Assignment Paper (Finance ) Dear students, Please attempt all the questions and submit it to the D.E.office on.

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1 Assignment Paper (Finance ) MS--46 Management of Financial Services 1. Discuss the Economic and Financial functions of the Financial Market? Explain the role played by the Reserve Bank of India in regulating the money market in India. 2. Explain the financial activities which come in the ambit of Merchant Banking? What is the code of conduct laid down by SEBI, which the merchant bankers have to abide by? 3. "Corporate Restructuring is the process by which a company can consolidate its business operations and strengthen its position for achieving its desired objectives." Explain this statement and point out the different ways in which restructuring could be done. What do you understand by securitization? 4. Describe the different types of instruments by which a securitization can be implemented? Briefly explain the pricing of these instruments and also highlight the benefits of securitization to the institution and the investors. 5. What do you understand by factoring? Mention the types of factoring and the terms and conditions of a factoring contract. 6. Distinguish between : (a) Leasing and Hire Purchase (b) Debit card and Credit card (c) Market Risk and Currency Risk (d) Open Ended and Close Ended Schemes of Mutual Funds 7. Write short notes on any four: (a) Zero coupon bonds (b) Credit Rating (c) Role of National Housing Bank in housing finance (d) Floating Rate Bonds (e) Global Depository Receipts

2 Assignment Paper (Finance ) \ Subject Code : - MS-43 Assignment Coverage :- Management Control system :- Q.1 What do you mean by Management control system. Identify various critical components of MCS and indicate how they influence the organizational behavior. Q.2 Explain the New Management Techniques used for Management Control. Q.3 What do you mean by responsibility centre? How is responsibility center established in a big organization? Q.4 Discuss the concept of transfer pricing. Explain the criteria for determining transfer pricing. Q.5 What do you mean by Budgetary Control System? Explain the important steps used in developing a Budgetary Control System. How is Budgetary Control System Administered? Q.6 Discuss how performance analysis and measurement contribute to the impact on management compensation. Q.7 What are the characteristics of a project organization? Explain how these features affect the control system design of a project. Q.8 Write short notes on (any two) (a) Profit Centre. (b) Difference between TQM and DSS (c) Banking Risks and Management Control System

3 Assignment Paper MS Taxation & Tax Planning Q.1 Income of a previous year is chargeable to tax in the immediately following assessment year. Is there any exception to this rule? Discuss Q.2 " The incidence of income tax depends upon the residential status of an assessee". Discuss fully. Q.3 Discuss in brief the following : a. Income deemed to be received in India b. Income deemed to accrue or arise in India c. Control and management of a business. Q.4 Q.5 Can there be different connotations for the expression " salary " for different purposes? Discuss. Explain clearly the term " annual value " under section 23(1) of the act. Give examples. Q.6 What do you mean by the term " depreciation " as used in the Income Tax Act? Discuss the different types of depreciation allowance admissible under the act. Q.7 Write notes on " Capital assets" and " transfer ". Discuss the exemptions provided by section 54 and 54 F. Q.8 What is agricultural Income and how is it treated for income tax purposes? Explain.

4 Assignment Paper MS-- Financial Institution & Market Q1) What do you mean by financial system? Hoe does it channelize money between different sectors? Q2) What do you mean by liquidity in the economy? How does liquidity affect inflation (explain with example)? Explain certain liquidity control measures adopted by RBI. What are the money market instruments used for this purpose? Q3) Briefly explain the concept of a stock exchange. What are the key differences between NSE and BSE? How is a stock index constructed? (Explain with example). Q4) Explain the features of some long term sources of finance available in the capital market. Q5) What do you mean by bond market? Explain different types of bonds and their features. What is a yield curve and what inferences can be drawn from the shape of a yield curve? Q6) What are derivatives? Explain different types of derivatives. Why are they called instruments of mass destruction? Q7) Give an analysis of the NSEL scam that occured recently, explaining its probable causes, impact and precautionary measures. In the light of above scam explain the role of FMC. Q8) Write short notes on : a) RBI b) SEBI

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