Notice #: 549 Date: May 11, 2005 Distribution MEMBERSHIP SERVICES New DTCC Deriv/SERV Accounts Added Trade Confirmation

Transcription

1 Notice #: 549 Date: May 11, 2005 To: From: Subject: Distribution MEMBERSHIP SERVICES New DTCC Deriv/SERV Accounts Added Trade Confirmation Effective immediately, the following firms are scheduled to Go-Live with additional funds on the DTCC s Deriv/SERV CDS/CDX Service. Their Account Names and Production Account Numbers are listed below: Aladdin Capital Management LLC Aladdin Financial Products LLC Maple River Trust 00007X X36 Contact at Aladdin Capital Management: Daijiro Ishimoto Phone Number: (203) Artesian Capital Management Artesian GMSCAF Master SPC TACOF Master Portfolio X85 Contact at Artesian Capital Management: Benjamin Listokin Phone Number: Axa Investment Managers Paris AXA EURO 1-3 AXA EURO 3-5 AXA EURO 5-7 AXA EURO 7-10 MATIGNON HIGH YIELD AXA IM EURO LIQUIDITY Corporate Bonds Bis X X X X X X X

2 AWF ALPHA Emerging Bonds X Contact at Axa Investment Managers Paris: Geoffroy Buffetrille Phone Number: Cazenove Investment Fund Management Limited Cazenove Investment Trust for Charities X Contact at Cazenove Investment Fund Management Limited: Julian Walker-Hazell Phone Number: CQS (UK) LLP CQS Asia Master Fund Limited X Contact at CQS (UK) LLP: Marc Beney Phone Number: +44 (0) Credit Suisse Fund Management S.A. Credit Suisse SICAV One (Lux) Total Return Challenger (Euro) Credit Suisse SICAV One (Lux) Total Return Challenger (Sfr) Credit Suisse SICAV One (Lux) Total Return Challenger (US$) Credit Suisse SICAV One (Lux) Total Return Defender (Euro) Credit Suisse SICAV One (Lux) Total Return Defender (Sfr) Credit Suisse SICAV One (Lux) Total Return Defender (US$) Credit Suisse SICAV One (Lux) Global Credit Allocation Strategy (Euro) X X X X X X X Contact at Credit Suisse Fund Management S.A.: Alain Arendt Phone Number: Delaware Management Company a series of Delaware Management Business Trust Frank Russell Investment Company plc Frank Russell Multi-Strategy Global Bond Fund Russell Multi-Managed Bond Fund Russell Common Trust Core Bond Fund Frank Russell Investment Company Fixed Income III Fund Frank Russell Investment Company, Multi-Strategy Bond Fund 00007X X X X X X24 2

3 Delaware Group Limited-Term Government Funds Delaware Limited - Term Government Fund Delaware VIP Trust - Delaware VIP Balanced Series Delaware VIP Trust - Delaware VIP Capital Reserves Series Delaware Pooled Trust - The Intermediate Fixed Income Portfolio Delaware Pooled Trust - The Core Plus Fixed Income Portfolio Delaware Pooled Trust - The Core Focus Income Portfolio 00007X X X X X X30 Contact at Delaware Management Company a series of Delaware Management Business Trust: Bridgette Gillespie Phone Number: (215) Duet Asset Management Limited HFR CA Duet Master Trust 00007X38 Contact at Duet Asset Management Limited: Ian Mahoney Phone Number: + 44 (0) Legal & General Investment Manager Legal & General Dynamic Bond Trust X Contact at Legal & General Investment Manager: Jon Milner Phone Number: + 44 (0) Lyxor Asset Management Lyxor/Para International Fund Limited Lyxor/MLM Macro Fund Limited X X Contact at Lyxor Asset Management: Cyrus Samii Phone Number: 33 (0) Para Advisors LLC Para International Enhanced Fund Ltd X37 Contact at Para Advisors LLC: Ron Ray Phone Number: (212)

4 Royal Bank of Canada Royal Bank of Canada, New York RBC Capital Markets Arbitrage S.A X X Contact at Royal Bank of Canada: Caroline Hale Phone Number: Stone Harbor Investment Partners GMHEDGED VERIZON ABP METAL 00006X X X X84 Contact at Stone Harbor Investment Partners: Hunter Schwarz Phone Number: (212) Tiden Capital LLC Hartfield Fund Ltd X Contact at Tiden Capital LLC: Kaye Kilcoyne Phone Number: (919) T. Rowe Price Associates Inc. John Hancock Trust- Spectrum Income Trust John Hancock Funds II Spectrum Income Fund 00006X X80 Contact at T. Rowe Price Associates Inc.: Jeff Zoller Phone Number: (410) UBS Global Asset Management (UK) Ltd UBS (CAD) Global Allocation Trust X Contact at UBS Global Asset Management (UK) Ltd.: Adrian Whelton Phone Number:

5 Effective immediately, the following firms are scheduled to Go-Live on the DTCC s Deriv/SERV CDS/CDX Service. Their Account Names and s are listed below: Ares Management, LLC Ares IIR CLO Ltd. Ares IIIR/IVR CLO Ltd. Ares VR CLO Ltd. Ares VIR CLO Ltd. Ares VII CLO Ltd. Ares VIII CLO Ltd. Ares IX CLO Ltd. Ares X CLO Ltd. MFL Ares Enhanced Loan Investment Strategy I R Ltd as Trustee of the Ares Enhanced Loan Investment Strategy IR Ares Enhanced Loan Investment Strategy II Ltd. Ares Enhanced Credit Opportunities Fund Ltd. SEI Global Master Fund plc- The SEI High Yield Fixed Income Fund SEI Institutional Investment Trust- High Yield Bond Fund SEI Institutional Managed Trust - High Yield Bond Fund Confluent to Limited Ares Euro CLO I B.V. Ares Euro CLO II B.V X X X X X X X X X X X X X X X X X69 Contact at Ares Management, LLC: Tony Petrilli Phone Number: (310) Cornwall Capital Inc Cornwall Holding, LLC TM Investors, LLC Cornwall Equities, LLC 00006X X X73 Contact at Cornwall Capital Inc: Charlie Ledley Phone Number: (646) DellaCamera Capital Management LLC DellaCamera Capital Master Fund, Ltd DellaCamera Capital Fund, Ltd DellaCamera Capital Partners, LP 00007X X X59 5

6 Contact at DellaCamera Capital Management LLC: Vince Spinnato Phone Number: (212) Kore Advisors LP Kore Fixed Income Fund Ltd X52 Contact at Kore Advisors LP: John Jeltema Phone Number: (203) Monetary Authority of Singapore MAS A Account X Contact at Monetary Authority of Singapore: Huang E-Chin Phone Number: (65) Pardus Capital Management L.P. Pardus European Special Opportunities Master Fund L.P X74 Contact at Pardus Capital Management L.P.: Steve Lew Phone Number: (212) Progressive Capital Management Progressive Investment Company, Inc 00006X77 Contact at Progressive Capital Management: Eleanora Crosby Phone Number: (203) Scottwood Partners, LP/Scottwood Fund, Ltd Scottwood Partners L.P. Scottwood Fund, Ltd 00006X X76 Contact at Scottwood Partners, LP/Scottwood Fund, Ltd: Aaron Zelig Phone Number: (203) The Kresge Foundation 6

7 The Kresge Foundation 00006X70 Contact at The Kresge Foundation: Amy B. Coleman Phone Number: (248) Traxis Partners LLC Traxis Fund LP Traxis Emerging Markets Opportunities Fund LP 00006X X52 Contact at Traxis Partners LLC: Charles Dhanraj Phone Number: (212) On Thursday, May 17, 2007, the following firms are scheduled to Go-Live on the DTCC s Deriv/SERV CDS/CDX Service. Their Account Names and s are listed below: Loomis, Sayles & Company, L.P. Loomis Sayles Multi-Strategy Master Alpha, Ltd. Loomis, Sayles & Company, L.P X X32 Contact at Loomis, Sayles & Company, L.P.: Ray LaPointe Phone Number: (617) Smithwood Advisers, LP JMB Capital Partners, L.P X78 Contact at Smithwood Advisers, LP: Mary Birk Phone Number: (310) West Side Advisors West Side Offshore Partners Master Fund, Ltd West Side V Offshore West Side VII Offshore West Side VI, LP 00007X X X X56 7

8 Contact at West Side Advisors: Kevin Merrick Phone Number: (212) WestLB Mellon Asset Management Kapitalanlagegesellschaft mbh VKD Fonds Philadelphia Fonds ARC I Fonds Corporates Bond Essen 1 Fonds Embrica Fonds 00006X X X X X04 Contact at WestLB Mellon Asset Management Kapitalanlagegesellschaft mbh: Middle Office Duesseldorf Phone Number: Effective immediately the following firm is scheduled to Go-Live with additional funds on the DTCC s Deriv/SERV Equities Service. Their Account Names and s are listed below: NONE Effective immediately the following firms are scheduled to Go-Live on the DTCC s Deriv/SERV Equities Service. Their Account Names and s are listed below: Cornwall Capital Inc Cornwall Holding, LLC TM Investors, LLC Cornwall Equities, LLC 00006X X X73 Contact at Cornwall Capital Inc: Charlie Ledley Phone Number: (646) DellaCamera Capital Management LLC DellaCamera Capital Master Fund, Ltd DellaCamera Capital Fund, Ltd DellaCamera Capital Partners, LP 00007X X X59 8

9 Contact at DellaCamera Capital Management LLC: Vince Spinnato Phone Number: (212) Progressive Capital Management Progressive Investment Company, Inc 00006X77 Contact at Progressive Capital Management: Eleanora Crosby Phone Number: (203) The Kresge Foundation The Kresge Foundation 00006X70 Contact at The Kresge Foundation: Amy B. Coleman Phone Number: (248) On Thursday, May 17, 2007 the following firms are scheduled to Go-Live on the DTCC s Deriv/SERV Equities Service. Their Account Names and s are listed below: Loomis, Sayles & Company, L.P. Loomis Sayles Multi-Strategy Master Alpha, Ltd. Loomis, Sayles & Company, L.P X X32 Contact at Loomis, Sayles & Company, L.P.: Ray LaPointe Phone Number: (617) Effective immediately, the following firms are scheduled to Go-Live with additional funds on the DTCC s Deriv/SERV Interest Rate Service. Their Account Names and Production Account Numbers are listed below: Stone Harbor Investment Partners GMHEDGED VERIZON ABP METAL X X X X84

10 Contact at Stone Harbor Investment Partners: Hunter Schwarz Phone Number: (212) T. Rowe Price Associates Inc. John Hancock Trust- Spectrum Income Trust John Hancock Funds II Spectrum Income Fund 00006X X80 Contact at T. Rowe Price Associates Inc.: Jeff Zoller Phone Number: (410) Effective immediately, the following firms are scheduled to Go-Live on the DTCC s Deriv/SERV Interest Rate Service. Their Account Names and s are listed below: Ares Management, LLC Ares IIR CLO Ltd. Ares IIIR/IVR CLO Ltd. Ares VR CLO Ltd. Ares VIR CLO Ltd. Ares VII CLO Ltd. Ares VIII CLO Ltd. Ares IX CLO Ltd. Ares X CLO Ltd. MFL Ares Enhanced Loan Investment Strategy I R Ltd as Trustee of the Ares Enhanced Loan Investment Strategy IR Ares Enhanced Loan Investment Strategy II Ltd. Ares Enhanced Credit Opportunities Fund Ltd. SEI Global Master Fund plc- The SEI High Yield Fixed Income Fund SEI Institutional Investment Trust- High Yield Bond Fund SEI Institutional Managed Trust - High Yield Bond Fund Confluent to Limited Ares Euro CLO I B.V. Ares Euro CLO II B.V X X X X X X X X X X X X X X X X X69 Contact at Ares Management, LLC: Tony Petrilli Phone Number: (310) Cornwall Capital Inc Cornwall Holding, LLC 00006X71 10

11 TM Investors, LLC Cornwall Equities, LLC 00006X X73 Contact at Cornwall Capital Inc: Charlie Ledley Phone Number: (646) DellaCamera Capital Management LLC DellaCamera Capital Master Fund, Ltd DellaCamera Capital Fund, Ltd DellaCamera Capital Partners, LP 00007X X X59 Contact at DellaCamera Capital Management LLC: Vince Spinnato Phone Number: (212) Monetary Authority of Singapore MAS A Account X Contact at Monetary Authority of Singapore: Huang E-Chin Phone Number: (65) Progressive Capital Management Progressive Investment Company, Inc 00006X77 Contact at Progressive Capital Management: Eleanora Crosby Phone Number: (203) The Kresge Foundation The Kresge Foundation 00006X70 Contact at The Kresge Foundation: Amy B.Coleman Phone Number: (248) Traxis Partners LLC Traxis Fund LP Traxis Emerging Markets Opportunities Fund LP 00006X X52 11

12 Contact at Traxis Partners LLC: Charles Dhanraj Phone Number: (212) On Thursday May 17, 2007 the following firms are scheduled to Go-Live on the DTCC s Deriv/SERV Interest Rate Service. Their Account Names and s are listed below: Loomis, Sayles & Company, L.P. Loomis Sayles Multi-Strategy Master Alpha, Ltd. Loomis, Sayles & Company, L.P X X32 Contact at Loomis, Sayles & Company, L.P.: Ray LaPointe Phone Number: (617) West Side Advisors West Side Offshore Partners Master Fund, Ltd West Side V Offshore West Side VII Offshore West Side VI, LP 00007X X X X56 Contact at West Side Advisors: Kevin Merrick Phone Number: (212) WestLB Mellon Asset Management Kapitalanlagegesellschaft mbh VKD Fonds Philadelphia Fonds ARC I Fonds Corporates Bond Essen 1 Fonds Embrica Fonds 00006X X X X X04 Contact at WestLB Mellon Asset Management Kapitalanlagegesellschaft mbh: Middle Office Duesseldorf Phone Number: Any questions or comments regarding this Important Notice or DTCC Deriv/SERV in general should be directed to: Justin Ciniello New York

13 Craig Albanese New York