TARIFF SHEET (TRADING)

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1 TARIFF SHEET (TRADING) FIXED BROKERAGE PLAN Product Segment Transaction Type Brokerage Securities Transaction Tax (STT) Stamp Duty 2 Exchange Transaction Charges (%) Equity Cash 3, E-Margin 0.50% 0.1% 0.01% % Intraday/Cover Buy 0.05% Nil 0.002% % Intraday/Cover Sell 0.05% 0.025% 0.002% % Encash 1.00% 0.1% 0.01% % Futures (Currency 1, Index and Stock) Options (Currency 1, Index and Stock) Buy 0.05% Nil 0.002% % Sell 0.05% 0.017% 0.002% % Intraday on each 0.05% 0.017% 0.002% % leg Expiry Nil Nil 0.002% Nil Buy Rs Nil 0.002% 0.05% Sell Rs % 0.002% 0.05% Intraday on each Rs % 0.002% 0.05% leg Exercise 6 Nil 0.125% 0.002% 0.05% Assignment 6 Nil Nil 0.002% 0.05%

2 MULTI-TIER (VARIABLE) PLAN MONTHLY TURNOVER Products Equity (Cash) and Emargin (Sum of transaction values during the month will be considered as turnover. All Rates are as percent of transaction value) (Excluding Encash transaction turnover) Intra-day, Cover, Futures, Intraday Futures (Currency, Equity, Index) (Sum of transaction values during the month will be considered as turnover. All Rates are as percent of transaction value) Options (Equity, Index, Currency) (Sum of premium values as per ((Strike price+premium)* lot size)) will be considered as turnover during the month.brokerage Rate is on a per lot basis) From (Rupees) To (Rupees) Brokerage Rate 0 300, % 300,001 1,000, % 1,000,001 2,500, % 2,500,001 7,500, % 7,500,001 20,000, % 20,000,001 Any Value 0.20% 0 50,000, % 50,000, ,000, % 100,000, ,000, % 200,000,001 Any value 0.03% 0 200,000 Rs , ,000 Rs ,001 1,000,000 Rs.75 1,000,001 2,000,000 Rs.70 2,000,001 Any Value Rs.65 Additional terms applicable to Multi-Tier (variable) brokerage plan :- A. Brokerage is charged at rates applicable for the minimum turnover slab, on a daily basis. At the end of the month, refund amount if any, (difference between brokerage applicable for the slab (based on monthly turnover), and actual brokerage charged) is credited to the client account. B. Applicable Statutory charges are levied separately e.g. Service Tax, Education Cess, STT, Stamp Duty, Exchange Transaction Charges, SEBI turnover charges etc. C. Turnover is computed from start of the calendar month or date of enrolment for the plan whichever is later. The last date for the month considered for brokerage purposes will always be the last date of that calendar month.

3 D. Refund is limited to the amount of brokerage and no other charges will be refunded. E. Equity-Encash transactions will be charged as per fixed brokerage plan. Terms applicable to both Fixed and Multi-Tier (Variable) brokerage plans: 1. STT is currently not levied for Currency transactions. 2. Stamp duty is charged as per the rates applicable. 3. Cash/Delivery transactions squared off on the same day will be charged brokerage at rates applicable for Intraday trades. 4. Intrinsic Value for call option is Spot Price Strike Price and for put options it is Strike Price Spot Price. 5. Futures Expiry Charges : Futures Expiry charges (comprising of stamp duty etc.) are levied on the value of outstanding position (Outstanding Position * Settlement Price) 6. Option Exercise /Assignment : Exercise/Assignment Charges (comprising of stamp duty, STT etc.) are levied on the Settlement value of the option. Exchange Transaction Charges on Options trades will be computed on premium amount. Other Terms and Conditions: 1. Service Tax : Service tax is levied at 12.00% of the brokerage & Exchange transaction charges 2. Education Cess : Education Cess is levied at 3.00% of the service tax amount 3. SEBI Turnover Charges : SEBI Turnover charges are levied at % of turnover 4. Brokerage computation basis: Brokerage is computed on per share basis and is rounded off to the nearest paise, subject to a minimum brokerage of 1 paise per share. 5. Minimum brokerage charged: Brokerage will be charged as per applicable rate subject to a minimum of Rs.20/- per executed order and a maximum of 2.5%. In case the minimum brokerage calculated comes to more than 2.5%, then the amount that will be charged as a brokerage will be limited to 2.5%. For securities quoting upto Rs per share, brokerage will be charged as per the following table.

4 Price of Securities Brokerage Rate Per Share (Rs.) on each leg (in Rs.) From To Intraday/Delivery The first ten calls to Trade on Phone service in a calendar month shall be free of any service charge. All the subsequent calls to the Trade on Phone number will be per call and will be charged to the client account. Applicable Brokerage charges for the transactions effected are extra. 8. The mode of sending Contract Notes shall be through s and posting on website, by default. If physical Contract Note is sent, then the charge will be Rs. 25/- per contract note towards courier & other handling charges. 9. System abuse charges, if any, as levied by Exchange(s) will be recovered from the respective clients. 10. All intraday and emargin transactions that are converted to delivery will be charged brokerages as applicable to Cash/Delivery trades. 11. The rates provided in this schedule are subject to change with 15 (Fifteen) days prior intimation. 12. Any penalty levied by Exchanges on the client's positions shall be recovered from the client's account (eg. penalty for short collection of margin).

5 Mutual Fund Transaction Charges Mutual Funds Distribution (MFD) Lumpsum Investment (Charge per transaction) Rs. 75/- SIP (Charge per transaction) Rs. 25 or 1.5%, whichever is lower Mutual Funds Exchange (MFE) Lumpsum Investment (Charge per transaction) Rs. 75/- Nil NA Nil Terms and Conditions: 1. Applicable Service tax and Education cess (currently 12.36%) will be charged in addition to the above charges on per transaction basis. 2. Other statutory levies, if any, will be levied in addition to the above charges. 3. The above fee structure applies to all Mutual Fund purchase transactions. No fee would be levied on purchase transactions ( SIP & Lumpsum ) in the liquid scheme. 4. ASL reserves the right to revise Mutual fund charge structure from time to time. 5. The above fee structure applies to all clients under various types of equity brokerage plans e.g.fixed, variable etc. Trading Account opening charges: The Account opening charges are Rs. 999/- franking/stamping of documents). (This includes recovery of charges incurred on

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