1 Dallas Area Compliance Association DACA the networking association for compliance professionals since rd Annual Compliance Conference GET FIT DON T QUIT September 24, 2014 The Crowne Plaza Dallas Near the Galleria Midway Road Addison, Texas 75001
2 Keynote Tami Evans Are you or your team a little crunchy on communication concepts and pooped-out on positivity? Getting fit means mentally also. If you want to make the most of your personal and professional life, you had better know how to get in shape! Tami Evans will help us accomplish that! During this entertaining and interactive program, participants will discover how to get fit with both Hard-Core Soft-Skills like; Go. Be. Do. Motivation Moments That's What I'm TALKING About Communication Concepts The Care & Feeding of YOU Healthful Hints All Together Now Relationship Recommendations Embrace your Inner Dork Self-Confidence Clues New Attitude Pants Activating Optimism Tami will help you laugh your glass half full, and set you on a renewed path for a happier, healthier and more productive career! Participants will walk away with tools to help increase employee engagement, create communication cohesion, and elevate self-confidence, for leadership and life. Named one of the Top 5 New Speakers by the National Speakers Association, Tami will help us Get Fit!
3 Keynote Sponsor MARQUIS has delivered proven CRA, HMDA & Fair Lending software, outsourcing and consulting solutions for OVER 27 years. In fact, MARQUIS pioneered the first ever CRA & HMDA software CenTrax, in Since then, over 750 financial institutions worldwide have counted on MARQUIS. MARQUIS - Solutions Designed Exclusively For Financial Institutions: CRA, HMDA, Fair Lending; & also MCIF & CRM Solutions, and Creative Direct Mail. With MARQUIS you receive more than SOLUTIONS to manage CRA/HMDA and Fair Lending compliance. You have a partner that can help you understand, not only the regulations, but can provide you with practical tips on how to effectively become Exam Ready! Standard features in our software products include concurrent multi-user access, Regulatory Submission capabilities, Audit / edit checking functionality, CRA, HMDA & Fair Lending performance reports, graphs, dashboards, and mapping options. Standard CRA & HMDA regulatory updates, HMDA and CRA Peer Aggregate data, the ability to create fair lending pricing, redlining, and underwriting reviews as well as PROXY analysis functionality for gender, ethnicity assignment for non-real estate loan activity. Have a regulatory question about CRA, HMDA, & Fair Lending? Ask us by using 25-hours of FREE annual consulting by phone with our Compliance (CRA, HMDA, & Fair Lending ) regulatory team. Need more detailed CRA, HMDA, & Fair Lending assistance? Call our regulatory team to customize projects to help you become exam ready! As your partner, we customize the CenTrax software specifically for your institution through data mapping, thus enabling you to use the system immediately when it arrives. Imagine how easy it will be to update data, each and every month when the import and data management routines are provided as part of the software. MARQUIS offers free Plano based classroom training, online webinar training, as well as access to our on-demand audio training that can be accessed There is just too much to tell here so for more information, Please Contact Marie Tank-Garza at (800) x3034 or CenTrax-MARQUIS - Get Results. Nothing Else Matters.
4 Sponsors McGladrey LLP McGladrey is a leading provider of Assurance, Tax, and Consulting services focused on the Middle Market. We guide our clients through complex business challenges by understanding their needs and bringing together the right team to address them. With more than 7,000 people in 75 U.S. Cities and access to more than 32,000 people in 100 countries through our membership in RSM International, we can meet your needs wherever in the world you do business. For more information, visit like us on Facebook at McGladrey News, follow us on and/or connect with us on LinkedIn. Contact Rick Rollins at or CoNetrix CoNetrix specializes in providing security, compliance, and IT consulting for community banks. CoNetrix offerings include IT/GLBA Audits & Network Assessments, Penetration Testing, Information Security Programs, Managed Network and Security Services and tandem software, an innovative suite of online security and compliance management tools for Risk Assessment, Business Continuity Planning, Vendor Management, Information Security Policies and Identity Theft Prevention Program. Contact Russ Horn at (806) or
5 Crowe Horwath Crowe Horwath LLP is one of the largest public accounting and consulting firms in the United States. Under its core purpose of Building Value with Values, Crowe uses its deep industry expertise to provide audit services to public and private entities, while also helping clients reach their goals with tax, advisory, risk and performance services. With offices coast to coast and 2,600 personnel, Crowe is recognized by many organizations as one of the country s best places to work. Crowe serves clients worldwide as an independent member of Crowe Horwath International, one of the largest global accounting networks in the world, consisting of more than 150 independent accounting and advisory services firms in more than 100 countries around the world. Financial services organizations are increasingly held accountable for managing constantly changing risks and regulatory compliance requirements, all while continuing to improve corporate performance and results. Stakeholders including regulators, shareholders, and customers expect rigorous standards to be upheld. In addition, intensifying competition is driving boards and management teams to reassess their service provider relationships. For more than 50 years, Crowe has helped manage these and other critical industry focused challenges for a broad range of financial services organizations, including banks, holding companies, thrifts, credit unions, insurance companies, and broker/dealers. We invite you to learn why companies are turning to Crowe as their preferred provider of assurance and consulting services.
6 FIS Enterprise Governance, Risk & Compliance (EGRC) Solutions We provide clients a 360-degree solution set of compliance and risk management tools and services to address effective Compliance Management System and Enterprise Risk Management solutions. Our services include: Compliance Consulting Compliance Risk Assessment and Tools Regulatory Advisory Services Enterprise Risk Management Consulting Regulatory Reporting Compliance Business and Knowledge Process Outsourcing Online Compliance Training Over 5,000 financial institutions use our solutions, and we train all bank examiners: Fed, FDIC, OCC, NCUA, CSBS & CFPB. For more information contact: Gene Collett, Assistant Director: , Shane Lefever, Client Development Manager: , Sheshunoff Consulting + Solutions Sheshunoff Consulting + Solutions is widely regarded by both regulators and bankers as an industry leader in providing high quality services. Sheshunoff helps financial institutions manage risk and compliance through professional internal audit, comprehensive compliance administration consulting, and online compliance consulting / hotline services. Our exclusive Online Regulatory Compliance Consulting service combines the personal assistance of a highly qualified compliance consultant with easy-to-use online tools for managing your compliance deadlines. Please contact Rhonda Coggins at or at for more details.
7 Weaver For more than 60 years, Weaver has provided clients in the financial services industry with assurance, tax and advisory services. The firm offers a broad range of services specific to financial institutions including fair lending compliance, regulatory compliance audits (consumer compliance and BSA/AML), IT audit, internal audit, risk assessment, enterprise risk management, SOX/FDICIA, loan review, financial statement audit, and interest rate and liquidity risk management reviews. Ranked as the largest independent accounting firm in the Southwest, Weaver has more than 500 employees in seven offices throughout Texas. Weaver is committed to providing quality service to financial institutions throughout Texas and beyond. For more information, visit or contact Bruce Zaret ( ; or Bill Delong ( ; Global Vision GlobalVision Systems, Inc. is the leading provider of enterprise-wide regulatory compliance and risk management solutions for financial institutions of all asset sizes. PATRIOT OFFICER is the #1 BSA/AML/ATF/FACTA/UIGEA Solutions endorsed by the American Bankers Association and many well-known bankers Associations across the nation. GlobalVision s comprehensive suite of products and services includes: Bank Secrecy Act; Anti-Money Laundering and Anti-Terrorist Financing Solutions; Risk Management Solution; Fraud Prevention Solution; Customer Due Diligence and Enhanced Due Diligence Solutions; and Case Management Solution, etc.
8 Dallas Area Compliance Association Conference Schedule 8:00 8:30 Registration and Continental Breakfast 8:30 8:45 Opening Comments and Introductions 8:45 10:00 Lending Compliance Update Mary Beth Guard - CEO of Glia Group, Inc. and Executive Editor of BankersOnline 10:00-10:30 Sponsor Presentations - Morning Break 10:30 11:30 Deposit Hot Topics Shana N. Jones, CRCM, CBAP, AMLP The American National Bank of Texas Alta Mantsch CCBCO, CAMS - Pegasus Bank Stephanie Moushon, CRCM, CCEP, CAMS, CCS, CRCMP - ViewPoint Bank Rhonda Coggins CRCM Sheshunoff Consulting + Solutions 11:30 1:30 Lunch Keynote Speaker Tami Evans Sponsored by 1:30 2:45 Compliance Examinations & Regulatory Hot Topics Molly McKnight Office of the Comptroller of the Currency Jesse Barrientes Federal Reserve Bank of Dallas Art Kahn Federal Deposit Insurance Corporation 2:45 3:15 Getting Fit Ice Cream Social Sponsored by 3:15 4:30 Karen Neeley Cox Smith Washington and Texas Legal Outlook 4:30 Marathon Race - GIVE AWAY and Closing Comments
9 DACA 2014 CONFERENCE REGISTRATION Please print or type: Name: Title: Institution: September 24, 2014 Address: City: State: Zip: Phone: Fax: NOTE: If registering more than one person, please use separate forms for each person. MEALS PRICING REGISTRATION & PAYMENT Please indicate your lunch preference: #1 Steak & Lobster #2 Steak & Chicken Cordon Bleu Registration up to 9/7/14 - $ Late Registration After 9/7/14 - $ Payment by Check ONLY and must accompany registration. Make checks payable to: Dallas Area Compliance Association, Inc. (DACA) NEW ADDRESS - Mail completed form with payment to: Dallas Area Compliance Association Craig Wallis, Treasurer 2509 Dove Creek Rowlett, Texas Required fine print disclosures just for you compliance types Special Requests Persons with disabilities who plan to attend this Conference and who may need auxiliary aids are requested to contact DACA at least 5 working days before the scheduled date so that appropriate arrangements may be made. IRS Information The IRS now requires a notice on all registration forms, which informs the attendee of the amount of the registration fee representing food and beverage that is deductible as an ordinary business expense. We estimate the food portion of your basic registration fee is $100. Under current tax laws, 50% of this amount is deductible as an ordinary business expense. Please contact your accountant or tax advisor for further details.