TRANSAMERICA FINANCIAL ADVISORS, INC.

Transcription

1 Firm: TRANSAMERICA FINANCIAL ADVISORS, INC. TRANSAMERICA FINANCIAL ADVISORS, INC. Asset Manager Founded in Hidden Hidden Hidden Hidden Special Medicare enrollment period Headcount: Hidden Assets Under Management: Hidden Nan Lesnick is an Investment Advisor Representative with and Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA) member FINRA, SIPC and a Registered Investment Advisor. Non- Security products and services... The Salinas Californian November 12, 2015 inappropriate or irrelevant content Wealth Adviser Daily Briefing: UBS Names New U.S. Brokerage Head Bank of America to sell money-market fund business to BlackRock. Bank of America Corp. agreed to sell its $87 billion money-market fund unit to BlackRock Inc., according to Reuters. A Bank of America spokeswoman said it sold the unit to simplify its... The Wall Street Journal November 4, 2015 inappropriate or irrelevant content Boyer & Sappenfield Investment Advisors Boyer and Sappenfield specialize in Retirement Planning, Retirement Income Planning, and are experts in Required Minimum Distributions. While no two clients are alike, Lisa & Stan specializes in servicing clients whose approach to life- and their finances... Journal Gazette and Times Courier November 16, 2015 inappropriate or irrelevant content

2 John Hancock acquiring 1,100 Transamerica advisers John Hancock Financial Network Inc. said Tuesday it was acquiring up to 1,100 advisers from Transamerica Financial Advisors Inc. Those advisers represent roughly one-quarter of those currently affiliated with Transamerica. Upon the close of the transaction... Investment News November 2, 2015 inappropriate or irrelevant content Aegon s Third Quarter 2015 Results On November 3, an agreement was reached to sell certain assets of Transamerica Financial Advisors, Inc. to Signator, a John Hancock affiliate. Transamerica Financial Advisors is a full-service, independent broker-dealer and registered investment advisor... Market Watch November 12, 2015 inappropriate or irrelevant content John Hancock adds to broker dealer network in deal with Transamerica BOSTON - Manulife Financial (TSX:MFC) subsidiary John Hancock is expanding its broker dealer business in the United States with the acquisition of part of Transamerica Financial Advisors Inc. Terms of the deal, which is expected to close within six months... brandonsun.com November 3, 2015 inappropriate or irrelevant content Cunningham to Run for Senate District 10 Seat He works as an Investment Advisor Representative with Transamerica Financial Advisors, Inc. and also serves as Executive Vice Chairman with WFG, Inc. In 2012, Rich was elected to the Utah State House of Representatives serving House District 50. Utah policy November 15, 2015

3 inappropriate or irrelevant content Transamerica to Sell Division of Broker Dealer Unit to John Hancock BALTIMORE, Nov. 3, 2015 /PRNewswire/ -- Transamerica Financial Advisors, Inc. (TFA), and John Hancock Financial Network, Inc. (JHFN), a distribution channel of John Hancock, today announced that they have entered into a definitive agreement for John... Financial Content November 3, 2015 inappropriate or irrelevant content Bridge Street to Hold Panel Discussion on Keeping Your Property in the Family Bridge Street Development Corp: What preventative measures may be needed to prevent the loss of property Youth Financial Planner-Candi Hinton, Transamerica Financial Advisors, Inc.: How to prepare the next generation for the financial responsibility of... bkreader.com February 19, 2015 inappropriate or irrelevant content Transamerica to sell division to John Hancock Baltimore-based Transamerica Financial Advisors Inc., and John Hancock Financial Network Inc., a distribution channel of John Hancock, announced Tuesday that they have entered into a definitive agreement for John Hancock to acquire certain assets of TFA... The Daily Record November 3, 2015 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. With over 35 years of experience, Transamerica Financial Advisors, Inc. is a full-service, fully licensed, independent Broker/Dealer and Registered Investment Advisor. Our business revolves around your success. At Transamerica Financial Advisors, we review... Wealth Management

4 November 19, 2015 inappropriate or irrelevant content : McCook County sheriff's deputy justified in Salem shooting The car hit several feet of sidewalk on the west side of the street and then struck Transamerica Financial Advisors Inc., which is three buildings south of Brewery Bar. Norris said Schwader was put on paid administrative leave the night of the shooting and... Grand Forks Herald August 12, 2015 inappropriate or irrelevant content VIDEO: Salem man shot by sheriff's deputy following Main Street incident The car, with Minnesota license plates, sat on Main Street in front of Transamerica Financial Advisors Inc., which is three buildings south of Brewery Bar. The Transamerica Financial Advisors building was damaged by the car, according to employees at the... The Daily Republic July 20, 2015 inappropriate or irrelevant content Nan Lesnick discusses survivor benefits Nan Lesnick is an Investment Advisor Representative with and Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA) member FINRA, SIPC and a Registered Investment Advisor. Non- Security products and services... The Salinas Californian June 24, 2015 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. Names New CEO And New President ST. PETERSBURG, Fla., Feb. 17, 2015 /PRNewswire/ -- Transamerica Financial Advisors, Inc. (TFA) announced today that Seth Miller, President, has been named CEO. George Chuang, Managing Director of TFA's Registered Investment Advisor, has been promoted to...

5 The Street February 17, 2015 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. and InterSecurities, Inc. Finalize Merger CEDAR RAPIDS, Iowa--(BUSINESS WIRE)-- Effective Sept. 4, 2009, Los Angeles-based Transamerica Financial Advisors, Inc. (TFA) completed its merger with its affiliate, St. Petersburg, Florida-based InterSecurities, Inc. (ISI). The resulting entity is a full... Insurance News Net September 7, 2009 inappropriate or irrelevant content Key Executives for Transamerica Financial Advisors, Inc. To contact Transamerica Financial Advisors, Inc., please visit. Company data is provided by Capital IQ. Please use this form to report any data issues. Bloomberg June 23, 2015 inappropriate or irrelevant content Shawn Mihal Named Vice President and Chief Compliance Officer for Transamerica Financial Advisors, Inc. ST. PETERSBURG, FL--(Marketwire - September 7, 2010) - Transamerica Financial Advisors, Inc. (TFA) announced today that Shawn Mihal will be joining the firm as Vice President and Chief Compliance Officer (CCO), effective September 7, Shawn comes to... marketwired.com September 7, 2010 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. While Transamerica Financial Advisors, Inc. is licensed to operate in 50 states and the District of Columbia, licenses for individual advisors may vary.

6 USNews November 2, 2013 inappropriate or irrelevant content Something Up Continuing Ed Sleeve Leads To FINRA Bar Ooi entered the securities industry in 1993 and on January 6, 2012, he associated with FINRA member firm Transamerica Financial Advisors, Inc... Continuing Education Requirements (formerly NASD Rule 1120) includes provisions for a Regulatory Element... Forbes March 7, 2013 inappropriate or irrelevant content SEC Fines Transamerica For Overcharging Clients Law360, New York (April 3, 2014, 3:05 PM ET) -- Florida-based financial services firm Transamerica Financial Advisors Inc. has been hit with a fine for more than $553,624 for improperly calculating advisory fees and overcharging clients, the U.S... Law 360 April 3, 2014 inappropriate or irrelevant content John Alan Thomann He was an Investment Advisor Representative with Transamerica Financial Advisors, Inc. and a member of the Circle of Honor. John was past President and honorary board member of the Liberty Hospital Foundation. He was also past President and board member of... Kalona News June 16, 2014 inappropriate or irrelevant content Protecting yourself with life insurance Trisha Tetzlaff, investment adviser representative for Transamerica Financial Advisors Inc., can be reached at 2079 Lawrence Drive, Suite D, De Pere, WI 54115, or

7 Green Bay Press-Gazette August 26, 2015 inappropriate or irrelevant content Jason Wiseman, Investment Advisor Representative, Named Best-Selling Author On Amazon For New Book Jason Wiseman, a Transamerica Financial Advisors, Inc. Investment Advisor Representative, was named a best-selling author on Amazon earlier this week as his book launched to several Amazon best-seller lists within just days of release. Winning Ways... IT Business Net August 20, 2015 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. Names New CEO And New President ST. PETERSBURG, Fla., Feb. 17, 2015 /PRNewswire/ -- Transamerica Financial Advisors, Inc. (TFA) announced today that Seth Miller, President, has been named CEO. George Chuang, Managing Director of TFA's Registered Investment Advisor, has been promoted to... Yahoo Finance February 17, 2015 inappropriate or irrelevant content Muncaster Named a Transamerica For more information, visit Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA) Member FINRA, SIPC, and Register Investment Advisor. Non-securities products and services... greenvillebusinessmag.com July 28, 2015 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. and InterSecurities, Inc. Finalize Merger

8 CEDAR RAPIDS, Iowa--(BUSINESS WIRE)--Effective Sept. 4, 2009, Los Angeles-based Transamerica Financial Advisors, Inc. (TFA) completed its merger with its affiliate, St. Petersburg, Florida-based InterSecurities, Inc. (ISI). The resulting entity is a full... Business Wire September 8, 2009 inappropriate or irrelevant content Transamerica Financial Advisors, Inc. Brings New Vice President Of Technology & Operations Onboard ST. PETERSBURG, Fla., Oct. 21, 2014 /PRNewswire/ -- Transamerica Financial Advisors, Inc. (TFA) announced today that Aimee Francoeur Tesoro is joining the broker-dealer as the new Vice President of Technology & Operations. Tesoro previously worked for... The Business Journal October 21, 2014 inappropriate or irrelevant content The best time to apply for Social Security is complicated A very common and important question from members of the Baby Boomer generation is: When is the best time to apply for Social Security benefits... Services offered through Transamerica Financial Advisors, Inc. (TFA) member FINRA, SIPC and a Registered... The Salinas Californian July 29, 2015 inappropriate or irrelevant content Independent Broker-Dealers with the Most Women Advisors Independent broker-dealers provide investment advice within the private... report with the most women producing broker-dealer representatives. Transamerica Financial Advisors, Inc., at the top of the list, almost doubles the national average of women... Investopedia August 12, 2015 inappropriate or irrelevant content

9 No-party political newcomer files to challenge Pinellas Commissioner Ken Welch She most recently worked a new business representative for Transamerica Financial Advisors, Inc. but said she decided to leave within a year because the company wanted to change her job duties. McManus has a bachelor's degree in fine arts from Valdosta... Tampa Bay Times September 4, 2015 inappropriate or irrelevant content Jason Wiseman, Investment Advisor Representative, Named Best-Selling Author On Amazon For New Book Jason Wiseman, a Transamerica Financial Advisors, Inc. Investment Advisor Representative, was named a best-selling author on Amazon earlier this week as his book launched to several Amazon best-seller lists within just days of release. Winning Ways... August 20, 2015 inappropriate or irrelevant content Transamerica Financial Advisors finally taps a CEO After several years of merging disparate broker-dealers into one firm and brand, Transamerica Financial Advisors Inc. said it has tapped one of the primary architects of those mergers, Seth Miller, to be the firm's CEO. Mr. Miller has been president of... Investment News February 22, 2015 inappropriate or irrelevant content No news for TRANSAMERICA FINANCIAL ADVISORS, INC. right now. Check back soon! Powered by DISCLAIMERS