retirement Planner, Smart Foundation Flex VA, Smart Foundation Plus, Smart Foundation VA Service Only: Commander, Diversifier II Principal (Principal Investors Fund) (800) Protective (800) Service Only: Flexible VA, Investment Plus Access XL C Share, Rewards Elite L Share, Rewards II B Share, Variable Annuity B, Variable Annuity C, Variable Annuity L Service Only: Advantage A Share, Advantage A Share Special Buyers Version, Elements Access, Elements Classic, Elements Plus, Mileage Credit, PVA, PVAII, Platinum Series (NY), Protective Access, Protective II, Protective Values Advantage, Values, Values Access, Values Advantage Page 12

13 Prudential (Strategic Partner Funds ) (800) Defined Income Annuity, Prudential Premier Retirement Series B, Prudential Premier Retirement Series C, Prudential Premier Retirement Series L Service Only: Advanced Series (Apex) II, Advanced Series (Choice 2000), Advanced Series (Impact), Advanced Series (Protector), Advanced Series (Xtra) Credit, Advanced Series (Xtra) Credit Eight, Advanced Series (Xtra) Credit Six, Advanced Series Advisor Plan (ASAP) III, Advanced Series Advisors Plan(ASAP) II NY, Advanced Series Lifevest (ASL), Advanced Series Lifevest (ASL) II, Defined Investments Annuity, Discovery Select Exchange, Optimum Four, Pru Premier Retirement VA B Series, Pru Premier Retirement VA L Series, Pru Premier Retirement VA X Series, Strategic Partners (SM) Horizon, Strategic Partners Advisor (Basic), Strategic Partners Annuity One, Strategic Partners Annuity One III, Strategic Partners Annuity One III Non Bonus, Strategic Partners Bonus, Strategic Partners Enhanced, Strategic Partners Select VA, Variable Investment Plan SE2 Commonwealth (800) Sammons Retirement Solutions Securian (Minnesota Life) (866) Service Only: Allmerica Advantage, Allmerica Select Acclaim, Allmerica Select Resourses II Livewell VA Mulit-Option Legend, Multi-Option Advisor, Multi-Option Extra, Multi-Option Guide VA B, Multi- Option Guide VA L Service Only: Adjustable Income Mega Multi Option Classic, Multi-Option Achiever, Mutli-Option Select Security Benefit Life (800) AdvisorDesigns VA, All Variflex products, Security Benefit Advanced Design, Security Benefit Advisor, Security Design Service Only: LS, Security Benefit Extra Credit Sun Life Financial (800) Futurity III, MFS Regatta (Choice I), MFS Regatta (Extra), MFS Regatta (Flex II), MFS Regatta four, Masters Access, Masters Choice, Masters Extra, Masters Flex, Regatta Choice II, Regatta Classic Service Only: Compass 1, Compass 2, Compass 3, Futurity, Futurity II, MFS Regatta Platinum, Regatta Gold Page 13

14 SunAmerica Asset Management Corp (AIG SunAmerica ) (888) Polaris Advantage, Polaris Advantage II, Polaris Choice II, Polaris Choice IV, Polaris Platinum III, Seasons Advisor II Service Only: Anchor ICAP II, Diversified Strategies III (WM Funds), Ovation Plus, Polaris Advisor, Polaris Choice III, Polaris II, Polaris Platinum II, Polaris Plus, Seasons Advantage, Seasons Select II, Seasons Triple Elite, Seasons Triple Elite NY Symetra (800) Spinnaker (nonqualified), Spinnaker (qualified), Spinnaker Advisor Service Only: Spinnaker Plus Transamerica (PFL business) (800) Transamerica Landmark TFLIC(NY), Transamerica Liberty TFLIC (NY), Transamerica Principium II, Transamerica Principium II TFLIC(NY), Transamerica Principium III, Transamerica VA Series B Share (fka Landmark), Transamerica VA Series C Share (fka Freedom), Transamerica VA Series L Shaer (fka Liberty), Transamerica VA Series X Share (fka Extra) Service Only: Bounty, Catalyst, Classic, Landmark II, Merrill Lynch Investors Choice, Retirement Income Builder II, Transamerica Access, Triple Advantage US Life Insurace Co. NY (AIG) (877) United Investors Life Insurance Company (800) Western Reserve Life Assurance Co (800) US Life Polaris Advantage II NY (Bonus), US Life Polaris Choice IV NY (L-Share), US Life Polaris Platinum III (B-Share) Titanium Investor VA Access II, Enhancer II, Freedom Premier III, WRL Freedom Multiple Service Only: Freedom Attainer, Freedom Bellwether, Freedom Conqueror, Freedom Premier, Freedom Wealth Creator Western-Southern Financial Group (800) Service Only: Touchstone, Touchstone II, Touchstone Select Employer-Sponsored Group Plan: Group Annuity AIG/American General (AIG Valic) (877) AUL (One America) (800) Polaris 401(k), VALIC 403(b) product, VALIC products Framework 401(k), One Solution, One Solution 403(b) Service Only: AULternative, Dimension Page 14

15 Ameritas (The UNIFI Group) (800) Advantage Select, Ameritas Edge Service Only: Daily Dimensions IV, Daily Dimensions V, Daily Dimensions VI, Daily Dimensions VII, ESP 401(k) Assurity(Security Financial Life Insurance) (800) Diversified Investment Advisors (800) First Mercantile (800) Genworth (GE Financial Assurance) (800) Great American Financial Resources, Inc. (800) Great West Life (877) Guardian Insurance & Annuity(RS Mutual funds) (866) (k) Diversified Investors Strategic Allocation Funds:, MOD P70893 TDA Variable Group Tax Deferred Annuity Retirement Services Service Only: Commonwealth 401(k), RetireReady One, RetireReady One NY TotalGroup ( use with 457 plans) 403(b), Key 401(k), NAV 401(k), Premier key Choice, Guardian Advantage Service Only: 401(k) Investor Hartford (Fortis Advisors) (800) Advantage 401(k), Aviator 401(k), Emerging Business 401(k), Premier Enterprise 403(b), Premier Solutions 403(b) Service Only: Record Keeper Plus ING (Security Life of Denver) (866) John Hancock (T.Rowe Price Alaska 529 plan) (877) Custom Choice 457 plan, MAP+, Retirement Choice 403(b), Retirement Plus II 403(b) Signature Service Only: Allocated Retirement Account, Asset Builder, Money Manager, Optimix, Ultraflex Lincoln Financial Group (800) Massachusetts Mutual Life Insurance Company (800) The Director 401(k), 403(b) Artistry Page 15

16 MetLife (Paragon Life) Mutual of Omaha (United of Omaha ) (877) Nationwide Financial (Gartmore ) (800) Service Only: Employee Benefits Group Annuity 401(k) plans, Financial Freedom Select, Gold Track, Informed (k) Service Only: Mutual of Omaha standard 401(k) plan BOA Group 403(b), BOA Retirement Advisor, BOA Retirement Plan Trust, BOA Soloist, BOA Vision, Flexible Advantage, Retirement Innovator, Retirement Resource Service Only: Selector Plus Ohio National Life Insurance (877) Penn Mutual (800) Phoenix (800) Pension Advantage, Performance Advantage, Portfolio Advantage, Retirement Advantage Group Annuity Service Only: Diversifier I Service Only: Group Strategic Edge Principal (Principal Investors Fund) (800) Principal Comprehensive Retirement Program (PCRP), Flexible Pension Investment Service Only: 401(k): Flexible Investment Annuity, Select Investment Plus Security Builder Prudential (Strategic Partner Funds ) (800) Securian (Minnesota Life) (877) Standard Insurance (800) Sun Life Financial (866) SunAmerica Asset Management Corp (AIG SunAmerica ) (877) Symetra (800) Transamerica (PFL business) (888) Discovery, Medley Advantage Plan, Express Plan, Select Plan Annuity Service Only: Architect Group Annuity, Compass 3, Compass Group VA Polaris 401(k) Service Only: 401(k) AssetBuilder, The Plan, Partner iseries, The Plan Service Only: Transamerica/Paychex 401(k) Plan Page 16

17 Western Reserve Life Assurance Co (800) Asset Accumulator Employer-Sponsored Group Plan: Group Funding Agreement Hartford (Fortis Advisors) Aviator 401(k) Employer-Sponsored Group Plan: Group Life Hartford (Fortis Advisors) Hartford 457 Paragon Life (800) Securian (Minnesota Life) (866) Paragon Select G VUL GRPL Employer-Sponsored Group Plan: Group Mutual Fund Alliance Bernstein (Alliance Capital Management) American Funds (College America) (800) Service Only: Link 401(k) Plan Premier, Plan Premier TPA, RecordKeeper Direct Service Only: RecordKeeper Connect Aspire (ASP 403b) (866) Fidelity Advisor (800) Hartford (Fortis Advisors) (800) Lincoln Financial Group Nationwide Financial (Gartmore ) (800) b Non ERISA plan Fidelity Advisor 401(k) Program Service Only: Record Keeper Plus Lincoln Alliance Flexible Advantage, Retirement Innovator Page 17

18 Pacific Life (800) Principal (Principal Investors Fund) (800) Pacific Life Kestone 401(k) Principal Advantage Service Only: Pension Provider Putnam (College Savings Plan of Nevada) (866) Putnam 401(k) Employer-Sponsored Group Plan: Individual K AUL (One America) (800) Ameritas (The UNIFI Group) (800) Hartford (Fortis Advisors) (800) ING (Security Life of Denver) (866) INVESCO/AIM (Van Kampen) (800) John Hancock (T.Rowe Price Alaska 529 plan) (800) Oppenheimer (Lone Star) Pacific Life (800) Pioneer (800) Principal (Principal Investors Fund) (800) Putnam (College Savings Plan of Nevada) (866) SunAmerica Asset Management Corp (AIG SunAmerica ) (800) One Solution Solo Plus Service Only: Hartford Individual 401(k) Plan K(Choice) INVESCO Solo (k) Plan T(k)O Total 401(K) for owners Oppenheimer Single (k) Indivigual K Pioneer Uni (k) Individual 401(k) Putnam Indivigual 401(K) SunAmerica Individual 401(K) Page 18

19 Employer-Sponsored Group Plan: TAMP Aris Corporation (800) Brinker Capital (800) Meeder Financial (866) Probity Advisors (214) SEI Investments (888) Retirement Services Retirement Plan Services Retirement Plan Services Qualified Retirement Plans Retirement Plan Services Life Insurance: Index Universal Life Equity Indexed Universal Life (EIUL) policies are considered a fixed life insurance product. Applications do not need to be submitted to Woodbury Financial.Note: Equity Indexed Annuities must be submitted to Woodbury Financial Brokerage Operations. Hartford (Fortis Advisors) (877) Midland National Life Insurance (877) Nationwide Financial (Gartmore ) (800) Pacific Life (800) Frontier Indexed UL Indexed ULXL CV, Indexed ULXL CV2, Indexed ULXL EC YourLife Indexed UL Indexed Pacific Estate Preserver UL, Pacific Indexed Accumulator III, Pacific Prime IUL Life Insurance: Private Placement Variable Universal Life (PPVUL) Corporate-Owned Life Insurance (COLI), Bank-Owned Life Insurance (BOLI), or Individual Private Placement.Private Placement VUL (PPVUL) is a unique product typically reserved for the higher net worth or corporate/business owned entities. Typical minimums are $10 million premium for the corporate level ($5 million on a recurring premium case) and typically a $1 million premium on the individual.as with any brokerage product, any Private Placement VUL business requires submission through the home office by utilizing all Woodbury Financial Services required point of sale documentation and broker dealer applications. Page 19

20 Great West Life (303) Hartford (Fortis Advisors) (800) Lincoln Financial Group (860) Massachusetts Mutual Life Insurance Company (860) Sun Life Financial (781) Service Only: Private Placement Variable Universal Life Service Only: BOLI-COLI, Private Placement Variable Universal, Private client services (individual) Service Only: Private Placement Variable Corporate and specialty markets - COLI only Service Only: Private Placement Group Variable Universal Life Service Only: Large Case Private Placement Variable Universal Life Life Insurance: Survivor Variable Universal Life Ameritas (The UNIFI Group) (800) Overture Bravo (SVUL) Service Only: Overture Life (SPVL) Hartford (Fortis Advisors) (800) ING (Security Life of Denver) (866) Hartford VUL Last Survivor Variable Estate Design (SVUL) Service Only: Variable Survivorship Universal Life John Hancock (T.Rowe Price Alaska 529 plan) (888) Accumulation SVUL, Protection SVUL Service Only: Venture SVUL Lincoln Benefit Life (800) Lincoln Financial Group (877) Consultant SL American Legacy PreservationEdge SVUL, Lincoln SVUL One Service Only: Ensemble SL, SVUL II Massachusetts Mutual Life Insurance Company (800) Service Only: SVUL Guard, SVUL II Page 20

21 MetLife (Paragon Life) (877) Midland National Life Insurance (800) National Life Insurance Company (800) Nationwide Financial (Gartmore ) (800) Service Only: Travelers Variable Life Survivorship II, Zenith Survivorship Variable Survivorship Life Sentinel Estate Provider SVUL Best of America Next Generation Survivorship VUL, Best of America Protection Survivorship VUL, YourLife Survivorship VUL Service Only: BOA Next Generation Last Survivor VUL, Survivor Options Elite, Survivor Options Premier New York Life (888) Survivorship VUL Accumulator Service Only: Survivorship Ohio National Life Insurance (800) Principal (Principal Investors Fund) (800) Protective (800) Prudential (Strategic Partner Funds ) (800) Vari-Vest Survivor SVUL Service Only: Premier Survivor SVUL II Service Only: Platinum Investor Survivor Sun Life Financial (866) Transamerica (PFL business) (800) Service Only: Futurity Survivorship II TransSurvivor Life Life Insurance: Term Life Insurance AXA Distributors (888) ART, Term 10, Term 20, Term 30, Term ROP 20, Term ROP 25, Term ROP 30 Service Only: MONY Level Term Page 21

22 Ameritas (The UNIFI Group) (800) LTI 10, LTI 15, LTI 20, LTI 30 General American (GenAm Financial) (800) Term 10, Term 20 Hartford (Fortis Advisors) (800) Bicentennial Term 10, Bicentennial Term 15, Bicentennial Term 20, Bicentennial Term 30 Jackson (800) Protector 30 Service Only: Protector 10, Protector 15, Protector 20 Lincoln Financial Group (877) Term Massachusetts Mutual Life Insurance Company (800) Term 10, Term 20, Term 5 Service Only: Term 30Guarantee MetLife (Paragon Life) (877) Guaranteed Term 10, Guaranteed Term 15, Guaranteed Term 20, Guaranteed Term 30 Midland National Life Insurance (877) Nationwide Financial (Gartmore ) (800) Year Term, Executive Term, Premier Term Guaranteed Level Term, Guaranteed Term Series, YourLife Term II Ohio National Life Insurance (888) Flex Term Series 10, Flex Term Series 15, Flex Term Series 20 Pacific Life (800) PRO/ART, Protector 10, Protector 20 Phoenix (800) Term Life Success Principal (Principal Investors Fund) (800) ART, Term 10, Term 20 Protective (800) MultiTerm Prudential (Strategic Partner Funds ) (800) Elite, Essential 10, Essential 15, Essential 20, Essential 30 Symetra (800) ART, Term 10, Term 15, Term 20, Term 30 Page 22

23 Western Reserve Life Assurance Co (800) Freedom Term II (10), Freedom Term II (15), Freedom Term II (20), Freedom Term II (30) Life Insurance: Universal Life AIG/American General (AIG Valic) (800) AXA Distributors (888) Second-To-Die: Platinum Investor Survivor II Athena Survivorship III, Athena Universal Life III Service Only: Athena, Athena UL, Equitable Survivorship Universal Life II (ESUL II), Equitable Universal Life II (EUL II), MONY UL General American (GenAm Financial) (800) Hartford (Fortis Advisors) (800) General American UL Bicentennial UL Founders II, Bicentennial UL Freedom, Bicentennial UL Joint Freedom II Service Only: Advanced LSUL, Advanced UL, Stag UL, UL CV Jackson (800) Lincoln Financial Group (877) Service Only: Accumulator UL, Generations UL LSUL DB 2, LSUL LPR-6, LSUL Trust Series, MoneyGuard Flex II, MoneyGuard Reserve, UL DB 2, UL LPR 6, UL LPR 7 Service Only: Life Guarantee UL Massachusetts Mutual Life Insurance Company (800) MetLife (Paragon Life) (877) Survivorship Universal Life Guard, Universal Life Guard 2, Universal Life Navigator Guaranteed Advantage, Legacy Advantage Survivorship UL, Universal Advantage Service Only: Flex Premium Multi-funded Life, Life Time Protection UL (LPUL) Midland National Life Insurance (877) Executive UL 5, Innovation UL 2, Primier UL 4, Survivorship Innovation UL, Utimizer 5 Nationwide Financial (Gartmore ) (800) Future Executive UL, Ultimate UL, YourLife Current Assumption UL, YourLife No-Lapse Guarantee SUL, YourLife SUL, YourLife Single Premium UL Service Only: Flexible Premium UL, Legacy Provider UL, Survivorship Legacy Provider UL, UL Protector Page 23

24 Ohio National Life Insurance (888) Pacific Life (800) Phoenix (800) Principal (Principal Investors Fund) (800) Protective (800) Survivor Life LP, Virtus LP Pacific Estate Preserver III, Pacific Indexed Accumulator III, Pacific PremierCare, Versa Flex VI, Versa-Flex NLG Accumulator UL, Estate Legacy, Protector UL Accumulator, Protector III, Survivorship UL, UL III Centennial G II Plus UL, Centennial G II UL, Centennial Survivor G UL, ProClassic UL Service Only: Classic UL, Custom UL, Protective 100, Protective 100 Plus, Protective 100G, Protective 500, Select ULVI, Survivor Select UL III Prudential (Strategic Partner Funds ) (800) Sun Life Financial Symetra (800) Western Reserve Life Assurance Co (800) Prulife Universal Plus, Prulife Universal Protector Service Only: Sun AccumULator, Sun Executive UL, Sun Universal ProtectorPlus Accelerated UL, Target Excellence Freedom 100, Freedom Protector II Life Insurance: Variable Universal Life The products that are designated as "(service only)" identify products on which a rep can become a rep of record and provide ongoing service, but new sales are not allowed. For more information on this topic please reference the Understanding the guide link at the bottom of this page. AIG/American General (AIG Valic) (800) Income Advantage, Platinum Investor Flex Director, Platinum Investor VIP Service Only: AIG Legacy Plus, Platinum Investor I, Platinum Investor II, Platinum Investors III AUL (One America) (877) Allianz Life Financial Services, LLC (College Access 529) (800) Asset-Care Single Premium, Flexible Premium, Individual VUL Service Only: ValueMark Single Premium, Variable Life Fund Page 24

25 American National Insurance (800) WealthQuest III Service Only: WealthQuest EDWU Ameritas (The UNIFI Group) (800) Advisor Services Series VUL, Excel Accumulator, Excel Accumulator VUL, Excel Performance VUL, Flex Account Ultra VL, Overture Medley, Overture Ovation, Overture Viva, Protector VUL Service Only: Overture Applause II, Overture Encore, Overture Life (SPVL) Canada Life (800) Genworth (GE Financial Assurance) (804) Hartford (Fortis Advisors) (800) Service Only: Prestige Service Only: Commonwealth III, Commonwealth VL Flex, GE Accumulator, GE Estate Optimizer, GE Legacy, GE Protection Plus Leaders VUL Joint Legacy, Leaders VUL Legacy, Leaders VUL Liberty Service Only: Accumulator II, Director Life Series, Protector II, Quantum II, Stag Wall Street, Wall Street Series ING (Security Life of Denver) (866) Asset Portfolio Manager, ING Corporate Variable Universal Life, ING Investor Elite, ING Protector Elite, ING Survivorship Variable Universal Life - CV, ING Variable Universal LIfe - ECV, ING Variable Universal Life - CV, Select Life II New York, Strategic Investor, Variable Accumulation Design Service Only: Asset Porfolio Manager, Asset Portfolio Manager, Corporate Benefit, Estate Designer, Flex Design, ING Investor Elite, ING Protector Elite, Life Design Asset Accumulator VUL, Market Dimensions, Select Life I, Select Life II, Strategic Investor, Strategic Investor VUL, Survivor Dimension, Variable Accumulation Design, Variable Estate Design Jackson (800) John Hancock (T.Rowe Price Alaska 529 plan) (888) Service Only: Perspective Investor VUL, Ultimate Investor VUL Accumulation VUL, Protection VUL Service Only: Flex Variable II, Flex Variable V, Medallion, Medallion Executive, Medallion Variable Edge I, Medallion Variable Edge II, Variable Estate Protection Plus, Venture, Venture Accumulation, Venture Protector Lincoln Benefit Life (800) Consultant Accumulator, Consultant Protector, TotalAccumulator Service Only: AIM Lifetime Plus SPVL, Flexable Premium Variable Life, Investor Select VUL Page 25

26 Lincoln Financial Group (877) Ensemble Protector, Lincoln AssetEdge Exec VUL, Lincoln AssetEdge VUL, PreservationEdge SVUL, VUL One Service Only: ALVULDBIV, Accru, AetnaVest Plus, American Legacy, American Legacy Estate Builder, Ensemble Accumulator, Ensemble Exec, Ensemble II, Ensemble III, Lincoln VUL Flex, SVULIV, Ultimate Investor, VUL DB II, VULCV II, VULCV-III, VULCV-IV, VULDBIV Massachusetts Mutual Life Insurance Company (800) Variable Universal Life III Service Only: Strategic Life, VUL, VUL Guard, VUL II MetLife (Paragon Life) (877) Class VL, Commonchassis VUL, Enterprise Executive Adv., Equity Advantage, SPVL, VUL, VULC Service Only: Flexible Premium Multifunded Life, Market Life VUL, MarketLife, MarketLife VUL, New England VL 65, New England Variable Ordinary Life, Travelers Variable Life Accumulator Midland National Life Insurance (800) Mutual of Omaha (United of Omaha life) (800) National Life Insurance Company (800) Advisor VUL, Foundation VUL, Premier VUL Service Only: Ultra Variable Life (flexible premium), Ultra Variable Life (single premium) Investor Select Service Only: Vari Trak VUL Nationwide Financial (Gartmore ) (800) YourLife Accumulation VUL, YourLife Protection VUL Service Only: BOA Next Generation II, BOA Next Generation Protection, Flexible Premium VUL, MarketFLEX Variable Universal Life, Modified Single Premium Variable Life I, Modified Single Premium Variable Life II, Options Elite VUL, Options Plus, Options Premier, Options Select VUL, Options VL, Protection VUL, Special Product New York Life (888) VUL Accumulator Service Only: Corporate Exec Series, Corporate Sponsored, Pinnacle, Single Premium Ohio National Life Insurance (800) Growth Perspective, Vari-Vest Asset Builder, Vari-Vest V Page 26

27 Pacific Life (800) Pacific Estate Preserver IV, Pacific Estate Preserver V, Pacific Select VUL, Prime VUL, Select Exec V, Select Performer 500 Service Only: Select Estate Maximizer, Select Exec, Select Exec II, Select Exec III, Select Exec IV Penn Mutual (800) Cornerstone III, Cornerstone IV, Diverisified Growth VUL, EstateMax III, EstateMax IV Service Only: Cornerstone I, Cornerstone II Phoenix (800) Corporate Edge, Joint Edge, Phoenix Benefit Choice, Phoenix Edge, Phoenix Express, Phoenix Individual Edge, Second-To-Die: Estate Edge Service Only: Flex Edge Success Principal (Principal Investors Fund) (800) Protective (800) Accumulator II, Benefit VUL, Executive VUL (EVUL), Income, Income Plus, Prinflex Premier III, Protective Preserver II (single premium) Service Only: Capital Solutions VUL, Premier Executive, Premier Protector, Premiere II, Protective SPVL, Protective VUL Prudential (Strategic Partner Funds ) (800) Prulife Custom Premier II, VUL Protector, Variable Appreciable Life Service Only: Advanced Series Life Focus, Second to die, Single Premium Variable Life Sun Life Financial (866) Symetra (800) Transamerica (PFL business) (800) Service Only: Futurity Accumulator II VUL, Sun Executive VUL, Sun Protector VUL Enhanced Accumulation, Premier Accumulation TransAccumulator, TransUltra Service Only: Lineage Single Premium 1 United Investors Life Insurance Company (800) Titanium Investor VUL Page 27

28 Western Reserve Life Assurance Co (800) Excelerator Exec, Exelerator Focus, Freedom Elite Builder, Freedom Wealth Protector, WRL for Life, Xcelerator Service Only: Financial Freedom Builder, Freedom Equity Protector Life Insurance: Whole Life AXA Distributors (888) Interest Sensitive Whole Life Service Only: MONY Whole Life Hartford (Fortis Advisors) (800) Lincoln Financial Group (877) Massachusetts Mutual Life Insurance Company (800) Nationwide Financial (Gartmore ) Ohio National Life Insurance (888) Pacific Life (800) Sun Life Financial ExtraOrdinary Whole Life Survivor Whole Life, Whole Life Legacy 10 Pay, Legacy 100, Legacy 65, Legacy HECV (High Early Cash Value), Survivorship Whole Life YourLife WL XPXL Flex Protector, Flex Protector II, Flex XV Service Only: Sun Care WL Mutual Fund Funds are available through Pershing brokerage accounts and by application with the fund family. Please note, fund families footnoted with a '1' are accessible in a Pershing brokerage account only. AKRE Focus Fund¹ (877) AdvisorOne¹ (866) Page 28

29 Alger (800) Alliance Bernstein (Alliance Capital Management) (888) Allianz Life Financial Services, LLC (College Access 529) (800) American Century (Learning Quest 529) (816) American Funds (College America) (800) American Growth Fund, Inc. (American Growth Fund Sponsors, Inc. )¹ (800) Aquila (800) Artisan Mutual Funds¹ (800) BB & T (Sterling Capital Funds) (800) Blackrock (888) Bogle Mutual Funds¹ (877) Brandes Investment Partners (858) Burnham (800) Calamos (800) Calvert (Summit Mutual Funds) (800) Catholic Financial Services¹ (877) CenturyFunds (800) Page 29

30 Choice Mutual funds¹ (866) Cohen & Steers Mutual Funds (800) Colorado Bondshares Mutual Funds¹ (800) Columbia (Nations Funds) (800) Compass EMP Funds (866) DWS Scudder (800) Davis Funds (Selected Funds) (800) Delaware Funds (800) Diamond Hill¹ (888) Dodge & Cox Mutual Funds¹ (800) DoubleLine¹ (877) Dreyfus (Bear Stearns) (800) Eagle Asset Management (Heritage Funds) (800) Eaton Vance (800) Evergreen (800) FBR Funds¹ (888) FPA Funds¹ (800) Page 30

31 Federated Funds (800) Fidelity Advisor (800) Fifth Third Funds¹ (800) First American Funds (800) First Eagle (800) First Investors (800) Forum¹ (800) Forward Funds (Kensington Funds) (800) Franklin Templeton (800) Gabelli & Company, Inc. (800) Goldman Sachs (First Funds) (800) Guardian Insurance & Annuity(RS Mutual funds) (877) Guggenheim(Rydex) (Rydex/SGI funds) (800) Hartford (Fortis Advisors) (800) Highmark (Liquidations only) (North Track Funds) (800) Hotchkis and Wiley (800) ICON Capital Page 31

32 ING (Security Life of Denver) (800) INVESCO/AIM (Van Kampen) (800) IVY Mutual funds (Waddell & Reed) (800) Integrity Mutual Funds (800) JP Morgan (One Group Funds) (800) James Advantage Funds (800) Janus (800) John Hancock (T.Rowe Price Alaska 529 plan) (800) Keeley¹ (800) Legg Mason (Scholars Choice) LoCorr Mutual Funds (952) Loomis Sayles (800) Lord Abbett (800) MTB (800) MainStay (800) Mairs & Power¹ (800) Managers¹ (800) Page 32

33 Massachusetts Financial Services (MFS) (800) Merrill Lynch¹ (866) Morgan Stanley Distribution Inc (800) Munder (800) Nationwide Financial (Gartmore ) (800) Natixis Funds (Loomis Sayles) (800) Neuberger Berman¹ (877) New Alternatives Funds (800) Nottingham (800) Nuveen (First American Funds) (800) Old Mutual (800) Olstein¹ (800) Oppenheimer (Lone Star) (800) PIMCO (800) PNC Funds (Allegiant Funds) (800) PRIMECAP ODYSSEY FUNDS (800) Pacific Advisor Funds¹ (800) Page 33

34 Pacific Capital Funds (800) Pacific Life (800) Parnassus¹ (800) Pineridge Mutual Funds (Brazos funds)¹ (800) Pioneer (800) Praxis (Everence) (800) Principal (Principal Investors Fund) (800) Prudential (Strategic Partner Funds ) (888) Putnam (College Savings Plan of Nevada) (800) Quaker (888) RS Funds (800) RidgeWorth Mutual Funds (866) Rochdale Investment Management¹ (800) Russell Investments (866) Saratoga¹ (800) Saturna Capital Corporation (Amana Funds) (800) Security Benefit Life (800) Page 34

35 Sentinel (800) Stadion Mutual Funds¹ (800) SunAmerica Asset Management Corp (AIG SunAmerica ) (800) Thornburg (800) Touchstone Family of Funds (800) Transamerica (PFL business) (800) Tweedy Browne Co., LLC (800) UBS Financial Global Funds(Liquidations only)¹ (888) Van Eck (800) Van Kampen (800) Vanguard¹ (877) Victory Funds (877) Villere Mutual Funds ¹ (504) Virtus Investment Partners (phoenix mutual funds) (800) Vontobel Mutual Funds¹ (800) WBI Investments¹ Wayne Hummer Funds (800) Page 35

36 Wells Fargo (Tomorrows Scholar 529) (888) Wells S&P Real Estate Funds (800) William Blair¹ (800) World Funds (800) Wright Funds (800) Turnkey Asset Management Program: Mutual Fund/ETF Wrap Program Aris Corporation (800) Brinker Capital (800) CLS Investments (888) Genworth Financial Wealth Management (800) Hanlon Investment Management, Inc. (888) Lindner Capital Advisors (800) Lockwood Advisors (800) Loring Ward (800) Meeder Financial (866) Probity Advisors (800) Asset Builder, Income Builder, Tactical Asset Allocation, Values Based Investing Destinations Mutual Fund/ETF Wrap Program Distribution Strategies, ETF Portfolios, Mutual Fund Portfolios Mutual Fund/ETF Wrap Program Contemporary Portfolio Series, Defensive Portfolio Series, Global Portfolio Series, Traditional Portfolio Series Lockwood Asset Allocation Portfolios, AdvisorFlex Portfolios Structured Investing Advantage, Structured Investing Portfolio Services Asset Allocation Portfolios Tactical Allocation Platform Page 36

37 SEI Investments (888) Distribution-Focused Strategies, Goals Based Approach, Mutual Fund Strategies Turnkey Asset Management Program: Separately Managed Account (SMA) Aris Corporation (800) Brinker Capital (800) Clark Capital (800) Genworth Financial Wealth Management (800) Lockwood Advisors (800) Manning & Napier (800) Rochdale Investment Management (800) SEI Investments (888) Stonebridge Capital (800) WBI Investments (800) Privately Managed Account, Wealth Manager Core Asset Manager Separately Managed Accounts Privately Managed Accounts Lockwood Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Turnkey Asset Management Program: Unified Managed Account (UMA) Brinker Capital (800) Clark Capital (800) Curian Capital (877) Crystal Strategy, Unified Managed Account Navigator Unified Solutions Custom Style Portfolios Page 37

38 Genworth Financial Wealth Management (800) Lockwood Advisors (800) Manning & Napier (800) Probity Advisors (800) Unified Managed Accounts Lockwood Investment Strategies Multi-Asset Class Portfolios Advantage Platform Unit Investment Trust Advisors Asset Management (800) First Trust (800) INVESCO/AIM (Van Kampen) AAM UIT's First Trust UIT Invesco Van Kampen UIT Page 38