GUNNISON FIREMEN S PENSION FUND

Transcription

1 IRT - COLORADO 1700 LINCOLN ST MAC C DENVER, CO GUNNISON FIREMEN S PENSION FUND TRADE DATE, NOT REVIEWED ACCOUNT NUMBER QUARTERLY STATEMENT JULY 1, 2015 THROUGH SEPTEMBER 30, 2015 CEOTID ACCOUNT CONTACT: SARAH L. ROSS TELEPHONE NUMBER: ECO TRUST INFORMATION DELIVERY 1006

2 VALUES REFLECTED FOR PUBLICLY-TRADED ASSETS ARE FROM UNAFFILIATED FINANCIAL INDUSTRY SOURCES BELIEVED TO BE RELIABLE. VALUES FOR NON-PUBLICLY TRADED ASSETS MAY BE DETERMINED FROM OTHER UNAFFILIATED SOURCES. ASSETS FOR WHICH A CURRENT VALUE IS UNAVAILABLE MAY BE REFLECTED AT THE LAST REPORTED PRICE, AT PAR, OR MAY BE SHOWN AS HAVING NOMINAL OR NO VALUE. REPORTED VALUES MAY NOT BE THE PRICE AT WHICH AN ASSET MAY BE SOLD. ASSET VALUES ARE UPDATED AS PRICING BECOMES AVAILABLE FROM EXTERNAL SOURCES, AND MAY BE UPDATED LESS FREQUENTLY THAN STATEMENTS ARE GENERATED.

3 TABLE OF CONTENTS GUNNISON FIREMENS PENSION FUND DB AS OF SEPTEMBER 30, 2015 ACCOUNT NUMBER REPORT NAME PAGE # RECONCILIATION OF MARKET VALUE... 1 RECONCILEMENT OF CASH BALANCES... 2 RECONCILEMENT OF COST VALUE... 3 CHANGE IN UNREALIZED GAIN/LOSS... 4 SUMMARY OF NET INCOME EARNED... 5 NET FUND ADJUSTMENT... 6 BALANCE SHEET... 7 SUMMARY OF ASSETS... 8 STATEMENT OF ASSETS AND LIABILITIES... 9 SCHEDULE OF INCOME EARNED SCHEDULE OF SECURITY ACQUISITIONS SCHEDULE OF SECURITY DISPOSITIONS SCHEDULE OF PENDING TRADES SCHEDULE OF OTHER SECURITY CHANGES SCHEDULE OF CONTRIBUTIONS AND OTHER CASH RECEIPTS SCHEDULE OF BENEFIT PAYMENTS AND CASH DISBURSEMENTS BOND MATURITY SCHEDULE BROKERAGE SUMMARY... 26

4 PAGE 1 RECONCILIATION OF MARKET VALUE GUNNISON FIREMENS PENSION FUND DB FOR BEGINNING MARKET VALUE 2,095, RECEIPTS INCOME INTEREST 6.67 DIVIDENDS 1, OTHER INCOME NET CHANGE IN ACCRUED INCOME 1.96 TOTAL INCOME 1, UNREALIZED GAIN / LOSS -96, OTHER CASH RECEIPTS 32, TOTAL RECEIPTS -62, DISBURSEMENTS BENEFIT PAYMENTS PERIODIC PAYMENT -38, TOTAL BENEFIT PAYMENTS -38, EXPENSES ADMINISTRATIVE EXPENSE -7, TOTAL EXPENSES -7, TOTAL DISBURSEMENTS -45, ENDING MARKET VALUE 1,987, ==================

5 PAGE 2 RECONCILEMENT OF CASH BALANCES GUNNISON FIREMENS PENSION FUND DB FOR BEGINNING CASH BALANCE 0.00 RECEIPTS INCOME INTEREST 6.67 DIVIDENDS 1, OTHER INCOME TOTAL INCOME 1, PROCEEDS FROM DISPOSITIONS 45, OTHER CASH RECEIPTS 32, TOTAL RECEIPTS 79, DISBURSEMENTS BENEFIT PAYMENTS PERIODIC PAYMENT -38, TOTAL BENEFIT PAYMENTS -38, EXPENSES ADMINISTRATIVE EXPENSE -7, TOTAL EXPENSES -7, COST OF ACQUISITIONS -33, TOTAL DISBURSEMENTS -79, ENDING CASH BALANCE 0.00

6 PAGE 3 RECONCILEMENT OF COST VALUE GUNNISON FIREMENS PENSION FUND DB FOR BEGINNING COST VALUE 1,813, RECEIPTS INCOME INTEREST 6.67 DIVIDENDS 1, OTHER INCOME NET CHANGE IN ACCRUED INCOME 1.96 TOTAL INCOME 1, OTHER CASH RECEIPTS 32, TOTAL RECEIPTS 33, DISBURSEMENTS BENEFIT PAYMENTS PERIODIC PAYMENT -38, TOTAL BENEFIT PAYMENTS -38, EXPENSES ADMINISTRATIVE EXPENSE -7, TOTAL EXPENSES -7, TOTAL DISBURSEMENTS -45, ENDING COST VALUE 1,802, ==================

7 PAGE 4 CHANGE IN UNREALIZED GAIN/LOSS GUNNISON FIREMENS PENSION FUND DB FOR UNREALIZED GAIN/LOSS ACCOUNT MARKET VALUE - CURRENT PERIOD 1,987, ACCOUNT COST VALUE - CURRENT PERIOD -1,802, CURRENT UNREALIZED GAIN/LOSS 185, ACCOUNT MARKET VALUE - PRIOR PERIOD -2,095, ACCOUNT COST VALUE - PRIOR PERIOD 1,813, PRIOR UNREALIZED GAIN/LOSS -281, OTHER SECURITY RECEIPTS AT MARKET 0.00 OTHER SECURITY DISBURSEMENTS AT MARKET 0.00 OTHER SECURITY RECEIPTS AT COST 0.00 OTHER SECURITY DISBURSEMENTS AT COST 0.00 OTHER SECURITY CHANGES UNREALIZED G/L 0.00 NET CHANGE IN UNREALIZED GAIN/LOSS -96,123.13

8 PAGE 5 SUMMARY OF NET INCOME EARNED GUNNISON FIREMENS PENSION FUND DB FOR INCOME INTEREST 6.67 DIVIDENDS 1, OTHER INCOME GROSS INCOME COLLECTED 1, LESS: EXPENSE OF INCOME 0.00 NET INCOME COLLECTED 1, ADJUSTMENTS CURRENT ACCRUED INCOME 3.60 LESS: PRIOR ACCRUED INCOME NET CHANGE IN ACCRUED INCOME 1.96 NET INCOME EARNED 1,274.77

9 PAGE 6 NET FUND ADJUSTMENT GUNNISON FIREMENS PENSION FUND DB FOR UNREALIZED GAIN / LOSS -96, REALIZED GAIN / LOSS 0.00 NET INCOME: INTEREST 6.67 DIVIDENDS 1, REAL ESTATE AND MIA INCOME 0.00 OTHER INCOME EXPENSE OF INCOME COLLECTED 0.00 NET CHANGE IN ACCRUED INCOME 1.96 ADMINISTRATIVE AND OTHER EXPENSES -7, NET FUND ADJUSTMENT -101,955.83

10 BALANCE SHEET GUNNISON FIREMENS PENSION FUND DB FOR PAGE 7 BEGINNING ENDING HISTORICAL COST/ HISTORICAL COST/ % TOTAL BEGINNING ENDING % TOTAL REVALUED COST REVALUED COST COST MARKET VALUE MARKET VALUE MARKET CASH CASH EQUIVALENTS 63, , , , , , POOLED, COMMON AND COLLECTIVE FUND 1,362, ,362, ,629, ,555, ,629, ,629, MUTUAL FUNDS 387, , , , , , TOTAL ASSETS 1,813, ,802, ,095, ,987, ,095, ,083, PENDING CASH ACCRUED INCOME TOTAL ACCOUNT 1,813, ,802, ,095, ,987, ,095, ,083,

11 SUMMARY OF ASSETS GUNNISON FIREMENS PENSION FUND DB AS OF SEPTEMBER 30, 2015 ACCOUNT NUMBER PAGE 8 UNREALIZED % TOTAL ESTIMATED CURRENT COST VALUE MARKET VALUE GAIN/LOSS MARKET ANNUAL INCOME YIELD ACCRUED INCOME CASH CASH EQUIVALENTS 50, , POOLED, COMMON AND COLLECTIVE F 1,362, ,555, , MUTUAL FUNDS 388, , , , TOTAL ASSETS 1,802, ,987, , , ACCRUED INCOME NET PENDING TRADES TOTAL ACCOUNT 1,802, ,987, , ,

12 STATEMENT OF ASSETS AND LIABILITIES GUNNISON FIREMENS PENSION FUND DB AS OF SEPTEMBER 30, 2015 ACCOUNT NUMBER PAGE 9 COST VALUE MARKET VALUE UNREALIZED ACCRUED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE GAIN/LOSS INCOME CASH EQUIVALENTS OTHER CASH EQUIVALENTS PROPRIETARY FUNDS 50, WELLS FARGO ADVANTAGE CASH 50, , INVESTMENT FUND INSTITUTIONAL CLASS - #451 VP TOTAL PROPRIETARY FUNDS 50, , TOTAL OTHER CASH EQUIVALENTS 50, , TOTAL CASH EQUIVALENTS 50, , POOLED, COMMON AND COLLECTIVE FUNDS POOLED FUNDS 21, WF CORE BOND CIT F 214, , , Q680 3, WELLS FARGO GROWTH CIT CLASS F 32, , , Q573 9, WF/BLACKROCK S&P MIDCAP INDEX CIT F 93, , , F420 16, WELLS FARGO/BLACKROCK S&P , , , INDEX CIT F F412

13 PAGE 10 STATEMENT OF ASSETS AND LIABILITIES GUNNISON FIREMENS PENSION FUND DB AS OF SEPTEMBER 30, 2015 ACCOUNT NUMBER COST VALUE MARKET VALUE UNREALIZED ACCRUED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE GAIN/LOSS INCOME 6, WELLS FARGO/CAUSEWAY 65, , , INTERNATIONAL VALUE CIT F Q375 22, WELLS FARGO/DODGE & COX INTERMEDIATE 227, , , BOND CIT F Q276 22, WF/FEDERATED TOTAL RETURN BOND CIT F 227, , Q524 7, WELLS FARGO/LAZARD 76, , , INTERNATIONAL EQUITY CIT F Q334 5, WF/MFS VALUE CIT F 59, , , , WF/MULTI-MANAGER SMALL CAP CIT F 55, , , , WF/TROWE PRICE INST EQ INC MGD CIT F 72, , , Q490 4, WF/TROWE PRICE INST LCG MGD CIT F 52, , , TOTAL POOLED FUNDS 1,362, ,555, , TOTAL POOLED, COMMON AND COLLECTIVE FUNDS 1,362, ,555, , MUTUAL FUNDS MUTUAL FUNDS - EQUITY

14 PAGE 11 STATEMENT OF ASSETS AND LIABILITIES GUNNISON FIREMENS PENSION FUND DB AS OF SEPTEMBER 30, 2015 ACCOUNT NUMBER COST VALUE MARKET VALUE UNREALIZED ACCRUED PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE GAIN/LOSS INCOME 2, ACADIAN EMERGING MARKETS PORTFOLIO 53, , , CLASS-INST # M162 1, DELAWARE US GROWTH FUND - INST CLASS 35, , , # , HARBOR INTERNATIONAL FUND CLASS 68, , , INSTITUTIONAL # TOTAL MUTUAL FUNDS - EQUITY 158, , , MUTUAL FUNDS - CORPORATE BONDS 21, METROPOLITAN WEST TOTAL RETURN BOND 230, , , FUND CLASS I # TOTAL MUTUAL FUNDS - CORPORATE BONDS 230, , , TOTAL MUTUAL FUNDS 388, , , TOTAL ASSETS AND LIABILITIES 1,802, ,987, , ACCRUED INCOME TOTAL ACCOUNT 1,802, ,987, ,701.79

15 PAGE 12 SCHEDULE OF INCOME EARNED GUNNISON FIREMENS PENSION FUND DB FOR PRIOR CURRENT ACTIVITY PAR VALUE NET INCOME ACCRUED ACCRUED EARNED DATE DESCRIPTION SHARES COLLECTED INCOME INCOME INCOME CASH EQUIVALENTS WELLS FARGO ADVANTAGE CASH INVESTMENT FUND INSTITUTIONAL CLASS - #451 CUSIP VP /30/15 PRIOR ACCRUED INCOME 63, /01/15 INCOME RECEIPT RECEIVED /03/15 INCOME RECEIPT RECEIVED /01/15 INCOME RECEIPT RECEIVED /30/15 CURRENT ACCRUED INCOME 50, TOTAL CASH EQUIVALENTS TOTAL MUTUAL FUNDS METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I #512 CUSIP /30/15 PRIOR ACCRUED INCOME 20, /01/15 INCOME RECEIPT RECEIVED /03/15 INCOME RECEIPT RECEIVED /02/15 INCOME RECEIPT RECEIVED /30/15 CURRENT ACCRUED INCOME 21, TOTAL 1, , MUTUAL FUNDS TOTAL 1, , OTHER INCOME 07/09/15 MUTUAL FUND REV SHARE RECEIVED /30/15 MUTUAL FUND REV SHARE RECEIVED /30/15 MUTUAL FUND REV SHARE RECEIVED /30/15 MUTUAL FUND REV SHARE RECEIVED /12/15 MUTUAL FUND REV SHARE RECEIVED /12/15 MUTUAL FUND REV SHARE RECEIVED /12/15 MUTUAL FUND REV SHARE RECEIVED /19/15 MUTUAL FUND REV SHARE RECEIVED /21/15 MUTUAL FUND REV SHARE RECEIVED

16 PAGE 13 SCHEDULE OF INCOME EARNED GUNNISON FIREMENS PENSION FUND DB FOR PRIOR CURRENT ACTIVITY PAR VALUE NET INCOME ACCRUED ACCRUED EARNED DATE DESCRIPTION SHARES COLLECTED INCOME INCOME INCOME 08/21/15 MUTUAL FUND REV SHARE RECEIVED /21/15 MUTUAL FUND REV SHARE RECEIVED /22/15 MUTUAL FUND REV SHARE RECEIVED TOTAL OTHER INCOME TOTAL GRAND TOTAL 1, ,274.77

17 PAGE 14 SCHEDULE OF SECURITY ACQUISITIONS GUNNISON FIREMENS PENSION FUND DB FOR BROKER DATE PAR VALUE/SHARES DESCRIPTION COMMISSION CASH COST VALUE CASH EQUIVALENTS WF ADV CASH INVT MM FD-INSTL #451 CUSIP VP /30/15 32, CASH SWEEP PURCHASES FOR THE PERIOD , , /01/15 TO 9/30/ , ASSET TOTAL , , TOTAL CASH EQUIVALENTS , , MUTUAL FUNDS MET WEST TOTAL RETURN BOND CL I #512 CUSIP /01/ PURCHASED SHARES/UNITS UNDER TERMS OF DIVIDEND REINVESTMENT PAYABLE 6/30/15 8/03/ PURCHASED SHARES/UNITS UNDER TERMS OF DIVIDEND REINVESTMENT PAYABLE 7/31/15 9/02/ PURCHASED SHARES/UNITS UNDER TERMS OF DIVIDEND REINVESTMENT PAYABLE 8/31/ ASSET TOTAL , , TOTAL MUTUAL FUNDS , , TOTAL SECURITY ACQUISITIONS , ,988.68

18 PAGE 15 SCHEDULE OF SECURITY DISPOSITIONS GUNNISON FIREMENS PENSION FUND DB FOR TRADE BROKER TRANSACTION DATE PAR VALUE/SHARES DESCRIPTION COMMISSION PROCEEDS COST VALUE REALIZED GAIN/LOSS CASH EQUIVALENTS WF ADV CASH INVT MM FD-INSTL #451 CUSIP VP /30/15 45, CASH SWEEP SALES , , /01/15 TO 9/30/15 45, ASSET TOTAL , , TOTAL CASH EQUIVALENTS , , TOTAL SECURITY DISPOSITIONS , ,

19 PAGE 16 PENDING TRADES SCHEDULE GUNNISON FIREMENS PENSION FUND DB FOR REALIZED TRADE DATE PAR VALUE/SHARE DESCRIPTION UNIT PRICE PROCEEDS COST GAIN/LOSS ***** NO ACTIVITY FOR THIS PERIOD *****

20 PAGE 17 SCHEDULE OF OTHER SECURITY CHANGES GUNNISON FIREMENS PENSION FUND DB FOR DATE PAR VALUE/SHARES DESCRIPTION COST VALUE MARKET VALUE UNREALIZED GAIN/LOSS ***** NO ACTIVITY FOR THIS PERIOD *****

21 PAGE 18 SCHEDULE OF CONTRIBUTIONS AND OTHER CASH RECEIPTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH OTHER RECEIPTS CHECK RECEIPT 7/21/15 CASH RECEIPT 32, CHECK RECEIPT CITY OF GUNNISON TOTAL CHECK RECEIPT 32, TOTAL OTHER RECEIPTS 32, TOTAL CONTRIBUTIONS AND OTHER CASH RECEIPTS 32,

22 PAGE 19 SCHEDULE OF BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH BENEFIT PAYMENTS BENEFIT PAYMENTS-PERIODIC PAID TO THOMAS EDWARD ARCHULETTA PAID TO MICHAEL J SHAW PAID TO LARRY D MARTIN PAID TO WALTER CRANOR PAID TO BRENT SPENCER EASTMAN 7/01/15 CASH DISBURSEMENT PAID TO ROSE COUPE PAID TO EDDIE J MARTIN PAID TO STEVE CADWELL

23 PAGE 20 SCHEDULE OF BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH PAID TO JAMES F BENSON PAID TO DANIEL W MCKENNA PAID TO WILLIAM R HANSEN PAID TO KIM D BARZ PAID TO GEORGE MICHAEL SAMPSON PAID TO JAMES L CHAPMAN PAID TO LARRY W LEMAY PAID TO HARRY F MILES PAID TO GARY DEMUTH

24 PAGE 21 SCHEDULE OF BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH PAID TO RICHARD L FORMAZ PAID TO WILLIAM E GAZZOLI PAID TO LAWRENCE ROY ARCHULETTA PAID TO ROBERT F CZILLINGER PAID TO CURTIS C STARKEBAUM PAID TO STEPHEN R WILLIAMS PAID TO ROBERT JAMES HARRIS PAID TO BRUCE LUCAS PAID TO SHAWN C MCCONNELL

25 PAGE 22 SCHEDULE OF BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH PAID TO BOB BEDA PAID TO STEVE MELDRUM PAID TO DON CALKINS PAID TO KENNETH R FOLLMAN PAID TO WILLIAM F ADAMICH PAID TO MELVIN DAVID CAVE PAID TO NORMAN JAMES MCDERMOTT PAID TO DARRELL S FRY PAID TO DAVID LEE HARRIS

26 PAGE 23 SCHEDULE OF BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH PAID TO CLEO V TILLMAN PAID TO JAMES I MILES 9/16/15 CASH DISBURSEMENT PAID TO DANIEL L BUFFINGTON RETROACTIVE TOTAL BENEFIT PAYMENTS-PERIODIC 38, TOTAL BENEFIT PAYMENTS 38, EXPENSES ADMINISTRATIVE EXPENSES ACTUARIAL FEE 7/10/15 CASH DISBURSEMENT 4, PAID TO PAUL W BARKER FSA ACTUARIAL FEE ACTUARIAL VALUATION FOR 2015 DISTRICT & STATE TOTAL ACTUARIAL FEE 4, WELLS FARGO BANK FEE 7/20/15 FEE 3, WELLS FARGO BANK FEE TOTAL WELLS FARGO BANK FEE 3, WF INVSTMNT FUND FEE REDUCTION

27 PAGE 24 SCHEDULE OF BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS GUNNISON FIREMENS PENSION FUND DB FOR DATE DESCRIPTION CASH 7/16/15 FEE 5.59 WF INVSTMNT FUND FEE REDUCTION VP Wells Fargo Cash Inv Instl #451 VP 8/24/15 FEE 4.81 WF INVSTMNT FUND FEE REDUCTION VP Wells Fargo Cash Inv Instl #451 VP 9/23/15 FEE 7.13 WF INVSTMNT FUND FEE REDUCTION VP Wells Fargo Cash Inv Instl #451 VP TOTAL WF INVSTMNT FUND FEE REDUCTION TOTAL ADMINISTRATIVE EXPENSES 7, TOTAL EXPENSES 7, TOTAL BENEFIT PAYMENTS AND OTHER CASH DISBURSEMENTS 45,

28 PAGE 25 BOND MATURITY SCHEDULE GUNNISON FIREMENS PENSION FUND DB AS OF SEPTEMBER 30, 2015 ACCOUNT NUMBER MATURITY % OF CUMULATIVE % % OF CUMULATIVE % YEAR PAR VALUE COST VALUE MARKET VALUE PAR VALUE PAR VALUE MARKET VALUE MARKET VALUE ***** NO POSITIONS QUALIFY FOR THIS REPORTING PERIOD *****

29 PAGE 26 SCHEDULE OF BROKER COMMISSIONS GUNNISON FIREMENS PENSION FUND DB FOR PAR VALUE/ TOTAL % OF COMMISSION TO COMMISSION PER BROKER SHARES COMMISSION TRANSACTION AMOUNT TRANSACTION AMOUNT SHARE IN CENTS ***** NO ACTIVITY FOR THIS PERIOD *****

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