NOTIFICATION TO THE PARTIES
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1 CONVENTION ON INTERNATIONAL TRADE IN ENDANGERED SPECIES OF WILD FAUNA AND FLORA NOTIFICATION TO THE PARTIES No. 2012/037 Geneva, 1 May 2012 CONCERNING: Access to finance, including GEF funding 1. With Notification No.2012/017 of 2 March 2012, the Secretariat published a questionnaire for the CITES Parties on Access to finance, including GEF Funding. The deadline for responding to this questionnaire was 31 March The Secretariat would like to thank those Parties that have returned the completed questionnaire. Unfortunately, the number of completed questionnaires received is not yet statistically significant to draw valid conclusions. Following consultations with the Chair of the Finance and Budget Subcommittee, the Secretariat has decided to extend the deadline for completion of the questionnaire until 11 May The Secretariat requests that those Parties that have not replied make every effort to do so to ensure that there is a statistically significant response. The text of Notification No.2012/017 and the questionnaire are reproduced below for ease of reference. 4. In Decision (Funding for projects related to species conservation and management) adopted at its 15th meeting (Doha, 2010), the Conference of the Parties directs the Secretariat to: a) in cooperation with international financial institutions and potential donors, investigate possible ways to establish the means to secure funding to support the provision of technical assistance to CITES Parties in relation to regulating wildlife trade (including population studies as a basis for management programmes); and b) report its findings and recommendations at the 16th meeting of the Conference of the Parties. 5 The Secretariat submitted a document on Access to finance, including GEF Funding at the 61st meeting of the Standing Committee (SC61, Geneva, August 2011) (see document SC61 Doc. 16 at 6. This document provides an overview of the current funding situation of CITES and, as there is no financial mechanism to support Parties in implementing their commitments under the Convention, of existing financial mechanisms. It briefly describes the existing funds, such as the Global Environment Facility (GEF), the usefulness of these funding mechanisms, the modalities under which CITES could participate, and the potential of these mechanisms for supporting the conservation of CITES-listed species. The opportunities and challenges of accessing funding mechanisms and other relevant innovative approaches to complement government pledges and other donations are also discussed. 7. At SC61, the Standing Committee requested the Finance and Budget Subcommittee (FBSC) to establish an intersessional working group on access to finance, including GEF funding. The members of this group are representatives of Parties and have been asked to report at SC62 on the outcome of their discussions. 8 The intersessional working group has come to the conclusion that it should take advantage of the Parties' huge and rich pool of experience and ideas, and it has developed the annexed questionnaire to collect their input. International Environment House Chemin des Anémones CH-1219 Châtelaine, Geneva Switzerland Tel: +41 (22) /40 Fax: +41 (22) info@cites.org Web:
2 Notification No. 2012/037 page 2 9 Parties are therefore invited to fill in this questionnaire and to send it to the Secretariat by 11 May 2012 (to Mr Juan Carlos Vasquez at juan.vasquez@cites.org). 10. The Secretariat will compile the responses received and report to the FBSC.
3 Notification No. 2012/037 page 3 Party: Management Authority: Access to finance, including GEF Funding Questionnaire for the CITES Parties 1. Strategic Vision Goal 2 of the CITES Strategic Vision contained in Resolution Conf is to "Secure the necessary financial resources and means for the operation and implementation of the Convention". The Strategic Vision identifies three objectives to be achieved within this Goal: Objective 2.1: Financial resources are sufficient to ensure operation of the Convention. Objective 2.2: Sufficient resources are secured at the national/international levels to ensure compliance with and implementation and enforcement of the Convention. Objective 2.3: Sufficient resources are secured at the national/international levels to implement capacitybuilding programmes. In your opinion, had Goal 2 of the Strategic Vision been met by the end of 2011: Objective 2.1 entirely partly not at all no answer Objective 2.2 entirely partly not at all no answer Objective 2.3 entirely partly not at all no answer 2. Where is additional funding needed (for the CITES Trust Fund) for activities and actions by the Secretariat and institutions of the Convention 2.1 Implementation and enforcement of the Convention by providing support to the Parties on: a) Science urgent need need no need no answer b) Policy and law urgent need need no need no answer c) Enforcement urgent need need no need no answer 2.2 Capacity-building for: d) Non-detriment findings urgent need need no need no answer e) Issuing permits urgent need need no need no answer f) Reporting requirements urgent need need no need no answer g) CITES and livelihoods urgent need need no need no answer h) Developing effective national legislation urgent need need no need no answer
4 Notification No. 2012/037 page 4 3. How can additional funding be generated? 3.1 Through increased contributions by the Parties to the CITES Trust Fund? 3.2 Through additional voluntary contributions to the CITES Trust Fund by non-governmental organizations and other donors? 3.3 Through cost-recovery mechanisms for the services provided by CITES Management Authorities, Scientific Authorities and/or the CITES Secretariat? A. Issuance of permits and certificates? B. Registration of captive breeding operations and nurseries C. Access to CITES databases, online tools, training material D. Other services (e.g. scientific or enforcement services) 3.4 Should the Conference of the Parties consider other traditional, emerging, and innovative financing mechanisms, such as those discussed in document SC61 Doc. 16? Please describe what other sources of funding should be considered: 3.5 Could you envisage supporting the Secretariat with gratis personnel or other forms of contributions in kind? If your answer is affirmative, please give indications on any potential support:
5 Notification No. 2012/037 page 5 4. Designation of a financial mechanism 4.1 Should there be one or more designated financial mechanisms for CITES? 4.2 Should a stand-alone mechanism be established? Please explain your answer: 4.3 Should existing international mechanisms, such as the Global Environment Facility (GEF), be used? Please explain your answer. If your answer is no or no answer please proceed to Question 5 a) Should the Conference of the Parties consider making the GEF the financial mechanism of CITES by asking the GEF Council and the GEF Assembly to amend the instrument? Please explain your answer: b) Should the Conference of the Parties ask the GEF Council and the GEF Assembly to enhance the GEF biodiversity focal area by including an species-based component ( Please explain your answer:
6 Notification No. 2012/037 page 6 5. Do you have any other observations or suggestions? Thank you very much!
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