FORMALITY IN THE WORKPLACE. Kelly Peterson
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1 FORMALITY IN THE WORKPLACE Kelly Peterson
2 Outline 2 Overview of the topic Paper #1 - "The Dynamics of Electronic Mail as a Communication Medium Paper #2 - "truecasing Paper #3 - "Periods, capitalized words, etc. Proposed system Q & A
3 Formality in the Workplace 3 etiquette is an important issue for communication in an organization Many etiquette guides warn about developing a negative perception from formality People will notice you but for the wrong reasons At the same time, many people use an informal tone to demonstrate a level of trust, understanding or friendship In addition, some guides claim that an informal tone may encourage a response
4 How do we define Formality? 4 There are many etiquette guides Do certain rules have a larger negative penalty? Do certain rules have a greater potential for gaining\establishing a relationship? Are rules of formality global across all people?
5 Formality at Enron 5 Let s look at a few examples of formality in the Enron database First, we ll look at a formal example
6 Formal example 6 Hello everyone, My husband Ryan is going to be participating in the American Heart Walk on November 3. He is walking on behalf of our daughter, Sydney, who was born in May of this year with Congenital Heart Disease. [...] Please help this worthwhile cause if you can. Thanks, Vicki Versen
7 Less formal example 7 i suck-hope youve made more money in natgas last 3 weeks than i have... mkt shudbe getting bearish feb forward-cuz we already have the weather upon us-fuelswitching and the rest shud invert the whole curve not just dec cash to jan andfeb forward???? have a good weekend john
8 Ranges of formality in the data 8 I started becoming obsessed looking at these So far, I ve only scratched the surface It is clear that there is a wide range of formality in the organization It is also clear that there is a wide range of formality across s from the same sender There are examples very similar the previous two which are from the same sender
9 Explanation 9 How can we account for these differences? Can we find an explanation for this behavior? Does this behavior tells us another side of the story that will enhance or change the findings of other research? We ll talk about these more after the Papers
10 Paper #1 Habil & Rafik-Galea 10 The Dynamics of Electronic Mail as a Communication Medium An overview of how is used in the workplace Discussion of formality and the differences between written and spoken communication Not an extremely scientific paper No CompLing techniques However, I feel it serves a need to begin the discussion
11 Paper #1 (cont.) 11 Many of the statements in the paper do not seem to be well founded, but they help to frame differences in formality A common use for is short notes and responses Senders of typically behave as if the medium is like speech The above statement likely cannot be globally applied, but there are certainly examples of this
12 Paper #1 Features of Formality 12 Proper capitalization Proper punctuation Absence of, Exclamation marks, etc Absence of contractions Absence of 1 st and 2 nd person pronouns Absence of slang Absence of informal tone you know, so, I mean, sort of More examples on the next Slide
13 Paper #1 Features (cont) 13 Absence of abbreviations Complete sentences Standard spellings As opposed to thru, cuz, thanx, thx
14 Paper #1 Data 14 The data comes from two organizations in Malaysia s are intended to show communication which is horizontal (between employees of equal position) and vertical (sent to an employee of a higher or lower position in the company)
15 Paper #1 - Findings 15 The purpose of the paper as stated is to identify and discuss instances of the messages being formal or conversational The paper does begin a discussion yet there is little discovered about how and why? The data shown is merely 3 samples formal and informal
16 Paper #1 Summary 16 Potential explanations are discussed, but no hard numbers This paper can help us get started on analysis and selecting features
17 Preview of Papers 2 and 3 17 Why were Papers 2 and 3 chosen? Several other features of formality seemed simple to extract Capitalization is an important issue and didn t seem trivial Since we are dealing with Enron, we want this to be robust within that domain Ex : PCE, Prentice, etc.
18 Paper #2 Lita et al 18 truecasing Process of restoring case information to badlycased or non-cased text Statistical language model Several other applications as well: Corpora cleaning Named Entity Recognition Machine Translation Automatic Speech Recognition
19 Paper #2 Problems to solve 19 Ambiguity can be a significant problem Several common words like pond and now might actually need to be uppercase Examples : us rep. james pond showed up riding an it and going to a now meeting US Rep. James Pond showed up riding an IT and going to a NOW meeting
20 Paper #2 Baseline and Approach 20 The baseline used is a simple unigram model The approach builds a statistical language model Probabilities include : Trigrams, bigrams and unigrams A trellis is constructed which is very similar to a Hidden Markov Model Probabilities are computed at the sentence level
21 Paper #2 Additional conditions 21 Unknown words Mixed casing
22 Paper #2 - Results 22 Tested against four different test sets Significant reduction of error compared to the baseline (unigram model) On current news stories, the accuracy is ~98%
23 Paper #2 Future work 23 Could be applied to: Accent marks Punctuation Additional features could be added or adapted for improvement
24 Paper #3 - Mikheev 24 Periods, Capitalized Words, etc. Approach for several aspects of text normalization : Sentence Boundary Disambiguation (SBD) Disambiguation of capitalized words Identification of abbreviations
25 Paper #3 Preview of Approach 25 Before going any further, sorry for picking such a long paper Coverage will be brief since time is short Previous work has worked with local contexts Mikheev proposes a Document-Centered Approach (DCA) in order to derive information from the entire document
26 Paper #3 Building Resources 26 To use this approach, support resources must be generated These resources can be built from raw (unlabeled) texts Development resources were created from the New York Times corpus, but these could also be scraped from the Internet
27 Paper #3 Building resources (cont) 27 List 1 - Common word list All lowercase words Threshold was used to prevent source errors in spelling or capitalization List 2 - Frequent sentence starter list of common words For all words starting sentences, they are added to the list if they also belong to the common word list Not perfect, but it provides the 200 most frequent common words that start sentences
28 Paper #3 Building resources (cont) 28 List 3 - Frequent proper names list Single word proper names that also coincide with the list of common words Captures words like China which are also present as common words like china Again, the 200 most frequent instances are on the list 4 - Abbreviations list Collected by applying abbreviation guessing heuristics
29 Paper #3 - Strategies 29 A cascade of strategies are applied in a specific order These strategies use the list resources Each of these strategies provides different coverage : Sequence strategy Frequent-list lookup strategy Single-Word Assignment Quotes, Brackets and After Abbr. Heuristic
30 Paper #3 - Results 30 Results are competitive with other machine learning and rule-based systems when comparing SBD, Capitalized words and Abbreviations Incorporating the DCA method into a POS tagger significantly reduced error rate Robust with respect to domain shift and new lexica
31 Paper #3 - Limitations 31 Processing relies on well behaved (non-noisy) text Not expected to perform well for single cased texts Short documents -> Not enough clues Long documents -> Too many clues Potential solution for short documents is to make use of a caching module to propagate features from one document to the next
32 Paper #3 Other testing 32 Tested on a corpus of Russian news Different language Short documents (1-2 paragraphs)
33 Paper #3 Interesting quote 33 We deliberately shaped our approach so that it largely does not rely on precompiled statistics, because the most interesting events are inherently infrequent and hence are difficult to collect reliable statistics for
34 34 Proposed System
35 Questions 35 Using the dataset from Jabbari et al, are senders more likely to be formal in business s (as opposed to personal)? Are certain positions in the company more likely to be formal? Are senders more likely to be formal when sending to a person of higher position? Are senders more likely to be formal with more people on a thread ( Broadcast )
36 Questions (cont) 36 How likely are senders to use informal communication on first contact? What is the average number of s before communication switches from formal to informal? How often does communication between switch from informal to formal? Does formal communication become more or less prominent during the media coverage of the scandal?
37 Questions (cont) 37 Are senders likely to echo the style of the person they respond to? Is there much shift over time in an individual s formality? Do informal connections support the findings of Social Network Analysis and other research?
38 Research Issues 38 It seems that the range of what is considered maximum formality or minimum formality is different across the company Each sender has their own range of formality
39 Research Issues Gold Standard? 39 Since each sender has a range, annotator agreement on overall formality seems impossible Annotator cannot classify as Formal\Informal Even a 5 point scale is not reasonable Best annotation is likely a count of each informal speech act
40 Analysis of Formality 40 Content features to be used : Capitalization issues Punctuation issues (, Exclamation points) Contractions Complete sentences Q : Since length differs, how can I normalize these features? Q : Should each of these dimensions be tracked discretely or calculated into a full score?
41 Analysis of formality (cont) 41 How to capture capitalization issues? Possibly create a hybrid solution of both papers (Lita et al, Mikheev) Might be able to create DCA resources both from a clean corpus and also the cleanest data in Enron Domain-specific capitalization will likely be critical Ex : Lay (Kenneth) vs. lay
42 Analysis of Formality (cont) 42 Some features seem more difficult to normalize since they can occur at most once : Greeting Sign-off Q : Should these be used to determine formality or used for comparison after analysis has been completed?
43 Comparison metrics 43 Once I can quantify formality, two important metrics will be needed: Average formality across the organization Average formality across each sender Comparing each against these averages with respect to standard deviation will help us determine messages which are more or less formal Significant differences across sender formality will used for most questions
44 Data capture and Results 44 Metrics of formality will be stored in a new database table so that relationships can easily be analyzed against other data (times, recipients, business vs. personal, etc) The data members of this table will capture each selected dimension of formality and possibly a total score Should be simple to start generating initial reports and answering research questions
45 Questions? ANSWERS??? 45 Questions? Ideas on how to quantify \ normalize this notion of formality?
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