Municipal Market Disclosure Information Cover Sheet

Transcription

1 Municipal Market Disclosure Information Cover Sheet This Filing Applies to: 1. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Refunding Bonds (Kern County Tobacco Funding Corporation), Series 2014, $95,860,000, Dated: October 30, NDR2, 13016NDS0, 13016NDT8, 13016NDU5, 13016NDV3, 13016NDW1, 13016NDX9, 13016NDY7, 13016NDZ4, 13016NEA8, 13016NEB6, 13016NEC4 2. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Golden Gate Tobacco Funding Corporation), Series 2007A Current Interest Turbo Bonds, $35,365,000, Dated: June 14, NDD3, 13016NDE1, 13016NDF8 3. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Golden Gate Tobacco Funding Corporation), Series 2007B Convertible Turbo Bonds, $6,154,095, Dated: June 14, NDG6 4. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Golden Gate Tobacco Funding Corporation), Series 2007C Subordinate Turbo Capital Appreciation Bonds, $2,337,139, Dated: June 14, NDH4 5. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Golden Gate Tobacco Funding Corporation), Series 2007D Subordinate Turbo Capital Appreciation Bonds, $2,237,592, Dated: June 14, NDJ0 6. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Golden Gate Tobacco Funding Corporation), Series 2007E Subordinate Turbo Capital Appreciation Bonds, $1,913,225, Dated: June 14, NDK7

2 7. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Golden Gate Tobacco Funding Corporation), Series 2007F Subordinate Turbo Capital Appreciation Bonds, $1,863,030, Dated: June 14, NDL5 8. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Fresno County Tobacco Funding Corporation), Subordinate Series 2006A Turbo Capital Appreciation Bonds, $16,605,906.60, Dated: April 12, NCX0 9. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Fresno County Tobacco Funding Corporation), Subordinate Series 2006B Turbo Capital Appreciation Bonds, $2,889,808.80, Dated: April 12, NCY8 10. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Fresno County Tobacco Funding Corporation), Subordinate Series 2006C Turbo Capital Appreciation Bonds, $9,756,936.00, Dated: April 12, NCZ5 11. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Fresno County Tobacco Funding Corporation), Subordinate Series 2006D Turbo Capital Appreciation Bonds, $9,762,480.00, Dated: April 12, NDA9 12. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Stanislaus County Tobacco Funding Corporation), Subordinate Series 2006B Turbo Capital Appreciation Bonds, $2,827,546.50, Dated: March 29, NCU6 13. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Stanislaus County Tobacco Funding Corporation), Subordinate Series 2006C Turbo Capital Appreciation Bonds, $9,446,325.00, Dated: March 29, NCV4 14. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Stanislaus County Tobacco Funding Corporation), Subordinate Series 2006D Turbo Capital Appreciation Bonds, $8,913,905.00, Dated: March 29, NCW2

3 15. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Alameda County Tobacco Asset Securitization Corporation), Subordinate Series 2006A Turbo Capital Appreciation Bonds, $38,683,877.20, Dated: February 9, NCH5 16. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Alameda County Tobacco Asset Securitization Corporation), Subordinate Series 2006B Turbo Capital Appreciation Bonds, $12,790,902.40, Dated: February 9, NCJ1 17. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Alameda County Tobacco Asset Securitization Corporation), Subordinate Series 2006C Turbo Capital Appreciation Bonds, $16,383,729.70, Dated: February 9, NCK8 18. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Los Angeles County Securitization Corporation), Series 2006A Convertible Turbo Bonds, $294,163,254.00, Dated: February 8, NCL6, 13016NCM4, 13016NCN2, 13016NCP7, 13016NCQ5 19. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Los Angeles County Securitization Corporation), Series 2006B Turbo Capital Appreciation Bonds, $13,586,212.80, Dated: February 8, NCR3 20. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Los Angeles County Securitization Corporation), Series 2006C Turbo Capital Appreciation Bonds, $12,077,640.00, Dated: February 8, NCS1 21. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Refunding Bonds (Merced County Tobacco Funding Corporation), Series 2005A (Tax-Exempt), $37,490,000, Dated: October 27, NCD4, 13016NCE2, 13016NCF9 22. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Refunding Bonds (Merced County Tobacco Funding Corporation), Series 2005B (Taxable), $2,200,000, Dated: October 27, NCG7

4 23. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Alameda County Tobacco Securitization Corporation), Series 2002, $220,525,000, Dated: October 30, NBV5, 13016NBW3, 13016NBX1, 13016NBY9 24. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Stanislaus County Tobacco Funding Corporation), Series 2002A (Tax-Exempt), $59,215,000, Dated: April 4, NAD6, 13016NAE4 25. The California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds (Stanislaus County Tobacco Funding Corporation), Series 2002B (Taxable), $8,090,000, Dated: April 4, NAF1 TYPE OF FILING: If information is also available on the Internet, give URL: WHAT TYPE OF INFORMATION ARE YOU PROVIDING? (Check all that apply) Financial / Operating Data Disclosures Rule 15c2-12 Disclosure Annual Financial Information & Operating Data (Rule 15c2-12) Audited Financial Statements or CAFR (Rule 15c2-12) Failure to provide as required Additional / Voluntary Disclosure Quarterly / Monthly Financial Information Change in Fiscal Year / Timing of Annual Disclosure Change in Accounting Standard Interim / Additional Financial Information / Operating Data Budget Investment / Debt / Financial Policy Information Provided to Rating Agency, Credit / Liquidity Provider or Other Third Party

5 Consultant Reports Other Financial / Operating Data Event Filing Rule 15c2-12 Disclosure Principal / Interest Payment Delinquency Non-payment Related Default Unscheduled Draw on Debt Service Reserve Reflecting Financial Difficulties Unscheduled Draw on Credit Enhancement Reflecting Financial Difficulties Substitution of Credit or Liquidity Provider, or Its Failure to Perform Adverse Tax Opinion or Event Affecting the Tax-exempt Status of the Security Modification to the Rights of Security Holders Bond Call Defeasance Release, Substitution or Sale of Property Securing Repayment of the Security Rating Change Notice of Specified Event - Withdraw of Fitch Ratings of all U.S. Tobacco Asset Backed Securities Tender Offer / Secondary Market Purchases Merger / Consolidation / Acquisition and Sale of All or Substantially All Assets Bankruptcy, insolvency, receivership or similar event Successor, Additional or Change in Trustee Failure to Provide Event Filing Information as Required Additional / Voluntary Disclosure Amendment to Continuing Disclosure Undertaking Change in Obligated Person Notice to Investor Pursuant to Bond Documents Communication From the Internal Revenue Service Bid For Auction Rate or Other Securities Capital or Other Financing Plan Litigation / Enforcement Action Change of Tender Agent, Remarketing Agent or Other On-going Party Derivative or Other Similar Transaction Other Event-based Disclosures Asset-Backed Securities Filing Additional / Voluntary Disclosure

6 Initial Asset-Backed Securities Disclosure (SEC Rule 15Ga-1(c)(1)) Quarterly Asset-Backed Securities Disclosure (SEC Rule 15Ga-1(c)(2)(i)) Annual Asset-Backed Securities Disclosure (SEC Rule 15Ga-1(c)(2)(ii)) Other Asset-Backed Securities Disclosure (e.g. notice of termination of duty to file reports pursuant to SEC Rule 15Ga- 1(c)(3)) Disclosure Dissemination Agent Contact: Name: DAC Address: 390 North Orange Avenue Suite 1750 City: Orlando State: FL Zip Code: Telephone: Fax: Address: Relationship to Issuer: Dissemination Agent Authorized By: Name: Deborah A. Poochigian Title: President Entity: California County Tobacco Securitization Agency