ARIZONA STATE UNIVERSITY AT THE WEST CAMPUS FY 2012 LEGISLATIVE BUDGET REQUEST TABLE OF CONTENTS SCHEDULE PAGE NO. Transmittal Statement Formula..

Transcription

1 ARIZONA STATE UNIVERSITY AT THE WEST CAMPUS FY 2012 LEGISLATIVE BUDGET REQUEST TABLE OF CONTENTS SCHEDULE PAGE NO. Transmittal Statement Formula.. 1 Administrative Costs Formula.. ADMIN 1, 2, FY 2012 Budget Justification: Employee Related Expenditures (ERE) Formula FY 2012 Core Budget Need: Enrollment Growth Formula 8-10 Agency Key Measures Key Measures 11 Non General Fund Deposits 1A 12 Source and Disposition of Funds 1B State Collections Revenue, Student Enrollment, Tuition and Mandatory Fees and Local Collections Retention 1D Agency Summary Schedules 3-5: Summary of Expenditures and Budget Request Positions, Personal Services and Employee Related Expenditures Summary 5 30 Positions and Personal Services Detail 5D-1 31 Instruction Program... Sch 3, 3A, 4 IN, 5, 5D Organized Research Program Sch 3, 3A Public Service Program Sch 3, 3A Academic Support Program Sch 3, 3A, 5, 5D Student Services Program Sch 3, 3A, 5, 5D Institutional Support Program Sch 3, 3A, 5, 5D Federal Forms Federal

2 STATE OF ARIZONA BUDGET REQUEST TRANSMITTAL STATEMENT FY 2012 AGENCY ARIZONA STATE UNIVERSITY AT THE WEST CAMPUS TOTAL AMOUNT REQUESTED 86,212,300 A.R.S. CITATION GENERAL FUND 37,843,200 OTHER APPROPRIATED FUNDS 30,999,800 FEDERAL FUNDS 4,599,500 OTHER NON-APPROPRIATED FUNDS 12,769,800 GOVERNOR BREWER: This and the accompanying budget schedules, statements and explanatory information constitute the operating budget estimates of this agency and the proposed expenditures for Fiscal Year 2012 in accordance with A.R.S To the best of my knowledge all statements and explanations contained in the estimates submitted are true and correct. Agency Head Michael Crow Request Prepared by Lisa Frace Title Phone (480) presir/.'g4f'~ Signature TRANSMITTAL STATEMENT

3 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE ADMIN1 AGENCY SUMMARY OF ADMINISTRATIVE COSTS CORE TOTAL ACTUAL ESTIMATED BUDGET STRATEGIC REQUEST CATEGORY FY 2010 FY 2011 NEEDS INVESTMENTS FY 2012 ADMINISTRATIVE COST FUNCTION Executive Management Human Resources 0.0 Information Technology 0.0 Business and Finance Other Central Administration TOTAL EXPENDITURES BY COST FUNCTION 1, , ,655.3 Administrative Cost as a Percent of Expenditure Authority 2.34% 2.21% 2.40% Fund # FUND SOURCE DETAIL 1000 State Operating Budget 1, , ,655.3 TOTAL EXPENDITURES BY LINE ITEM 1, , ,655.3 ADMIN 1 2

4 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE ADMIN2 ADMINISTRATIVE COST MATRIX ADMINISTRATIVE PROGRAM DOA RELATED COSTS (1) ACTIVITY COSTS COSTS EXECUTIVE MANAGEMENT Administrative Affairs Public Affairs Provost ASU at the West campus X X X HUMAN RESOURCES Human Resources Department X X INFORMATION TECHNOLOGY BUSINESS AND FINANCE Auxiliary Services X X Financial and Support Services X X Planning and Budget X OTHER CENTRAL ADMINISTRATION Facilities Development and Management X X Institutional Support Services X (2) (2) Public Safety X X Risk Management Insurance Premium X Utilities X X Lease Purchase Payment X (1) Activities identified in this column reflect university functions that directly relate to services provided by the Department of Administration to state government. Amounts for these functions are not included on the "Agency Summary of Administrative Costs" form. (2) Approximately 21% of these activities are program costs that do not have an administrative function and approximately 63% reflect university functions that directly relate to services provided by the Department of Administration to state government. ADMIN 2 3

5 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE ADMIN3 ADMINISTRATIVE COSTS ASSUMPTIONS AND METHODOLOGY Arizona State University provided information on requested funding for administrative costs in accordance with A.R.S Schedule ADMIN1 includes our best estimate of administrative costs in the State Operating Budget. Since both the General Fund and State Collections support our State Operating Budget, we cannot identify individual administrative costs by fund source. Schedule ADMIN2 identifies subprograms in the Institutional Support program by the five major administrative functions: Executive Management, Human Resources, Information Technology, Business and Finance, and Other Central Administration. The "Administrative Cost" column identifies the central administrative cost functions. The second column identifies "Program Costs", consisting of units which do not have an administrative function. Included in this category is the Lease Purchase Payment and the Risk Management Insurance Premium since these are pass through funds which support program activities. Finally, we identified the "DOA Related Costs." Activities in this column reflect the university functions that directly relate to the types of services provided by the Department of Administration (DOA) to other state government agencies. The universities do not receive the same set of services from DOA and therefore must maintain administrative units to provide comparable services at each campus. In order to facilitate comparisons across state agencies, we excluded the "DOA Related Costs" from Schedule ADMIN1. ADMIN 3 4

6 COST CENTER/PROGRAM NAME: ALL FY 2012 BUDGET JUSTIFICATION EMPLOYEE RELATED EXPENDITURES (ERE) WORKSHEET ASU at the West Campus provides the following information to support Employee Related Expenditure (ERE) rates used in FY 2012 core budget need and strategic investment requests. FY 11 Personal Services Base X Estimated Marginal ERE Rate... $36,126,700 X 16.17% = $5,841,700 FY 11 Eligible FTE Positions X the Annual Health/Dental/Life Insurance Premium Rate X $ 10,209 = 5,473,200 FY 11 Eligible TA/RA employees X the TA/RA Annual Health Insurance Premium Rate... 4 X $1,609 = 6,400 = FY 11 ERE Calculated Percentage Rate to use for the FY 12 Request 31.34% 11,321,300 ERE RATE FACTORS FICA: Workers Compensation: Unemployment Insurance: State Retirement/Defined Benefit: State Retirement/Defined Contribution: Optional Retirement: Public Safety Retirement: Disability Insurance/State Retirement: Disability Insurance/Optional Retirement: Health Insurance: Life Insurance: Dental Insurance: FY 2011 Personal Services: Salaries $106,800 and Above: Student Wages: Graduate Associates/Assistants: State Retirement (Defined Contribution): Public Safety Retirement: Optional Retirement: State Retirement (Defined Benefit): Life Insurance Enrollment: Health/Dental Insurance Enrollment: JUSTIFICATION OSPB guidelines (7.65 Percent). Actual 07/01/10 rate of.47 Percent. Actual 07/01/10 rate of.10 Percent. Actual Arizona State Retirement System rate of 9.6 Percent. Actual Arizona State Retirement System rate of 7.59 Percent. Rate is 7 percent of participants' salaries in accordance with A.R.S which mandates, "The Arizona Board of Regents shall contribute public funds appropriated or any other funds available for such purpose on behalf of each participant in the Optional Retirement Programs in an amount equal to seven percent of the participant's compensation." Actual Public Safety Retirement rate of Percent. Actual 7/1/10 rate of 0.25 Percent. Actual 7/1/10 rate of 0.25 Percent Actual premium for each type of coverage. Actual premium for each type of coverage. Actual premium for each type of coverage budgeted Personal Services salaries from salary budgeting file. FICA cap at $106,800 in 2010 and estimated to stay at $106,800 through budgeted student wages budgeted graduate associate/assistant wages formula to estimate salaries of eligible employees for Defined Contribution Plan budgeted salaries of eligible Public Safety positions budgeted salaries based on the actual Optional Retirement salaries and budgeted salaries based on the actual State Retirement System salaries. 9/10 Peoplesoft extract 9/10 Peoplesoft extract 5 BUDGET JUSTIFICATION

7 COST CENTER/PROGRAM NAME: ALL FY 2012 BUDGET JUSTIFICATION ERE RATE CALCULATION - MARGINAL ERE RATE PERSONAL SERVICES BASE FY 2011 FICA: FY 2011 Personal Services $36,126.7 A Less Salaries $106,800 and above (4,772.5) B Personal Services less than $106,800 $31,354.2 C BASIC BENEFITS: FY 2011 Personal Services $36,126.7 Less: Other non eligible positions (1,496.8) Student Wages (560.1) Graduate Assoc./Asst. (99.4) Unemployment Insurance Base $33,970.4 D Less: Public Safety Retirement (631.3) E Optional/State Retirement Base $33,339.1 Optional Retirement (52.4% of Base) $17,469.7 F Plus: Public Safety Retirement Disability Insurance Base $18,101.0 G RATES Personal Services FY 2011 Rate Factors Amount F.I.C.A.: Number of FTE Positions $106,800 and above 35.3 $ 6, $ Medicare Calculation on Personal Services Amount above FICA cap 4,772.5 B 1.45% 69.2 Personal Services less than $106,800 31,354.2 C Less: Other non eligible positions (1,496.8) Student Wages (560.1) Graduate Assoc./Asst. (99.4) Personal Services less than $106,800 - adjusted base 29, % 2,233.6 SUBTOTAL F.I.C.A. $2,536.5 BASIC BENEFITS: Worker's Compensation Insurance 36,126.7 A 0.47% $ Retiree Accumulated Sick Leave (Benefits Eligible Salary Base) 33,970.4 D 0.40% Unemployment Insurance 34, % 34.5 State Retirement/Defined Benefit (47.6% of Base) 15, % 1,523.5 State Retirement/Defined Contribution (0.0% of Base) (0.0) 7.59% 0.0 Optional Retirement 17,469.7 F 7.00% 1,222.9 Public Safety Retirement E 20.89% Disability Insurance/State Retirement 15, % 39.7 Disability Insurance/Optional Retirement 18,101.0 G 0.25% 45.3 SUBTOTAL BASIC BENEFITS $3,303.5 TOTAL MARGINAL ERE $5,840.0 DIVIDED BY FY 2011 PERSONAL SERVICES $36,126.7 MARGINAL ERE RATE 16.17% 6 BUDGET JUSTIFICATION

8 COST CENTER/PROGRAM NAME: ALL ERE RATE CALCULATION - HEALTH/DENTAL/LIFE INSURANCE PREMIUM RATE Employee Only Employee +1 Adult Employee +1 Child Family Total Number Monthly Monthly Number Monthly Monthly Monthly Monthly Monthly Enrolled Premium Premium 1- Fiscal Yr Enrolled Premium 7-Premium 1- Fiscal Yr Number Premium 7- Premium 1- Fiscal Yr Number Premium 7-1- Monthly (State to 1-11 to 6- Annual (State 1-10 to to 6- Annual Enrolled 1-10 to to 6- Annual Enrolled 10 to Premium 1-1- Annual FY11 Total HEALTH INSURANCE: EPO Funds) Premium 1,042,892 Funds) , ,133.0 Premium 1,257,985 (State Funds) ,078.0 Premium 469,941 (State Funds) , to ,405.0 Premium 2,206,729 Annual Premium 4,977,548 PPO , , , , , , , , , , ,597 HSA/HSO , , , , , ,372 Subtotal ,171, ,373, , ,315,569 $5,411,517 DENTAL INSURANCE: Delta Dental , , , ,687 39,542 Total Dental Admin , , ,001 11,054 Subtotal , , , ,687 $50,596 Number Annual FY11 Total LIFE INSURANCE $ 11,097 Total Health, Dental, & Life Insurance $ 5,473,210 Divided by benefits eligible FTE's Average Health, Dental & Life Insurance Premium per eligible FTE $ 10,209 7

9 COST CENTER/PROGRAM NAME: INSTRUCTION FUND NAME & AFIS NUMBER: General Fund ; Collections/Other FY 2012 CORE BUDGET NEED Enrollment Funding Formula DESCRIPTION OF REQUEST Expenditures by Program: The Enrollment Growth formula funding provides additional faculty and staff positions to meet the FY 2012 Program Fund FTE Amount FTE Students Last Year Funded* Requested vs Funded Instruction General Fund (59.50) (6,092,500) Actual 45th day FY Fall 09 6,524 6,402 TOTAL REQUEST (59.50) (6,092,500) Actual 45th day FY Spring 10 6,086 6,128 FY 2010 Average 6,305 6,265 Expenditures by Line Item: FY 2012 Estimated 45th day FY Fall 10 5,867 6,869 FTE Amount Estimated 45th day FY Spring 11 5,556 6,525 FTE (59.50) FY 2011 Average 5,712 6,697 Personal Services (4,278,100) ERE (1,299,300) Estimated 45th day FY Fall 11 6,150 7,584 All Other Operating: Estimated 45th day FY Spring 12 5,921 6,688 Professional and Outside Services 0 FY 2012 Average 6,036 7,136 Travel In State 0 Travel Out of State 0 FY 2010 Weighted 25% 1,576 1, Other Operating Expenditures (205,700) FY 2011 Weighted 50% 2,856 3,349 (493) Library Acquisitions 0 FY 2012 Weighted 25% 1,509 1,784 (275) Equipment (309,400) Weighted Average Total 5,941 6,699 (758) Subtotal All Other Operating (515,100) TOTAL REQUEST (59.50) (6,092,500) FY 12 Three Year Weighted Rolling Average 5,941 FTE Position Detail FY 09 Funded FTE Student Enrollment 6,699 FY 2012 FTE Student Increase/(Decrease) (758) FTE Amount Divided By 22 Faculty (34.00) (3,087,200) FTE Faculty Enrollment Funding Formula Request (Rounded) (34.00) Clerical (8.50) (373,200) Support Staff (17.00) (817,700) FTE Entitlement Factors Faculty 1.00 Clerical 0.25 Support Staff 0.50 Total (59.50) (4,278,100) *Last Year Funded was FY09. 8

10 COST CENTER/PROGRAM NAME: INSTRUCTION FUND NAME & AFIS NUMBER: General Fund ; Collections/Other FY 2012 CORE BUDGET NEED Enrollment Funding Formula FY 2012 INSTRUCTION EXPENDITURES BY LINE ITEM Detail Amount FTE POSITIONS (See Listing on Next Page) (59.50) PERSONAL SERVICES (4,278,100) ERE (1,299,300) PROFESSIONAL AND OUTSIDE SERVICES 0 TRAVEL IN STATE 0 TRAVEL OUT OF STATE 0 OTHER OPERATING EXPENDITURES New positions $4,700 each (159,800) New positions $1,800 each (45,900) (205,700) LIBRARY ACQUISITIONS 0 EQUIPMENT New positions $5,200 each (309,400) (309,400) (6,092,500) 9

11 COST CENTER/PROGRAM NAME: INSTRUCTION FUND NAME & AFIS NUMBER: General Fund ; Collections/Other FY 2012 CORE BUDGET NEED Enrollment Funding Formula FY 2012 INSTRUCTION FTE POSITION DETAIL FTE SALARY PER FTE PERSONAL SERVICES 1. Faculty (34.00) 90,800 (3,087,200) 2. Clerical (8.50) 43,900 (373,200) 3. Support Staff (17.00) 48,100 (817,700) TOTAL (59.50) (4,278,100) FY 2012 INSTRUCTION ERE DETAIL ERE AMOUNT Marginal ERE 16.17% (691,800) Health Dental/Life $10,209 (607,500) Total ERE (1,299,300) 10

12 COST CENTER/PROGRAM NAME: SUMMARY AGENCY KEY MEASURES GOAL ACTUAL ESTIMATED ESTIMATED NUMBER PERFORMANCE MEASURES TYPE FY 2010 FY 2011 FY Percent of graduating seniors who rate their overall university experience as good or excellent QL Percent of full-time undergraduate students enrolled per semester in three or more primary courses 1 with ranked faculty QL Number of Bachelors degrees granted OP 1,526 1,546 1,566 3 Number of Master's degrees granted OP Number of research proposals submitted IP Dollar value of research proposals submitted (in millions) OC Dollar value of research expenditures (in millions) OC Students receiving health care at the Campus Health Service OP 2,037 2,140 2,245 2 Number of registered campus clubs and organizations OP Organizations recruiting on campus OP Percent of agency staff turnover (classified staff only) QL Administration as a percentage of total cost EF DATE PREPARED: October 1, 2010 SCHEDULE 4A 11

13 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1A NON GENERAL FUND DEPOSITS AFIS COMPTROLLER ACTUAL ESTIMATED ESTIMATED OBJECT CATEGORY OF RECEIPT FY 2010 FY 2011 FY 2012 STUDENT FEE RECEIPTS: 4634 Non Resident Tuition 13, , ,923.8 To State Collections 12, , ,923.8 To Local Collections 1, , , Resident Tuition 31, , ,400.7 To State Collections 13, , ,026.4 To Local Collections 17, , , Program Fees 1, To State Collections To Local Collections To Other Local Accounts 1, Miscellaneous Student Fees (1) , ,631.5 To State Collections To Local Collections To Other Local Accounts , , Extended Education Fees To State Collections To Other Local Accounts Total Continuing Education/Conference Fees (Non Degree Credit Courses) To State Collections To Other Local Accounts Summer Session Fees 5, , ,885.3 To State Collections To Other Local Accounts 4, , ,435.7 Subtotal Student Fee Receipts 51, , ,351.0 OTHER RECEIPTS: 4735 Endowment Earnings To State Collections To Other Local Accounts Federal Funds 4, , ,606.7 To State Collections To Other Local Accounts 4, , , Other Receipts 5, , ,871.5 To State Collections To Other Local Accounts 5, , ,871.5 Subtotal Other Receipts 10, , ,522.8 TOTAL 62, , ,873.8 To State Collections 26, , ,399.8 To Local Collections 19, , ,374.3 To Other Local Accounts 17, , ,099.7 (1) Includes the Financial Aid Trust Fund fees. 12

14 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B COMBINED FUNDS SUMMARY - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward 12, , ,927.1 Receipts 36, , ,474.0 TOTAL FUNDS AVAILABLE 48, , ,401.1 DISPOSITION OF FUNDS FTE Positions Personal Services 3, , ,606.4 ERE 1, , ,545.1 All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals 2, , ,134.5 Other Operating Expenditures 3, , ,732.7 Library Acquisitions Equipment All Other Operating Subtotal 6, , ,217.8 TOTAL FUNDS EXPENDED 11, , ,369.3 Net Transfers Out 19, , ,296.7 TOTAL DISPOSITION OF FUNDS 31, , ,666.0 BALANCE FORWARD TO NEXT YEAR 17, , ,735.1 Operating and Non Operating Expenditure Detail: Non Operating (Loan and Endowment) 41.5 Operating: Operating - Federal 2, , ,599.5 Operating - Other Non Appropriated 8, , ,769.8 Total Operating Expenditures 11, , ,369.3 Total Funds Expended 11, , , SCHEDULE 1B

15 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B LOCAL FUNDS SUMMARY - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward 11, , ,463.4 Receipts 31, , ,867.2 TOTAL FUNDS AVAILABLE 42, , ,330.6 DISPOSITION OF FUNDS FTE Positions Personal Services 2, , ,703.0 ERE 1, All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals 1, , ,630.1 Other Operating Expenditures 3, , ,248.3 Library Acquisitions Equipment All Other Operating Subtotal 5, , ,084.5 TOTAL FUNDS EXPENDED 8, , ,769.8 Net Transfers Out 19, , ,289.4 TOTAL DISPOSITION OF FUNDS 28, , ,059.2 BALANCE FORWARD TO NEXT YEAR 14, , , SCHEDULE 1B

16 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B DESIGNATED (EXCLUDING INDIRECT COST RECOVERY) - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward 8, , ,283.7 Receipts 27, , ,171.0 TOTAL FUNDS AVAILABLE 35, , ,454.7 DISPOSITION OF FUNDS FTE Positions Personal Services 1, ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals , ,127.3 Other Operating Expenditures 1, , ,795.4 Library Acquisitions Equipment All Other Operating Subtotal 2, , ,015.0 TOTAL FUNDS EXPENDED 4, , ,398.4 Net Transfers Out 19, , ,545.8 TOTAL DISPOSITION OF FUNDS 24, , ,944.2 BALANCE FORWARD TO NEXT YEAR 11, , ,510.5 Source of Revenue: Tuition and fees retained by the University, summer session fees, administrative costs of student aid and unrestricted gifts. Resources in this fund are designated for specific purposes. Purpose of Fund: To account for transactions related to academic year tuition and fees retained by the University, the summer and winter session programs, the cost of administering student aid and the use of unrestricted gifts. Indirect cost recovery, part of the designated fund group, is presented separately. 15 SCHEDULE 1B

17 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B DESIGNATED INDIRECT COST RECOVERY (NON FEDERAL) - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward Receipts TOTAL FUNDS AVAILABLE DISPOSITION OF FUNDS FTE Positions Personal Services ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal TOTAL FUNDS EXPENDED Net Transfers Out TOTAL DISPOSITION OF FUNDS BALANCE FORWARD TO NEXT YEAR Source of Revenue: Indirect costs recovered from nonfederal sponsored research programs. Purpose of Fund: To account for transactions designated for various activities that assist or promote sponsored research at the University. 16 SCHEDULE 1B

18 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B AUXILIARY FUNDS - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward , ,321.8 Receipts TOTAL FUNDS AVAILABLE 1, , ,763.6 DISPOSITION OF FUNDS FTE Positions Personal Services ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal TOTAL FUNDS EXPENDED Net Transfers Out (590.1) (475.6) (499.4) TOTAL DISPOSITION OF FUNDS (42.6) BALANCE FORWARD TO NEXT YEAR 1, , ,455.7 Source of Revenue: Primarily sales and services from substantially self supporting activities. Purpose of Fund: To account for transactions of substantially self supporting activities that provide services for students, faculty and staff. Auxiliary enterprises include, but are not limited to, residence halls, bookstore and intercollegiate athletics. 17 SCHEDULE 1B

19 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B RESTRICTED NONFEDERAL FUNDS - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward 2, , ,857.9 Receipts 3, , ,055.0 TOTAL FUNDS AVAILABLE 6, , ,912.9 DISPOSITION OF FUNDS FTE Positions Personal Services , ,280.7 ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals , ,502.8 Other Operating Expenditures 2, , ,412.2 Library Acquisitions Equipment All Other Operating Subtotal 3, , ,939.6 TOTAL FUNDS EXPENDED 3, , ,564.1 Net Transfers Out (34.4) TOTAL DISPOSITION OF FUNDS 3, , ,607.7 BALANCE FORWARD TO NEXT YEAR 2, , ,305.2 Source of Revenue: Grants and contracts from private and nonfederal agencies and student fees assessed for the Financial Aid Trust Fund. Purpose of Fund: To account for current funds expended for operating purposes but restricted by donors or nonfederal agencies. 18 SCHEDULE 1B

20 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B FEDERAL FUNDS SUMMARY - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward (1,354.0) Receipts 4, , ,606.8 TOTAL FUNDS AVAILABLE 3, , ,606.8 DISPOSITION OF FUNDS FTE Positions Personal Services 1, , ,903.4 ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal 1, , ,133.3 TOTAL FUNDS EXPENDED 2, , ,599.5 Net Transfers Out ,007.3 TOTAL DISPOSITION OF FUNDS 3, , ,606.8 BALANCE FORWARD TO NEXT YEAR 19 SCHEDULE 1B

21 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B DESIGNATED INDIRECT COST RECOVERY (FEDERAL) - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward Receipts ,007.3 TOTAL FUNDS AVAILABLE ,007.3 DISPOSITION OF FUNDS FTE Positions Personal Services ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal TOTAL FUNDS EXPENDED Net Transfers Out ,007.3 TOTAL DISPOSITION OF FUNDS ,007.3 BALANCE FORWARD TO NEXT YEAR Source of Revenue: Indirect costs recovered from sponsored federal research programs. Purpose of Fund: To account for transactions designated for various activities that assist or promote sponsored research at the University. 20 SCHEDULE 1B

22 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B RESTRICTED FEDERAL - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward (1,354.0) Receipts 4, , ,599.5 TOTAL FUNDS AVAILABLE 2, , ,599.5 DISPOSITION OF FUNDS FTE Positions Personal Services 1, , ,903.4 ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal 1, , ,133.3 TOTAL FUNDS EXPENDED 2, , ,599.5 Net Transfers Out 1.6 TOTAL DISPOSITION OF FUNDS 2, , ,599.5 BALANCE FORWARD TO NEXT YEAR Source of Revenue: Grants and contracts from the federal government. Purpose of Fund: To account for current operating funds restricted in use by the federal government. Revenue and operating expenditures exclude indirect cost recovery. 21 SCHEDULE 1B

23 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B RESTRICTED FEDERAL SFSF ARRA FUNDS - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward Receipts TOTAL FUNDS AVAILABLE DISPOSITION OF FUNDS FTE Positions Personal Services ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal TOTAL FUNDS EXPENDED Net Transfers Out TOTAL DISPOSITION OF FUNDS BALANCE FORWARD TO NEXT YEAR Source of Revenue: Grants and contracts from the federal government. Purpose of Fund: To account for current operating funds restricted in use by the federal government. Revenue and operating expenditures exclude indirect cost recovery. SCHEDULE 1B 22

24 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B LOAN FUNDS - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward Receipts TOTAL FUNDS AVAILABLE DISPOSITION OF FUNDS FTE Positions Personal Services ERE All Other Operating Expenditures: Professional and Outside Services Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal TOTAL FUNDS EXPENDED Net Transfers Out TOTAL DISPOSITION OF FUNDS BALANCE FORWARD TO NEXT YEAR Source of Revenue: Primarily interest on student loans for programs funded by the federal government. Purpose of Fund: To account for loans to students. Provisions of the federal loan program stipulate that: The University match one third of the capital contribution; and A portion of the loan principal and interest, ranging from 15 to 30 percent per year, can be canceled and absorbed by the federal government if the recipient completes certain employment requirements. 23 SCHEDULE 1B

25 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1B ENDOWMENT AND LIFE INCOME FUNDS - SOURCE AND DISPOSITION OF FUNDS ACTUAL ESTIMATED ESTIMATED FUNDS AVAILABLE FY 2010 FY 2011 FY 2012 Balance Forward 2, , ,459.4 Receipts TOTAL FUNDS AVAILABLE 2, , ,459.4 DISPOSITION OF FUNDS FTE Positions Personal Services ERE All Other Operating Expenditures: Professional and Outside Services 41.5 Travel - In State Travel - Out of State Aid to Organizations and Individuals Other Operating Expenditures Library Acquisitions Equipment All Other Operating Subtotal 41.5 TOTAL FUNDS EXPENDED 41.5 Net Transfers Out TOTAL DISPOSITION OF FUNDS 41.5 BALANCE FORWARD TO NEXT YEAR 2, , ,459.4 Source of Revenue: Gifts, investment income and financial aid trust fund fees assessed to students. Purpose of Fund: Permanent endowment funds are subject to the restrictions of donor gift instruments requiring the principal be invested in perpetuity and that only the income be used for current operations. Term endowments provide that all or part of the principal may be expended after a stated period of time. Quasi endowments are established by the University for the same purposes as endowment funds. Life income funds are used to account for cash or other property contributed to the University subject to the requirement that the University periodically pay the income earned on such assets to designated beneficiaries. 24 SCHEDULE 1B

26 COST CENTER/PROGRAM NAME: WEST CAMPUS SCHEDULE 1D 1 STATE COLLECTIONS REVENUE FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Actual Actual Actual Budget Estimate TUITION REVENUE BY CATEGORY Non Resident Undergraduates 6, , , , ,322.7 Non Resident Graduates 4, , , , ,659.7 Resident Undergraduates 23, , , , ,591.7 Resident Graduates 4, , , , ,028.8 Online Undergraduates Online Graduates ,952.5 Tuition Economic Recovery Surcharge Nonresident Resident 2,607.1 Excess Hours Total Tuition 38, , , , ,324.5 Operating Budgets (563.9) (189.0) (212.5) (1,101.3) (1,101.3) Financial Aid (10,291.2) (14,719.9) (17,823.4) (19,593.7) (19,273.0) Debt Service/Minor Cap (4,984.4) (4,984.4) (1,000.0) (1,000.0) (1,000.0) Tuition Revenue to Support the State Operating Budget 22, , , , ,950.2 Special Program Fees/Differential Tuition Program Fee/Differential Tuition Revenue Financial Aid Set Aside (139.3) (5.2) (5.2) 0.0 Program Fee Revenue to Support the State Operating Budget OTHER REVENUE/RECEIPTS Summer Session Fees Miscellaneous Receipts (19.2) Student Technology Fee 0.0 Student Technology Fee Financial Aid Set Aside 0.0 Other Revenue/Receipts to Support the State Operating Budget Total State Collections to Support the Operating Budget 23, , , , ,399.8 FASA 7, ,275.9 October 1, 2010 SCHEDULE 1D-1 25

27 COST CENTER/PROGRAM NAME: WEST CAMPUS SCHEDULE 1D 2 STUDENT ENROLLMENT Fall and Spring FTE and FPE FY 2008 Actual FY 2009 Actual FY 2010 Actual FY 2011 Budget FY 2012 Budget On Campus Online Total On Campus Online Total On Campus Online Total On Campus Online Total On Campus Online Total Fall Semester Non Resident Undergraduates 1 Non Resident Graduates Resident Undergraduates 5,489 5,489 5, ,745 4, ,693 4, ,266 4, ,191 Resident Graduates Total Fall Semester 6,869 6,869 7, ,584 6, ,524 5, ,867 5, ,150 Change from Prior Year 2.8% 59.2% 0.4% Spring Semester Non Resident Undergraduates 1 3 Non Resident Graduates Resident Undergraduates 5,123 5,123 5, ,067 4, ,412 4, ,026 3, ,992 Resident Graduates Total Spring Semester 6,525 6,525 6, ,688 5, ,086 5, ,556 5, ,921 Spring as a percent to Fall 95.0% 88.2% 93.3% 94.7% 96.3% Academic Year Average Non Resident Undergraduates Non Resident Graduates Resident Undergraduates 5,306 5,306 5, ,406 4, ,553 4, ,146 4, ,092 Resident Graduates Total Academic Year Se 6,697 6,697 7, ,136 6, ,305 5, ,712 5, ,036 ON CAMPUS COHORT UG RESIDENT ENROLLMENT Cohort Fall Continuing 4 Cohort Fall Continuing Cohort Fall Continuing 2 1, Cohort Fall Continuing 1 1,642 1,203 1,229 1,116 Cohort Fall New 1,637 1,500 1,357 1,345 Full Pay Equivalent Students Non Resident Undergraduates As a Percent of NR UG FTE 80.1% 79.1% 79.4% 114.8% 82.4% NR UG Post Bac Differential only (not in FPE Count) Non Resident Graduates As a Percent of NR G FTE 85.2% 68.2% 57.9% 71.6% 63.3% Non Resident Graduates RATA As a Percent of NR G FTE 5.7% 3.9% 4.4% 4.4% 4.2% Non Resident Graduates Other As a Percent of NR G FTE 0.1% 2.8% 4.4% 2.0% 4.7% Resident Undergraduates 5,016 5,264 4,191 4,199 3,810 As a Percent of R UG FTE 94.5% 97.4% 92.7% 101.4% 94.8% R UG Post Bac Differential only (not in FPE Count) Resident Graduates As a Percent of R G FTE 105.7% 116.9% 94.1% 99.5% 87.4% ONLINE FPE Undergraduate Online As a Percent of UG Online FTE 114.6% 106.7% 102.7% 100.5% Graduate Online As a Percent of G Online FTE 103.6% 90.0% 77.8% 83.9% FPE 5, ,733 5, ,492 Less Baseline Waiver FPE Net FPE for FASA 5,733 5, October 1, 2010 SCHEDULE 1D-2

28 COST CENTER/PROGRAM NAME: WEST CAMPUS SCHEDULE 1D-3 TUITION AND MANDATORY FEES ACTUAL ACTUAL ACTUAL ACTUAL YR TO YR BUDGET ESTIMATE INCR/(DECR) ACADEMIC YEAR TUITION: RESIDENT AND NON RESIDENT TUITION RATES Academic Year Nonresident Undergraduate Tuition 15,750 16,853 17,697 18,582 1,675 20,257 20,257 Academic Year Nonresident Graduate Tuition 16,516 17,920 19,354 20,322 1,736 22,058 22,058 Academic Year Resident Undergraduate Tuition Cohort Fall Continuing 4 4,400 4,620 4,851 5,093 1,280 6,373 6,373 Cohort Fall Continuing 3 4,851 5,093 1,280 6,373 6,373 Cohort Fall Continuing 2 4,851 5,093 1,895 6,988 6,988 Cohort Fall Continuing 1 4,851 5,679 1,643 7,322 7,322 Cohort Fall New (incl commitment term expired and Part Time) 5,409 5,997 1,796 7,793 7,793 Academic Year Resident Graduate Tuition 5,930 6,227 6,789 7,128 1,381 8,509 8,509 Academic Year Tuition Surcharge Nonresident 710 (710) Resident 510 (510) Online Undergraduate Rate (11 Hrs) (Non Resident) 8,500 8,978 Online Graduate Rate (11 Hrs) (Non Resident) 10,668 10,692 Online Undergraduate Rate (11 Hrs) 5,409 6, ,150 7,150 Online Graduate Rate (11 Hrs) 6,789 7, ,810 7,810 ACADEMIC YEAR MANDATORY FEES (Full Time): Student Financial Aid Trust Fund Student Recreation Center Student Facility Fee Health and Wellness Fee Technology Fee October 1, 2010 SCHEDULE 1D-3 27

29 AGENCY NAME & AFIS CODE: ARIZONA STATE UNIVERSITY AT THE WEST CAMPUS (AWA COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 1D-4 LOCAL COLLECTIONS RETENTION BUDGET INCREASE/ ESTIMATE INCREASE/ ESTIMATE LOCAL COLLECTIONS RETENTION (DECREASE) (DECREASE) LOCAL COLLECTIONS FROM TUITION OPERATING FUNDS DESIGNATED Academic Affairs... 5,200 5,200 5,200 AECP - International Teaching Assistants... 10,000 10,000 10,000 Associated Students-ASU... 98,300 98,300 98,300 Campus Environment Team... 4,800 4,800 4,800 Child and Family Services... 7,200 7,200 7,200 Commencement... 15,000 15,000 15,000 Constituent Advocacy... 14,500 14,500 14,500 Distance Learning Technology , , ,000 Environmental Health & Safety... 21,300 21,300 21,300 Federal Direct Loan Administration... 16,500 16,500 16,500 Fine Arts Program... 60,000 60,000 60,000 Graduate Support Program... 51,400 51,400 51,400 Honors College... 3,000 3,000 3,000 Library Support... 35,700 35,700 35,700 Special Events... 20,000 20,000 20,000 Student Affairs Initiatives... 26,200 26,200 26,200 Student Financial Assistance Administration... 40,100 40,100 40,100 Student Forum... 45,000 45,000 45,000 Student Government... 20,000 20,000 20,000 University Minority Cultural Program... 7,100 7,100 7,100 University Recycling Program... 9,700 9,700 9,700 Teaching Assistant Tuition Benefit , , ,100 Employee Benefit Adjustments/Contingencies... 19,400 19,400 19,400 SUBTOTAL 173, , , ,500 AUXILIARY Intercollegiate Athletics , , ,800 SUBTOTAL - 225, , ,800 OPERATING FUNDS SUBTOTAL 173, ,300 1,101,300-1,101,300 FINANCIAL AID Regents Financial Aid Set Aside... 6,044,600 1,551,900 7,596,500 (320,700) 7,275,800 Regents Fin. Aid Set Aside-Econ. Recov. Surcharge ,500 (743,500) - - Other Financial Aid - Institutional Financial Aid... 6,735, ,800 7,364,100 7,364,100 Other Financial Aid - CRESMET/CONACYT/NEEP... 35,200 35,200 35,200 Teach for America Scholarships... 4,300,000 4,300,000 4,300,000 Other Financial Aid - Graduate Scholars Program... 70,200 70,200 70,200 Graduate Fellowship Program , , ,700 CONACYT Fellowship Program... 17,000 17,000 17,000 SUBTOTAL 17,823,400 1,770,300 19,593,700 (320,700) 19,273,000 MINOR CAPITAL PROJECTS/START UP FUNDS 1,000,000 1,000,000 1,000,000 DEBT SERVICE TOTAL LOCAL RETENTION FROM TUITION 18,996,400 2,698,600 21,695,000 (320,700) 21,374,300 LOCAL COLLECTIONS FROM PROGRAM FEES Business Financial Aid Set Aside... 5,200 (5,200) - - TOTAL LOCAL RETENTION FROM PROGRAM FEES 5,200 (5,200) TOTAL LOCAL COLLECTIONS 19,001,600 2,693,400 21,695,000 (320,700) 21,374,300 SCHEDULE 1D-4 28

30 COST CENTER/PROGRAM NAME: SUMMARY SCHEDULE 3 AGENCY SUMMARY OF EXPENDITURES & BUDGET REQUEST AFIS CORE TOTAL OBJ COST CENTER/PROGRAM ACTUAL ESTIMATED BUDGET STRATEGIC REQUEST CODE RESOURCE ALLOCATION FY 2010 FY 2011 NEEDS INVESTMENTS FY 2012 Instruction 32, ,539.3 (6,092.5) 25,446.8 Organized Research Public Service Academic Support 14, , ,624.4 Student Services 7, , ,927.9 Institutional Support 18, , ,843.9 AGENCY SUMMARY - EXPENDITURE AUTHORITY 73, ,935.5 (6,092.5) 68,843.0 EXPENDITURE DETAIL: FTE Positions (59.50) Personal Services 35, ,126.7 (4,278.1) 31, Employee Related Expenditures 10, ,829.6 (1,299.3) 9,530.3 All Other Operating Expenditures 6200 Professional and Outside Services 18, , , Travel In State Travel Out of State Food 6800 Aid to Organizations and Individuals 7000 Other Operating 4, ,401.2 (205.7) 3,195.5 Library Acquisitions 1, , , Equipment (309.4) Total All Other Operating Expenditures 26, ,379.2 (515.1) 25,864.1 Subtotal 71, ,335.5 (6,092.5) 67,243.0 Technology and Research Initiative Fund Expenditures 1, , ,600.0 TOTAL EXPENDITURE AUTHORITY 73, ,935.5 (6,092.5) 68,843.0 Collections/Other Receipts (29,273.3) (30,999.8) (30,999.8) Balances Forward 1000 TOTAL GENERAL FUND 43, ,935.7 (6,092.5) 37, Federal Funds 2, , ,599.5 Other Non Appropriated Funds 8, , ,769.8 Total Non Appropriated Funds 11, , ,369.3 TOTAL EXPENDITURES 85, ,912.9 (5,700.6) 86,212.3 SCHEDULE 3 29

31 COST CENTER/PROGRAM NAME: SUMMARY FUND NAME & AFIS NUMBER: General Fund ; Collections/Other PERSONAL SERVICES SCHEDULE 5 POSITIONS, PERSONAL SERVICES AND EMPLOYEE RELATED EXPENDITURES SUMMARY CORE TOTAL BUDGETED ESTIMATED BUDGET STRATEGIC REQUEST FY 2010 FY 2011 NEEDS INVESTMENTS FY 2012 CATEGORY FTE AMOUNT FTE AMOUNT FTE AMOUNT FTE AMOUNT FTE AMOUNT Faculty , ,865.2 (34.00) (3,087.2) ,778.0 Academic Professional , , ,172.9 Administrative , , ,827.8 Service Professional , , ,338.9 Classified Personnel , ,849.3 (25.50) (1,190.9) ,658.4 Student Wages Temporary Wages Continuing Education Wages TOTAL (To Schedule 3) , ,126.7 (59.50) (4,278.1) ,848.6 EMPLOYEE RELATED EXPENDITURES ERE 10, , ,829.6 Core Budget Needs and Strategic Investments (1,299.3) (1,299.3) TOTAL (To Schedule 3) 10, ,829.6 (1,299.3) 9,530.3 SCHEDULE 5 30

32 COST CENTER/PROGRAM NAME: SUMMARY FUND NAME & AFIS NUMBER: General Fund ; Collections/Other SCHEDULE 5D POSITIONS AND PERSONAL SERVICES DETAIL CORE TOTAL BUDGETED ESTIMATED BUDGET STRATEGIC REQUEST FY 2010 FY 2011 NEEDS INVESTMENTS FY 2012 CATEGORY FTE AMOUNT FTE AMOUNT FTE AMOUNT FTE AMOUNT FTE AMOUNT FACULTY Chair/Division Director Professor , ,885.7 (17.00) (1,543.6) ,342.1 Associate Professor , ,913.9 (17.00) (1,543.6) ,370.3 Assistant Professor , , ,974.5 Instructor Lecturer , , ,081.0 Faculty Associate , , ,498.9 Graduate Assistant/Associate Core Budget Needs and Strategic Investments TOTAL (To Schedule 5) , ,865.2 (34.00) (3,087.2) ,778.0 ACADEMIC PROFESSIONAL Library Professional All Other Core Budget Needs and Strategic Investments TOTAL (To Schedule 5) , , ,172.9 ADMINISTRATIVE President Provost Vice Provost/Vice President Asc/Asst Vice Provost; Asc/Asst Vice Pres Dean Asc/Ast Dean Director Core Budget Needs and Strategic Investments TOTAL (To Schedule 5) , , ,827.8 CLASSIFIED (To Schedule 5) , ,849.3 (25.50) (1,190.9) ,658.4 SERVICE PROFESSIONAL (To Schedule 5) , , ,338.9 STUDENT WAGES (To Schedule 5) TEMPORARY WAGES (To Schedule 5) CONTINUING ED WAGES (To Schedule 5) 31 SCHEDULE 5D

33 COST CENTER/PROGRAM NAME: INSTRUCTION FUND NAME & AFIS NUMBER: General Fund ; Collections/Other SCHEDULE 3 COST CENTER/PROGRAM SUMMARY OF EXPENDITURES AND BUDGET REQUEST AFIS CORE TOTAL OBJ ACTUAL ESTIMATED BUDGET STRATEGIC REQUEST CODE CATEGORY FY 2010 FY 2011 NEEDS INVESTMENTS FY 2012 EXPENDITURE DETAIL: FTE Positions (59.50) Personal Services 23, ,857.8 (4,278.1) 18, Employee Related Expenditures 6, ,511.9 (1,299.3) 5,212.6 All Other Operating Expenditures 6200 Professional and Outside Services Travel In State Travel Out of State Food 6800 Aid to Organizations and Individuals 7000 Other Operating (205.7) Library Acquisitions 8400 Equipment (309.4) Total All Other Operating Expenditures 1, ,169.6 (515.1) 1,654.5 Subtotal 32, ,539.3 (6,092.5) 25,446.8 Technology and Research Initiative Fund Expenditures TOTAL EXPENDITURE AUTHORITY 32, ,539.3 (6,092.5) 25,446.8 Collections/Other Receipts (29,273.3) (30,999.8) 5,553.0 (25,446.8) Balances Forward 1000 TOTAL GENERAL FUND 3, (539.5) 2000 Federal Funds , ,661.3 Other Non Appropriated Funds 4, , ,706.6 Total Non Appropriated Funds 5, , ,367.9 TOTAL EXPENDITURES 37, ,769.2 (5,954.5) 34,814.7 SCHEDULE 3 32

34 COST CENTER/PROGRAM NAME: INSTRUCTION FUND NAME & AFIS NUMBER: General Fund ; Collections/Other SCHEDULE 3A SUBPROGRAM EXPENDITURES ACTUAL ESTIMATED BUDGET STRATEGIC REQUEST SUBPROGRAM EXPENDITURES FY 2010 FY 2011 NEEDS INVESTMENTS FY 2012 University College College of Public Programs Academic Affairs Administrative Support New College of Interdisciplinary Arts & Sciences 13, , ,873.1 College of Teacher Education and Leadership 10, , ,303.0 College of Human Services School of Global Management and Leadership 6, , ,498.3 Academic Affairs Administrative Support , ,593.5 Business/Financial Services & Human Resources 86.4 CORE TOTAL Enrollment Funding Formula (6,092.5) (6,092.5) TOTAL 32, ,539.3 (6,092.5) 25,446.8 SCHEDULE 3A 33

35 COST CENTER/PROGRAM NAME: INSTRUCTION COST CENTER/PROGRAM PERFORMANCE MEASURES STUDENT HEADCOUNT SERVED BY COLLEGE ACTUAL FALL 2009 ACTUAL FALL 2010 ESTIMATED FALL 2011 COLLEGE, SCHOOL, OR DIVISION LOWER DIVISION UPPER DIVISION GRADUATE TOTAL LOWER DIVISION UPPER DIVISION GRADUATE TOTAL LOWER DIVISION UPPER DIVISION GRADUATE TOTAL NEW COLLEGE 6,831 6, ,605 7,258 6, ,256 7,073 6, ,970 GLOBAL MANAGEMENT AND LEADERSHIP TEACHERS COLLEGE 1,633 5,638 3,779 11,050 1,102 5,890 3,149 10,141 1,074 5,740 3,604 10,417 HUMAN SERVICES NURSING UNIVERSITY COLLEGE HONORS COLLEGE BUSINESS 470 3, , , ,862 LIBERAL ARTS & SCIENCES PUBLIC PROGRAMS TOTAL HEADCOUNT 2,350 6,101 1,929 10,380 2,703 7,268 1,842 11,813 2,757 7,413 1,879 12,049 October 1, 2010 SCHEDULE 4IN-1 34

36 COST CENTER/PROGRAM NAME: INSTRUCTION COST CENTER/PROGRAM PERFORMANCE MEASURES STUDENT CREDIT HOURS ACTUAL FALL 2009 ACTUAL FALL 2010 ESTIMATED FALL 2011 COLLEGE, SCHOOL, OR DIVISION LOWER DIVISION UPPER DIVISION GRADUATE TOTAL LOWER DIVISION UPPER DIVISION GRADUATE TOTAL LOWER DIVISION UPPER DIVISION GRADUATE TOTAL NEW COLLEGE 17,892 18,413 1,057 37,362 19,632 18,989 1,326 39,947 19,131 18,504 1,517 39,153 GLOBAL MANAGEMENT AND LEADERSHIP TEACHERS COLLEGE 4,614 14,811 11,982 31,407 3,098 17,541 10,411 31,050 3,018 17,094 11,914 32,027 HUMAN SERVICES NURSING UNIVERSITY COLLEGE HONORS COLLEGE BUSINESS 1,334 9, ,964 2,283 2, ,514 2,225 2, ,474 LIBERAL ARTS & SCIENCES PUBLIC PROGRAMS TOTAL STUDENT CREDIT HOURS 24,027 43,175 14,045 81,247 25,103 39,195 12,328 76,626 24,462 38,196 62,658 76,766 October 1, 2010 SCHEDULE 4IN-2 35

37 COST CENTER/PROGRAM NAME: INSTRUCTION COST CENTER/PROGRAM PERFORMANCE MEASURES FTE STUDENTS ACTUAL FALL 2009 ACTUAL FALL 2010 ESTIMATED FALL 2011 COLLEGE, SCHOOL, OR DIVISION LOWER DIVISION UPPER DIVISION GRADUATE TOTAL LOWER DIVISION UPPER DIVISION GRADUATE TOTAL LOWER DIVISION UPPER DIVISION GRADUATE TOTAL NEW COLLEGE 1, , , , , , , , ,969.2 GLOBAL MANAGEMENT AND LEADERSHIP TEACHERS COLLEGE , , , , , , , , ,817.1 HUMAN SERVICES HONORS COLLEGE NURSING UNIVERSITY COLLEGE BUSINESS LIBERAL ARTS & SCIENCES PUBLIC PROGRAMS TOTAL FTE STUDENTS 1, , , , , , , , , , , ,224.6 October 1, 2010 SCHEDULE 4IN-3 36