Information infrastructure in action
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- Shon Walsh
- 10 years ago
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1 Information infrastructure in action Antonio Cordella All is flux, nothing stays still" (Heraclitus 6th c. BC) Since the introduction of computers in the middle of the twentieth century, the potential of information technology (IT) to transform organisations has been a constant subject of analysis for both organisation studies and information systems research. Each new generation of technology and every major technological innovation has been followed by strong alleges that organisations, businesses and society in general, would have to be radically and fundamentally transformed to take account of the opportunities opened by the innovations in technological capabilities. The opportunities of change in the organisation of work activities predicted in association with these new technologies have conventionally been discussed in the light of different views on technology, associated with new perspectives on organisation design and management. A very similar debate characterises the dispute about the role of information infrastructures in supporting economic activities in contemporary society. As a consequence of their diffusion, information infrastructures have in fact gained increased attention in the area of information systems research. As a result of the increased diffusion of information technologies in organisation and in society the level of interdependences among single information systems is escalating so that today it is very difficult to think about independent information systems rather than information infrastructures (Hanseth, 2004b). Such information infrastructures are in fact characterised by the interplay in the intricacy of the set of interconnected hardware, software, and procedural configurations deployed to support and enact pre-determined paths of behaviour in organisations and among users. This chapter aims to contribute to this area of research by questioning the nature of information infrastructures to better understand how to design, deploy and manage them. In doing so, it discusses how the traditional distinction between technology and organisation and the analyses based on this assumption are not sufficient to explain the problem associated with information infrastructure design, deployment, and management. This study of information infrastructures focuses on the interplay between technologies and the organisations using them. This interplay is regarded as the main force that shapes information infrastructures and hence the most important fact to be considered to understand the complexity of these structures. 1
2 Actor network theory (ANT) provides the interpretative framework of analysis underpinning this study is the one provided. ANT recognises that technology and people are not distinct actors that pre-exist and influence each other through their relationships. Instead, they are considered as the constitutive elements of these relationships and, at the same time, the output of the same relationships. Following this ontology, information infrastructures are considered to be phenomena in action: the outcome of the relational status that continuously shapes and reshapes the two. This reveals information infrastructures as the output of the recursive dynamic interaction between technology and people, rather than the more traditional assumption of IT infrastructure as the stable set of underlying functionalities that standardise organisational actions as the foundation of organisational activities (Broadbent and Weill, 1999, Hammer and Champy, 1993, Weill and Broadbent, 1998). Deploying this general framework this thesis, contributes to the debate discussing in depth the nature of information infrastructures using concepts and ideas borrowed from the Social Studies of Science and Technology (SSST). An important critical strand within SSTS, ANT, deals with the social-technical divide by denying that purely technical or purely social relations are possible, arguing for example that technologies are not neutral, but politics pursued by other means (Latour, 1988). This has lead to study information infrastructures within a context where changes in organisation and technology are analysed as emergent, dynamic phenomena that are dynamically and continuously defined and re-defined within their use rather than simply the planned consequences of the adoption of a specific technology, or the result of planned actions by users and organisations. Following the tradition that highlights the relational dimension of the IT infrastructure the present work analyses this dimension as the main force that shapes and defines the information infrastructure. The relational dimension of information infrastructure is studied as the outcome of the existing intricacy and interdependences among various technologies and applications (Hanseth, 2004b) and as a result of the adoption and use of these technologies and applications by organisational agents. Thus, the basic argument underpinning the overall work is that technology and its users co-define their trajectories in a dynamic interplay that is constantly reshaped by its output. In this interplay, the infrastructural aspects of ICT are considered as emergent phenomena in a state of permanent action rather than being a stable organisational foundation. The result of this research can be summarised in the statement that the information infrastructure, commonly considered as the background for the activities of the organisation, does not exist unless it is framed in terms of the action that occurs when IT infrastructures are considered in their deployment. 2
3 Background When IT was first introduced into organisations, it was mainly considered as an agent of automation similar to the machines introduced by manufacturing firms during the industrial revolution. Following the characteristic and dominant understanding of technology that was typical of the industrial revolution, information technology was considered as a mechanical means of substituting human actions with more efficient, regulated and standardised processes. In this context, the new technology was used to provide a better production infrastructure by improving efficiency through the automation of human activities within work processes. From this perspective, IT is regarded essentially as an industrial technology (Curley and Pyburn, 1982). This views technology as a fixed set of functionalities (Lee, 1999) whose purpose is self-evident. Thus, there is little uncertainty about the procedures and consequences of information technology implementation: it is under control, its consequences are planned and problems are related only to technical issues concerning the automation of tasks. A broader and better understanding of the complexity associated with the adoption of IT in organisational contexts emerges when information technology is recognised as an intellectual technology (Curley and Pyburn, 1982), i.e. a technology that defines its characteristics in the interaction with the humans who use it. Following similar arguments, Zuboff (1988) claims that IT has two different impacts on organisation: computers can either automate work or informate work. In the former case, technology can be considered as industrial technology. In the latter, computers change the quality and quantity of available information because they not only provide more data or other capabilities for dealing with it, but also because they modify the context in which the information is used. As a consequence, the skills needed to perform a specific activity are qualitatively different from those required for doing the same work before the information technology was introduced. IT implementation is therefore not completely predictable and under control as it changes the complex contextual environment where it is deployed. This makes it more difficult, if not impossible, to completely plan the consequences of its adoption. Similarly, Lee (1999) argues that an information system and its organisational context each have transformation effects on the other. They are more like the reagents that react to and change each other s properties in a chemical compound than the inert elements that retain their respective properties in a chemical mixture (Lee, 1999). If we want to explain these mutual effects in the analysis of the relationship between technology and its users, we have to change the focus of the investigation from the evaluation of the effects to the study of the process that produces them. This means that the dynamic interplay between organisations and information technology is the condition that has to be 3
4 analysed in order to gain a better understanding of the effects of the adoption of information technology in organisational settings. Information technology infrastructures are embedded in, and defined by, this interplay. Based on these assumptions, this research explores the concept of information infrastructure in action. As indicated earlier, the core proposition is that the role, effects and implications of information technologies in terms of infrastructure cannot be defined if they are not considered in terms of the emergent phenomenon that is the outcome of the contingent and contextual interplay between information technology and its users in the organisation. As already discussed, the role of technological systems in organisational settings is often envisioned as either a technological problem or an organisational one. In describing the tension between technologies and social settings, Markus and Robey (1988) refer to an emergent perspective, that focuses the study on the interaction between organizations and technology, as response to both a technological determinism or a social determinism. Following this idea, Barley (1986) suggests structuration theory (Giddens, 1984) to describe the ongoing and recursive effects between the organisation s institutional settings and behaviours and the new technologies. Similarly, Orlikowski (1992) discusses technology as a soft structural property of organisations arguing that technology are experienced differently by different individual (Orlikowski, 2000) so that technologies are defined in practice to refer to the specific structure routinely enacted as we use specific machine, technique, devices, gadgets in recurrent ways in our daily activities (Orlikowski, 2000). This prepares the ground for the growing body of research in the IS field that approaches the analysis of this interplay from a structurational perspective (Ngwenyama, 1998, Orlikowski, 1992, Orlikowski, 2000, Orlikowski and Robey, 1991, Walsham, 1993), which is grounded in the analysis of the course of human action. It is therefore useful in explaining the emergence of diverse uses of the same technology in different contexts (Orlikowski, 2000). Nevertheless, this approach mainly takes into consideration only one of the aspects of the interplay, namely the process of social construction of technology. It neglects the importance of the role played by technologies and their characteristics in the understanding of their displacement, use, and adoption in social contexts (Hanseth, 2004a) arguing that technology only exists in our mind; it exists only in and through our descriptions and practices (Grint and Woolgar, 1995). Therefore, it fails to recognise that the characteristic of the object/technology is also an essential element to consider when we try to understand the possible ways it can be shaped (Law, 1992). The importance of technology to understanding the configuration of an organisation is not new. It has been recognized since the seminal work by Woodward (1965) in the late fifties, Thompson (1967) in the late sixties and, in general, by the 4
5 technology studies of organisation that considered technology as a essential determinant of organisational structure. Consequently, technology has often been considered as the material cause that determines the structure of the organisation (Orlikowski and Barley, 2001). In this understanding, technology develops independently from social contexts - but directly affects society. Both the techno-deterministic and socio-deterministic approaches underestimate the importance of the interaction between technology and organisation and the process that mutually shapes the two: one does not deterministically shape the other. Rather, it is the dynamic interaction between the two that shapes the ongoing configuration of technology and organisation. ANT is chosen to explain the dynamics of this concept of infrastructure in action as it focuses on the movement, the dynamic interaction of actors in the circularity of the interactions between human and non-human entities, and in their mutual constituency in the process (Latour, 1999a, Suchman, 1987). This perspective indicates that IT infrastructure cannot be considered as the invisible background to other kinds of work (Star, 2002): it has to be conceptualised as an emergent phenomenon that cannot be understood from the stability and form of artefacts, but as output of the interaction of heterogeneous elements that are shaped and assimilated into an open ended network (Law, 1990). It seems that the conventional models of analysis, which draw on the consideration of the effect of technology on people or vice versa, tend to be more linear and neat than the reality that emerges from the analysis of the constitutive relational interplay between technology and its users. Based on these observations, this dissertation reframes the problem of IT infrastructures in terms of action and dynamic interplays. IT infrastructures emerge - they exist only when they are used in and by the organisation. Information infrastructures are hence the combination of the intricacy of the information systems used in the organisation and the associated organisation s practices and routines. Therefore, they do not pre-exist the organisation and users that employ them. That is why this chapter, drawing upon the ontological assumption of actor network theory, proposes a reformulation of the concept of infrastructure to one of infrastructure-in-action. Related Research Organisations are increasingly dealing with the development of technological solutions which have to interact with existing technological systems thus multiplying the number of existing systems, the need for interaction among them, and their intricacy (Hanseth, 2004b). One obvious consequence of this new stage of development of information systems in organisations is that it is not any longer possible to focus on the study of the individual information system without considering the infrastructure within which they are deployed and that they define. Information systems are increasingly 5
6 interconnected and intertwined in complex information infrastructures so that the notion of information infrastructures and their study has caught growing interest in the area information systems research. The study of information infrastructure and technological standards in organisational settings is therefore not new. However, the last decade has presented an increasing interest in the study of the socio-technical dimension of information infrastructure and hence actor network theory, to highlight the importance of the interplay of the technologies within the social context using them. Within this perspective, information infrastructures have been studied from different angles and analytical viewpoints. Hanseth and Monteiro (1996a) have discussed the increased level of interdependency within information systems and the need for developing standards to make possible the integration among information systems and the development of information infrastructures. They understand this problem as the tension between the need of standardization to make possible integration, development and growth of information infrastructures and the correspondent need for flexibility that can facilitate the openness of the developed infrastructures to new integrations. The two authors highlight the importance of standards as gateways to communication among technologies that deploy information infrastructures. The design of standards aimed at easing the development of infrastructures while allowing communication among technologies has however had an effect on the future path of development of the infrastructure thus limiting its flexibility. Discussing the case of the development of the IP standard the authors show that this standard, on the one side, makes easier the interoperability and interconnection among standards but once it is put in place, it shapes the development of the infrastructure so that it becomes more rigid and less flexible to the need and requirements of forthcoming technological standards. According to Hanseth (1996), information infrastructures do not come from scratch. They are always the outcome of a process of layering where pre-existing layers affect the possible paths of development of the technological ground. In this case the focus of the research is on the processes that reinforce the technical characteristics emerging from the layering of technical choices over time, which gain momentum as the reiterated effect of the alignment of technical, institutional and users choices. Similarly, Hanseth and Monteiro (1996b) discuss the nature of technical standards studying the different level of inscriptions embedded in technology. Looking at the different levels of power of the inscription, the authors conclude that inscriptions are stronger, the more the infrastructure is aligned and hence more effective is the inscribed program of action. Accordingly, information infrastructure can be discussed and analysed by looking at the embodiment of inscription that they are made of. 6
7 The relationships between information infrastructures, technological standards, and implementation dynamics has been largely studied in the IS field. These studies, in line with what is here discussed and argued, show that the deployment and implementation of information infrastructures is not a linear process that follows a predefined path of action. It is rather the outcome of the tension among different forces. Aenestad and Hanseth (2000) while discussing the deployment and implementation of a new information infrastructure to support medical work between two Norwegian hospitals show how the ideas of information infrastructure deployment that see this process as linear and definable ex-ante, are far from useful to discuss the dynamic that takes place during the deployment of information infrastructures. As we are arguing in this work, their study clearly shows that information infrastructures are defined within the dynamics associated with their daily use. Events, circumstances, and unpredictable courses of action are shaping the trajectory of the deployment of an information infrastructure. Similarly, Hanseth and Braa (2001) discussing the deployment of a standardized, global infrastructure at Norsk Hydro show how the expectation of fixing a one off corporate infrastructural standard is more a dream than an achievable goal. Studying the deployment of the Hydro Bridge standard the authors highlight the dynamic that takes place during the implementation of the standard. Focusing on the implementation process, the Hydro case demonstrates that the aim of standardizing the corporate infrastructure has to match the evolving nature of the technological applications that are used within the Hydro infrastructure. This continuously changing environment cannot be frozen because the new technological solutions are also demanding accommodation. The standardized infrastructure has to evolve to match the new requirements but at the same time it is too creating new requirements for change and hence also creating new demands for interoperability, thus making it more problematic and difficult to freeze the corporate standards over time. As the standard, the information infrastructure grows in complexity to accommodate the evolving requirements. Accordingly, information infrastructures are evolving over time, constraining and being constrained in a reflexive way by the intricacy of the technologies, social relationships, and structures. Information infrastructures are also connected with the multidimensional and interdependent nature of modern organisations. Information infrastructures are deployed to better match the new dimension of business in global markets making the organisations responses uniform in the diversity of local markets. The aim of control and uniformity that is enacted throughout the deployment of information infrastructures is however far from being enforced with the adoption of new information infrastructures (Hanseth et al., 2001). The deployment of control mechanisms and standardized 7
8 technologies takes unpredictable paths once it is intertwined with other technologies and existing organisational practices. Integrated information infrastructures are in fact increasing the level of interdependences which reduces the ability to deal with changes and unpredictable events. This is however increasing the need for change in the information infrastructure to match the unmanageable circumstances (Ciborra, 2000, Hanseth et al., 2001). This self-reinforcing mechanism is increasing the tension of the information infrastructure and highlighting the complexity of the dynamic nature of information infrastructures. Information infrastructures are also closely intertwined with standards. Standards are developed to facilitate interoperability among technology and, ideally, to stabilise information infrastructures. Timmermans and Berg (1997) underline the importance of considering the relational dimension of standards as a fundamental element of information infrastructures. It is in fact very difficult to represent an infrastructure without taking into account the existing standards and hence the already defined relationships embedded into these standards. To consider these relationships we have to enlighten the relational dimension of standards so that they emerge as the output of a dynamic process that shapes and is reshaped in socio-technical relationships (Brown and Duguid, 2000, Timmermans and Berg, 1997). Therefore, the study of information infrastructures cannot neglect considering the socio-technical context in which they are deployed. This involves the need for more consideration for reciprocal interaction among technology and people in the specific context that influences and is influenced by both of them (Law, 1992, Law, 1999). The use of an information infrastructure not only crystallizes and thus shapes the local data into a common framework to make them manageable at global level but it is also reshaped by the results of the process of standardization. Accordingly, standardization is defined by the struggles faced on different fronts, in different times, by different network builders. A standard is openended and closure is never really achieved (Timmermans and Berg, 1997). It is the dynamic result of this continuous interaction. It does not have a completely predictable trajectory itself. It cannot be crystallized unless in contingency with specific space and time references. Standards and information infrastructures emerge from this complex dynamic (Monteiro and Hanseth, 1995). Moreover, Star & Ruhleder (1996) argue that an infrastructure is embedded in other structures, social arrangements, and technologies. It is transparent, in that it invisibly supports tasks; its reach or scope may be spatial or temporal, in that it reaches beyond a single event or a single site of practice. Moreover, it is learned as part of membership of an organisation or group. It is linked with conventions of practice of dayto-day work. From a technical point of view, an infrastructure is the embodiment of 8
9 standards, so that other tools and infrastructures can interconnect in a standardized way. It builds upon an installed base, inheriting both strengths and limitations from that base. Infrastructure becomes visible upon breakdown, in that we are most aware of it when it fails to work. This definition of the properties that define what is an infrastructure has embedded its socio-technical dimensions so that the nature of technology is intertwined, and this makes Star & Ruhleder (1996) argue that the proper question to be asked when studying information infrastructures in not What is an infrastructure? but rather When is an infrastructure? because an infrastructure occurs when the tension between local and global is resolved (Star and Ruhleder, 1996). This idea of tension and alignment between the different forces that shape and give life to infrastructure properties of a socio-technical network has been followed by many authors that have discussed the various dimensions and properties of information infrastructures as socio-technical networks. A support to the study of this dynamic nature of information infrastructures can be provided by the literature dealing with Social Studies of Science and Technology within the ANT stream. This thesis addresses these challenges in the belief that this will enrich our understanding of information infrastructures and to provide a new instrument to study and understand the tensions that shape information infrastructures and the underpinning socio-technical networks. Within this tradition, the work of Bowker and Star (2000) provides a good example of how classification protocols, standards, and the associated technological systems: can be studied as socio-technical networks where physical artifacts and social systems construct and shape the nature of the infrastructure itself (Hughes, 1997). Following this stream of thought, Bowker and Star (2000) largely discuss the contextual nature of the process of classifying and hence the socio-technical nature of classification protocols, identified here as information infrastructures, laying special emphasis on the technical, cultural, social and political elements. Given their perspective the focus of the analysis is on understanding how standards and classification protocols develop and evolve, and what are their effects once studied in a specific context. The intertwining nature of classification protocols and hence standards is discussed in the light of their political, cultural and social dimensions. The authors clearly stress that understanding the nature of a classification protocol requires a study of the intertwined nature of the socio-technical dimension of classification protocols. Though the two authors don t state this clearly they do indeed follow an ontological perspective that is very similar to the one that is proposed in this work. Technological systems and users are identified, since the beginning of the analysis, as the two elements that co-define the nature of the infrastructure without pre-existing it. The complex nature of this socio-technical interplay can however, allow the use of many different angles to study the complexity of this interplay. The large number of 9
10 actors involved in the socio-technical network can be chosen as individual points of entrance to inform the analysis of the characteristics of the process that co-defines the socio-technical network. Hanseth (1996) for example, takes a different analytical angle compared to Bowker and Star (2000). He highlights the role of the irreversibility of the installed base as the self reinforcing mechanism produced by the growth of technical system. Hanseth (1996) clarifies the important role played by the technological installed base in shaping the possible path of development of the information infrastructure and argues that information infrastructures do not come from scratch but are the outcome of processes that reinforce the technical characteristics emerging from the layering of technical choices over time, which gain momentum as reiterated effect of the alignment of technical, institutional and users choices. Similarly, when Hanseth and Monteiro (1996b) look at the different level of inscriptions embedded in technology they conclude that the stronger the inscriptions, the more the socio-technical network is aligned and the more effective is the inscribed program of action. Once again it is the technical actor that is considered as the most appropriate object of study for the understanding of the evolutionary path taken by the socio-technical network. Using a different focus in the analysis, Bowker (2002) highlights the interconnectedness of classification protocols with the legacy of data systems and the technical, cultural, historical, and political reasons underpinning the process that leads to the design of a data collection system. The proposed understanding of the nature of the problem stands on the argument that data collection systems and hence standards are the outcome of the layering of legacy systems. All these contributions address elements that lead to the consideration that information infrastructure, and in general technologies, are co-defined and emerging by the situatedness of the action of users that improvise and invent new programs of actions once the technology is situated and contextualised within routines (Suchman, 1987). This thesis discusses how to study this situadeness, developing a possible analytical framework to understand how technology and its users co-define their trajectories in a dynamic interplay that is constantly reshaped by its output. It follows that there is still a need to refine our understanding of the notion of information infrastructures and hence our approach to study them. As argued by Star and Ruhleder (1996), there is a need to find a perspective that supports the development of a more precise understanding of the complex and dynamic set of relationships that intertwine work-practices, organisational agents' actions, and technology. An infrastructure should be viewed as something that emerges from people, their daily actions and technologies (Star and Ruhleder, 1996). Accordingly, an IT infrastructure is more than and hence distinct from, the sum of different information technologies; rather 10
11 it is a dynamic socio-technical network which connects to and lives within, above and below existing organisational arrangements (Hanseth, 2000). These ideas on infrastructure move the focus from what is the technology that makes the infrastructure to what defines an infrastructure, highlighting, the role of the socio-technical tensions as the force that shapes the infrastructure. Here we provide a different analytical framework that focuses the study of information infrastructures on these tensions rather than on the alignment of the different forces. This change in the perspective highlights the need to reframe the principal object of study when we deal with information infrastructures. We are not any more concerned with the understanding of the stable elements that are fixed or get stabilised in the historical development of technological artefact but rather, with the process that shapes and reshapes them. We are proposing to study information infrastructure as an ongoing design process shaped by interactions and dynamics in complex socio-technical networks. The focus is not on what has happended and made stable existing technologies, but on the changes that take place over time in a never ending design process. What is an IT infrastructure? The discussion presented here suggests a lack of consistency in the debate around the concept, nature and effects of the IT infrastructure on an organisation, as well as a failure to answer the question: what is an infrastructure? (Star and Ruhleder, 1996) Etymologically, infrastructure is the combination of the Latin prefix infra meaning below, underneath and the suffix structura meaning the way in which an edifice, machine, implement, etc. is made or put together (OED, 2001). This etymology recalls the context in which the word was used primarily to describe part of the construction of buildings, roads, etc., i.e. parts of an undertaking; substructure, foundation (OED, 2001). In this context, the infrastructure is the fixed, unchanging foundation upon which the building is constructed. It is the long-term and permanent installation that is by definition stable and unchangeable because it provides the basis for further development of the construction. As outlined earlier, this concept of a fixed foundation has been employed to explain the role of information technology as the stable foundations over which organisational activities are established and exploited (Broadbent et al., 1995, Edwards, 2003, Hammer and Champy, 1993). This understanding indicates why information technologies and in particular standards, have been considered as a solution that can make data throughout the corporation stable over time and space. Hypothetically, this is achieved by homogenizing the information system architecture of the organisation in order to support further development over a well-defined set of technologies and associated organisational procedures. Standards have been considered to play a crucial 11
12 role at the point when technology acquires a momentum, when competing or complementary components are being added to what is becoming information infrastructure (Edwards, 2003, Hughes, 1993). Standards are then seen as the solution that homogenises large-scale integrations so that they can be stabilised integrated infrastructures (Fomin, 2003) and provide ground for the developments of integrated business strategies. IT infrastructure can in fact be seen as an investment made to achieve specific objectives, such as a strategic solution to save cost via economies of scale; or as a way to benefit from the life of the current strategy or as a strategic solution to enable current and future flexibility (Broadbent et al., 1995). This way of looking at the organisation s IT infrastructure is powerful, and in line with an objectivistic approach to the analysis of the use and implementation of IT in organisations, because it does not consider the complexity of the phenomena that characterize the daily dynamics of the organisation infrastructure, such as the effects of users reactions, the pre-existing installed base, etc. (Ciborra, 2000). However, these dynamics are a fundamental characteristic of information infrastructures (Ciborra, 2000). As previously discussed, research in the area of information systems has already recognised these peculiarities and discussed their implication for the understanding and management of information infrastructures(aenestad and Hanseth, 2000, Hanseth and Braa, 2001, Star and Ruhleder, 1996). In line with these thoughts, here we do not conceive an infrastructure as a simple tool used to pursue predefined goals. We discuss it embeddedness, and being part of, the dynamic processes of an organisations actions that shape - and are shaped by - the continuous influence exercised by humans over technologies, and vice versa. Information infrastructures are hence considered more than the outcome of a dynamic set of relationships. We go beyond this definition and claim that information infrastructures are in action, which means they are not stable but performed in, by, and through relations. Accordingly, we have to change our notion of infrastructure from a concept of stability, typical of the construction era, towards a more flexible conception that is open to the dynamism needed to meet the challenges of the information society. IT infrastructures in organisations emerge and continuously change through a complex, dynamic and open-ended network of relationships. Paraphrasing Law (1992) infrastructures are what they are because they are a patterned network of heterogeneous relation of heterogeneous materials. They are not defined by one or more entities in isolations from each other neither are they defined over time and space. They are emergent phenomena that are dynamically generated and regenerated in open-ended relationships. The cases discussed in this thesis present evidence of these dynamics, as highlighted by the analysis of the notion of infrastructure using the ANT framework. 12
13 Theoretical framework Actors, networks, dynamic relationships: Actor Network Theory Latour (1987) argues that science and technology have to be studied in action and that we have to focus on the dynamics of their interaction, rather than on the stability of their relationships. The analytical framework provided by ANT offers the theoretical and methodological underpinning for the study of IT deployment in terms of these dynamic relationships. It permits infrastructure to be conceived of as a phenomenon in action that both emerges from and affects the interplay of different actors participating in open network relationships. This means that this framework provides the necessary foundations to study the constitutive characteristics of an IT infrastructure: its being in action. The theory is thus positioned in the middle of the debate between the extremes of technologically-deterministic and constructivist studies. At one end, technological determinism assumes that technology and its impacts are given and defined; at the other, constructivism tends to assume that technology does not matter because it is always, and inescapably, socially constructed (Lundberg, 2000). Actor-network theory contributes to this debate from an intermediary position that systematically avoids the dualism between technology and society (Bloomfield and Vurdubakis, 1997) by focusing on the processes through which socio-technical networks are created. As Law(1999) puts it, entities take their form and acquire their attributes as a result of their relations with other entities (Law, 1999). In the same way, Law (1992) argues that society, organisations, agents and technological artefacts are all effects generated in patterned networks of diverse materials. These considerations move the focus of the analysis from the actor - either technology or society - towards the more complex and less-defined phenomenon that is the interaction. This change in focus not only affects the analysis of the phenomenon, but also the assumptions about the nature of the entities that constitute it. ANT incites us to reconsider sociotechnical relationships as an open-ended set of interactions where the actors of the sociotechnical interplay do not pre-exist the relationship. Instead, the actor has a relational materiality (Law, 1999) that is generated in and by these relationships, i.e. actors achieve their form and attributes as a consequence of their relations with other actors. This reflects an aversion to accepting a priori the pre-existence of social structures and differences as somehow intrinsically given in the order of things. There are no distinctions between social and technical subsystems. It is the relationship that produces the emergence of actors from the very interplay among different human and non-human entities. There is no case of a local or global dimension here, only a relational one1 (Latour, 1999a). 1 Obviously, the analysis of the relational dimension can be more focused on the study of local or global relationships. 13
14 This is clearly a claim against the dualistic distinction between technology and society. Technology and people do not have a priori different and defined effects on their relational interplay. Both participate in, and mediate, the relational networks - but they are also the outcome of the same relationships. The concepts of subjectivity and objectivity themselves do not exist other than in the context of the relationships. Thus, Latour (1999a) proposes the redefinition of the concepts in terms of intersubjectivity and interobjectivity to emphasise the relational dimensions of the two. The relationships developed in a network that dynamically shape and re-shape the actors also recursively define the characteristics of the involved actors. The actor can thus be defined as one output of the relationship in a network, where Callon (1993) defines a network as a group of unspecified relationships among entities of which the nature itself is undetermined. However, and this is where the complexity and power of the theory emerges, the actors that are part of the network are also the constitutive elements of the network. This is the basis of the concept of an actor-network: actor and network are concatenated and one cannot be defined without the other. The actor network is reducible neither to an actor alone nor to a network...an actor network is simultaneously an actor whose activity is networking heterogeneous elements and a network that is able to redefine and transform what it is made of (Callon, 1987). In ANT, actors are not defined and analysed in a stable set of relationships. It is the researcher who artificially defines the analytical range of the study to see what the various actors in a setting are doing to one another (Akrich and Latour, 1992). By limiting the level or focus of the investigation, it is possible to study and understand some of the relationships that are shaping both actors and the relational networks. However, it must be understood that actors and actor-networks are naturally embedded in open ranges of relationships that cannot be artificially limited by the scope of any particular analysis. Actor-networks are open-ended and can be only artificially (but usefully) closed and isolated from the broad and natural openness of relationships. The complexity of the relational pattern in an actor-network is enhanced by the fact that not all the actors embody the same level of flexibility. Actors embody various characteristics that are the outcome of their relationships with heterogeneous elements, animate and inanimate, that have been linked to one another for a certain period of time (Callon, 1987). These characteristics are renegotiated in the interplay with other actors. An actor-network embodies these characteristics so that the outcome is the result of a set of diverse forces (Akrich, 1992) that affect and define the inter-networked relational settings. These forces can be considered by the actors as an embodiment of prescriptions, defined as what a device allows or forbids from the actors - humans and non-humans - that it anticipates; it is the morality of a setting both negative (what it 14
15 prescribes) and positive (what it permits) (Akrich and Latour, 1992). An actor analysed in isolation (taken out from the network) is seen to embody specific inscribed characteristics that may strongly affect the configuration of the contextual relational network under analysis. However, the settlement of the actor-network is not defined a priori. It emerges from the complex, open set of relations and from the characteristics of the elements that are both part of, and constitute, the actor-network. People and technology are never located in bodies and bodies alone, but rather that an actor is a patterned network of heterogeneous relations, or an effect produced by such a network (Law, 1992). As a consequence, actors do not embody action or actantiality (potential for action); it is their relational dimension that generates instances of action (Latour, 1999a, Law, 1992). The actantiality is generated in a circular and recursive process of negotiation, which is the course that defines and redefines actors in their multiple contexts. As actors are in action and, as a consequence, in continuous state of mutation, their continuous relational interplay is the performative characteristic of actor networks, where actors are in fact performed in, by, and through relations (Law, 1999). The diverse configurations of actors in an actor-network, and the process of stabilization of the relationships, are the outcomes of the alignment of different actors that results from the outcome of the interplay between different forces. Thus, actors and actor-networks reflect a process of multiple trajectories that can become either stable, as a dynamic equilibrium, or reflect unstable misaligned relationships. While actors emerge and retreat from the interplay in the actor-networks, they also define the characteristics of the interplay via their embodiment of relationships in other actor-networks. Therefore, the actors are not neutral to the relational context: they are influenced by the network and, in turn, they influence that network. Actors in their interplay within the actor-network negotiate their forces in a process of translation. By translation we understand all the negotiations, intrigues, calculations, acts of persuasion and violence thanks to which an actor or force takes, or causes to be conferred to itself, authority to speak or act on behalf of another actor or force. (Callon and Latour, 1981). Translation is the circular process of interpretation or, as Callon (1991) puts it, the definition that every actor makes of other actors in the actornetwork. The dynamics of translation reflect different levels of rigidity of the inscription and alignment of actors achieved in the actor-network. When actors translate each other, they try to enrol the other to support or believe in them (Latour, 1987). The lessprescribed actors get more easily translated and reconfigured into the interests of others than those with more strongly-inscribed and rigidly-prescribed trajectories. If the process of translation does not result in an alignment of interests, it is considered misaligned. In this case, the actors are configured in separate spaces with no common measure 15
16 (Callon, 1991). A misaligned actor-network does not produce a set of relationships that can be analysed as a stable and configured output of the relational interplay in the actornetwork. This means that the actor-network cannot be black boxed. and thus considered as an element produced by many elements acting as one(latour, 1987). Most actor networks are of this type. Finally, recalling the concept of circularity of actor-network relationships, it is clear that every actor-network affects - and is affected by - the characteristics of the actors, and then by the different interests the actors bring to the actor-network. Every actor can bring characteristics that have emerged from other actor networks to which it belongs because an actor can, and usually does, belong simultaneously to more than one actor-network at a time. Recursively, new, emergent characteristics are re-proposed back into the other actor-networks. This circularity explains the action that is endogenous to the relational interplay analysed by actor network theory. Actor network theory in information systems A strong distinction between the social and the technological dimensions characterised the first studies of the diffusion of computer-based technologies in society (Dahlbom and Mathiassen, 1993, Walsham, 1997). When changes in technologies and in their use made it more difficult to clearly identify the distinction between technology and its users (Dahlbom, 1997), such as in the case of networked-based technologies, a new interest in the study of the interplay between the two emerged. The first phase was mainly characterised by research into optimal models for the management of information systems (Dahlbom, 1997). The second is more interested in the analysis of the relations between technology and society in a state where the symbolic boundary between people and information technology is in a constant state of flux across a wide spectrum of contemporary work and leisure activities (Walsham, 1997). ANT breaks this symbolic boundary addressing the problem from a different insight. Information technology and users are not defined outside their relationship because they are a set of relational networks. The significance of the interplay between technology and society is not new in the IS literature, nor is ANT the only theory to address this issue. In the 1990s, structurational models of technology addressed the problem of interplay between technology and users (Orlikowski, 2000); the same can be said for hermeneutics (Lee, 1994) and phenomenological studies of information systems (Boland, 1985). For these contexts, the interpretivist approach has been growing in strength in the IS field from the mid-1990s onwards (Klein and Myers, 1999, Lee et al., 1997, Walsham, 1993, Walsham, 1995). Such interpretivist approaches within IS research acknowledge that, although information systems have a physical component that permits their technical operation, they are designed and used by people operating in a complex social context 16
17 (Doolin, 1998). Thus, an information system is understood (constructed) differently by different individuals, and is given meaning by the shared understanding of such phenomena. This understanding arises out of social interaction and not from the essential characteristics of the technology: Events, persons, objects are indeed tangible entities. The meanings and wholeness derived from or ascribed to these tangible phenomena in order to make sense of them, organize them, or recognize a belief system, however, are constructed realities (Lincoln and Guba, 1985). The interpretive epistemology thus considers knowledge within a constructivistic ontology, and the use, design and study of information systems in organisations is thought of as a hermeneutic process of reading and interpreting this construction as a text(walsham, 1993). In this context, actor network theory is proposed as another constructivist approach (Orlikowski, 2000) that moves one step further towards a more detailed understanding of the relationships between information technology and its use (Hanseth and Monteiro, 2002). Once this interaction is identified as the constitutive element of the theoretical foundation of ANT, new attention has to be focused on what takes place in the interactions and how the interactions stabilise and reproduce themselves (Law, 1992). A large number of IS studies based on actor network theory focus attention on how specific inscripted characteristics of actors affect a chosen actor-network, where inscription is defined, following Akrich s (1992) socio-constructivistic explanation, as the activity of designers who define actors with specific tastes, competences, motives, aspirations, political prejudices, and the rest, and assumes that morality, technology, science, and economy will evolve in particular ways. For example: Monteiro and Hanseth (1996) discuss the role of standards in the shaping of large information system infrastructures; the same authors (1995) examine the effects of standards on the achievement of flexibility in the actor-network that shaped the TCP/IP protocol; Timmermans and Berg (1997) analyse how medical protocols affect the contingent practices of medical intervention; and Bowker and Star (1994) the effect of the use of the International Classification of Diseases within different actor-networks. However, an alternative use of actor network theory can be undertaken to analyse the process that shape and possibly, but not necessarily, stabilize an actor-network. In this case, the focus is not on the study of the effects that specific actors had on the blackboxing of inscriptions in a specific actor- network, but on the analysis of the interplay taking place in the actor-network that can, but not necessarily has, to result in a blackboxed relationship. According to Lanzara (1999), rather than opening the black-box to study the process that made it stable, this formulation of the problem tracks the process before the box actually gets closed if it indeed get closed. We want to study information infrastructures in the making rather than in their hypothetical crystallised 17
18 forms. Kallinikos (2002) similarly argues that human-computer interaction must be analysed by considering the complexity of the forces that are involved, which he states: must be analyzed with reference to the constitutive properties of technology and the distinctive forms by which various technologies invite or admit human participation. Indeed, the focus is on the relational process that can eventually resolve in specific and contingent settings where black-boxed hybrids are created. As already discussed, actor-network theory has analysed in detail the effects of black-boxed hybrids in the development of specific settled arrangements in actornetworks (Bowker and Star, 1996). However, following Bowker and Star (1996), we are advocating a development of the theory that pays more attention to the work that allows for hybrids to be manufactured and so explores the terrain of the politics of science in action. (Bowker and Star, 1996) Within this framework, information infrastructures in action are studied as processes where different forces negotiate and only eventually stabilise in relationships that can indeed be considered black-boxed. We want to track the process in the political negotiation of the information infrastructure in action. Information infrastructure in action Dahlbom (2000) in his philosophical reflection about the nature and role of information infrastructures in contemporary society argues against the use of the notion of infrastructure when we refer to information technology as a productive foundation. In his vision, information technology rather than being a productive foundation, is a flexible means of communication, by which social structures are formed, re-formed, and dissolved, in a continuous process of networking (Dahlbom, 2000). He calls for a switch in the study of IT infrastructure towards his view that contemporary society - the information society - a society without a specific infrastructure, in the sense of a traditional, stable set of artefacts that characterised the industrial society. In his vision, the infrastructure of the information society is now defined by a dynamic and unstable set of relationships, summarised in the idea of networking as a configuration of communication activities (Dahlbom, 2000). In his visualization, the underlying foundation of this concept of communication activities cannot be conceived as a monolithic, stable, and cumbersome set of machines, cables and standards but rather a dynamic, light and malleable set of relationships. The traditional view of a fixed infrastructure is therefore the opposite to this conceptualisation of the interaction in a network as the light, dynamic foundation that makes possible the interaction among agents. However, what about the fixed foundation, in terms of the machines, cables and cumbersome technological artefacts needed to provide the interactive settings that are then considered to be the light, dynamic infrastructure making possible the interaction 18
19 among agents (networking)? Once again, the understanding of technology and people as a dichotomy has been proposed to explain their interaction. In this specific case, it is the dynamic set of relationships that explains, and gives meaning to, the complex phenomenon of the interaction between people and technology. Nevertheless, the heavy set of technical objects (computers, cables, standards, etc.) cannot be separated from the light, dynamic set of relationships. At the same time, the fixed set of machine and cables cannot be considered without the activities that are enabled by them. Moreover, these activities cannot be conceived separated from machines and cables. Using Orlikowski s (1992) argument, information technology both enables and constrains relationships, but it is also shaped and constrained by them. However, this framing of the problem considers technology and society as two entities that pre-exist the relationships in defined structures, and the analysis focuses upon who or what is in command of the action. Following Latour s (1999b) argument, a different conceptualisation of the problem is proposed here, where neither technology nor people are assumed in command of the action. This view suggests that analytical frameworks based on constructivism and technological determinism do not suit research into this relational status. Similarly misleading in understanding the phenomenon are the dialectic approaches that discuss the problem in terms of the conflicting interaction between the two. As discussed earlier, such limitations have led to the need for a reformulation of the problem in terms of dynamic action, where object and subject are both defined in a dynamic process in which events, circumstances and complex heterogeneous networks are co-defining what the infrastructure is - IT is not the object that enables the subject s action. In this re-conceptualisation, the infrastructure is no longer considered a static underlying foundation, but the outcome of dynamic action. Technology is not the foundation - public or private, open or closed - that enables different kinds of actions and communications in ways that allow it to be relegated to the background of our analysis in order to better focus on the activities that are supported by it. The artificial distinction between technology (objects) and society is thereby reconstructed as an action that takes place in this dynamic setting. This supersedes the dichotomist distinction of reality that lead to constructivist and techno-deterministic studies of technology (Latour, 1999b). This work discussed Information infrastructures in action as the outcome of the process of negotiation among different information systems, work practices and routines that undertake the daily activities of organisations. The aim of this work is to overcome the limitation associated with the study of existing technologies and infrastructures. 19
20 Conceiving infrastructures as performative forces that dynamically evolve in fieri 2, this work supersedes the limitation of studying information infrastructure as only looking at what has happened and how it has happened, but rather it proposes shed light on what is happening and how it is happening. Standards and information infrastructures are not studied retrospectively to understand how they get shapes but in their process of making. Here we study the action of making rather than the processes that made it. Conclusion This chapter provides the theoretical background to discuss and support the explanation of the ideas underpinning the concepts of information infrastructure in action. The work covers the theoretical and philosophical assumptions that are used to frame the concept of information infrastructure in action and contextualises this work within the information systems literature and ANT to provide the answer to the question: What are the main forces that shape information infrastructure? How are Information infrastructures shaped by these forces? Reference: Aenestad, M. and Hanseth, O. (2000), Implementing open network technologies in complex work practices. A case from telemedicine., IFIP WG 8.2 International Conference. The Social and Organizational Perspective on Research and Practice in Information Technology,, Aalborg, Denmark Akrich, M. (1992), The de-scription of technical objects, In Shaping technology / building society: studies in sociotechnical change(eds, Bijker, W. E. and Law, J.) The MIT Press, Cambridge Ma, pp Akrich, M. and Latour, B. (1992), A summary of a convenient vocabulary for the semiotics of human and non-human assemblies, In Shaping technology / building society: studies in sociotechnical change(eds, Bijker, W. E. and Law, J.) The MIT Press, Cambridge, Ma, pp Barley, S. R. (1986), Technology as an occasion for structuring : evidence from observations of CT scanners and the social order of radiology departments, Administrative Science Quarterly, 31, Bloomfield, B. and Vurdubakis, T. (1997), Paper traces: inscribing organization and information technology, In Information Technology and Organization(Eds, Bloomfield, B., Coombs, R., Knights, D. and Littler, D.) Oxford University Press, Oxford. Boland, R. J. (1985), Phenomenology: A Preferred Approach to Research in Information Systems, In Research Methods in Information Systems(Eds, Mumford, E., Hirschheim, R., Fitzgerald, G. and Wood Harper, T.) NorthHolland, Amsterdam. Bowker, G. (2002), Biodiversity Datadiversity, Manuscript, 2003, October Bowker, G. and Star, s. (2000) Sorting things out. Classification and its consequences, MIT press. 2 form latin: in the course of execution; a thing commenced but not completed 20
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Cover Page. The handle http://hdl.handle.net/1887/33081 holds various files of this Leiden University dissertation.
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