Briefly describe the organization's mission or most significant activities: SEE MISSION STATEMENT ON SCHEDULE 0

Transcription

1 Form 990 Department of the Treasury internal Revenue Service ETENSION GRANTED TO 08/15/13 Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except lack lung enefit trust or private foundation) The organization may have to use a copy of this retum to satisfy state reporting requirements. A For the 2011 calendar year, or tax year eginning OCT 1, 2011 B Check if applicale: acir Name change C Name of organization BATTELLE MEMORIAL INSTITUTE Doing Business As LJi Numer and street (or P.O. ox if mail is not delivered to street address) Terrnin- 505 KING AVENUE Amended return City or town, state or country, and ZIP + 4 COLUMBUS, OH pending F Name and address of principal officer:dr. JEFFREY WADSWORTH SANE AS C ABOVE I Tax-exempt status: Lc.J 501(c)(3) L_J 501(c) ( ) (insert no.) L_J 49 J Wesite: WWW. BATTELLE. ORG K Form of oraanization: [çj Corporation LJ Trust Li Association LI Other P mmarv I and ending SEP 30, 2012 Room/suite D Employer identification numer E Telephone numer O1547 LU I I Open to Pulic lnsdection (614) G Grossreceipts$ 5,430,572,912. H(a) Is this a group retum for affiliates? Li Yes No H() Are all affiliates included?liiilyes Li No 1) or Li 527 If "No," attach a list. (see instructions) H(c) Group exemption numer I L Year of formation: 1925 I M State of legal domicile: OH Briefly descrie the organization's mission or most significant activities: SEE MISSION STATEMENT ON SCHEDULE 0 2 Check this ox Li if the organization discontinued its operations or disposed of more than 25% of its n et assets Numer of voting memers of the governing ody (Part VI, line 1 a) Numer of independent voting memers of the governing ody (Part VI, line 1 ) Total numer of individuals employed in calendar year 2011 (Part V, line 2a) Total numer of volunteers (estimate if necessary) a Total unrelated usiness revenue from Part VIII, column (C), line 12 - Net unrelated usiness taxale income from Form 990-T, line 34. 7a 7 10,556, Prior Year Current Year 8 9 Contriutionsandgrants(PartVIlI,linelh) Programservicerevenue(PartVIll,Iine2g). 4,550,460, ,006,990. 4,368,714, ,334, lnvestmentincome(partviil,column(a),lines3,4,and7d). 30,781, ,360, Otherrevenue(PartVllI,column(A),lines5,6d,8c,9c,iOc,andile) 23,197, ,034, Totalrevenue-addlines8throughll(mustequalPartVlll,column(A)jinel2) 5,517,446,303. 5,234,444, Grants and similar amounts paid (Part I, column (A), lines 1.3). 13,604,816. 6,747, Benefits paid to or for memers (Part I, column (A), line 4) Salaries, other compensation, employee enefits (Part I, column (A), lines 5-10) 2,690,692,976. 2,662,463, a Professional fundraising fees (Part I, column (A), line lie) Total fundraising expenses (Part I, column (D), line 25) 0. LU Otherexpenses(Partl,column(A),lineslla-lld,llf.24e) Totalexpenses.Addlinesl3-17(mustequalPartlx,column(A),Iine25). 2,812,721, ,517,019,377. 2,606,148,617. 5,275,360, Revenuelessexpenses.Sutractlinel8fromlinel2 426, ,916,136. Beginning of Current Year End of Year 20 Totalassets(Part,linel6). 1,249,023,195. 1,265,541, Totalliailities(Part,Iine26). 693,534, ,600, Netassetsorfundalances.Sutractline2lfromljne2o. 555,489, ,940,468. rdt L II IdLUI e iuui Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the est of my knowledge and elief, it is true, correct, and complete. Declaration of preparr (other than officer) is ased on all information of which preparer has any knowledge.. I / / i' Sign p" Sigi'iature of officer Date / / Here THOMAS E SHARPE, ASST. TREASURER Type or print name and title Print/Type preparer's name Preparer's signature Date Check Li PTIN Paid seif-emcloyed Preparer Firm's name Firm's EIN Use Only Firm's address Phone no. May the IRS discuss this return with the preparer shown aove? (see instructions) Li Yes Li No LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2011) SEE SCHEDULE 0 FOR ORGANIZATION MISSION STATEMENT CONTINUATION

2 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Part III Statement of Program Service Accomplishments a 4 Check if Schedule O contains a response to any question in this Part III Briefly descrie the organization s mission: BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED ECLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? If "Yes," descrie these new services on Schedule O. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization cease conducting, or make significant changes in how it conducts, any program services? ~~~~~~ If "Yes," descrie these changes on Schedule O. Descrie the organization s program service accomplishments for each of its three largest program services, as measured y expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to Yes Yes Page 2 others, the total expenses, and revenue, if any, for each program service reported. ( Code: ) ( Expenses $ 3,268,562,934. including grants of $ ) ( Revenue $ 339,770,427. ) BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE FIVE UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: PACIFIC NORTHWEST NATIONAL LABORATORY; OAK RIDGE NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; BROOKHAVEN NATIONAL LABORATORY AND NATIONAL RENEWABLE ENERGY LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT A SITH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. ANOTHER BMI AFFILIATE IS PART OF A CONSORTIUM THAT OPERATES THE NATIONAL NUCLEAR LABORATORY FOR THE UNITED KINGDOM'S DEPARTMENT FOR ENERGY AND CLIMATE CHANGE. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ( Code: ) ( Expenses $ 752,074,377. including grants of $ ) ( Revenue $ 468,661,251. ) BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. No No 4c 6,747,802. EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS CONSOLIDATED NET INCOME TO PUBLIC CHARITIES AND GOVERNMENT AGENCIES. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO AND ACROSS THE UNITED STATES THAT MEASURE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. ( Code: ) ( Expenses $ including grants of $ ) ( Revenue $ ) 4d Other program services (Descrie in Schedule O.) ( Expenses $ including grants of $ ) ( Revenue $ ) 4e Total program service expenses J 4,027,385,113. Form 990 (2011) SEE SCHEDULE O FOR CONTINUATION(S)

3 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Part IV Checklist of Required Schedules a a c d e f 20a Is the organization descried in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Is the organization required to complete Schedule B, Schedule of Contriutors? ~~~~~~~~~~~~~~~~~~~~~~ Did the organization engage in direct or indirect political campaign activities on ehalf of or in opposition to candidates for pulic office? If "Yes," complete Schedule C, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Section 501(c)(3) organizations. Did the organization engage in loying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives memership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III ~~~~~~~~~~~~~~ Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distriution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II~~~~~~~~~~~~~~ Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount in Part, line 21; serve as a custodian for amounts not listed in Part ; or provide credit counseling, det management, credit repair, or det negotiation services? If "Yes," complete Schedule D, Part IV ~~ Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V ~~~~~~~~~~~~~~~~~~~~~~~~ If the organization s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, I, or as applicale. Did the organization report an amount for land, uildings, and equipment in Part, line 10? If "Yes," complete Schedule D, Part VI ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for investments - other securities in Part, line 12 that is 5% or more of its total assets reported in Part, line 16? If "Yes," complete Schedule D, Part VII ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for investments - program related in Part, line 13 that is 5% or more of its total assets reported in Part, line 16? If "Yes," complete Schedule D, Part VIII ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for other assets in Part, line 15 that is 5% or more of its total assets reported in Part, line 16? If "Yes," complete Schedule D, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for other liailities in Part, line 25? If "Yes," complete Schedule D, Part ~~~~~~ Did the organization s separate or consolidated financial statements for the tax year include a footnote that addresses the organization s liaility for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part ~~~~ Did the organization otain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts I, II, and III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts I, II, and III is optional~~~ Is the organization a school descried in section 170()(1)(A)(ii)? If "Yes," complete Schedule E ~~~~~~~~~~~~~~ 14a Did the organization maintain an office, employees, or agents outside of the United States? ~~~~~~~~~~~~~~~~ Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, usiness, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report on Part I, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If "Yes," complete Schedule F, Parts II and IV ~~~~~~~~~~~~~~~~~ Did the organization report on Part I, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If "Yes," complete Schedule F, Parts III and IV ~~~~~~~~~~~~~~~~~~~~~ Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part I, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report more than $15,000 total of fundraising event gross income and contriutions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H ~~~~~~~~~~~~~~~~ If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? a 11 11c 11d 11e 11f 12a a a Yes Page 3 No 20 Form 990 (2011)

4 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Part IV Checklist of Required Schedules (continued) a c d 25a Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess enefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~ a c Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part I, column (A), line 1? If "Yes," complete Schedule I, Parts I and II ~~~~~~~~~~~~~~~~~~ Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part I, column (A), line 2? If "Yes," complete Schedule I, Parts I and III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 aout compensation of the organization s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization have a tax-exempt ond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after Decemer 31, 2002? If "Yes," answer lines 24 through 24d and complete Schedule K. If "No", go to line 25 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization invest any proceeds of tax-exempt onds eyond a temporary period exception? ~~~~~~~~~~~ Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt onds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization act as an "on ehalf of" issuer for onds outstanding at any time during the year? ~~~~~~~~~~~ Is the organization aware that it engaged in an excess enefit transaction with a disqualified person in a prior year, and that the transaction has not een reported on any of the organization s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Was a loan to or y a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization s tax year? If "Yes," complete Schedule L, Part II ~~~~~~~~~~~ Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, sustantial contriutor or employee thereof, a grant selection committee memer, or to a 35% controlled entity or family memer of any of these persons? If "Yes," complete Schedule L, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Was the organization a party to a usiness transaction with one of the following parties (see Schedule L, Part IV instructions for applicale filing thresholds, conditions, and exceptions): A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~~~~~~~~~~ A family memer of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~ An entity of which a current or former officer, director, trustee, or key employee (or a family memer thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV~~~~~~~~~~~~~~~~~~~~~ Did the organization receive more than $25,000 in non-cash contriutions? If "Yes," complete Schedule M ~~~~~~~~~ Did the organization receive contriutions of art, historical treasures, or other similar assets, or qualified conservation contriutions? If "Yes," complete Schedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections and ? If "Yes," complete Schedule R, Part I ~~~~~~~~~~~~~~~~~~~~~~~~ Was the organization related to any tax-exempt or taxale entity? If "Yes," complete Schedule R, Parts II, III, IV, and V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 35a Did the organization have a controlled entity within the meaning of section 512()(13)? ~~~~~~~~~~~~~~~~~~ Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512()(13)? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitale related organization? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI ~~~~~~~~ Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O a 24 24c 24d 25a a 28 28c a Yes Page 4 No 38 Form 990 (2011)

5 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page 5 Part V Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule O contains a response to any question in this Part V 1a Enter the numer reported in Box 3 of Form Enter -0- if not applicale ~~~~~~~~~~~ c 3a c Enter the numer of Forms W-2G included in line 1a. Enter -0- if not applicale ~~~~~~~~~~ 1 Did the organization comply with ackup withholding rules for reportale payments to vendors and reportale gaming If at least one is reported on line 2a, did the organization file all required federal employment tax returns? ~~~~~~~~~~ Note. If the sum of lines 1a and 2a is greater than 250, you may e required to e-file (see instructions) 7 Organizations that may receive deductile contriutions under section 170(c). a Did the organization receive a payment in excess of $75 made partly as a contriution and partly for goods and services provided to the payor? c d e f g h If the organization received a contriution of cars, oats, airplanes, or other vehicles, did the organization file a Form 1098-C? 8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained y a sponsoring organization, have excess usiness holdings at any time during the year? a a a 14a Sponsoring organizations maintaining donor advised funds. Section 501(c)(7) organizations. Enter: Section 501(c)(12) organizations. Enter: 12a Section 4947(a)(1) non-exempt charitale trusts. Is the organization filing Form 990 in lieu of Form 1041? a c (gamling) winnings to prize winners? 2a Enter the numer of employees reported on Form W-3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered y this return ~~~~~~~~~~ Did the organization have unrelated usiness gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~ If "Yes," has it filed a Form 990-T for this year? If "No," provide an explanation in Schedule O ~~~~~~~~~~~~~~~ 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a ank account, securities account, or other financial account)?~~~~~~~ If "Yes," enter the name of the foreign country: J SEE SCHEDULE O See instructions for filing requirements for Form TD F , Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohiited tax shelter transaction at any time during the tax year? ~~~~~~~~~~~~ Did any taxale party notify the organization that it was or is a party to a prohiited tax shelter transaction? ~~~~~~~~~ If "Yes," to line 5a or 5, did the organization file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contriutions that were not tax deductile? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization include with every solicitation an express statement that such contriutions or gifts were not tax deductile? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization notify the donor of the value of the goods or services provided? Did the organization sell, exchange, or otherwise dispose of tangile personal property for which it was required to file Form 8282? Section 501(c)(29) qualified nonprofit health insurance issuers. Note. See the instructions for additional information the organization must report on Schedule O. Did the organization receive any payments for indoor tanning services during the tax year? ~~~~~~~~~~~~~~~~ If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O 1a 2a ~~~~~~~~~~~~~~~ If "Yes," indicate the numer of Forms 8282 filed during the year ~~~~~~~~~~~~~~~~ Did the organization receive any funds, directly or indirectly, to pay premiums on a personal enefit contract? Did the organization, during the year, pay premiums, directly or indirectly, on a personal enefit contract? 7d 10a 10 11a c ~~~~~~~ ~~~~~~~~~ If the organization received a contriution of qualified intellectual property, did the organization file Form 8899 as required? ~ Did the organization make any taxale distriutions under section 4966? ~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization make a distriution to a donor, donor advisor, or related person? ~~~~~~~~~~~~~~~~~~~ Initiation fees and capital contriutions included on Part VIII, line 12 ~~~~~~~~~~~~~~~ Gross receipts, included on Form 990, Part VIII, line 12, for pulic use of clu facilities ~~~~~~ Gross income from memers or shareholders ~~~~~~~~~~~~~~~~~~~~~~~~~~ Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," enter the amount of tax-exempt interest received or accrued during the year Is the organization licensed to issue qualified health plans in more than one state? ~~~~~~~~~~~~~~~~~~~~~ Enter the amount of reserves the organization is required to maintain y the states in which the organization is licensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~ Enter the amount of reserves on hand~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ c 2 3a 3 4a 5a 5 5c 6a 6 7a 7 7c 7e 7f 7g 7h 8 9a 9 12a 13a 14a Yes No 14 Form 990 (2011)

6 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page 6 Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7 elow, and for a "No" response to line 8a, 8, or 10 elow, descrie the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response to any question in this Part VI Section A. Governing Body and Management Yes 1a Enter the numer of voting memers of the governing ody at the end of the tax year ~~~~~~ 1a 9 If there are material differences in voting rights among memers of the governing ody, or if the governing a 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot e reached at the organization s mailing address? If "Yes," provide the names and addresses in Schedule O Section B. Policies (This Section B requests information aout policies not required y the Internal Revenue Code.) 12a c a 16a exempt status with respect to such arrangements? Section C. Disclosure 17 List the states with which a copy of this Form 990 is required to e filed JSEE SCHEDULE O ody delegated road authority to an executive committee or similar committee, explain in Schedule O. Enter the numer of voting memers included in line 1a, aove, who are independent ~~~~~~ Did any officer, director, trustee, or key employee have a family relationship or a usiness relationship with any other officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization delegate control over management duties customarily performed y or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~ Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ~~~~~ Did the organization ecome aware during the year of a significant diversion of the organization s assets? ~~~~~~~~~ Did the organization have memers or stockholders? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7a Did the organization have memers, stockholders, or other persons who had the power to elect or appoint one or more memers of the governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Are any governance decisions of the organization reserved to (or suject to approval y) memers, stockholders, or persons other than the governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization contemporaneously document the meetings held or written actions undertaken during the year y the following: The governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Each committee with authority to act on ehalf of the governing ody? Descrie in Schedule O the process, if any, used y the organization to review this Form 990. Did the organization have a written conflict of interest policy? If "No," go to line 13 ~~~~~~~~~~~~~~~~~~~~ Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ~~~~~~ Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," descrie in Schedule O how this was done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~ 10a Did the organization have local chapters, ranches, or affiliates? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and ranches to ensure their operations are consistent with the organization s exempt purposes? ~~~~~~~~~~~~~ 11a Has the organization provided a complete copy of this Form 990 to all memers of its governing ody efore filing the form? Did the organization have a written whistlelower policy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization have a written document retention and destruction policy? ~~~~~~~~~~~~~~~~~~~~~~ Did the process for determining compensation of the following persons include a review and approval y independent persons, comparaility data, and contemporaneous sustantiation of the delieration and decision? The organization s CEO, Executive Director, or top management official Other officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes" to line 15a or 15, descrie the process in Schedule O (see instructions). ~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization invest in, contriute assets to, or participate in a joint venture or similar arrangement with a taxale entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicale federal tax law, and take steps to safeguard the organization s Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicale), 990, and 990-T (Section 501(c)(3)s only) availale for pulic inspection. Indicate how you made these availale. Check all that apply. Own wesite Another s wesite Upon request Descrie in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements availale to the pulic during the tax year. 20 State the name, physical address, and telephone numer of the person who possesses the ooks and records of the organization: DAVID C. EVANS KING AVENUE, COLUMBUS, OH Form 990 (2011) a 7 8a a 10 11a 12a 12 12c a 15 16a 16 Yes No No

7 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page 7 Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check if Schedule O contains a response to any question in this Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this tale for all persons required to e listed. Report compensation for the calendar year ending with or within the organization s tax year. List all of the organization s current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid. List all of the organization s current key employees, if any. See instructions for definition of "key employee." List the organization s five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportale compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations. List all of the organization s former officers, key employees, and highest compensated employees who received more than $100,000 of reportale compensation from the organization and any related organizations. List all of the organization s former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportale compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this ox if neither the organization nor any related organization compensated any current officer, director, or trustee (A) (B) (C) (D) (E) (F) Name and Title Average hours per week (descrie hours for related organizations in Schedule O) Position (do not check more than one ox, unless person is oth an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Reportale compensation from the organization (W-2/1099-MISC) Reportale compensation from related organizations (W-2/1099-MISC) Estimated amount of other compensation from the organization and related organizations (1) JOHN B. MCCOY CHAIRMAN AND DIRECTOR , (2) VICKY A. BAILEY DIRECTOR , (3) FRANK L. DOUGLAS DIRECTOR AS OF 07/ (4) MICHAEL J. GASSER DIRECTOR , (5) RUSSELL A. HULSE DIRECTOR , (6) LESTER L. LYLES DIRECTOR , (7) SEAN C. O'KEEFE DIRECTOR , (8) MICHAEL G. MORRIS DIRECTOR , (9) ROBERT D. WALTER DIRECTOR SERVED TO 11/ , (10) JOHN K. WELCH DIRECTOR , (11) JEFFREY WADSWORTH PRESIDENT & CEO ,939, ,485. (12) I. MARTIN INGLIS EECUTIVE VP, COO, CFO , ,591. (13) RONALD D. TOWNSEND EECUTIVE VP , ,063. (14) RUSSELL P. AUSTIN SR VP, GEN COUNSEL & SEC , ,515. (15) JOHN J. GROSSENBACHER SENIOR VICE PRESIDENT , ,691. (16) STEPHEN E. KELLY SENIOR VICE PRESIDENT , ,040. (17) MICHAEL KLUSE SENIOR VICE PRESIDENT , ,461. Form 990 (2011)

8 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position (do not check more than one Reportale Reportale Estimated hours per ox, unless person is oth an compensation compensation amount of week officer and a director/trustee) from from related other (descrie the organizations compensation hours for organization (W-2/1099-MISC) from the related (W-2/1099-MISC) organization organizations and related in Schedule organizations O) c d Su-total~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Total from continuation sheets to Part VII, Section A ~~~~~~~~ Total (add lines 1 and 1c) Individual trustee or director Institutional trustee Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person Section B. Independent Contractors 1 Officer (18) BARBARA L. KUNZ SENIOR VICE PRESIDENT , ,183. (19) THOMAS E. MASON SENIOR VICE PRESIDENT , ,475. (20) THOMAS D. SNOWBERGER SENIOR VICE PRESIDENT , ,858. (21) MARTIN TOOMAJIAN SENIOR VICE PRESIDENT , ,564. (22) THOMAS E. SHARPE ASST TREAS & ASST SEC , ,884. (23) GWENDOLYN C. VONHOLTEN CONTROLLER & TREASURER , ,084. (24) BRIAN GRAHAM TREASURER , ,862. (25) JUDITH L. MOBLEY ASSISTANT TREASURER , ,065. (26) BRIAN R. SMITH ASSISTANT TREASURER , ,701. (A) (B) (C) Name and usiness address Description of services Compensation TORCON INC. 328 NEWMAN SPRINGS RD, RED BANK, NJ CONTRACTOR-CONSTRUCTION 67,175,260. E.W. HOWELL CO LLC, 245 NEWTOWN ROAD, SUITE 600, PLAINVIEW, NY CONTRACTOR-CONSTRUCTION 38,466,121. JSC TVEL KASHIROKEE SHOSSE 49, MOSCOW, RUSSIA FABRICATION AND ASSEMBLY 37,558,842. BABCOCK & WILCO NUCLEAR OPERATIONS GROUPS P.O. BO 65002, DALLAS, T NUCLEAR RESEARCH 16,501,785. AREVA FEDERAL SERVICES LLC 7207 IBM DRIVE, CHARLOTTE, NC DESIGN ENGINEERING 16,061, Total numer of individuals (including ut not limited to those listed aove) who received more than $100,000 of reportale compensation from the organization For any individual listed on line 1a, is the sum of reportale compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual~~~~~~~~~~~~~ Complete this tale for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization s tax year. Total numer of independent contractors (including ut not limited to those listed aove) who received more than $100,000 of compensation from the organization 922 SEE PART VII, SECTION A CONTINUATION SHEETS Key employee Highest compensated employee Former 10,222, ,079,522. 5,683, ,402, ,906, ,481, Yes 6,857 No Form 990 (2011)

9 Form 990 (2011) Part VII Section A. BATTELLE MEMORIAL INSTITUTE Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average hours per week Position (check all that apply) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Reportale compensation from the organization (W-2/1099-MISC) Reportale compensation from related organizations (W-2/1099-MISC) Estimated amount of other compensation from the organization and related organizations (27) SAMUEL ARONSON LABORATORY DIRECTOR , ,409. (28) JEFFREY W. SMITH DEPUTY FOR OPERATIONS , ,853. (29) THOMAS ZACHARIA DEPUTY DIRECTOR SCIENCE & TECH , ,592. (30) ROGER ANDERSON DIRECTOR BUS & ECON DEV , ,713. (31) JOSEPH FITCH LABORATORY DIRECTOR , ,689. (32) BRENT PARK ALD GLOBAL SECURITY , ,833. (33) RICHARD C. ADAMS FORMER SENIOR VP , ,132. (34) ANTHONY T. HEBRON FORMER SENIOR VP , ,090. (35) DONALD P. MCCONNELL FORMER SENIOR VP , ,354. (36) RICHARD D. ROSEN FORMER VICE PRESIDENT , ,370. (37) STEPHEN H. VALENTINE FORMER CONTROLLER & ASST TREAS , ,810. (38) MICHAEL LAWRENCE FORMER HIGH FIVE , ,234. Total to Part VII, Section A, line 1c 5,683,662. 2,402,

10 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Part VIII Statement of Revenue Contriutions, Gifts, Grants and Other Similar Amounts Program Service Revenue Other Revenue 1 a c d e f g Noncash contriutions included in lines 1a-1f: $ h 2 a c d e f g 6 a c d c d 8 a c 9 a c 10 a c Federated campaigns Memership dues ~~~~~~ ~~~~~~~~ Fundraising events ~~~~~~~~ Related organizations ~~~~~~ Government grants (contriutions) All other contriutions, gifts, grants, and similar amounts not included aove ~~ 1a 1 1c 1d 1e 1f Total. Add lines 1a-1f All other program service revenue ~~~~~ Total. Add lines 2a-2f Investment income (including dividends, interest, and other similar amounts) ~~~~~~~~~~~~~~~~~ Income from investment of tax-exempt ond proceeds Royalties Gross rents ~~~~~~~ Less: rental expenses~~~ Rental income or (loss) ~~ Net rental income or (loss) 7 a Gross amount from sales of assets other than inventory Less: cost or other asis and sales expenses ~~~ Gain or (loss) ~~~~~~~ a a a (i) Real (ii) Personal 1,503, , ,427. (i) Securities (ii) Other 221,705, ,126. Net gain or (loss) Gross income from fundraising events (not including $ of contriutions reported on line 1c). See Part IV, line 18 ~~~~~~~~~~~~~ Less: direct expenses~~~~~~~~~~ Net income or (loss) from fundraising events Gross income from gaming activities. See Part IV, line 19 ~~~~~~~~~~~~~ Less: direct expenses ~~~~~~~~~ Net income or (loss) from gaming activities Gross sales of inventory, less returns and allowances ~~~~~~~~~~~~~ Less: cost of goods sold ~~~~~~~~ 4,335,775, ,938,809. Net income or (loss) from sales of inventory (A) (B) (C) Total revenue Related or Unrelated exempt function usiness revenue revenue 4,368,714,116. Business Code GOVERNMENT CONTRACTS ,175, ,175,650. SCIENTIFIC RESEARCH ,158, ,256,029. 9,902, ,433,332. 1,752, ,272, ,637, ,334,334. Page 9 (D) Revenue excluded from tax under sections 512, 513, or 514 6,726, ,000. 6,072,522. 6,438,793. 6,438, , , ,634, ,634,258. Miscellaneous Revenue Business Code 11 a OTHER REVENUE ,841,863. 2,841,863. VENTURE FUNDS ,322,537. 2,322,537. c STEM REVENUE ,871,171. 1,871,171. d All other revenue ~~~~~~~~~~~~~ e Total. Add lines 11a-11d ~~~~~~~~~~~~~~~ 7,035, Total revenue. See instructions. 5,234,444, ,431, ,556, ,741, Form 990 (2011)

11 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page Part I Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) ut are not required to complete columns (B), (C), and (D). Check if Schedule O contains a response to any question in this Part I Do not include amounts reported on lines 6, (A) (B) (C) (D) Total expenses Program service Management and Fundraising 7, 8, 9, and 10 of Part VIII. expenses general expenses expenses 1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 6,706,002. 6,706, a c d e f g a c d Grants and other assistance to individuals in the United States. See Part IV, line 22 ~~~ Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 ~ Benefits paid to or for memers ~~~~~~~ Compensation of current officers, directors, trustees, and key employees ~~~~~~~~ Compensation not included aove, to disqualified persons (as defined under section 4958(f)(1)) and persons descried in section 4958(c)(3)(B) Other salaries and wages ~~~~~~~~~~ Pension plan accruals and contriutions (include section 401(k) and section 403() employer contriutions) Loying ~~~~~~~~~~~~~~~~~~ Professional fundraising services. See Part IV, line 17 Insurance ~~~~~~~~~~~~~~~~~ Other expenses. Itemize expenses not covered aove. (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) e All other expenses 25 Total functional expenses. Add lines 1 through 24e 26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a comined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC ) ~~~ Other employee enefits ~~~~~~~~~~ Payroll taxes ~~~~~~~~~~~~~~~~ Fees for services (non-employees): Management ~~~~~~~~~~~~~~~~ Legal ~~~~~~~~~~~~~~~~~~~~ Accounting ~~~~~~~~~~~~~~~~~ Investment management fees ~~~~~~~~ Other ~~~~~~~~~~~~~~~~~~~~ Advertising and promotion Office expenses~~~~~~~~~~~~~~~ Information technology ~~~~~~~~~~~ Royalties ~~~~~~~~~~~~~~~~~~ ~ ~~~~~~~~~ Occupancy ~~~~~~~~~~~~~~~~~ Travel ~~~~~~~~~~~~~~~~~~~ Payments of travel or entertainment expenses for any federal, state, or local pulic officials Conferences, conventions, and meetings ~~ Interest ~~~~~~~~~~~~~~~~~~ Payments to affiliates ~~~~~~~~~~~~ Depreciation, depletion, and amortization ~~ 31, , , ,000. 9,973,718. 9,973,718. 1,945,917,719. 1,407,762, ,154, ,358, ,429, ,929, ,534, ,059, ,475, ,678, ,644, ,033, ,762, ,762,059. 3,983,988. 3,983, , , , ,202. 1,176,219. 1,176, ,346, ,833, ,513,132. 1,178,852. 1,178, ,786,739. 5,898, ,888, ,435, ,187,365. 7,248, , , , ,116, ,149, ,966, ,747, ,354, ,392,492. 3,156,074. 2,177, ,767. 8,509,621. 6,467,199. 2,042, ,441, ,281,016. 9,160,657. 6,397,270. 6,397,270. amount, list line 24e expenses on Schedule O.) ~~ PURCHASES 213,695, ,286, ,409,327. RENTAL & MAINTENANCE 37,240, ,328, ,911,499. NON-INCOME TA EPENSE 30,084, ,653,602. 9,431,362. OTHER NON-OPERATING EP 12,965, ,965, ,101,307. 2,255,534. 7,845,773. 5,275,360,157. 4,027,385,113. 1,247,975, Form 990 (2011)

12 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page 11 Part Balance Sheet Net Assets or Fund Balances Liailities Assets (A) (B) Beginning of year End of year 1 Cash - non-interest-earing ~~~~~~~~~~~~~~~~~~~~~~~~~ 49,632, ,178, Savings and temporary cash investments ~~~~~~~~~~~~~~~~~~ 13,564, ,147, Pledges and grants receivale, net ~~~~~~~~~~~~~~~~~~~~~ Accounts receivale, net ~~~~~~~~~~~~~~~~~~~~~~~~~~ Receivales from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II 354,564, ,598,276. of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 6 Receivales from other disqualified persons (as defined under section 4958(f)(1)), persons descried in section 4958(c)(3)(B), and contriuting employers and sponsoring organizations of section 501(c)(9) voluntary 7 8 employees eneficiary organizations (see instructions) ~~~~~~~~~~~ Notes and loans receivale, net ~~~~~~~~~~~~~~~~~~~~~~~ Inventories for sale or use ~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 7 8,591, ,795, Prepaid expenses and deferred charges ~~~~~~~~~~~~~~~~~~ 22,211, ,828, a Land, uildings, and equipment: cost or other asis. Complete Part VI of Schedule D ~~~ 10a 859,339,721. Less: accumulated depreciation ~~~~~~ ,568, ,389, c 443,770, Investments - pulicly traded securities ~~~~~~~~~~~~~~~~~~~ Investments - other securities. See Part IV, line 11 ~~~~~~~~~~~~~~ 220,527, ,475, ,919, ,534, Investments - program-related. See Part IV, line 11 ~~~~~~~~~~~~~ Intangile assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~ Total assets. Add lines 1 through 15 (must equal line 34) Accounts payale and accrued expenses ~~~~~~~~~~~~~~~~~~ Grants payale ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 14 18,065, ,249,023, ,673, ,215, ,768,693. 1,265,541, ,743, ,975, Tax-exempt ond liailities ~~~~~~~~~~~~~~~~~~~~~~~~~ 17,979, ,901, Escrow or custodial account liaility. Complete Part IV of Schedule D ~~~~ Payales to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Secured mortgages and notes payale to unrelated third parties ~~~~~~ 168,500, ,600, Unsecured notes and loans payale to unrelated third parties ~~~~~~~~ Other liailities (including federal income tax, payales to related third parties, and other liailities not included on lines 17-24). Complete Part of 24 Schedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 313,166, ,381, Total liailities. Add lines 17 through ,534, ,600,890. Organizations that follow SFAS 117, check here and complete lines 27 through 29, and lines 33 and Unrestricted net assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Temporarily restricted net assets Permanently restricted net assets ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~ Organizations that do not follow SFAS 117, check here and complete lines 30 through Capital stock or trust principal, or current funds ~~~~~~~~~~~~~~~ Paid-in or capital surplus, or land, uilding, or equipment fund ~~~~~~~~ Retained earnings, endowment, accumulated income, or other funds ~~~~ 555,489, ,940, Total net assets or fund alances ~~~~~~~~~~~~~~~~~~~~~~ 555,489, ,940, Total liailities and net assets/fund alances 1,249,023, ,265,541,358. Form 990 (2011)

13 Form 990 (2011) BATTELLE MEMORIAL INSTITUTE Page 12 Part I Reconciliation of Net Assets Check if Schedule O contains a response to any question in this Part I 1 Total revenue (must equal Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 5,234,444, Total expenses (must equal Part I, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 5,275,360, Revenue less expenses. Sutract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3-40,916, Net assets or fund alances at eginning of year (must equal Part, line 33, column (A)) ~~~~~~~~~~ Other changes in net assets or fund alances (explain in Schedule O) ~~~~~~~~~~~~~~~~~~~ Net assets or fund alances at end of year. Comine lines 3, 4, and 5 (must equal Part, line 33, column (B)) ,489, ,367, ,940,468. Part II Financial Statements and Reporting Check if Schedule O contains a response to any question in this Part II Yes No 1 Accounting method used to prepare the Form 990: Cash Accrual Other 2a c d If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O. Were the organization s financial statements compiled or reviewed y an independent accountant? ~~~~~~~~~~~~ Were the organization s financial statements audited y an independent accountant? ~~~~~~~~~~~~~~~~~~~ If "Yes" to line 2a or 2, does the organization have a committee that assumes responsiility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? ~~~~~~~~~~~~~~~ If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. If "Yes" to line 2a or 2, check a ox elow to indicate whether the financial statements for the year were issued on a separate asis, consolidated asis, or oth: Separate asis Consolidated asis Both consolidated and separate asis 3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and descrie any steps taken to undergo such audits. 2a 2 2c 3a 3 Form 990 (2011)

14 SCHEDULE A (Form 990 or 990-EZ) Department of the Treasury Internal Revenue Service Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitale trust. Attach to Form 990 or Form 990-EZ. See separate instructions. OMB No Open to Pulic Inspection Name of the organization Employer identification numer BATTELLE MEMORIAL INSTITUTE Part I Reason for Pulic Charity Status (All organizations must complete this part.) See instructions. The organization is not a private foundation ecause it is: (For lines 1 through 11, check only one ox.) e f g h A church, convention of churches, or association of churches descried in section 170()(1)(A)(i). A school descried in section 170()(1)(A)(ii). (Attach Schedule E.) A hospital or a cooperative hospital service organization descried in section 170()(1)(A)(iii). A medical research organization operated in conjunction with a hospital descried in section 170()(1)(A)(iii). Enter the hospital s name, city, and state: An organization operated for the enefit of a college or university owned or operated y a governmental unit descried in section 170()(1)(A)(iv). (Complete Part II.) A federal, state, or local government or governmental unit descried in section 170()(1)(A)(v). An organization that normally receives a sustantial part of its support from a governmental unit or from the general pulic descried in section 170()(1)(A)(vi). (Complete Part II.) A community trust descried in section 170()(1)(A)(vi). (Complete Part II.) An organization that normally receives: (1) more than 33 1/3% of its support from contriutions, memership fees, and gross receipts from activities related to its exempt functions - suject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment income and unrelated usiness taxale income (less section 511 tax) from usinesses acquired y the organization after June 30, See section 509(a)(2). (Complete Part III.) An organization organized and operated exclusively to test for pulic safety. See section 509(a)(4). An organization organized and operated exclusively for the enefit of, to perform the functions of, or to carry out the purposes of one or more pulicly supported organizations descried in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the ox that descries the type of supporting organization and complete lines 11e through 11h. a Type I Type II c Type III - Functionally integrated d Type III - Other By checking this ox, I certify that the organization is not controlled directly or indirectly y one or more disqualified persons other than foundation managers and other than one or more pulicly supported organizations descried in section 509(a)(1) or section 509(a)(2). If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this ox (i) (ii) (iii) Pulic Charity Status and Pulic Support ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Since August 17, 2006, has the organization accepted any gift or contriution from any of the following persons? A person who directly or indirectly controls, either alone or together with persons descried in (ii) and (iii) elow, the governing ody of the supported organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A family memer of a person descried in (i) aove? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A 35% controlled entity of a person descried in (i) or (ii) aove? ~~~~~~~~~~~~~~~~~~~~~~~~ Provide the following information aout the supported organization(s) (iii) Type of (i) Name of supported (ii) EIN (iv) Is the organization (v) Did you notify the (vi) Is the (vii) organization in col. (i) listed in your organization in col. organization in col. Amount of organization (descried on lines 1-9 (i) organized in the support governing document? (i) of your support? U.S.? aove or IRC section (see instructions) ) Yes No Yes No Yes No 11g(i) 11g(ii) 11g(iii) Yes No Total LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule A (Form 990 or 990-EZ)

15 Schedule A (Form 990 or 990-EZ) 2011 BATTELLE MEMORIAL INSTITUTE Page 2 Part II Support Schedule for Organizations Descried in Sections 170()(1)(A)(iv) and 170()(1)(A)(vi) (Complete only if you checked the ox on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed elow, please complete Part III.) Section A. Pulic Support Calendar year (or fiscal year eginning in) Total. Add lines 1 through 3 ~~~ 6 Pulic support. Sutract line 5 from line 4. Calendar year (or fiscal year eginning in) assets (Explain in Part IV.) ~~~~ Total support. Add lines 7 through 10 (a) 2007 () 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total (a) 2007 () 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total First five years. If the Form 990 is for the organization s first, second, third, fourth, or fifth tax year as a section 501(c)(3) 16a 33 1/3% support test If the organization did not check the ox on line 13, and line 14 is 33 1/3% or more, check this ox and stop here. The organization qualifies as a pulicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 17a 10% -facts-and-circumstances test If the organization did not check a ox on line 13, 16a, or 16, and line 14 is 10% or more, 18 Gifts, grants, contriutions, and memership fees received. (Do not include any "unusual grants.") ~~ Tax revenues levied for the organization s enefit and either paid to or expended on its ehalf ~~~~ The value of services or facilities furnished y a governmental unit to the organization without charge ~ The portion of total contriutions y each person (other than a governmental unit or pulicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) ~~~~~~~~~~~~ Section B. Total Support Amounts from line 4 ~~~~~~~ Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~ Net income from unrelated usiness activities, whether or not the usiness is regularly carried on ~ Other income. Do not include gain or loss from the sale of capital Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~ 33 1/3% support test If the organization did not check a ox on line 13 or 16a, and line 15 is 33 1/3% or more, check this ox and stop here. The organization qualifies as a pulicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ and if the organization meets the "facts-and-circumstances" test, check this ox and stop here. Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a pulicly supported organization ~~~~~~~~~~~~~~~ 10% -facts-and-circumstances test If the organization did not check a ox on line 13, 16a, 16, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this ox and stop here. Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a pulicly supported organization ~~~~~~~~ Private foundation. If the organization did not check a ox on line 13, 16a, 16, 17a, or 17, check this ox and see instructions ,076, ,299, ,502, ,524, ,032, ,434, , , ,781. 1,072, ,433,511,763. organization, check this ox and stop here Section C. Computation of Pulic Support Percentage Pulic support percentage for 2011 (line 6, column (f) divided y line 11, column (f)) ~~~~~~~~~~~~ Pulic support percentage from 2010 Schedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~ Schedule A (Form 990 or 990-EZ) 2011 % %

16 Schedule A (Form 990 or 990-EZ) 2011 Part III Support Schedule for Organizations Descried in Section 509(a)(2) Calendar year (or fiscal year eginning in) The value of services or facilities furnished y a governmental unit to the organization without charge ~ Total. Add lines 1 through 5 ~~~ 7a Amounts included on lines 1, 2, and 3 received from disqualified persons Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year ~~~~~~ c Add lines 7a and 7 ~~~~~~~ 8 Pulic support (Sutract line 7c from line 6.) Calendar year (or fiscal year eginning in) 9 Amounts from line 6 ~~~~~~~ 10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources ~ Unrelated usiness taxale income (less section 511 taxes) from usinesses acquired after June 30, 1975 ~~~~ c (a) 2007 () 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total (a) 2007 () 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total 14 First five years. If the Form 990 is for the organization s first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this ox and stop here Section C. Computation of Pulic Support Percentage Pulic support percentage from 2010 Schedule A, Part III, line 15 Section D. Computation of Investment Income Percentage Page 3 Pulic support percentage for 2011 (line 8, column (f) divided y line 13, column (f)) ~~~~~~~~~~~~ 15 % 19a 33 1/3% support tests If the organization did not check the ox on line 14, and line 15 is more than 33 1/3%, and line 17 is not 20 (Complete only if you checked the ox on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed elow, please complete Part II.) Section A. Pulic Support Gifts, grants, contriutions, and memership fees received. (Do not include any "unusual grants.") ~~ Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization s tax-exempt purpose Gross receipts from activities that are not an unrelated trade or usiness under section 513 ~~~~~ Tax revenues levied for the organization s enefit and either paid to or expended on its ehalf ~~~~ Section B. Total Support Add lines 10a and 10 ~~~~~~ Net income from unrelated usiness activities not included in line 10, whether or not the usiness is regularly carried on ~~~~~~~ Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ~~~~ Total support (Add lines 9, 10c, 11, and 12.) Investment income percentage for 2011 (line 10c, column (f) divided y line 13, column (f)) Investment income percentage from 2010 Schedule A, Part III, line 17 ~~~~~~~~~~~~~~~~~~ 16 ~~~~~~~~ 17 % more than 33 1/3%, check this ox and stop here. The organization qualifies as a pulicly supported organization ~~~~~~~~~~ 33 1/3% support tests If the organization did not check a ox on line 14 or line 19a, and line 16 is more than 33 1/3%, and line 18 is not more than 33 1/3%, check this ox and stop here. The organization qualifies as a pulicly supported organization~~~~ Private foundation. If the organization did not check a ox on line 14, 19a, or 19, check this ox and see instructions 18 % % Schedule A (Form 990 or 990-EZ) 2011

17 SCHEDULE C (Form 990 or 990-EZ) Department of the Treasury Internal Revenue Service For Organizations Exempt From Income Tax Under section 501(c) and section 527 J Complete if the organization is descried elow. See separate instructions. J Attach to Form 990 or Form 990-EZ. If the organization answered "Yes" to Form 990, Part IV, line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C. Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C elow. Do not complete Part I-B. Section 527 organizations: Complete Part I-A only. Political Campaign and Loying Activities If the organization answered "Yes" to Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Loying Activities), then If the organization answered "Yes" to Form 990, Part IV, line 5 (Proxy Tax), or Form 990-EZ, Part V, line 35c (Proxy Tax), then OMB No Open to Pulic Inspection Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A. Section 501(c)(4), (5), or (6) organizations: Complete Part III. Name of organization Employer identification numer BATTELLE MEMORIAL INSTITUTE Part I-A Complete if the organization is exempt under section 501(c) or is a section 527 organization Provide a description of the organization s direct and indirect political campaign activities in Part IV. Political expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J $ Volunteer hours ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Part I-B Complete if the organization is exempt under section 501(c)(3). 1 Enter the amount of any excise tax incurred y the organization under section 4955 ~~~~~~~~~~~~~ J $ 2 Enter the amount of any excise tax incurred y organization managers under section 4955 ~~~~~~~~~~ J $ 3 4a Was a correction made? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," descrie in Part IV. Part I-C Complete if the organization is exempt under section 501(c), except section 501(c)(3). 1 Enter the amount directly expended y the filing organization for section 527 exempt function activities ~~~~ J $ If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ~~~~~~~~~~~~~~~~~~~ Enter the amount of the filing organization s funds contriuted to other organizations for section 527 exempt function activities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J $ Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J $ Did the filing organization file Form 1120-POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No Enter the names, addresses and employer identification numer (EIN) of all section 527 political organizations to which the filing organization made payments. For each organization listed, enter the amount paid from the filing organization s funds. Also enter the amount of political contriutions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV. (a) Name () Address (c) EIN (d) Amount paid from (e) Amount of political filing organization s contriutions received and funds. If none, enter -0-. promptly and directly delivered to a separate political organization. If none, enter -0-. Yes Yes No No For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule C (Form 990 or 990-EZ) 2011 LHA

18 Schedule C (Form 990 or 990-EZ) 2011 BATTELLE MEMORIAL INSTITUTE Page 2 Part II-A Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)). A Check J if the filing organization elongs to an affiliated group (and list in Part IV each affiliated group memer s name, address, EIN, B Check J expenses, and share of excess loying expenditures). if the filing organization checked ox A and "limited control" provisions apply. Limits on Loying Expenditures (The term "expenditures" means amounts paid or incurred.) (a) Filing organization s totals () Affiliated group totals 1a c d e f Total loying expenditures to influence pulic opinion (grass roots loying) ~~~~~~~~~~ Total loying expenditures to influence a legislative ody (direct loying) ~~~~~~~~~~~ Total loying expenditures (add lines 1a and 1) ~~~~~~~~~~~~~~~~~~~~~~~~ Other exempt purpose expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Total exempt purpose expenditures (add lines 1c and 1d) ~~~~~~~~~~~~~~~~~~~~ Loying nontaxale amount. Enter the amount from the following tale in oth columns. If the amount on line 1e, column (a) or () is: The loying nontaxale amount is: Not over $500,000 20% of the amount on line 1e. Over $500,000 ut not over $1,000,000 $100,000 plus 15% of the excess over $500,000. Over $1,000,000 ut not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000. Over $1,500,000 ut not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000. Over $17,000,000 $1,000,000. g h i j Grassroots nontaxale amount (enter 25% of line 1f) Sutract line 1g from line 1a. If zero or less, enter -0- Sutract line 1f from line 1c. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~ If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? 4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns elow. See the instructions for lines 2a through 2f on page 4.) Yes No Loying Expenditures During 4-Year Averaging Period Calendar year (or fiscal year eginning in) (a) 2008 () 2009 (c) 2010 (d) 2011 (e) Total 2a Loying nontaxale amount Loying ceiling amount (150% of line 2a, column(e)) c Total loying expenditures d e Grassroots nontaxale amount Grassroots ceiling amount (150% of line 2d, column (e)) f Grassroots loying expenditures Schedule C (Form 990 or 990-EZ)

19 Schedule C (Form 990 or 990-EZ) 2011 BATTELLE MEMORIAL INSTITUTE Part II-B Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)). Page 3 For each "Yes" response to lines 1a through 1i elow, provide in Part IV a detailed description of the loying activity. (a) () Yes No Amount 1 a c d e f g h i j c d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? Part III-A Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6). Yes Did the organization agree to carry over loying and political expenditures from the prior year? 3 Part III-B Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR () Part III-A, line 3, is answered "Yes." a c During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence pulic opinion on a legislative matter or referendum, through the use of: Volunteers? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? Media advertisements? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Mailings to memers, legislators, or the pulic? ~~~~~~~~~~~~~~~~~~~~~~~~~ Pulications, or pulished or roadcast statements? Grants to other organizations for loying purposes? ~~~~~~~~~~~~~~~~~~~~~~ Section 162(e) nondeductile loying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid). ~~~~~~~~~~~~~~~~~~~~~~ Direct contact with legislators, their staffs, government officials, or a legislative ody? ~~~~~~ Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ~~~~ Other activities? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Total. Add lines 1c through 1i ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2a Did the activities in line 1 cause the organization to e not descried in section 501(c)(3)? ~~~~ If "Yes," enter the amount of any tax incurred under section 4912 ~~~~~~~~~~~~~~~~ If "Yes," enter the amount of any tax incurred y organization managers under section 4912 ~~~ Were sustantially all (90% or more) dues received nondeductile y memers? ~~~~~~~~~~~~~~~~~ Did the organization make only in-house loying expenditures of $2,000 or less? ~~~~~~~~~~~~~~~~ Dues, assessments and similar amounts from memers ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Current year Carryover from last year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Total ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductile section 162(e) dues If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonale estimate of nondeductile loying and political expenditure next year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 5 Taxale amount of loying and political expenditures (see instructions) 5 Part IV Supplemental Information Complete this part to provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; Part II-A; and Part II-B, line 1. Also, complete this part for any additional information. PART II-B, LINE 1, LOBBYING ACTIVITIES: LINE 1 (I) OTHER ACTIVITIES EIGHT ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. ~ 787, , ,861. ~~~~~~~~ a 2 2c 3 No INTERNAL LOBBYING EPENSES TOTALED $206,570 AND ETERNAL LOBBYING Schedule C (Form 990 or 990-EZ) 2011

20 Schedule C (Form 990 or 990-EZ) 2011 BATTELLE MEMORIAL INSTITUTE Part IV Supplemental Information (continued) Page 4 EPENSES TOTALED $581,265 FOR A TOTAL OF $787,835. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED APPROPRIATIONS IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS THROUGH APPROPRIATIONS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE HOUSE AND SENATE AUTHORIZATION AND APPROPRIATIONS BILLS FOR ENERGY AND WATER DEVELOPMENT; DEFENSE; INTERIOR, ENVIRONMENT, AND RELATED AGENCIES; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, AND RELATED AGENCIES; TRANSPORTATION, HOUSING AND URBAN DEVELOPMENT, AND RELATED AGENCIES; COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; INTELLIGENCE, AND HOMELAND SECURITY. THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED INCLUDE: U.S. HOUSE, U.S. SENATE, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF TRANSPORTATION, DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH), U.S. ARMY CORPS OF ENGINEERS, AND NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES Schedule C (Form 990 or 990-EZ) 2011