Using Enterprise Content Management Principles to Manage Research Assets. Kelly Mannix, Manager Deloitte Consulting Perth, WA.

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1 Using Enterprise Content Management Principles to Manage Research Assets Kelly Mannix, Manager Deloitte Consulting Perth, WA November 2010

2 Agenda Introduction Defining ECM Understanding the Challenges Dimensions of ECM Solutions Strategy & Governance Business Processes People & Culture Technology & Architecture Points for Consideration

3 Universities and research institutions are faced with vast volumes of content and it is growing at a significant rate It is estimated that more than 80% of enterprise content is unstructured. These include web pages, documents, rich media, XML, invoices, records, PDFs, s, images, and more. These types of content are often captured and stored in systems such as , personal drives, and stand-alone systems. Unstructured Content (80%) Structured Content (20%) Rows & Columns in Database Online Forms/Submissions Invoices Applications Web Pages Receipts Paper Files Contracts Scanned Documents & Attachments Images Audio & Videos Documents, e.g. research papers, abstracts, publications Instant Messages

4 As a result, it is increasingly difficult for universities to extract value from their content While most universities have successfully deployed various technology platforms to support their operating businesses, these platforms were typically deployed without the requirements of the broader enterprise or needs of research functions. This has resulted in a number of problem areas and challenges. Common problems experienced Difficult to find to find information, particularly across university divisions/functions Difficult to verify authenticity of content & maintain documentation Content is stored in different technology platforms Lack of accountability or ownership of content Lack of knowledge management Non-compliance with regulations and/or legislation Implications Delays in business process, missed deadlines, opportunities Duplication & redundancy of content Cannot meet ARC or other funding body compliance obligations Failure to demonstrate research backs conclusions Delays in accessing information Increased maintenance costs Lack of effective mechanism to drive improvement in the quality of content across the university Cannot identify single source of truth Loss of valuable information Not fully leveraging the most valuable content Ineffective managing of IP Difficulty demonstrating audit trails when interacting with ethics and various research bodies The question many universities and other organisations are asking is how can we better capture, manage, deliver and use our information to gain the most value while reducing costs and risks?

5 With information stored in silos, it is difficult to effectively manage intellectual property and research assets within departments and institutions, let alone sharing across organisational boundaries and outside the University University A Making the best of limited infrastructure Strategy, processes & technology vary Committee Students ARC within universities used as a collaboration & Researchers Lecturers workflow tool Lack of control to distribute information Committee Students Difficulty managing versions & access Gaps in institutional knowledge Research Institute Fragmented knowledge stores Researchers Lecturers Incomplete evidence trail University B

6 The four pillars of ECM need to be understood in the context of information lifecycle which is driven by governance and compliance Create & Capture Creating & saving documents Saving scanned physical documents Capturing additional document information (metadata) Information Lifecycle Maintain & Use Working with research Searching & retrieving documents Controlling user access and security Document version control Workflow approvals Retain & Dispose Mandatory timeframes for retaining documents Controlling delete access Destroying documents

7 Strategy and Governance lays the foundation to manage information and applies systematic rules to managing content Retention and disposition how long is the information kept, by whom, where? Key Drivers Information integrity Collaboration Efficiency Assess compliance and reporting requirements committees & university governance, ARC, NH & MRC etc. Defines governance framework: access & security naming, filing, tagging, accessing Strategy & Governance Defines the scope of the information to manage project, institute, department? Establishing roles and responsibilities before, during & after research Assessing the value of content & prioritising management Intersections with University content administrative, financial, human resources, public relations, students, academic planning and reporting

8 When devising an ECM solution, small or large in scope, the business processes and all associated roles detailing information inputs and outputs throughout the information lifecycle need to be assessed Creator Research Idea Research Idea Literature Review & scoping Consumer Consumer Publish Preparing funding & research proposals Consumer Drafts & peer review Data gathering Consumer Creator Creators Any solution must be grounded in the daily information needs based on how the research is conducted and compliance requirements while allowing flexibility for individual working preferences

9 The People and Culture dimension focuses on the awareness, behaviour and capabilities, ensuring that these are aligned and directed towards the acceptance and ongoing improvement to managing information Information, particularly intellectual property is an emotive topic Overcoming information silos Cultural issues around a loss of control must demonstrate the security and delegated areas of control within a repository, controlling access & distribution Capabilities Recognise a need to manage information Understand the compliance requirements Tying together information lifecycle & research processes Academic & research success relies on intellectual outputs research, publications & how ECM can be used Managing the change and providing the skills/tools to use the technology Defining detailed requirements for processes and technology to ensure solution meets requirements Understanding how ECM technologies and processes used in other areas of the university can benefit research functions

10 The Technology Architecture dimension of ECM considers the architecture and design of ECM technology to meet current and future requirements There are many options available, ranging from enterprise wide suites, to open source solutions and stand alone collaboration tools Enterprise Wide Solutions Open Source Solutions Collaboration & Communication Tools

11 Collaboration and document management platforms are an increasingly popular choice as an extension to MS Office centric environments Kelly to put screen shots

12 Open Source Solutions are suitable for a small communities, less than 100 with collaboration needs, using web interfaces and cloud storage for users across organisational and geographical boundaries

13 Collaboration Software is a viable solution for coordinating an effective team sharing environment in the virtual world

14 When determining ECM solutions to better manage information the investment in planning and assessment means more effective solutions which meet users needs Key lessons learned from ECM implementations: Have a vision Know your business drivers Benchmark current state & a roadmap how to get there Secure a sponsor suitable sponsor for the scope of the project Evaluate your own needs the University or another institution may have the answers Understand how information needs change through the information lifecycle access, security, retention Prioritise your content to focus on delivering the most value Embed information ownership & governance through the lifecycle Target training to users Calculate the total cost of ownership license, implementation, maintenance, support Technology is not the solution not one size fits all

15 Questions? Contact Details: Kelly Mannix Manager, EIM Deloitte Consulting Perth WA

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