The Suffolk Life Self-Invested Personal Pension

Transcription

1 ASSET STATEMENT The Suffolk Life Self-Invested Personal Pension Esq s 785, Cash 76, Debtors Fund value as at 01/03/10 862, Asset Statement Property Loan s Cash Debtors Creditors

2 REVENUE STATEMENT The Suffolk Life Self-Invested Personal Pension Esq RECEIPTS Gross contributions 85, Bank deposit interest Dividends and investment income 16, Tax refunds receivable Other 4, Total receipts 106, PAYMENTS Suffolk Life fees Adviser fees 3, manager fees 8, Bank charges and interest Total payments 12, Net receipts and payments 94, Fund value as at 01/03/09 639, Realised gains/losses on asset disposal -8, Unrealised gains/losses movement 137, Fund value as at 01/03/10 862,409.21

3 INVESTMENT DETAILS The Suffolk Life Self-Invested Personal Pension Esq DESCRIPTION QUANTITY WHERE HELD COST PRICE CURRENT VALUE Aberdeen New Dawn Ord 25p ( ) Edinburgh US Trckr Ord 25p ( ) BHP Billiton Ord US$0.50 ( ) 1,000 2, Aviva Ord 25p ( ) 400 Croda Int'l Ord 10p ( ) Diageo Ord 28 GBX ( ) Findlay Pk US Sm Cos (USD) ( ) Standard Chart'd Ord $0.5 ( ) Hunting Ord 25p ( ) SABMilller Ord USD0.10 ( ) Compass Group Ord 10p ( ) HSBC Holdings Ord US$0.50 ( ) Internat'l Power Ord 50p ( ) Pearson Ord 25p ( ) Pru Ordinary GBP0.05 ( ) Rio Tinto Ord 10p ( ) Henderson Pre & bond I Inc Nav ( ) Scot & Southern Energy ord 50p ( ) 1, , ,000 1, , Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager GAIN/LOSS 5, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

4 DESCRIPTION QUANTITY WHERE HELD COST PRICE CURRENT VALUE Serco Group Ord 2p ( ) BP Ord US $0.25 ( ) Sage Group Ord 1p ( ) Schroder UT UK Mid 250 A Inc ( ) BG Group Ord 10p ( ) Carphone Warehouse Ord.1p ( ) 1,500 2,350 5,000 3,000 1,000 1,250 Tesco Ord 5p ( ) 1,500 Treasury IL 2.5% 2013 ( ) TR Prop Inv Trust Ord GBP0.25 ( ) TR Euro Gth Tst Ord 12.5p ( ) Treasury IL 2.5% 2016 ( ) Smith&Nephew Ord USD0.20 ( ) GlaxoSmithKline Ord 25p ( ) AstraZeneca Group US$0.25 ( ) Canadian General Inv Com NPV ( ) F&C Private Eqty B Ord GBP0.01 ( ) Barclays Ord 25p ( ) Co-operative Grp 5.875% uns Nt ( ) First State Asia Pac Ldrs B ( ) CG Port Fd Real Rtn Fd-Cls A ( ) Segro 6.25% ( ) 7,500 7,500 1,350 12,000 1, ,500 5, ,000 5, ,000 Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager GAIN/LOSS 6, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

5 DESCRIPTION QUANTITY WHERE HELD COST PRICE CURRENT VALUE Sun Life 5.75% 12/7/11 GBP1000 ( ) Euro Inv Bank 4.75% Bds ( ) Marks&Spencer5.625% 24/03/14 (B00CQG3) Ishares Iboxx GBP Corp Bond FU (B00FV01) Aegon Global Bd B Fd Inc (B00MY36) Standard Life Inv Glb Idx Lkd (B00ZJX0) Veritas Asset Man Asian Inc (B02T6J5) SWIP Prop Trust Inc (B036Z32) Royal Dutch Shell B Eur0.07 (B03MM40) Impax Env Mkts GBP A Acc (B04R330) Absolute Return Tst Red Pref (B05PYY1) GE Cap UK Fd 5.125% 03/15 (B06BW77) Alternative Inv Strat Ord$.001 (B06GDT1) Bunzl Ord GBP (B0744B3) Rabobank Ned 4.625% 31/05/2012 (B09M9Z4) Harewood BNP Paribas FTSE Sum (B0B8FC9) Utilico Emg Mkts Ord GBP0.10 (B0DQY35) Ignis Argont Eur Income Inst (B0TS112) Unilever Plc Ord GBP (B10RZP7) Vodafone Grp Ord USD (B16GWD5) Int Public Partner Ord GBP (B188SR5) 5, , , ,500 6,527 15,000 6,500 1,000 5,000 7,500 12, ,500 4,000 Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager GAIN/LOSS 5, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

6 DESCRIPTION QUANTITY WHERE HELD COST PRICE CURRENT VALUE Elders Inv Co 22A FTSE CAP Pro (B1HQ2W3) Odey Asset Mgmt CF Odey Opus (B1JMNF9) ETFS Physical Gold USD (B1VS377) Utilico RED ZDP 31/10/2014 (B1XHV78) Utilico RED ZDP 31/10/2016 (B1XHVB2) Elders(ML) 25B Jap Acc Gwth II (B1YPC45) Reckitt Benckiser Ord GBP0.10 (B24CGK7) Barclays 9.5% 4 Year Zero (B2NWD29) Nationwide 3.75% 21/11/11 GBP (B3FJKF7) UK (Govt of) 2.25% 7/3/14 GBP (B3KJDW0) Rabobank Nederld 4% 10/9/15 (B421N09) RWC AM US Abs Alpha B GBP Acc (B4P9XN3) Gartmore UK Abs Ret I Acc (B5KKCX1) Anheuser-Busch Inb 6.5% 06/17 (B5PXB49) Roche 5.5% Gtd Mtn 4/3/15 GBP (B5YS178) 7, ,000 20,000 7, ,000 20, ,500 12,000 5,000 Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager GAIN/LOSS 7, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Total 744, , ,322.35

7 ASSET DISPOSAL DETAILS The Suffolk Life Self-Invested Personal Pension Esq INVESTMENTS DESCRIPTION QUANTITY WHERE HELD DATE SOLD COST SALE GAIN/LOSS PROCEEDS Goldman Sachs Dyna Ord NPV (B173611) Manager 27/03/09 10, , , GE Capital UK Fund 4.75% 6/11 (B09Z7X7) Treasury 4.75% 2015 ( ) Standard Life Sel Prop Inc (B0LD3W0) Standard Life Sel Prop Inc (B0LD3W0) Treasury IL 2.5% 23/08/2011 ( ) Standard Life Sel Prop I Inc (B0LD3Y2) Lloyds Banking Group Ord 25p ( ) TR Euro Gth Tst Ord 12.5p ( ) Tesco 5.125% EMTN 12/2009 GBP ( ) Symphony FTSE Gilt 15% Pref (B3K5191) HSBC 6.125% NTS 22/1/10 ( ) Toyota credit 5.125% 17/1/12 (B1HLZW9) 6,000 7,000 9,500 9,500 5,000 9, ,000 12,000 8,000 Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager Manager 17/06/09 5, , /07/09 6, , /07/09 7, , , /07/09 2, , /09/09 13, , , /10/09 2, , /11/09 3, , /11/ /12/09 8, , /12/09 13, , /01/10 7, , /02/10 10, , Total gains and losses on disposal of investments -8,967.69

8 The Suffolk Life Self-Invested Personal Pension CASH DEPOSITS, DEBTORS AND CREDITORS Esq CASH DEPOSITS Bank of Scotland 1, Manager 25, Manager 50, Total cash deposits 76, DEBTORS Tax refund - investments Total debtors CREDITORS Total creditors 0.00 INTEREST RATES BANK OF SCOTLAND Up to 250,000 Above 250, % 0.25% below base rate N.B. The above rates were effective from 5 March 2009

9 CONTRIBUTIONS The Suffolk Life Self-Invested Personal Pension Esq DATE SOURCE NET CONTRIBUTION PAID TAX RECLAIMABLE GROSS CONTRIBUTION DATE TAX RECLAIMED 30/03/09 Personal (Net) 68, , , /05/09 Total 68, , ,000.00

10 The Suffolk Life Self-Invested Personal Pension DIVIDENDS AND INVESTMENT INCOME Esq DATE RECEIVED DESCRIPTION WHERE HELD AMOUNT 02/03/09 Compass Group Ord 10p ( ) Manager /03/09 Henderson Pre & bond I Inc Nav ( ) Manager /03/09 Treasury 4.75% 2015 ( ) Manager /03/09 BP Ord US $0.25 ( ) Manager /03/09 Royal Dutch Shell B Eur0.07 (B03MM40) Manager /03/09 AstraZeneca Group US$0.25 ( ) Manager /03/09 BHP Billiton Ord US$0.50 ( ) Manager /03/09 Canadian General Inv Com NPV ( ) Manager /03/09 Marks&Spencer5.625% 24/03/14 (B00CQG3) Manager /04/09 Ishares Iboxx GBP Corp Bond FU (B00FV01) Manager /04/09 Standard Life Sel Prop Inc (B0LD3W0) Manager /03/09 Throgmorton Trust Ord 5p ( ) Manager /07/09 INTEREST on % TREASURY Manager ( ) /07/09 DIVIDEND on #.044 COMPASS GROUP Manager PLC 10p O ( ) /07/09 DIVIDEND on #.0345 TR PROPERTY Manager INVESTMENT ( ) /08/09 DIVIDEND on #.03 CARPHONE Manager WAREHOUSE GROUP ( ) /08/09 DIVIDEND on #.052 VODAFONE Manager GROUP PLC US$0 (B16GWD5) /08/09 DIVIDEND on #.0093 IGNIS ASSET Manager MGMT Argo (B0TS112) /08/09 INTEREST on % TREASURY 2 Manager 1/2% Inde ( ) /08/09 INTEREST on 3.56% TREASURY 2 Manager 1/2% Index ( ) /04/09 Diageo Ord 28 GBX ( ) Manager /04/09 Aegon Global Bd B Fd Inc (B00MY36) Manager /04/09 Rio Tinto Ord 10p ( ) Manager /04/09 GlaxoSmithKline Ord 25p ( ) Manager /05/09 HSBC Holdings Ord US$0.50 ( ) Manager /05/09 Pearson Ord 25p ( ) Manager /05/09 Smith&Nephew Ord USD0.20 ( ) Manager 55.75

11 DATE RECEIVED DESCRIPTION WHERE HELD AMOUNT 15/05/09 Standard Chart'd Ord $0.5 ( ) Manager /05/09 Aviva Ord 25p ( ) Manager /05/09 Serco Group Ord 2p ( ) Manager /05/09 Pru Ordinary GBP0.05 ( ) Manager /05/09 BG Group Ord 10p ( ) Manager /05/09 Edinburgh US Trckr Ord 25p ( ) Manager /05/09 Reckitt Benckiser Ord GBP0.10 (B24CGK7) Manager /06/09 Henderson Pre & bond I Inc Nav ( ) Manager /06/09 Henderson Pre & bond I Inc Nav ( ) Manager /06/09 Henderson Pre & bond I Inc Nav ( ) Manager /06/09 Rabobank Ned 4.625% 31/05/2012 (B09M9Z4) Manager /06/09 BP Ord US $0.25 ( ) Manager /06/09 Royal Dutch Shell B Eur0.07 (B03MM40) Manager /06/09 GE Capital UK Fund 4.75% 6/11 (B09Z7X7) Manager /06/09 Canadian General Inv Com NPV ( ) Manager /06/09 Unilever Plc Ord GBP (B10RZP7) Manager /06/09 Co-operative Grp 5.875% uns Nt ( ) Manager /06/09 Ishares Iboxx GBP Corp Bond FU (B00FV01) Manager /06/09 Standard Life Sel Prop Inc (B0LD3W0) Manager /06/09 Interest on contract note (B3KJDW0) Manager /09/09 DIVIDEND on USD.42 SABMILLER PLC Manager US$0.10 O ( ) /09/09 DIVIDEND on #.08 ABERDEEN NEW Manager DAWN INV TS ( ) /09/09 DIVIDEND on # BP PLC US$0.25 Manager Shares ( ) /09/09 INTEREST on % Manager TREASURY 2.25% T (B3KJDW0) /09/09 DIVIDEND on # HENDERSON Manager GLOBAL IN ( ) /09/09 DIVIDEND on #.0562 BG GROUP PLC Manager 10p Ordina ( ) /09/09 DIVIDEND on #.2559 ROYAL DUTCH Manager SHELL PLC E (B03MM40) /09/09 DIVIDEND on #.36 ASTRAZENECA PLC Manager US$0.25 O ( ) /09/09 DIVIDEND on #.122 PEARSON PLC 25p Manager Ordinar ( ) /09/09 Interest on contract note ( ) Manager /09/09 DIVIDEND on CAD.06 CANADIAN Manager GENERAL INVEST ( ) /09/09 DIVIDEND on #.0629 PRUDENTIAL PLC Manager 5p Ordi ( ) 62.90

12 DATE RECEIVED DESCRIPTION WHERE HELD AMOUNT 16/09/09 Interest on contract note ( ) Manager /09/09 DIVIDEND on #.43 RECKITT BENCKISER Manager GROUP P (B24CGK7) /09/09 DIVIDEND on # BHP BILLITON Manager PLC US$ ( ) /09/09 DIVIDEND on # ISHARES PLC Manager Sterling C (B00FV01) /10/09 DIVIDEND on # VERITAS ASSET Manager MGMT Asia (B02T6J5) /10/09 INTEREST on 6.25% SEGRO PLC Manager 6.25% Bonds ( ) /10/09 DIVIDEND on # SCHRODER Manager UNIT TRUST ( ) /10/09 DIVIDEND on # HSBC Manager HOLDINGS PLC US$ ( ) /10/09 DIVIDEND on # AEGON Manager ASSET MGMT UK (B00MY36) /10/09 DIVIDEND on #.065 CRODA Manager INTERNATIONAL PLC ( ) /10/09 DIVIDEND on # STANDARD Manager CHARTERED P ( ) /10/09 DIVIDEND on #.14 GLAXOSMITHKLINE Manager PLC 25p O ( ) /10/09 DIVIDEND on # STANDARD Manager LIFE INVEST (B0LD3Y2) /10/09 DIVIDEND on #.222 DIAGEO PLC 28 Manager 101/108p O ( ) /10/09 DIVIDEND on #.062 EDINBURGH US Manager TRACKER TR ( ) /10/09 DIVIDEND on #.0185 SERCO GROUP Manager PLC 2p Ord ( ) /10/09 DIVIDEND on #.0425 INTERNATIONAL Manager POWER PLC ( ) /11/09 DIVIDEND on #.0125 IGNIS ASSET Manager MGMT Argo (B0TS112) /11/09 DIVIDEND on # SMITH & Manager NEPHEW PLC US ( ) /07/09 Hunting Ord 25p ( ) Manager /07/09 Bunzl Ord GBP (B0744B3) Manager /07/09 Aegon Global Bd B Fd Inc (B00MY36) Manager /07/09 Utilico Emg Mkts Ord GBP0.10 (B0DQY35) Manager /07/09 Internat'l Power Ord 50p ( ) Manager /07/09 GlaxoSmithKline Ord 25p ( ) Manager /07/09 HSBC Holdings Ord US$0.50 ( ) Manager /07/09 Tesco Ord 5p ( ) Manager /07/09 Sun Life 5.75% 12/7/11 GBP1000 ( ) Manager /11/09 DIVIDEND on #.032 TR EUROPEAN Manager GROWTH TRUS ( ) /11/09 DIVIDEND on #.023 TR EUROPEAN Manager GROWTH TRUS ( ) /11/09 DIVIDEND on #.035 HUNTING PLC 25p Manager Ordinary ( ) /11/09 INTEREST on % Manager NATIONWIDE BUILDI (B3FJKF7)

13 DATE RECEIVED DESCRIPTION WHERE HELD AMOUNT 02/12/09 DIVIDEND on # BP PLC US$0.25 Manager Shares ( ) /12/09 DIVIDEND on # Manager HENDERSON GLOBAL I ( ) /12/09 DIVIDEND on #.2565 ROYAL DUTCH Manager SHELL PLC E (B03MM40) /12/09 DIVIDEND on #2.7 CG PORTFOLIO Manager FUND PLC Rea ( ) /12/09 DIVIDEND on #.2422 UNILEVER PLC 3 Manager 1/9p Ord (B10RZP7) /12/09 DIVIDEND on #.01 BARCLAYS PLC 25p Manager Ordinary ( ) /12/09 DIVIDEND on USD.17 SABMILLER PLC Manager US$0.10 O ( ) /12/09 DIVIDEND on CAD.06 CANADIAN Manager GENERAL INVES ( ) /12/09 INTEREST on 2.938% CO- Manager OPERATIVE GROUP L ( ) /12/09 INTEREST on 5.125% TESCO PLC Manager 5.125% EMTN ( ) /12/09 DIVIDEND on #.0389 TESCO PLC 5p Manager Ordinary ( ) /12/09 DIVIDEND on # ISHARES PLC Manager Sterling C (B00FV01) /01/10 DIVIDEND on #.0665 BUNZL PLC 32 Manager 1/7p Ordi (B0744B3) /01/10 DIVIDEND on #.15 GLAXOSMITHKLINE Manager PLC 25p O ( ) /01/10 DIVIDEND on #.0145 CARPHONE Manager WAREHOUSE GRO ( ) /01/10 DIVIDEND on #.023 TR PROPERTY Manager INVESTMENT ( ) /01/10 DIVIDEND on #.0375 UTILICO Manager EMERGING MARKE (B0DQY35) /01/10 DIVIDEND on # AEGON Manager ASSET MGMT UK (B00MY36) /01/10 DIVIDEND on # HSBC Manager HOLDINGS PLC US$ ( ) /01/10 INTEREST on 5.125% TOYOTA Manager CREDIT CANADA (B1HLZW9) /01/10 DIVIDEND on CAD.5 CANADIAN Manager GENERAL INVEST ( ) /01/10 INTEREST on % TREASURY 2 Manager 1/2% Ind ( ) /01/10 INTEREST on 6.125% HSBC FINANCE Manager CORP 6.1 ( ) /01/10 Interest ( ) Manager /01/10 Aviva Ord 25p ( ) Manager /02/10 DIVIDEND on #.0151 IGNIS ASSET Manager MGMT Argo (B0TS112) /02/10 DIVIDEND on #.0266 VODAFONE Manager GROUP PLC US$ (B16GWD5) /02/10 INTEREST on % TREASURY 2 Manager 1/2% Inde ( ) /02/10 Interest on contract note (B1HLZW9) Manager /01/10 Standard Life Inv Glb Idx Lkd (B00ZJX0) Manager Total 16,520.03

14 SUFFOLK LIFE FEES The Suffolk Life Self-Invested Personal Pension Esq Annual Contribution Total