I apply to subscribe for a Stocks & Shares NISA for the tax year 2015/2016 and each subsequent year until further notice.

Transcription

1 IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form Please complete usig BLOCK CAPITALS ad retur the completed form to the followig address: Brooks Macdoald, Marlborough House, 59 Chorley New Road, Bolto BL1 4QP Sectio 1 Persoal details Please fill i the details of the holder o the accout. Title: Foreame(s): Surame: Permaet residetial address: Telephoe umber: Date of birth: Natioal Isurace umber: If you do ot have a Natioal Isurace umber please tick this box. You should be able to fid your NI umber o a payslip, form P45 or P60, a letter from HM Reveue ad Customs, a letter from the DSS, or a pesio book. Existig accout umber (if ay): I apply to subscribe for a Stocks & Shares NISA for the tax year 2015/2016 ad each subsequet year util further otice. (Please be aware that this statemet, recommeded by HM Reveue & Customs, eables you to ivest i future tax years without the eed for a ew applicatio form. It does ot oblige you to ivest with Brooks Macdoald Asset Maagemet (BMAM) i subsequet tax years uless you decide to do so.) Sectio 2 Professioal Adviser details Adviser s stamp: Aget ame: Agecy umber: FCA umber: Advice give: By completig this sectio you are agreeig to the Terms ad Coditios outlied i the Terms of Busiess for Itermediaries. A copy of this documet ca be foud i the Supplemetary Iformatio Documet which is available from 1

2 IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form Sectio 3 Details of NISA to be trasferred Curret year NISA I wish to trasfer my curret year s NISA subscriptios Yes: No: Previous years I wish to trasfer the followig %/ of my previous year s NISA subscriptios: Please trasfer: % or of my NISA holdig Name of NISA Maager: Address of NISA Maager: NISA accout umber: Persoal details: Title: Foreame(s): Surame: Persoal details I hereby istruct my curret NISA Maager, to trasfer the NISA(s) referred to i this sectio, to BMAM (my ew Maager) by liquidatig the assets ad forwardig the proceeds to BMAM NISA. This request is subject to BMAM s acceptace of my trasfer applicatio. Sigature: 2

3 IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form Sectio 4 Ivestmet of trasfer Please choose where you would like your trasfer to be ivested: IFSL Brooks Macdoald Fud Stocks & Shares NISA Percetage (%) of existig NISA Percetage (%) of existig NISA trasfer amout to Class A Shares trasfer amout to Class B Shares Sub-Fud Share type (Mi 1,000 per Sub-Fud) (Mi 1,000 per Sub-Fud) Balaced Fud Accumulatio % % Cautious Growth Fud Icome % % Cautious Growth Fud Accumulatio % % Defesive Icome Fud Icome % % Strategic Growth Fud Accumulatio % Defesive Capital Fud Accumulatio % % TOTAL INVESTMENT % % Sectio 5 Additioal Ivestmet details For Lump sum ivestmets ad mothly savers, please complete the followig: IFSL Brooks Macdoald Fud Stocks & Shares NISA Lump sum Lump sum Mothly savigs Mothly savigs Class A Shares Class B Shares pla Class A Shares pla Class B Shares (mi 1,000 (mi 1,000 (mi 100 per (mi 100 per Sub-Fud Share type per Sub-Fud) per Sub-Fud) Sub-Fud) Sub-Fud) Balaced Fud Accumulatio Cautious Growth Fud Icome Cautious Growth Fud Accumulatio Defesive Icome Fud Icome Strategic Growth Fud Accumulatio Defesive Capital Fud Accumulatio TOTAL INVESTMENT Subject to a maximum ivestmet of 15,240 i ay tax year. For mothly savigs, please complete the Direct Debit madate. Please also eclose a cheque for the first istalmet to eable us to verify your bak accout details. 3

4 IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form Sectio 6 Icome This sectio is oly relevat for Defesive Icome Fud ad Cautious Growth Fud as oly these Sub-Fuds issue Icome Shares. Please complete this sectio if you are purchasig Icome Shares. If you require a regular withdrawal please complete Sectio 5. Where bak details differ from that used to ope this accout please provide a void cheque or payig-i slip to eable us to verify your bak accout details. Please ote icome paymets are made by direct credit to your bak/buildig society ad cheques caot be set. Name of bak/buildig society: Address: Name of accout holder: Accout umber: Sigature: Sort code: 4

5 IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form Sectio 7 Regular withdrawals If you wish to withdraw fuds o a regular basis, please sig ad complete the boxes below: Please ote paymets are made by direct credit to your bak/buildig society ad cheques caot be set. I order for us to sed your proceeds by BACS we require you to sed us a void cheque or payig-i slip to eable us to verify your bak accout details. Regular withdrawal amout: (Miimum 50 per Sub-Fud) Frequecy: Mothly Quarterly Half-yearly Aually (Delete as applicable) Name of bak/buildig society: Address: Name of accout holder: Accout umber: Sort code: I hereby authorise Brooks Macdoald Asset Maagemet Limited to sell shares o my behalf to raise the above sum of moey with the above frequecy as specified i the NISA Terms & Coditios. If you hold more tha oe Sub-Fud, please idicate here which Sub-Fud(s) you wish to sell shares from: Sigature: Sectio 8 Key Ivestor Iformatio Documet This sectio must be completed i order for us to be able to process your request. All ivestors must, before they ivest, be provided with the most up-to-date Key Ivestor Iformatio Documet (KIID) ad Supplemetary Iformatio Documet (SID) for the specific shareclass(es) of the Sub-Fud(s) i which they wish to ivest. Copies of these documets are available from or ca be requested as a paper copy by callig or writig to IFSL, Marlborough House, 59 Chorley New Road, Bolto BL1 4QP. Please tick this box to cofirm that you have bee provided with a copy of the KIID ad SID: 5

6 IFSL Brooks Macdoald Fud Stocks & Shares NISA trasfer applicatio form Sectio 9 Declaratio ad authorisatio Please sig the declaratio below. You should esure that you have bee provided with a copy of the KIID, SID ad NISA Key Features Documet ad that you have had the opportuity to read these ad ask for more iformatio prior to sigig the declaratio below. I declare that: I have read ad uderstood the relevat Key Ivestor Iformatio Documet (KIID), Supplemetary Iformatio Documet (SID) ad NISA Key Features Documet (KFD). I uderstad that these documets form part of the terms ad coditios of my ivestmet i the fuds; All subscriptios made, ad to be made, belog to me; I am 18 years of age or over; I cofirm that I am ot a US Perso (either a residet or citize) ad ackowledge that US persos caot hold shares/uits i the fud(s); I have ot subscribed ad will ot subscribe more tha the overall subscriptio limit i total to a Cash NISA ad a Stocks & Shares NISA i the same tax year; I have ot subscribed ad will ot subscribe to aother Stocks & Shares NISA i the same tax year that I subscribe to this Stocks & Shares NISA; The IFSL Brooks Macdoald OEIC Fud with Share Class/Type has bee recommeded by the Professioal Adviser, if appropriate; I am residet i the Uited Kigdom for tax purposes or, if ot so residet, either perform duties which, by virtue of Sectio 28 of Icome Tax (Earigs & Pesios) Act 2003 (Crow employees servig overseas), are treated as beig performed i the Uited Kigdom, or I am married to, or i a civil partership with, a perso who performs such duties. I will iform BMAM if I cease to be so residet or to perform such duties or be married to, or i a civil partership with, a perso who performs such duties; The iformatio supplied i this applicatio is correct to the best of my kowledge; I will iform you i writig immediately of ay chages i my circumstaces; I uderstad that this applicatio is subject to acceptace by the Pla Maager; ad I uderstad that you may require additioal iformatio from me i accordace with the moey lauderig regulatios ad I ackowledge that electroic data sources may be used to check my idetity uder the moey lauderig regulatios I authorise Brooks Macdoald Asset Maagemet Limited to: (1) hold my cash subscriptio, NISA ivestmets, iterest, divideds ad ay other rights or proceeds i respect of those ivestmets; (2) to make o my behalf ay claims to relief from tax i respect of my NISA ivestmets; ad (3) o my writte request trasfer or pay to me the NISA ivestmets, iterest, distributios ad ay other rights or proceeds i respect of such ivestmets, or ay cash held withi the NISA. Applicat Sigature: This documet has bee issued by Brooks Macdoald Asset Maagemet Limited. The iformatio cotaied i this documet may ot be reproduced i ay form without the express permissio of Brooks Macdoald Asset Maagemet Limited ad to the extet that it is passed o care must be take to esure that this is i a form which accurately reflects the iformatio preseted here. Whilst Brooks Macdoald Asset Maagemet Limited believes that the iformatio is correct at the date of this productio, o warraty o represetatio is give to this effect ad o resposibility ca be accepted by Brooks Macdoald Asset Maagemet Limited to ay itermediaries or ed users for ay actio take o the basis of the iformatio. Ivestmet Fud Services Limited Registered i Eglad No (Authorised Corporate Director for IFSL Brooks Macdoald Fud). Authorised ad regulated by the Fiacial Coduct Authority. Brooks Macdoald Asset Maagemet Limited (registered i Eglad No ) ad Brooks Macdoald Fuds Limited (registered i Eglad No ) are authorised ad regulated by the Fiacial Coduct Authority. Compay Registered Office: 72 Welbeck Street Lodo W1G 0AY. T: F:

7 Istructio to your Bak or Buildig Society to pay by Direct Debit Please fill i the whole form usig a ball poit pe ad sed it to: Brooks Macdoald Marlborough House 59 Chorley New Road Bolto BL1 4QP Name(s) of Accout Holder(s) Service User Number Referece Number Bak/Buildig Society accout umber Brach Sort Code Name ad full postal address of your Bak or Buildig Society Istructio to your Bak or Buildig Society Please pay IFSL re Brooks Macdoald Asset Maagemet Limited Direct Debits from the accout detailed i this istructio subject to the safeguards assured by the Direct Debit Guaratee. I uderstad that this istructio may remai with IFSL re Brooks Macdoald Asset Maagemet Limited ad, if so, details will be passed electroically to my Bak/Buildig Society To: Address Bak/Buildig Society Sigature(s) Postcode Date Baks ad Buildig Societies may ot accept Direct Debit Istructios for some types of accout This guaratee should be detached ad retaied by the Payer The Direct Debit Guaratee This Guaratee is offered by all baks ad buildig societies that accept istructios to pay Direct Debits. If there are ay chages to the amout, date or frequecy of your Direct Debit IFSL re Brooks Macdoald Asset Maagemet Limited will otify you 10 workig days i advace of your accout beig debited or as otherwise agreed. If you request IFSL re Brooks Macdoald Asset Maagemet Limited to collect a paymet, cofirmatio of the amout ad date will be give to you at the time of the request. If a error is made i the paymet of your Direct Debit, by IFSL re Brooks Macdoald Asset Maagemet Limited or your bak or buildig society, you are etitled to a full ad immediate refud of the amout paid from your bak or buildig society. If you receive a refud you are ot etitled to, you must pay it back whe IFSL re Brooks Macdoald Asset Maagemet Limited asks you to. You ca cacel a Direct Debit at ay time by simply cotactig your bak or buildig society. Writte cofirmatio may be required. Please also otify us.