Name MoO Guardian Lincoln Consolidated Restrictions
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1 Name MoO Guardian Lincoln Consolidated Restrictions 1st Global Advisors Inc 401(k) Professionals, Inc. A J Amer Agency Inc A. D. Frank & Associates, LLC A. Roberts & Associates, Inc. Abacus Retirement Solutions Able Insurance Services Allegiant Asset Mangement, LLC Not Allegiant Securities, LLC American General Securities, Inc. IAR's Only American Portfolios Advisors, Inc. Not IAR's Only Ameriprise No Compensation Ameritas Investment Corp. IAR Only Andrew Garrett Inc. Aon Consulting & Insurance Services Arete Wealth Management, LLC Armstrong Coury Insurance Arndt-McBee Insurance Agency Arthur, Cox, Wilson Arvest Asset Management Not Associated Financial Planning Associated Securities Corp Associated Securities Corp. Ausdal Financial Partners, Inc. Avalon Investment & Securities Group, Inc. Axa Advisors, LLC Axiom Insurance Ayres A W Insurance Agency Bancnorth Investment Group, Inc. QDIA Only / No Compensation Barron Benefit Advisors BBR Services, LP Not Benefit Connect LLC Not Benefit Consulting Group
2 Benefit Magic, LLC Benefit Management Group Benefit Solutions Bianchi & Associates, Inc. Bijan Nahai, Inc. Blackburn Insurance Blake International Blue Chip Consortium Bozzuto Associates BP Financial Corp Brahy Insurance Services, Inc. Not Brandywine Benefits Broad Street Brokerage Not Broker Dealer Financial Services Corp Business Benefits, Inc. C Lexow Insurance Advisors LTD C P S Financial, Inc. Caldwell International Securities Corp. Not Calton & Associates, Inc. Cambridge Investment Research, Inc. Campbell & Associates Insurance, Inc. Not Capital Analysts, Incorporated Capital Guardian, LLC Capital Resource Group CBIZ Financial Solutions, Inc. IAR's Only CCI Benefit Solutions, Inc. Centaurus Financial IAR's Only CFD Investments Inc. Chappelle Consulting Group Christine Gael, Inc. Not City Securities Corp CK Harp & Associates Not Columbus Brokerage Agency, Inc. Commonwealth Financial Network IAR Only
3 CompuPay Insurance & Brokerage Consulting Actuaries, Inc. Corporate Benefits, Inc. Not CPI Capital Crown Capital Securities Cutter & Co. Davinci Capital Management Not Davis Bacon Pension Administrators Davis Wealth Management Not Dawson Wealth Management Dean Ramey Associates Debra LaVelle, Inc. Not Deininger Benefits Dempsey Lord Smith, LLC Not Denny & Associates Not Dick Hunnex & Associates Dietz Capital Adviosry Group Don Mitchell & Associates Duco Dugan Financial Services, Inc. Not Dunwoody Brokerage Services EBS Financial Enterprise Planning & Insurance Equitas America, LLC Everett Insurance Agency, Inc. Executive Benefits Insurance Agency Farro-Crea General Partnership Federated Securities, Inc. Feltl and Company Not FFP Securities, Inc. Financial Advisers of America IAR's Only Financial Arts, Inc. Financial Designs Inc Financial Network Investment Corporation QDIA Only / No Compensation
4 Financial Telesis, Inc. First Allied Securities, Inc. First Citizens Investor Services First Financial Equity Corporation IAR's Only First Heartland Capital, Inc. First Midwest Securities First Security Investments Fiserv Investor Services, Inc. FMN Capital Fortune Financial Services, Inc. Freedman Benefits Group G F Pension Corp Galey Associates, P.A. Gardner Financial Services Geneos Wealth Management Girard Securities, Inc. Global World Network Securities (GWN) Granite Securities Gray, Miller & Middleton, Inc. (GMM Insurance) Not Great American Advisors (Previously named AAG Sec Inc) IAR's Only Group Plans Insurance Agency Guarranty Brokerage Services, Inc. QDIA Only / No Compensation Gundermann & Gundermann Gunn Allen Financial, Inc. H Beck Inc. H Thomas Grimes Insurance Agency Inc Hancock Securities Group, LLC Hanley & Associates Harbour Investments, Inc. Harris-Hersh Financial Hazard & Siegel, Inc. Not Hemphill Financial Group Inc/Richard Hemphill Heritage Financial Systems Heymont & Company
5 Horvath Pension and Financial Services Huntleigh Securities Corp (HSC) QDIA Only I Am, Inc. Independent Financial Group, LLC Infinex Financial Group IAR's ING Financial Partners, Inc. QDIA Only / No Compensation Insurance & Bonds Agency of Texas PLLC dba IBTX Risk Services Not Insurance Contacts, Inc. Integrated Portfolio Management InterSecurities, Inc. (ISI) Inverness Securities, LLC Invest Financial Corp Investa Corporation Investors Capital Corporation Ipartners Insurance Services, Inc. J & A Insurance Services J & D Goodliffe Associates J.P. Turner & Co., LLC J.W. Cole Financial, Inc. Janney Montgomery Scott, LLC Jefferson Pilot Securities Corporation IAR's Only Jonathan Roberts Advisory Group Not IAR's Only Kaminsky and Associates, Inc. KMS Financial Services, Inc. KSA Insurance Agency L.M. Kohn & Company Lamon & Stern, Inc. Lara, Shull and May, LLC Not Larry T Michie & Associates Inc Lasalle Street Securities LLC Liberty Wealth Strategies, LLC Not Lincoln Financial Advisors (LFA) IAR Only-Lincoln Lincoln Financial Securities Corporation IAR's Only Linsco Private Ledger IAR's Only
6 Lockton Financial Advisors, LLC Luttner Financial Group M & I Brokerage Services Inc M Holdings Securities Inc RR's Only Maggio & Associates Mang Insurance Agency, LLC Not Marisa PV, LLC McGohan Brabender Financial Medallion Investment Services Mesirow Financial Investment Management, Inc. Not Michael Marks Insurance Agency Mid-State Insurance Agency Moloney Securities Co., Inc. Money Concepts Capital Corp. IAR Only Morgan Belle USA Company, LLC Not Moynahan Management Company, Inc. Multi Financial Securities Corporation QDIA Only / No Compensation Mutual Of Omaha Investor Services Not Mutual Service Corporation National Benefit Services, Inc. Not QDIA Only National Planning Corporation (NPC) IAR's Only NBC Securities NCCA Insurance Services, Inc. Not Nefouse & Associates, Inc. New Bridge Securities Corp. Next Financial Group NFP Securities Northwestern Benefit Corporation Northwestern Mutual Investment Services, LLC O'Gorman & Young, Inc. One America Securities Oppenheimer & Co, Inc. (formerly Fahnestock & Co, Inc.) Pacific West Financial Consultants, Inc QDIA Only Packerland Brokerage Services, Inc.
7 PAI-Pension Services, Inc. Park Avenue Securities Parmett Group, LTD Not Pension Actuaries Pension Retirement Options for Credit Unions (PROCU) Penuel Benefits Group Primark Benefits Prime Cor Inc PrimeVest Financial Services, Inc. QDIA Only / No Compensation Princor Financial Services Corp. IAR's Only Private Consulting Group Pro Health USA Not Probity Insurance Services Not ProEquities, Inc. Professional Benefit Services, Inc. QA3 Financial Corporation Quest Capital Strategies Questar Capital Corp R F Lafferty & Co. Inc. R T Jones Capital Equities Inc Rampart Financial Services Raymond James No Compensation Redtail Ltd Reichek Financial Services Resource Horizons Group LLC Retirement Insurance of Ohio, LTD. Not Retirement Plan Solutions Retirement Solution Group Not Retirement Solutions Rhoades & Associates Agency Inc Richard A Matthews/Desjardins Matthews & Co Richard Floyd Agency Robert Olson/Retirement Resources, Inc. Roman Financial, Inc.
8 Sammons Securities Co LLC Sand Harbor Financial Services, Inc. Securities America Inc. Securities Service Network, Inc. Security National Bank/ Private Client Services Division Sellers Kuykendall SFC Financial, LLC (Swink, Fieheler & Co) Shamrock, Inc. Sidles Duncan & Associates Not Available QDIA Only Sigma Financial Sigma Planning Corporation Not Signal Securities, Inc. Signator Investors Inc. Sihle Insurance Group SII Investment, Inc. Source Capital Group Inc Southern Benefits Group LLC Spectrum Benefit Group, Inc. Stan A Kinoshita & Associates Inc Stanton Investment Services Stephen M Wendt & Associates, Inc. Stifel, Nicolaus & Co, Inc. Sumitomo Life Insurance Texas Health Benefits, Inc. Not TFS Securities, Inc. The Case Companies Not The Enterprise Securities Company The Glass Freedman Company The Hammond Agency The Lubin-Bergman Organization, Inc. Not The McCart Group Not The Retirement Advantage, Inc. The Stettler Group, Inc. Timothy C Lee & Associates
9 TLG Advisors, Inc (The Leaders Group) Not Todd Associates, Inc. Transam Transamerica Financial Advisors Triad Advisors, Inc. Triam Consultants Trust Private Capital Not Trustmark (TRMK) Risk Management Trustmark Securities Inc UBS Financial Services No Compensation UHY Employee Benefit Consulting Services, Inc. Not United Planners Financial Services of America Upstate Priority Insurance Agency Not Uvest Financial Services Veritrust Financial Vista Financial Services VSR Advisory Services (div of VSR Financial Services, Inc) IAR's Only Wachovia No Compensation Waterford Investor Services Inc Waterstone Financial Group (Sterling Ins Svcs) Wells, Robinson, Sundberg, Inc. Wellstone Securities, LLC Westminster Financial Advisory Corp Westminster Financial Securities WHR Benefits, LLC Wiley Bros - Aintree Capital LLC Woodbury Financial No Compensation Woodmen Financial Services, Inc. Not Secuities Licensed reps. Only Workman Securities Corp. World Choice Securities WRP Investments, Inc. Zenith Wealth Management Not
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