401khelpcenter.com, LLC 7032 SW 26th Avenue Portland, OR, Phone:
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1 401khelpcenter.com, LLC 7032 SW 26th Avenue Portland, OR, Phone: Directory of 401(k) Retirement Plan Providers for Sole Proprietorships and Small Businesses (Revised and Update February 2015)
2 The following firms have indicated that they can provide 401(k) plans for sole proprietorships and other qualified businesses. These firms also can help small businesses with retirement plan issues. This list was compiled from information provided by each vendor and was updated in February The information provided has not been confirmed. Obtain professional legal and tax help when setting up your plan. 401kAdministrators.com Craig Gillooly (k) Advisors Craig Dewey Academy Advisors Chuck Smith n/a Actuarial Consulting Services Joseph Fabian n/a ADP Retirement Services Advanced Benefits Consulting n/a , option 1 Karen Szylowski karen.szylowski@nmfn.com n/a n/a Aegis Financial Group Fred Hamsayeh info@afgllc.biz AIG SunAmerica Funds n/a x6073 mutualfundinquiry@sunamerica.c om Alliance Pension Consultants Jeffrey Feld x101 jfeld@alliancepension.com Copyright 2015 by 401khelpcenter.com, LLC - Page 2
3 Copyright 2015 by 401khelpcenter.com, LLC - Page 3 American Wealth Quincy Faison x8000 qfaison@american-wealth.com Ameritas Retirement Plans n/a rpservice@ameritas.com Belanger and Co. Ken Belanger ken@belangerandcompany.com Beltz Ianni & Associates Fred Beltz fred.beltz@beltz-ianni.com Benefit Plans Plus Pat Shelton pshelton@bpp401k.com Broad Financial Daniel Gleich dgleich@broadfinancial.com Bruning State Bank David Frook dfrook@bruningbank.com Carter Investment Services Michael Carter mike@carterinvestmentservices.c om Cetera Advisors Network William Millico millicow@financialnetwork.com Clark Financial Group Chuck Clark cclark@clarkfinancial.com Columbia Benefits Peter Hibbard phibbard@columbiabenefits.com n/a Cross Financial Services Dan Clark smart@crossgroup.com Dominion Financial Jeff Boyd x105 jeffboyd@sammonsrep.com Eagle Hill Wealth Management Peter Cacioppo (California only) eaglehill@eaglehilladvisor.com Edward Jones n/a n/a n/a
4 Entrust Group, The n/a n/a Etzler Financial Advisors Matt Etzler ExpertPlan Kevin Mundy Factor Admin LLC Brandon Echeverria Fidelity Investments n/a n/a Fifth Third Institutional Services Flexible Benefits Program of Florida Sheri Kehren Mark Shepler n/a Future Benefits of America Tony Michael GRAnderson Wealth Management Gregory Anderson ING Financial Partners Lee Kaplowitz Invesco n/a Investors Capital Richard Evans iplangroup Lou Ann Watson Iron Administration Dick Friedman Copyright 2015 by 401khelpcenter.com, LLC - Page 4
5 July Business Services Blake Willis L.R. Johnson & Associates Ronco Johnson Michelle Ogden & Company Michelle Ogden Midwest Benefit Consultants Steven Schoenbrun x12 n/a Milberg Consulting Barry Milberg Mills Financial Management Kirk M. Mills n/a Millennium Trust n/a Moran Knobel Kathy Johnston Morgan Stanley Wealth Management Russell Petrin Mt. Hood Pension Service Doug Monahan n/a National Employee Benefits Services Nora Bethman New York Life Danielle Dupree O Neill Employee Benefits Jason Kell x113 j.kell@oneillcc.com Copyright 2015 by 401khelpcenter.com, LLC - Page 5
6 Ohio National Financial Services n/a Olson & Hatcher Financial Advisors Doug Hatcher Oppenheimer & Co. Michael Dadich x326 OppenheimerFunds n/a n/a Pacific Life n/a x PAi n/a PASI, LLC Ron Fishman PENSCO Trust Company n/a Pension Administration and Trust Howe Woolfolk Pioneer Funds n/a n/a us.pioneerinvestments.com Principal Financial Group Christina Vald Principal Trust Company n/a Professional Plan Administrators Victoria Molina Buckels x18 Copyright 2015 by 401khelpcenter.com, LLC - Page 6
7 Raymond James Jason Claycomb om ggreen/ Resource Benefits Administrators Michelle Parks Retire Smart Consulting Shikha Mittra Retirement Advantage Matt Schoneman RetirementPlans.com Bob Wirth Retirement Plan Consultants Sevan Krikorian n/a Revzon Consulting Group Les Revzon Roush Investments Geoff Roush Schillo Financial Company Frank Schillo Schwab, Charles n/a n/a Seasons Financial, LLC Tom Frost Security Benefit Group Thomas Granger x Sense Financial Services Dmitriy Fomichenko Sequoia Financial Jennifer Jewett n/a Copyright 2015 by 401khelpcenter.com, LLC - Page 7
8 ShareBuilder 401k n/a Signal Business Group Gary Lutrick Summit Trust Company John Dye T. Rowe Price n/a Tax Sheltered Compensation, Inc. Keith Collis The Online 401(k) n/a , Option 1 singlek@theonline401k.com Touchstone Investments n/a ticontact@touchstoneinvestments. com Uniglobal Pension Paul Masser x37 paul.masser@uniglobalretirement. com Copyright 2015 by 401khelpcenter.com, LLC - Page 8 Vargo Company, The John Sample jsample@thevargocompany.com WealthHarbor Capital Group Wedbush Securities, Inc. Brandon Grandbouche Kristin Rathjen, PFS bgrand@wealthharbor.com kristin.rathjen@wedbush.com Weiss Group Adam Weiss x234 arw@theweissgroup.com
9 401kHelpCenter.Com is a knowledge service that finds, reviews, selects, organizes and shares the most appropriate, relevant and fresh information for professionals involved with 401k and 403(b) plans. For more information, visit the company s web site at If your firm offers individual 401k plan services and you wish to be included in this list, contact 401khelpcenter.com at info@401khelpcenter.com. List is updated annually. Copyright 2015 by 401khelpcenter.com, LLC - Page 9
401(k) provider source list
401kBrokers.com & 401kAdministrators.com www.401kbrokers.com 800-474-3826 Advanced Benefits Consulting 314-539-0836 / / Trustees select eligibility requirements. / / Our Solo 401k plans have: $0 setup
Currently, the implementation date is scheduled for November 30, 2004. 1
The following list shows vendors who have indicated an interest to register with the 403bCompare Web site as of 09/02/2004. 403bCompare Vendor Vendor Name Number 1161 A.G. Edwards & Sons, Inc 1028 Acacia
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