Backup and recovery best practices for Microsoft SQL Server 2005

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1 Backup and recovery best practices for Microsoft SQL Server 2005 Overview Solution configuration SQL 2005 database servers Storage configurations Tape libraries HP Data Protector cell Storage management SAN infrastructure Domain controllers Application load simulation Database storage layout Performance collection and monitoring Testing Testing objectives Backing up SQL Server data with Data Protector Impact of multiple backup streams Baseline performance Disk-to-tape library backup performance Disk-to-disk backup performance Online backup performance testing summary Effects of online backup on SQL transactions performance Transaction log considerations System databases considerations Restoring SQL Server data with Data Protector Restore performance Database layout and backup performance considerations Backup types and strategy Best practices and results Database administrators Location of SQL Server binaries Location of system databases Planning for file groups Setup transaction log Server administrators Monitor server workload Windows Instant File Initialization Storage administrators Monitor EVA performance Backup administrators Select the right target backup device Perform incremental backups to save time and space Perform transaction log backup frequently

2 Additional backup considerations Conclusion Appendix A. Bill of materials Appendix B. SQL Server backup key performance indicators Appendix C. HP StorageWorks Storage System Scripting Utility Appendix D. Test database layout For more information

3 Overview With databases regarded as mission critical in most companies, the ability to back up Microsoft SQL Server 2005 data when required and within the specified backup window is vital. HP OpenView Storage Data Protector 6.0 (Data Protector) is integrated with SQL Server 2005 via the Virtual Backup Device Interface (VDI). This paper discusses the operation of Data Protector with various online streaming backup and recovery methodologies. Microsoft is encouraging SQL Server administrators to do backup by using backup software that integrates directly with SQL Server 2005 via VDI. The integration of Data Protector and SQL Server 2005 provides the following benefits: Central management of all backup operations Media management Scheduling Parallel backups and restores To help you choose from among the available configuration options and backup and recovery procedures, HP has conducted extensive laboratory tests to determine best practices. This paper discusses those test results so that users can understand the options and the limitations of implementing backup and recovery using Linear Tape-Open (LTO) tape, disk-to-disk, and virtual tape devices. The audience for this paper is HP users in an enterprise environment currently running or planning to run SQL Server The paper discusses: Best practice recommendations encompassing configuration, design, and deployment Backup and recovery recommendations for the integration of Data Protector Software and Microsoft SQL Server 2005 Backup and recovery recommendations for the LTO tape, the disk-to-disk, and the virtual tape methodologies The impact on database performance and throughput for each of the methodologies: LTO tape, disk-to-disk, and virtual tape General recommendations for selecting which backup and recovery method to use Supporting configuration recommendations for HP servers and for HP StorageWorks 8100 Enterprise Virtual Array (EVA8100) disk array Recommendations for the use of parallel backup and restore operations, and the impact of multiple streams and device concurrency on overall backup performance By leveraging the recommendations and best practices, administrators can shorten backup windows and efficiently load the server, thereby reducing cost and maximizing the use of hardware and personnel resources. 3

4 Solution configuration The testing environment consisted of a Microsoft SQL Server 2005 running on HP ProLiant BL480c BladeServer systems and the HP StorageWorks EVA8100. The HP StorageWorks 6510 Virtual Library System (VLS6510) with Serial Advanced Technology Attachment (SATA) drives, and the HP StorageWorks Enterprise Systems Library (ESL) E-Series 712e tape library were used as dedicated backup and restore devices. Configuration of the servers and the devices attached to the storage area network (SAN) was based on: HP StorageWorks 4x00/6x00/8x00 Enterprise Virtual Array configuration best practices white paper available on 4AA0-2787ENW.pdf?jumpid=reg_R1002_USEN HP StorageWorks Enterprise Backup Solution design guide available on h20000.www2.hp.com/bc/docs/support/supportmanual/c /c pdf For a list of hardware and software used in this project, see Bill of materials on page 35. During this test cycle, Data Protector 6.0 was used for online SQL backups with the goal of reducing backup and recovery windows. Reducing restore times allows more time for recovery operations, including transaction log roll forward, and increases the potential to meet tighter service-level agreements and recovery time objectives (RTOs). SQL 2005 database servers The database servers consisted of HP ProLiant BL480c G1 BladeServer systems running Microsoft Windows Server 2003 R2 x64 Enterprise Edition. Each server was configured with one dual-port, Fibre Channel mezzanine card. The Fibre Channel cards were based on Emulex LP1105 Series adapters and were installed using the HP host bus adapter (HBA) Smart Component drivers. These drivers can be downloaded from the HP website on TheHPStorportmini-port driversand the Microsoft Windows2003Storportdriverwereusedto create a compatible configuration in whichdiskand tape couldbeaccessedthrough thesamehba, thus decreasing the cost of implementing SAN-based backups. Note For more tape compatibility information, see the Enterprise Backup Solution (EBS) compatibility matrix and the HP StorageWorks Enterprise Backup Solution design guide at c /c pdf. Figure 1 provides a graphic of the hardware configuration. 4

5 Figure 1. Configuration diagram 1 SQL Server 2005 database server #1 HP ProLiant BL480c, 16-GB RAM 2 SQL Server 2005 database server #2 (recovery server) HP ProLiant BL480c, 16-GB RAM 3 Management server HP ProLiant BL460c, 4-GB RAM Command View EVA and tape library Data Protector cell manager The c7000 blade enclosure provided Fibre Channel and Ethernet connections to the ProLiant c-class BladeServer systems. The enclosure also provided redundant power and cooling features along with HP Integrated Lights-Out (ilo) connectivity. The ilo connectivity made it possible to deploy and manage remote servers from their consoles. All management features in the c-class enclosure were interfaced through the c-class Onboard Administrator (OA). 5

6 Storage configurations The storage subsystem consisted of an EVA8100 with two HSV210-B controllers and twelve Fibre Channel (FC) drive enclosures (2C12D configuration). The disks were arranged in an inline layout and striped vertically, in keeping with the default behavior on the EVA. The database storage was designed using two different virtual disk and disk group layouts as shown in Figure 2. This allowed a backup and restore performance comparison between a multiple-file andasingle-file database layout. For each layout, the transaction log file is isolated in a dedicated disk group consisting of 16 x 146-GB 15K RPM FC disk drives. The disk group housing the database files consists of GB 15K RPM FC disk drives. All virtual disks are configured with a redundancy of Vraid 1. All SQL Server data files, including the system databases and transaction log data, were stored on the EVA. See Figure 2 for a graphic of this layout. The Microsoft SQL Server test database is 1 TB. The user load on the database was simulated using an online transaction processing (OLTP) workload and a no-wait or constant 3:2 read-to-write ratio of transactions. The workload parameters were modified to maintain a response time of < = 15 ms across database volumes while sustaining a request rate of at least 10,000 IOPS. This same load scenario was used in every test case. 6

7 Figure 2. EVA storage layout Test # Disk groups Virtual disks Physical disks, Physical disks, Physical disks, data disk group log disk group total Tape libraries Two nearline devices were used as backup targets in our testing: The HP StorageWorks ESL E-Series 712e tape library was configured with four HP StorageWorks Ultrium 960 (LTO3) Fibre Channel tape drives. The HP StorageWorks VLS6510 virtual tape library was configured as a single library featuring four virtual LTO3 tape drives (without data compression), GB SATA back-end disk drives and four Fibre Channel ports. The virtual library was set for HP StorageWorks ESL emulation. HP Data Protector cell The Data Protector cell is a network environment that includes a cell manager and client systems that run agents. The cell manager is the control tower managing the activities and internal database within the Data Protector cell. It is not necessary to administer the backup and restore activities 7

8 directly from the cell manager; any client within the cell can connect to the cell manager over the network and be used to administer the activities of the cell. Client systems run agents that are defined at installation according to the following requirements: The media agent is installed on a server if that server is going to have direct access to a tape device for backup and restore. The tape devices either can be directly attached or can communicate over a SAN. The disk agent is allocated to a server if that server is going to read data from a disk device, whether local or remote. In our test environment, SQL database servers were installed with a media agent, a disk agent, and the SQL agent. Figure 3 depicts the logical Data Protector network; all backup-related traffic was conveyed over the SAN. Figure 3. Data Protector cell configuration diagram Storage management HP Command View was running on a general-purpose HP ProLiant BL460c server and was configured with Microsoft Windows Server 2003 Enterprise Edition SP1. HP Command View EVA 7.01 andcommand View TL 2.2wereusedto managethe EVAand thetapedevices,respectively. 8

9 SAN infrastructure SAN interconnect consisted of two independent fabrics based on two Brocade 4-Gb SAN switches for HP c-class running firmware 5.1.0b. All servers and storage devices connected at 4 Gb/s. Domain controllers A single Active Directory (AD) Enterprise using a domain controller and backup domain controller consisted of HP ProLiant DL380 servers running Microsoft Windows Server 2003 x64 R2 Enterprise Edition and were configured as Active Directory (AD), domain name server (DNS), dynamic host configuration protocol (DHCP), and global catalog servers. Application load simulation TheMicrosoft SQLIOSim utilitywas used to stress testthe environmentand to determinethe EVA performance characteristics for the configured solution. The Benchcraft load generation tool developed by Microsoft for SQL Server was used to place the SQL Server solution under a nominal load of approximately 800 transactions per second. Note For more information on using SQLIOSim, see Database storage layout For this testing, an SQL Server housed an OLTP database with 1 TB of data. The database was spread across four data files in two file groups and one transaction log file. Thislayoutfollows themicrosoft guideline of one file per processor core. Each data file was stored on a dedicated EVA virtual disk; transaction log and database virtual disks were isolated in different EVA disk groups. Total server storage was approximately 1.5 TB. For more details, see Test database layout on page 41. Performance collection and monitoring Performance metrics were collected using Microsoft Windows performance monitor for Windows (Windows performance monitor). Performance metrics from Microsoft SQL Server 2005 and the EVA8100 integrate directly into the Windows performance monitor utility. To view a detailed description of Microsoft SQL Server 2005 and EVA performance metrics, see SQL Server backup key performance indicators on page 37. 9

10 Testing Testing objectives OLTP applications tend to grow at an explosive pace, driving customer requirements for increasingly larger methods of backing up and restoring data. In addition, it has become more important that the time required for data backup and restore be reduced to a minimum so as not to interrupt the day-to-day running of company applications. It is important to consider ways to accelerate the process and minimize the impact on the production systems. The goals of the testing were to develop a set of backup and recovery best practices to minimize the backup windows through the use of high-performance, streaming backups. Backing up SQL ServerdatawithDataProtector Microsoft SQL Server 2005 provides the Virtual Backup Device Interface (VDI) for backup. The VDI enables third-party backup solutions such as Data Protector 6.0 to integrate directly with SQL Server, providing support for application-aware backup and restore operations. Such Application Programming Interfaces (APIs) are engineered to provide maximum reliability and performance and to support the full range of SQL Server backup and restore functionality. Data Protector 6.0 makes full use of this API: All backups are performed online; the database remains accessible to users. The entire database is backed up: selecting or excluding a particular table is not possible. However, only the used portion of the database, containing valid pages, is backed up. This is an advantage compared to offline file backups. Different types of backups are supported by the integration: full (database), differential, transaction log or snapshot. Note that Snapshot mode is only possible when used in conjunction with the Zero Downtime Backup (ZDB) option for Data Protector and requires HP StorageWorks Business Copy EVA software to be installed on the array. This testing was performed on a single SQL Server 2005 server instance and aimed at characterizing online backup with Data Protector in an SQL Server environment. Impact of multiple backup streams Parallel backup and restore operations can improve the capability of Microsoft SQL Server 2005 to manage high-performance backup of very large databases. The BACKUP and RESTORE statements use parallel I/O in a number of ways: If a database has files on several logical unit numbers (LUNs), the BACKUP statement uses one thread per disk device to read the extents from the database. If a backup set is stored on multiple backup devices, both the BACKUP and the RESTORE statement use one thread each per backup device. However, SQL Server 2005 supports only a single data stream per targeted backup device. Therefore, the backup hardware configuration is the primary factor for determining the number of streams that can be backed up in parallel. To understand the effect of streams and device concurrency on overall backup performance, we performed a series of backups, increasing the number of targeted backup devices linearly for 10

11 each test iteration until either the point of diminishing return was met or a maximum hardware configuration was attained. We evaluated the following backup devices: LTO-3 tape drive in ESL 712e LTO-3 virtual tape drive in VLS6510 Data Protector file library using 500-GB Fibre Channel Advanced Technology Attachment (FATA) disk drives Baseline performance Data Protector allows for the creation of null devices for baseline testing purposes. This is a very useful feature for assessing the I/O path performance and detecting any possible bottlenecks in the EVA orthe SQLServerconfiguration. Before starting the performance evaluation, we checked the baseline EVA throughput and performance characteristics when subjected to a heavy SQL Server backup workload. As noted in Figure 4, throughput rose from 380 MB/s using one stream to 540 MB/s, nearly 2 TB per hour, when four concurrent streams were used. Figure 4. Throughput using concurrent streams Note The number of parallel streams could have been further increased; however, with four streams, we reached the point of diminishing return for this configuration. For this test we used null devices that do not generate data transfer over the SAN. More streams can generate a load that saturates the available aggregated SAN bandwidth (On the server in this configuration our limit was 2-GB x 4-GB HBAs or about 800 MB/s.) leaving no room for the data flow to thetapedrives attached tothe SAN. Figure 5 shows that adding streams also increases SQL Server processor utilization. 11

12 Figure 5. Impact of stream concurrency on CPU utilization Disk-to-tape library backup performance HP StorageWorks ESL 712e tape libraries were tested, using LTO-3 drives as the target. As the data in Table 1 and Figure 6 point out, linear performance improvements were observed as the number of drives increased. To reach the throughput target of 500 MB/s, which was set during baseline testing with null devices, two additional HBAs and additional Fibre Channel LTO-3 drives would be needed. Table 1. SQL backup performance with LTO-3 tape drives Device 1 drive 2 drives 3 drives 4 drives ESL 712e with LTO-3 92 MB/s 187 MB/s 280 MB/s 374 MB/s 12

13 Figure 6. SQL backup performance with LTO-3 tape drives Disk-to-disk backup performance Backup using a Virtual Tape Library A Virtual Tape Library (VTL) emulates the drives of a physical tape library and stores backup images to disk. Backup applications use the VTL-emulated tape and library devices for disk-to-disk backups. When using HP StorageWorks VLS6510 virtual tape library to test concurrency, performance began to level off after two parallel data streams, because the backup throughput demand exceeded the aggregate performance capabilities of the 24 back-end disk drives configured in the solution. Base VTL throughput can be improved by adding more capacity (disk drives), disk controllers, and Fibre Channel (FC) ports. However, newer tape drives such as LTO-3 and LTO-4 are capable of backing up data, with compression, at a rate greater than 80 MB/s. Therefore, backing up large amounts of multi-streamed data to physical tape can be faster than when using a single VTL. Backup using Data Protector advanced backup to disk The Advanced Backup to Disk functionality in Data Protector also allows tape virtualization with basic backup resource sharing through a new device type called a file library. This new feature complements the Data Protector backup-to-disk solutions portfolio and allows the use of one or more Windows volumes (NTFS) to be used as a backup and recovery repository. The device is conceptually similar to a tape stack in that it consists of one or more files in container directories, which are the equivalent of slots in a tape stack where data is stored, and one or more writer instances, which are the equivalent of tape drives in a library. The backup data is stored in a series of files called file depots, which are created each time a backup to the device is made. Data Protector file libraries should not be confused with the VLS. Both are disk-based backup solutions. The VLS is a hardware solution in which backups are virtualized at the device; the Data Protector file library is a software solution. 13

14 To house the file library repository, we configured an additional disk group on the EVA8100 with GB FATA disk drives. This solution provides a low-cost alternative to the standard, high-performance FC disk drives. Table 2 and Figure 7 compare the backup performance of an HP StorageWorks Virtual Tape Library VLS6510 to that of the Data Protector file library. Table 2. Data Protector file library versus virtual tape performance Device 1 drive 2 drives 3 drives 4 drives Data Protector file library 114 MB/s 126 MB/s 138 MB/s 150 MB/s VLS6510/virtualLTO-3 126MB/s 178 MB/s 190MB/s 193 MB/s Figure 7. Data Protector file library versus virtual tape performance Although using multiple concurrent streams yields benefits in both cases, the VLS6510 provided higher throughput than the Data Protector file library. The FATA disk drives housing the Data Protector file library provided sufficientthroughputinthis configuration. The VLS front end was optimized for sequential I/O and therefore provided better backup performance than the NTFS volumes used with the file library option. Note Beware of the effect of the first write when using EVA virtual disks to house the Data Protector file library The virtual disk will provide its maximum performance only when most disk blocks have been written once. This means that the performance characteristics of your file library will improve over time as more backups are performed. Online backup performance testing summary The test data shows that, irrespective of the device type, the use of more targeted devices for higher backup concurrency improves backup performance. Figure 8 and Table 3 summarize the results obtained with each of the tested backup devices. 14

15 Figure 8. Backup performance Table 3. Backup performance results Configuration 1 drive 2 drives 3 drives 4 drives ESL 712e with LTO GB/hour 676 GB/hour 1 TB/hour 1.3 TB/hour VLS6510 virtual LTO GB/hour 641 GB/hour 687 GB/hour 696 GB/hour Data Protector file library 413 GB/hour 456 GB/hour 498 GB/hour 542 GB/hour The test data shows that using multiple database files and more than one backup device improves backup performance by increasing concurrency. In order to realize the potential performance improvements that concurrency provides, both the server and the disk subsystem must be able to handle the higher throughput. For large SQL Server databases, the use of threaded backups to disk (VTL or file library) does not necessarily improve performance. In fact, threaded backups to disk may be slower than physical tape because the hardware compression and the high-performance sequential access provided by the LTO-3 tape drive outperforms the quasi-sequential access disk-to-disk backup. Effects of online backup on SQL transactions performance Up to this point, backup performance results were based on testing systems with no transactional load. To assess the impact of a database backup executed during production hours while SQL Server was processing user queries, we used an ESL 712e tape library configured with four LTO-3 tape drives. The transactional load applied to the database was an OLTP-like workload with queries performed across the entire database seek range (1 TB). The benchmark parameters were adjusted to generate a nominal load of approximately 800 SQL transactions per second. Server processor 15

16 utilization, SQL transactions per second, disk reads and disk writes request rates and latencies, as well as the backup throughput metrics were recorded during the backup window. Table 4 and Figure 9 highlight the key performance indicators for the disk subsystem. Table 4. Disk performance statistics for backup under load Counter 95 th Percentile Average Maximum LogicalDisk\_Total\Disk Reads/sec 10,408 8,644 13,294 LogicalDisk\_Total\Disk Writes/sec 4,428 3,796 24,528 LogicalDisk\_Total\Disk Transfers/sec 14,212 12,440 27,734 LogicalDisk\_Total\Avg. Disk sec/read LogicalDisk\_Total\Avg. Disk sec/write Figure 9. Read/write disk response times and latencies for backup under load Table 5, Table 6, and Figure 10 highlight the key performance indicators for the SQL Servers. Table5. SQL Server performanceindicators Counter 95 th Percentile Average Maximum Processor\_Total\% Processor Time Databases\_total\Transactions/sec 2, ,154 Buffer Manager\Page reads/sec 9,573 6,815 32,403 Buffer Manager\Page writes/sec 5,105 3, ,231 Buffer Manager\Buffer cache hit ratio

17 Figure 10. Server processor utilization and throughput for backup under load Table 6. Backup performance indicators Counter 95 th Percentile Average Maximum Databases\_total\ 233,352, ,337, ,003,328 Backup/Restore Throughput/sec LogicalDisk\_Total\Disk Bytes/sec 315,210, ,291, ,526,688 As shown in Figure 11, the transaction rate is moderately affected by the full database backup operation. Area 1 shows the SQL Server activity before the backup job started. Area 2 is the transaction rate drop caused by the database checkpoint activity before starting the backup data movement. The transactions that were not yet committed to disk are flushed to the data file. The checkpoint duration is proportional to the amount of dirty pages that need to flush. The database checkpoint frequency and duration can be customized with the command CHECKPOINT (transact SQL). For more information, see The transactions rate valley in area 3 is workload-dependent and depicts an expected pattern for the mix of queries used for load generation in this testing. The backup throughput declines over time as threads terminate each time a data file backup completes. We used a four-file layout in this testing. After approximately one hour, two out of the four data files were backed up. At this stage, data is streamed out of only two files or, more importantly, two LUNs. 17

18 Figure 11. Effect of online database backup on SQL transaction rate The SQL transaction performance is not adversely affected; however, the I/O activity generated by the execution of user queries throttles the backup throughput, extending the required backup window and reducing throughput by 50% when compared to a backup without load. Note Results may vary depending on factors such as the workload on the SQL Server and the underlying storage configuration. Transaction log considerations Every Microsoft SQL Server 2005 database has a transaction log that records all transactions and all database modifications made by each transaction. This record supports three operations: Recovery of individual transactions Rollback recovery of all incomplete transactions when SQL Server is restarted Rolling arestoreddatabaseforward to thepoint of failure When the transaction log has been backed up successfully, the inactive portion of the transaction log is truncated. Because the inactive portion contains completed transactions, it is not needed during a recovery process. Conversely, the active portion of the transaction log contains transactions that have not yet been committed to the database file. SQL Server reuses the truncated, inactive space in the transaction log to log upcoming transactions instead of allowing the transaction log to continue to grow. Note Manually truncating the transaction log breaks the log backup semantic and may impact your recovery point objective. When logs are manually truncated, the database is not protected from media failure until a full database backup is created. In addition, the most recent recovery point is limited to the last known good database backup. 18

19 The ending point of the inactive portion of the transaction log, and hence the truncation point, is the earliest of the following events: The most recent database checkpoint The start of the oldest active transaction, that is, a transaction that has not yet been committed or rolled back This represents the earliest point to which SQL Server would have to roll back transactions during recovery. The start of the oldest transaction that involves objects published for replication whose changes have not yet been replicated This represents the earliest point that SQL Server still has to replicate. The transaction log can be implemented on several files. The files can be definedtoexpandas required to reduce both administrative overhead and the likelihood of running out of space for the transaction log. Truncating the transaction log has minimal effect on transaction throughput. Transaction log backups usually are much quicker than full and differential jobs. Performing frequent transaction log backups throughout the production day allows for more point-in-time recovery options. This lengthens and complicates the recovery process, however, because it will be necessary to restore all transaction log data since the last full or differential backup. Note Full and differential backup jobs do not back up the transaction logs. If you wish to protect that critical data, it is necessary to schedule separate jobs to back up the transaction log between each full or incremental backup. The impact of a transaction log backup on an SQL Server can be summarized as: Log file capacity: 50 GB Used transaction log space before backup: 99% Transaction log backup throughput with four LTO-3 drives: ~280 MB/s Used transaction log space after backup and log truncation: 6% Frequent transaction log backups may be required to enhance recoverability and meet your Service Level Agreement (SLA) requirements. Figure 12 highlights the SQL Server processor utilization caused by a high-performance transaction log backup. Knowing how hard the server is working to perform backups is a key consideration in determining the transaction log backup frequency. Server utilization must be balanced with recovery point objective. With 30% processor utilization for a backup workload of 280 MB/s, this server has reasonable space for SQL transaction processing and would support frequent transaction log backups throughout the production day. Best practice To avoid a bottleneck, the processor utilization induced by the backup workload must be factored in when estimating the server s processing power requirements. 19

20 Figure 12. Server processor percentage utilization and backup throughput When the transaction log has been successfully backed up, the inactive portion of the transaction log is truncated. You cannot see in Windows File Manager that the transaction log has been truncated. The transaction log file does not automatically shrink. To display your SQL Server databases transaction log file usage, use the following Microsoft SQL Server Database Consistency Checker (DBCC) command: DBCC SQLPERF (LOGSPACE) Alternatively, the log-file usage can be monitored using the Windows performance monitor counter Databases\*\LogFile(s) Used Size(KB) as shown in Figure 13. Figure 13. Transaction log truncation 20

21 System databases considerations Microsoft SQL Server systems have four system databases: The master database records all of the system-level information for an SQL Server system. It records all login accounts and system configuration settings. Also, the master records the existence of all other databases and the location of the primary files that contain the initialization information for the user databases. Because the master database is a critical piece of the system, it must be backed up as frequently as the SQL Server or the database configuration is changed. If the master database is damaged, for example, in a media failure, Microsoft SQL Server may not start. In such a case, it is necessary to rebuild the master database and then restore the database from a recent backup. The tempdb database holds all temporary tables and stored procedures. It also fills any other temporary storage needs such as work tables generated by SQL Server. The tempdb database is a global resource; the temporary tables and stored procedures for all users connected to the system are stored there. The tempdb database is re-created every time SQL Server is started, so the system starts with a clean copy of the database; there is never anything in the tempdb database to be saved from one session of SQL Server to another. This database does not require backup. The model database is used as the template for all databases created on the system. When a CREATE DATABASE statement is issued, the first part of the database is created by copying the content of the model database, and then the remainder of the new database is filled with empty pages. Because the tempdb database is created every time SQL Server is started, the model database must always exist on an SQL Server system. The msdb database is used by SQL Server agent for scheduling alerts and jobs. At installation, the SQL Server 2005 executable files and binaries are copied. HP recommends that these be stored on the operating system volume (default) but that the SQL Server system databases be stored in a different location, preferably an external storage volume attached to a SAN. In the event of a catastrophic server failure, a dedicated EVA virtual disk can reduce recovery time by providing more flexibility as the system database could be presented and taken over by a standby server. Restoring SQL Server data with Data Protector Therestore of amicrosoft SQLdatabaseisdonefrom the same GUIasall othergeneric Data Protector restores. As is the case with any other backed-up object, different versions of the backup can be selected for restore. During full database restore, the required database files are created automatically. Databases can be restored with a different name using the advanced options tab; the file locations can be different, but the database logical file namesmustmap thelogical file names of the database you backed up. Depending on your backup strategy, you can restore the database from a full, a differential, or a transaction log backup. Data Protector will ensure that you are restoring the complete, necessary restore chain unless otherwise specified with the Restore only this backup option in the Version tab of the database properties. In the case of transaction log backups, it is possible to restore to a point in time that you specify in the Version tab of the database properties. In that case, only transaction log records written before the specified date and time are applied to the database. After the recovery is complete, the databaseisrestoredtothe stateitwas in at thetimespecified. 21

22 When restoring a database, you can select the state of the database after the recovery: Leave the database operational. After the last transaction log has been restored and the recovery has completed, the database is operational. Leave the database nonoperational after the last transaction log has been restored. You may further restore additional transaction logs one by one. Leave the database as read-only. You may further restore transaction logs before the database is set to Read-Write mode. Here the integration of Data Protector and Microsoft SQL allows you to create an undo file. Restore performance Several factors determine the restore speed. During our backup testing, we observed that the performance of restore operations improved when we used multiple, concurrent backup devices as shown in Figure 14 and Table 7. SQL Server creates a separate restore thread for each backup device, allowing parallel data streams to be restored to disk. Figure 14. SQL restore performance scalability Table 7. SQL Restore performance scalability testing results in GB or TB per hour Configuration 1 drive 2 drives 3 drives 4 drives Data Protector file library 162 GB/hour 281 GB/hour 280 GB/hour 267 GB/hour VLS6510, virtual LTO GB/hour 401 GB/hour 467 GB/hour 554 GB/hour ESL 712e with LTO GB/hour 629 GB/hour 798 GB/hour 1.07 TB/hour 22

23 A reduction in restore times can allow more time for recovery operations, including transaction log roll forward recovery, thus increasing the potential to meet tighter service level agreements and RTOs. The storage configuration of the LUNs to which you are restoring the database plays an important role in determining the overall restore performance. The back-end disk I/O capacity is determined by the number of physical disks in the disk group housing the EVA virtual disk to which you are restoring. In theory, the disk write I/O pattern of a restore stream is sequential in nature. However, because all restore streams point to virtual disks housed in the same EVA disk group, we have a large, I/O random write workload rather than a typical sequential write pattern. With this quasi-sequential workload, performance does not necessarily scale linearly as you add disk drives. For most situations, consider a baseline sequential read throughput of 10 MB/s per physical disk configuredinaneva disk group. In ourtesting configuration, the point of diminishing return was reached at approximately 64 physical disks per disk group. With more than 64 drives, performance limitations arise in other parts of the configuration (for example, in tape drives, the HBA, the SAN, storage controllers, the EVA mirror port). Table 8 and Figure 15 report measurements when restoring a 1-TB database from multiple LTO-3 tape drives. Note, however, that using a newly created set of virtual disks results in lower performance than is observed when using an existing disk with two or more parallel streams. The EVA maintains a bitmap for each virtual disk, tracking disk blocks that have been written and those which have not yet been written. This improves data replication efficiency. However, there is a slight performance overhead when writing a virtual disk block for the first time; this can influence the restore throughput significantly when using more than two backup devices. Restoring to the original virtual disk or another on which most disk blocks have been written once can significantly improve restore performance. Table 8. Restore with and without EVA first write effect Configuration 1 drive 2 drives 3 drives 4 drives LTO-3 with EVA first write 91 MB/s 147 MB/s 149 MB/s 155 MB/s LTO-3 without EVA first write 92 MB/s 174 MB/s 221 MB/s 299 MB/s 23

24 Figure 15. Effect of EVA first write on restore performance Database layout and backup performance considerations For a long while, SQL Server has given database administrators the option of splitting up databases into different files and file groups. SQL Server 2005 greatly expanded the options for using file groups by introducing partitioning and the ability to do online database restores. Now, there are hundreds of uses for files and file groups. Optimizing your storage layout involves balancing many different considerations including the data type, the frequency at which the data tables are accessed, and the table disk access patterns, to name a few. SQL Server 2005 provides many options that increase configuration flexibility. For example, due to compliancy requirements, such as Sarbanes-Oxley, a large financial database can be 600 GB or 700 GB, but often is mostly historical data going back seven years or more. If you have such a database and only 20% of the data changes regularly, you may be able to gain some efficiency by using file groups. Place the tables that change regularly in your primary file group and place the historicalorarchivaltablesinanarchive file group. Now you can back up the primary file group daily and perhaps back up the archive file group on a less frequent basis. Although using files and file groups in SQL Server may help us to gain some efficiency in data management, it is important to understand the possible effects on performance. To do this, we compared two different storage designs. We used a 1-TB OLTP database configured with four data files and one transaction log file using one data file perserverprocessor core. As shown in Figure 16, in layout A, each data file or transaction log pointed to its own EVA virtual disk (LUN) for five virtual disks in total (four data and one log). 24

25 Figure 16. EVA disk group In layout B, only two virtual disks were used, one for all database files and one for the transaction log. See Figure

26 Figure 17. EVA virtual disk layout Table 9 and Figure 18 highlight the backup throughput achieved using an ESL 712e configured with four drives. Table 9. Backup performance results Device 1 drive 2 drives 3 drives 4 drives Database layout A with LTO-3 92 MB/s 187 MB/s 280 MB/s 374 MB/s Database layout B with LTO-3 91 MB/s 185 MB/s 224 MB/s 285 MB/s 26

27 Figure 18. Backup performance results using LTO-3 tape drives As shown in Figure 18, using a 5-LUN storage design yielded 30% backup performance improvement compared to a 2-LUN design. Amultifile database design improves the scalability and manageability of large databases. Individual files are smaller in size and therefore easier to back up and restore. Also, using multiple files on multiple LUNs makes it easier to maintain a balanced storage design to achieve high-performance backups. The SQL Server I/O demand can be balanced evenly across both EVA HSV210-B controllers. In general, more LUNs means larger I/O buffers providing some space for more outstanding I/Os. As shown in Figure 19, test results obtained when using null backup devices confirmed this point and achieved an even more significant difference in throughput. 27

28 Figure 19. LUN layout influence on backup performance using NULL devices (testing purpose) 28

29 Backup types and strategy Backup strategy is more than speeds and feeds. Microsoft SQL Server supports several types of backups that can be used separately or in combination. The recovery model you choose will determine your overall backup strategy, including the types of backups available. Table 10 illustrates the types of backups that are available through Data Protector for each recovery model. For more information on Microsoft s simple, full, and bulk-logged SQL Server recovery models, see Table 10. Backup type versus. recovery model for Data Protector backup application Backup type Recovery model Full database Differential database Transaction log Simple Required Optional Not supported Full Required Optional Required Bulk-logged Required Optional Required Generally, a combination of backup types is used for backing up and restoring user databases. The exact combination is dictated by specific requirements, including volume of data, performance, and flexibility, as well as RPOs and RTOs. Using database backups A database backup creates a copy of the full database. Only those pages actually containing data are copied to the backup set. Both data pages and transaction log pages are copied to the backup set. The primary advantage of using only database backups is simplicity. Backing up is a single operation, usually scheduled at regular intervals. Should a restore be necessary, it can be accomplished easily in one step. However, if you choose to back up only the database, all committed transactions that occurred after your most recent database backup will be lost in cases when a restore is required. Note Full database backup does not truncate the transaction log. Using database and transaction log backups Combining database and transaction log backups enables you to recover all committed transactions up to the point of failure. To prevent concomitant loss of the database and the active transaction log in the unlikely event of a severe hardware failure, place the transaction log files on a separate EVA disk group. Although the use of transaction log backups enhances recoverability, creating and applying them is more complex than simply using database backups. Restoring a database using both database and transaction log backups works only if you have an unbroken sequence of transaction log backups after the last known good database or differential database backup. 29

30 Note Transaction log backup is only possible if the database option truncate log on checkpoint is disabled (default). Using database and differential database backups Differential database backup records only those data changes made to the database after the last full database backup. Because a differential database backup is smaller, it takes less time to complete than a full database backup. By creating differential database backups more frequently than full database backups, you can decrease the amount of data at risk. Unlike transaction log backups, differential database backups do not allow a database to be restored to the exact point of failure; only to the point in time that the differential database backup was created. Using database, differential database, and transaction log backups Because differential database backups alone do not allow a database to be restored to the exact point of failure, they are often supplemented by creating multiple transaction log backups after each differential database backup is created. By using a combination of database, differential database, and transaction log backups, recovery time and the amount of potential data loss due to failure can be minimized. However, this approach does make the backup and restore strategy significantly more complex. Table 11 provides some insight into this complexity. Table 11. Suggested backup strategies Database size SQL activity Small to medium Large (full or bulk-logged recovery Large (simple recovery model) model) Low to Medium Full backup: 1 per week Full backup: 1 per week Full backup: 1 per week Differential backup: 1 per Differential backup: 1 per day Differential backup: 1 per day Transaction log backup: Every 2 to day Transaction log backup: Every 4hours Transaction log backup: Not 2to4hours applicable High Full backup: 1 per week Full backup: 1 per week Full backup: 1 per week Differential backup: Differential backup: Differential backup: 1per day 1-2 per day 1-2 per day Transaction log backup: Every Transaction log backup: Every 20 Transaction log backup: Not 2to4hours minutes applicable Note The simple recovery model involves only the most recent full and differential backups. There is no recommendation on the backup frequency for transaction logs for that scenario. 30

31 Best practices and results Database administrators Location of SQL Server binaries The SQL Server 2005 binaries should be placed on a drive separate from all the data drives. Reference configurations are designed with the intent that the SQL Server binaries should be placed on the same drive as the OS. There is no performance benefit to separating the OS and SQL Server binaries on different drives. Location of system databases The system databases, such as the master and the msdb, should be located on one of the EVA virtual disksallocatedfor datause. Itisbeneficial to locate the databases on a SAN drive, rather than on a disk attached directly to the server to improve high availability. In case you need to execute your disaster recovery plan and replace the entire server, it is easier to recover the system if the original system databases are located on a shared SAN drive, rather than on a local drive. Planning for file groups When planning for file groups, recoverability is as important as performance. Consider the need to back up and restore your database. Using multiple files on multiple LUNs helps to maintain a balanced storage design to achieve high-performance backups. The SQL Server I/O demand can be evenly balanced across both EVA HSV210 controllers and, generally, the use of more LUNs means better performance. The guideline is one file per LUN per CPU core. Using multiple data files and more than one backup device will allow for higher backup concurrency which, in turn, provides for higher performance backups. Understanding server and storage array utilization during backups helps to identify opportunities for increasing concurrency and backup performance. Setup transaction log With an OLTP workload, good transaction log throughput is critical. However, during query processing, the transaction log is infrequently used; therefore its location is generally not critical to system performance. In contrast, the transaction log will be used during the data load window and its optimal physical location will vary depending upon the recovery model used by the database administrator (DBA) during load processing. HP recommends placing the transaction log files and data files on separate EVA disk groups and using Vraid 1 for higher resiliency and best writing performance. Server administrators Monitor server workload Server administrators should note how SQL Server performs during backups. Servers may have room to reconfigure backup jobs to allow for more concurrency which, in turn, should provide for better performance. Backing up a very large database with four concurrent streams using Data Protector causes a server CPU utilization of 50% on a 2 x DualCore configuration. 31

32 Windows Instant File Initialization When an SQL database file is created or extended, that file is initialized by dumping zeros before the file gets used. This can affect performance when accomplishing tasks such as database restores or creation. SQL Server 2005 now supports Windows Instant File Initialization which eliminates zeroing out data pages that can significantly reduce the time required to restore databases. To enable Instant File Initialization, you must run SQL Server Service account under a Windows account and assign SE_MANAGE_VOLUME_NAME special privilege to that account. This privilege is assigned to the Windows Administrators group by default. If you have system administrator rights on the server, you can assign this privilege by adding the Windows account to the Perform Volume Maintenance Tasks security policy. Note Instant File Initialization does not apply to transaction log files and zeroing will happen for these files during a full database restore. HP recommends monitoring the transaction log file usage regularly to avoid large files as this may unnecessarily increase the restoration time. Storage administrators Monitor EVA performance Before storage administrators set up a disk-to-disk backup scenario on the same array, they need to characterize both the array I/O and the application workload to which the array is subjected as follows: Determine the time of day or week of the lightest I/O load on the array. Decide whether the array configuration can handle both the production database load and the additional load resulting from the disk-to-disk backup operation. Backup administrators Select the right target backup device HP recommends disk-to-disk backup for small database size (< 100 GB). We observed limited performance scalability when we used more than two concurrent data streams for backup and restore. LTO-3 tape drives provide near linear scalability; the bottleneck in this testing was the SAN and aggregated throughput (800 MB/s) of the dual-ported, 4-GB/s HBA. Perform incremental backups to save time and space When using very large databases with SQL Server, differential and incremental (transaction log) backups can be used instead of daily full backups. These backup types help to maintain transaction log truncation, while reducing the amount of repeated data backed up every night. When using a combination of differential and incremental backups, expect a longer recovery time as you need to restore the full backup and the differential as well as every incremental in order to get the database to a point-in-time recovery. Also, plan for enough time to perform log roll-forward recovery after the transactionlog hasbeenrestored. 32

33 Perform transaction log backup frequently The transaction log represents activity that is modifying data in the database. Thus its size will depend upon how many updates/inserts/deletes have been applied to the database since the transaction log was last backed up. If you decrease the frequency of the transaction log backups, the backup file size will increase. The more frequently you back up the transaction log, the smaller each individual transaction log backup file will be and, more importantly, the more point-in-time recovery options you will have. Additional backup considerations Although System State and the SQL Server 2005 database are the obvious requirements for backup policies, also consider backing up the EVA configuration data as part of the regular backup items. EVA configuration data can be collected by running HP StorageWorks Storage System Scripting Utility (SSSU), which is included in Command View EVA or can be downloaded as a separate update from HP. Saving this EVA configuration data will enable arapid reconfiguration in a disaster recovery situation if the original array is replaced. See HP StorageWorks Storage System Scripting Utility on page 39 for SSSU details. 33

34 Conclusion These test results demonstrate how to properly plan for, successfully deploy, and productively use online streaming backup and recovery technologies for SQL Server 2005 with Data Protector Software and HP servers and storage. All tested configurations LTO tape, disk-to-disk backup, and virtual tape have a valid place in SQL Server 2005 backup design using Data Protector. Planning considerations Server workload is important to monitor. If the workload is low, consider reconfiguring your backup jobs for more concurrency, which leads to better performance. Leverage SQL Server files and file groups to maximize concurrency by configuring data files on dedicated LUNs. Findings HP recommends disk-to-disk backup for small databases (< 100 GB). We observed limited performance scalability when we used more than two concurrent data streams for backup and restore. LTO-3 tape drives provide near linear scalability, as the bottleneck in testing is the SAN and aggregated bandwidth (800 MB/s) of the dual ported, 4-GB/s HBA. By taking advantage of the file and file group possibilities in SQL Server, database administrators can increase backup and restore throughput. Testing demonstrates that the use of four concurrent streams to four LTO-3 drives provides the fastest backups. The test results reported in this paper and the derived best practices and recommendations, provide users with the information necessary to plan and implement an effective and efficient SQL Server 2005 backup and recovery strategy to meet their specific requirements. We value your feedback In order to develop technical materials that address your information needs, we need your feedback. We appreciate your time and value your opinion. The following link will take you to a short survey regarding the quality of this paper: 34

35 Appendix A. Bill of materials The following tableslistthe materialsusedinthe specific configurations that made up our testing environment. Table 12. HP StorageWorks Enterprise Virtual Array 8100 Description Quantity Part number HP EVA81002C6DArray 1array AG701A HP M5314 FC Drive Enclosure (included) 6 AD542B 300-GB 15K FC-AL Disk Drive (SQL Databases) 64 AG425A 146-GB 15K FC-AL Disk Drive (Transaction Log) B GB FATA Disk Drive (DP File Library) B22 HP Command View EVA v Table 13. Tape Storage - HP StorageWorks ESL712e Tape Library Description Quantity Part number Zero drive, 712 LTO cartridge base library 1 AA934C ESL E-Series Drive Cluster 4 AA938A ESL E-Series Ultrium 960 FC Drive Upgrade Kit 4 AD595A ESL E-Series e2400-fc 4G Interface Controller 1 AD576A Interface Manager (comes with Enterprise Library) 1 - Table 14. Virtual Tape Library - HP StorageWorks VLS6510 Description Quantity Part number HP StorageWorks 6510 Virtual Library System 1 AF729A Storage Enclosure MSA20 (included) 2-250GB SATA Disk Drives (included) 24 - Table 15. SQL Server BL480c 16GB RAM Description Quantity Part number HP ProLiant BL480c G1 (5160) 4G 2P Svr B21 HP 4GB FBD PC x2GB Kit B21 HP 72GB 10K SAS 2.5 Hot Plug Hard Drive B21 HP BLc Emulex LPe1105 FC HBA Opt Kit B21 Table 16. Data Protector/EVA Command View server (BL460c) Description Quantity Part number HP ProLiant BL460c G1 (5160) 2G 1P Svr B21 HP 72GB 10K SAS 2.5 Hot Plug Hard Drive B21 HP BLc Emulex LPe1105 FC HBA Opt Kit B21 35

36 Table 17. Blade Server Enclosure Description Quantity Part number HP BladeSystem c-class c7000 enclosure B22 HP Redundant Onboard Administrator Option B21 GbE2c Ethernet Blade Switch for HP c B21 HP/Brocade 4/24 SAN Switch Power Pack 2 AE371A 36

37 Appendix B. SQL Server backup key performance indicators It is important to capture the necessary metrics for performance characterization. Performance metrics for this project were taken from the Windows Performance Monitor utility for both the Microsoft SQL Server 2005 application performance and the EVA8100 performance. The key performance metrics monitored during this testing are given in Table 18, Table 19, and Table 20. Table 18. System monitor counters Object and counter Description Expected result Processor: % processor time (_Total) Memory: available MB Logical disk: Average sec/read and average sec/write Displays the total processor time. Displays the available memory in MB on the server. Displays the disk latency. Should be below 90% at all times. This value should be above 500 MB at all times. The database disks should not cross the maximum of 20 ms for reads and 20 ms for writes. Logs disks write latencies should preferably remain below 10 ms while reads should be lower than 5 ms. Spikes should not be above 50 ms. Table 19. Microsoft SQL Server counters Object and counter Description Expected result Databases\backup/restore throughput/sec Databases\transactions/sec Buffer manager\page reads/sec Buffer manager\page writes/sec Buffer manager\buffer cache hit ratio Buffer manager\page life expectancy Read/Write throughput for backup/restore of a database Number of transactions started for the database Number of physical database page reads issued Number of physical database page writes issued Percentage of pages that were found in the buffer pool without having to incur a read from disk Number of seconds a page will stay in the buffer pool without references This is an indication of the backup or restore throughput. This is application- and workload-dependent. Indicates the number of database page reads causing I/O to the disk subsystem. Indicates the number of database page writes causing I/O to the disk subsystem. To help ensure excellent performance, the buffer cache hit ratio should be maintained in the neighborhood of 90% or higher. If you are observing low readings for the buffer cachehit ratio, The PageLifeExpectancy statistic should be checked. Obviously, pages served from memory result in much shorter response times than pages that must be read from disk. 37

38 Table 20. Enterprise Virtual Array performance monitor Object and counter Description Expected result HP EVA storage array HP EVA host connection HP EVA host port statistics HP EVA storage controller HP EVA Virtual Disk Reports basic workload to the overall storage system. Provides information on the activity from each adapter seen as a host to the array. Provides information on the performance and data flow through each of the EVA controller host ports. Reports controller processor utilization and host data service. Reports workload and performance for each virtual disk on the EVA. Virtual disks canalso be snapshots, snapclones, and replication volumes. Low queue depth value Low transfer latencies Low CPU utilization (< 50%) Data utilization = processor utilization Low read and write latencies Low mirror port utilization HP EVA Virtual Disk Group Reports the disk group front-end activity. Low read and write latencies HP EVA Physical Disk Group Reports the disk group back-end activity (averaged per physical disk). Low read and write latencies Queue depth < = 4 38

39 Appendix C. HP StorageWorks Storage System Scripting Utility HP StorageWorks Storage System Scripting Utility (SSSU) is a command line interface that allows you to configure and control EVA arrays. Use the utility to script and run repetitious and complex configuration tasks. The utility is installed on the management server when you install HP Command View EVA. However, it can also be installed on other servers. This utility can be leveraged to captureanexhaustiveconfiguration report. This configuration report is stored as a script and can be executed on anew array asa meanstorebuildasimilar configuration quickly. Rebuilding an array can be time- and resource-intensive, having an up-to-date reconfiguration script can save time in disaster recovery scenarios. Capturing an EVA configuration with SSSU Figure 20 depicts the SSSU shortcut icon. Figure 20. SSSU desktop icon To capture an EVA configuration using the SSSU: 1. Click the SSSU icon on your desktop to open the utility. 2. When the utility opens, you are prompted to enter the following information: a. Manager: The server name or IP address of the management server. If you are logged in to the management server, you can use localhost. b. Username: The account user name that was created for you during HP Command View EVA installation. c. Password: The account password that was created for you during HP Command View EVA installation. 3. To view available arrays, enter the following command: LS SYSTEM 4. To select an array to manage, enter the following command: SELECT SYSTEM system_name 5. To capture the array configuration, enter the following command: CAPTURE CONFIGURATION Filename 6. Save the generated configuration files, Filename_Step1A and Filename_Step1B. 39

40 If you start the utility with arguments, the commands are executed and shown in the command prompt. After the commands are executed, the operating system command prompt is displayed. If you start the utility without arguments, the prompt NoSystemSelected> is displayed. 40

41 Appendix D. Test database layout The test database was 1 TB in size and consisted of two file groups with two data filesineach(see Figure 21). Each data file was housed on a dedicated EVA virtual disk. Virtual disks for the database and the transaction log were isolated using two different EVA disk groups (see Figure 22). Figure 21. Database layout Figure 22 shows disk space utilization for the various files. 41

42 Figure 22. Storage summary 42

43 For more information This section lists references and their online locations. Some of the following links are secure websites that require an HP Passport registration. HP Passport is a single login service that lets you register with HP Passport enabled websites using a single user identifier and password of your choice. Data Protector Software OLTP reference configuration guidelines for Microsoft SQL Server 2005 on HP ProLiant servers HP ProLiant Transaction Processing Sizer for Microsoft SQL Server 2005 (x64) Active Answers Microsoft SQL Server Solutions Customer Focused Testing solutions Enterprise Backup Solution (EBS) HP support documentation (performance and troubleshooting) HP SAN documentation HP IT resource center (see the forums) Hewlett-Packard Development Company, L.P. The information contained herein is subject to change without notice. The only warranties for HP products and services are set forth in the express warranty statements accompanying such products and services. Nothing herein should be construed as constituting an additional warranty. HP shall not be liable for technical or editorial errors or omissions contained herein. Microsoft and Windows are U.S. registered trademarks of Microsoft Corporation. 4AA1-5656ENW 43

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