APPLICATION FOR AUTHORISATION TO USE FORM 1 NSW GREYHOUND RACE FIELD INFORMATION Period Ending 30 June, 2016
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1 WAGERING OPERATORS: CORPORATIONS APPLICATION FOR AUTHORISATION TO USE FORM 1 NSW GREYHOUND RACE FIELD INFORMATION Period Ending 30 June, 2016 This application form is to be completed by corporations that are wagering operators as defined in the Regulation. Each section must be completed in full and the form must be signed by the Chief Executive Officer, a Director, or a person in an equivalent position in the case of overseas corporations. 1. APPLICANT DETAILS (te: Overseas applicants should provide equivalent information under the applicable jurisdiction) Company Trading ABN / ACN Place of Incorporation Registered Company Address Postal Address Telephone Number/s Phone: Fax: Postcode: Postcode: Company Contact Position Telephone Number Address Company Secretary Principal Executive Officer Director/s Company minee for this Application (Please nominate a person that GRNSW should contact regarding this application) Company minee Telephone Number Company minee Address Page 1
2 2. LICENSE TO CONDUCT WAGERING Please provide details of the applicants license to operate as a wagering operator including, but not limited to, the following: A copy of the applicants license to operate as a wagering operator (please attach copy to application form) Yes The type of license held by the applicant The name of the legislation under which the license is granted The jurisdiction in which the license was issued and to which it relates Conditions attached to the license The commencement date of the license The expiry date of the license 3. WAGERING OPERATIONS Please provide details as to the wagering already offered by the applicant on NSW greyhound race meetings, including but not limited to: The types of wagering offered by the applicant The period of time the applicant has been offering a wagering service on NSW greyhound meetings The venues at which an operator provides a wagering product on NSW greyhound races Please provide details as to any wagering not currently offered by the applicant but which the applicant intends at the date of this application to offer in the future on NSW greyhound race meetings, including but not limited to: The types of wagering products intended to be offered by the applicant The venues at which the applicant will provide the wagering products on NSW greyhound races Page 2
3 4. PROPOSED USE OF NSW GREYHOUND RACE FIELD INFORMATION 4.1 Use Does the applicant intend to use NSW greyhound race fields for purposes other than to facilitate wagering transactions? If yes, please specify those purposes Please provide in full details as to the proposed use or uses of NSW greyhound race fields including but not limited to: The race or class of races to which the application relates The period of time for which the applicant wishes to be able to use the race field or class of race field information In which States and Territories of Australia (or in which jurisdictions overseas) the race field information will be used The medium through which the applicant intends to use the race field Information (e.g. internet, print, broadcast, etc.) In which venues the race field information will be used by the applicant (e.g. hotels, clubs, racetracks, houses, etc.) Page 3
4 4.2 Races or Classes of Races to which the Application Relates Indicate the Class of Race to which the application relates as follows: All NSW greyhound race meetings (including non-tab meetings) All NSW greyhound race meetings on which the NSW TAB provides an off-course totalisator service OR If your application relates to race meetings only conducted at specific NSW greyhound tracks, please indicate the track as follows: Appin Gosford Potts Park Armidale Goulburn Richmond Bathurst Grafton Tamworth Broken Hill Gunnedah Taree Bulli Kempsey Temora Casino Lismore The Gardens Coonabarabran Lithgow Tweed Heads Coonamble Maitland Wagga Cowra Moree Wauchope Dapto Mudgee Wentworth Park Dubbo Muswellbrook Young Forbes wra OR If your application relates only to particular races or race meetings, please indicate as follows: Track Date Races Page 4
5 5. INTEGRITY OF RACING Please provide details of the applicants policies and procedures relating to racing integrity issues for greyhound racing in NSW including but not limited to policies and procedures regarding: Detecting suspect betting transactions; Fraud; Reporting requirements relating to suspicious betting transactions and fraud; Bet types such as field versus favourite betting, head to head betting, etc.; Monitoring of betting transactions. Page 5
6 6. PROVISION OF OTHER INFORMATION Please provide details of any equity arrangements, investments, options or derivatives that the Applicant holds in any related bodies corporate or associates that conduct or facilitate wagering on NSW Greyhound Events: Please provide details of any contractual arrangements with related bodies corporate or associates which conduct or facilitate wagering on NSW Greyhound events: Please provide details of totalisator wagering rebate arrangements provided to other Approval Holders in relation to wagering on NSW Greyhound events: Page 6
7 7. WAGERING SYSTEM REPORTING MULTI BETTING & FREE BETS Please provide details as to how all multi betting transactions involving at least one NSW Greyhound event are recorded within the applicants wagering reporting system with respect to both sales and revenue: Does each leg of a multi bet receive an equal proportion of the turnover and revenue? Does the multi bet stake simply become applied to the first leg? Does the multi bet stake become applied to the first losing leg of the multi bet? Please provide details relating to how all Free Bet transactions involving at least one NSW Greyhound event are recorded within the applicants wagering reporting system with respect to both sales and revenue: Does the free bet turnover impact the Turnover on the NSW Greyhound event? Does the free bet turnover impact the Gross Margin on the NSW Greyhound event? Is the Free Bet treated as a marketing expense? Page 7
8 8. KEY EMPLOYEES & CLOSE ASSOCIATES This section must be completed by applicants in relation to each Key Employee and Close Associate of the applicant as defined by the Regulations. The Regulation defines each of these terms in the following manner: Key employee, in relation to an applicant for or holder of an approval, means a person (whether or not a person appointed under a contract of service) who is: (a) employed in a managerial or supervisory capacity in relation to the conduct of wagering operations by the approval applicant or holder, or (b) authorised to make decisions, involving the exercise of his or her discretion, that regulate the operations of the approval applicant or holder in relation to the conduct of wagering operations, or (c) concerned or engaged, in any manner, in the conduct of wagering operations by the approval applicant or holder. A person is a close associate of an applicant for, or the holder of, an approval if the person: (a) holds or will hold any relevant financial interest, or is or will be entitled to exercise any relevant power (whether in his or her own right or on behalf of any other person), in the business of the approval applicant or holder, and by virtue of that interest or power is or will be able (in the opinion of GRNSW) to exercise a significant influence over or with respect to the conduct of that business, or (b) holds or will hold any relevant position, whether in his or her own right or on behalf of any other person, in the business of the approval applicant or holder. A relevant power means any power, whether exercisable by voting or otherwise and whether exercisable alone or in association with others: (a) to participate in any directional, managerial or executive decision, or (b) to elect or appoint any person to any relevant position. A relevant position means the position of director, manager, and other executive position and secretary, however those positions are designated. If you are not able to complete the details of each Key Employee and Close Associate in the space provided please attach additional details on a separate paper. Has the applicant attached further details relating to Key Employees and Close Associates to this application? Yes Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Page 8
9 KEY EMPLOYEES & CLOSE ASSOCIATES (Continued) Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Page 9
10 KEY EMPLOYEES & CLOSE ASSOCIATES (Continued) Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes Has the person been guilty of an offence punishable by fine or imprisonment either in NSW or elsewhere? Yes DECLARATION I swear that the information contained within this application is true and correct and that I am the authorised nominee of the corporation with respect to this application. Signature of Principal Executive Officer / Director / Company minee Full of Principal Executive Officer / Director / Company minee Date of Application Page 10
11 Page 11
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