ECONOMIC CONSULTANTS CAPITAL MARKETS

Transcription

1 ECONOMIC CONSULTANTS CAPITAL MARKETS MANAGED PROGRAMS PROGRAMS FOR FEBRUARY 2014 London 2014 Copyright Economic Consultants. On no account may this Document (or any part of it) be copied, disclosed, or made available to any person other than the recipient to whom it is addressed. No representation, warranty or undertaking, express or implied, is or will be made or given and no responsibility or liability is or will be accepted by partners in Apurgo AS or by any of their respective subsidiaries, affiliates, representatives, partners, directors, officers, employees, agents or advisers (the Representatives ) in relation to the accuracy or completeness of this Document or any other written or oral information made available in connection with the Document. Any responsibility or liability for any such information is expressly disclaimed.

2 PROGRAMS OVERVIEW (FEB 2014) NOTE: THIS INFORMATION IS NOT AN OFFER AND IS PRESENTED ON A BEST EFFORTS BASIS PER YOUR REQUEST AS A COURTESY SOLELY FOR INFORMATIONAL AND EDUCATIONAL PURPOSES ONLY, WHEREBY PRINCIPALS ARE RESPONSIBLE FOR THEIR OWN DUE DILIGENCE AND DECISIONS. THE CONTENTS OF THIS TRANSMISSION CONTAIN PRIVILEGED AND CONFIDENTIAL INFORMATION BELONGING AND IS INTENDED ONLY FOR THE USE OF THE INDIVIDUAL OR ENTITY IDENTIFIED. BY READING BEYOND THIS POINT, YOU HEREBY ACKNOWLEDGE AND CONFIRM THAT THIS IS A COMMUNICATION OF PRIVILEGED AND CONFIDENTIAL INFORMATION. DIRECT CONTRACTS FOR STRUCTURED PROGRAMS Serious client inquiries may request additional details, procedures and material for the referenced direct programs below: MULTI-STEP BULLET TRADE PROGRAMS FOR CASH FUNDS & BANK INSTRUMENTS The multi-step trade program is a flexible trade that consists of multiple programs in which the approved client can choose to participate in some or all in the series: (1) 10 days bullet trade program, (2) then second 10 days bullet trade program, (3) then 30 days bullet trade program, (4) then second 30 days bullet trade program (5) then 40-weeks long term trade program (6) then the option to enter 3-5 years evergreen trade program. Swift MT -103: Swift MT -760: Swift MT -542: Swift MT -799: PROTOCOL OPTIONS: cash funds transfer only cash funds or bank instruments bank instruments only for heritage funds or interest on heritage funds or special Bank instruments (fed trade program only) Small Cap Trade Program: Mainland China Trade: Cash funds or bank instruments only Swift MT -103, MT -760, MT -799 only SPECIAL ADMINISTRATIVE HOLD PROGRAMS (NO SWIFTS REQUIRED) (#1) 200M-900M CASH, HSBC-LONDON (#2) 200M-900M CASH, HSBC-HONG KONG (#3) 200M-2B CASH, TOP 25 WORLD EUROPEAN BANKS (#4) 1B-5B CASH, MAJOR BANKS, TABLE-TOP MEETING REQUIRED Cash funds only (no instruments, no cd, bg, etc.); Minimum amount: two hundred million (200M) to two billion (2B) Private & Confidential page 2

3 DAILY TEAR SHEET TRADE PROGRAM (NO ADMIN HOLD AND NO SWIFT NECESSARY) Minimum amount: two million (2M) to five billion (5b+) Cash funds only (no heritage funds or interest on heritage funds are accepted) Cash funds at HSBC Hong Kong & Standard Chartered Bank Hong Kong clients only) NO PROOF OF FUNDS PROGRAM For clients with MT 799 ICBPOS or MT 103/23 can immediately participate in this no proof of funds managed buy/sell transaction of 500M with rolls & extensions. Client completes letter of intent/contract document EURO CLEAR ACCOUNT / MANAGED BUY-SELL PROGRAM For clients with Cash funds on Euro clear the trade platform can perform a special managed trade on Euro clear; cash funds only client must have or can open a Euro clear account at his bank for the trade platform to perform the managed buy/sell trade directly from the Euro clear account with the client and the trader as joint signatories on the account WEB LINK AND SERVER-TO-SERVER TRANSACTIONS Web link account receiver immediately available for genuine web link transfer Server-to-server (funds provider) transaction can close immediately with genuine receiver (service provider) via server-to-server protocol. Receiver is ready to review and approve these transactions immediately and can execute the activity within 24 hours A special services paymaster and enhanced services available for transfer clients Private & Confidential page 3

4 FED TRADE PROGRAM (HERITAGE FUNDS & SWIFT MT 799) HERITAGE FUNDS & SWIFT MT-799 CLIENTS (FED TRADE PROGRAM ONLY): This is a highly selective and fed registered trader program; a swift MT-799 is mandatorily required. Because of the senior regulatory oversight with such cases, no client will be considered unless they produce a current letter from their bank confirming they are RWA to send a Swift MT-799, along with current KYC package of account signatory and account statement; this trade program is for clients that can only send a swift MT-799 or for clients with Heritage Funds. All major banks worldwide accepted. Forty (40) weeks trade program; Profits: 40% monthly (historical), Paid out on a weekly basis directly by fed. Minimum amount: one hundred million to fifty billion (100M to 50B+), Larger amounts are considered on a case by case basis. If client can send MT then this would be bullet trade MONETIZATION AND TRADING OF ALL TYPES OF BANK INSTRUMENTS SWIFT MT-760 OR MT-542 Is required for monetization and trading of all types of bank instruments (e.g. bank guarantee; certificate of deposit, standby letter of credit, medium term note, government treasuries, bank draft, etc). Pre-advise swift MT-199 or MT-799 or MT-999 is required prior to sending the swift MT- 760, but no pre-advise is needed if sending MT-542. note: if a pre-advise swift MT-199 or MT-799 or MT-999 is not sent before MT-760, then after the swift MT-760 is sent, then the platform bank will require that the client meets the trade platform in Zurich with the copy of the Swift that was sent by the issuing bank. Loan-to-Value (LTV): 75-85% loan - value (LTV) depending on the ratings of the bank issuing the bank instrument. Monetization can take place within five (5) banking days of bank-to-bank verification of bank instrument validity. Private & Confidential page 4

5 MULTI-STEP PROGRAM GENERAL PROFIT GUIDELINES: Profit (1): advance (3% of the face value received, paid in 72 hours after swift receipt / verification) Profit (2): 10-day bullet trade program (2x the face value received, historical) Profit (3): second 10-day bullet trade program (2x the face value of received, historical) Profit (4): 30 day bullet trade program (8x the face value received, historical) Profit (5): second 30 day bullet trade program (8x the face value received, historical) Profit (6): 40-weeks long-term trade program (1x the face value received, historical) Profit (7): the option to enter 3-5 years evergreen trade program (1x the face value received, historical) All profits are paid out on a weekly basis; the profit structure is spelled out in full detail in the trade agreement. Further, although not necessary, the client has the option to re-invest a portion of his profits (compounding) into the next step of the multi-step program, as may be agreed. This option can greatly increase trade profits; also assistance with new profit receiving account(s) and additional services are available to the trading client(s). Private & Confidential page 5

6 GENERAL NOTES: FIRST STEP: Complete the EC CIS BG Programs form. From this we can determine what package to send for the final DD. NSNCNDA will follow as a consequence. PROCEDURES FOR ALL TRANSACTIONS: Preliminary due diligence review of applicant current intake KYC package. Following preliminary pre-approval, special transaction documentation is prepared exclusively for the client (includes trade agreement and protection for registered consultants (agents). Contracts are typically released within 2-3 business days of KYC application approval. ALTERNATIVE SOLUTIONS: Special solutions may be available on a case by case basis for appropriate applicants. Separate access is available for historic bond purchase, redemption and/or for non-standard assets. CONTACT: Serious client inquiries may request additional details, procedures and material for the referenced direct programs. With the request please identify the applicant circumstance for the proposed program solution. Private & Confidential page 6