bringing fund managers and buyers together GLOBAL FUND PLATFORM

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "bringing fund managers and buyers together GLOBAL FUND PLATFORM"

Transcription

1 bringing fund managers and buyers together GLOBAL FUND PLATFORM

2 RBC Investor & Treasury Services is a global brand name and is part of Royal Bank of Canada. RBC Investor & Treasury Services is a specialist provider of asset servicing, custody, payments and treasury services for financial and other institutional investors worldwide. RBC Investor Services operates through two primary operating companies, RBC Investor Services Trust and RBC Investor Services Bank S.A., and their branches and affiliates. In the UK, RBC Investor Services Trust operates through a branch authorized by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. This material is not for distribution to retail clients as defined under the rules of the FCA. The Dubai Branch of RBC Investor Services Trust is regulated by the Dubai Financial Services Authority. In Australia, RBC Investor Services Trust is authorized to carry on financial services business by the Australian Securities and Investments Commission under the AFSL (Australian Financial Services Licence) number In Singapore, RBC Investor Services Trust Singapore Limited (RISTS) is licensed by the Monetary Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and was approved by the MAS to act as a trustee of collective investment schemes authorized under S 286 of the Securities and Futures Act (SFA). RISTS is also a Capital Markets Services Licence Holder issued by the MAS under the SFA in connection with its activities of acting as a custodian. In Hong Kong, RBC Investor Services Bank S.A. is a restricted license bank and is authorized to carry on certain banking business in Hong Kong by the Hong Kong Monetary Authority. RBC Investor Services Trust Hong Kong Limited is regulated by the Mandatory Provident Fund Schemes Authority as an approved trustee. These materials are provided by RBC Investor & Treasury Services (RBC I&TS) for general information purposes only. RBC I&TS makes no representation or warranties and accepts no responsibility or liability of any kind for their accuracy, reliability or completeness or for any action taken, or results obtained, from the use of the materials. Readers should be aware that the content of these materials should not be regarded as legal, accounting, investment, financial, or other professional advice, nor is it intended for such use. / Trademarks of Royal Bank of Canada. Used under licence.

3 bringing fund managers and buyers together The evolving fund distribution landscape presents a highly dynamic and challenging environment for both fund buyers and managers. The increasing adoption of open architecture, the expansion of cross-border distribution, growth of wealth management solutions and the regulatory evolution designed to deliver greater investor transparency present both challenges and opportunities for market participants. introducing global fund platform Through its unique global offering, RBC Investor & Treasury Services can provide solutions to help both managers and buyers fully exploit and adapt to the dynamics of the fund distribution market. a dedicated solution for fund buyers Our Global Fund Platform allows fund buyers to optimise fund selection in an open architecture environment with access to more than 84,000 share classes registered with a network of 400 transfer agents. The Global Fund Platform can facilitate the investment process through simplified and secure trading and settlement with RBC Investor & Treasury Services as the main contact. > > Increase revenue and improve transparency dedicated solution for fund managers Our Global Fund Platform also serves the fund manager, helping them to extend their fund distribution to new markets. The Global Fund Platform can increase the visibility of fund manager offerings to distributors and provide full transparency and comprehensive data management on the distribution network, including real time reporting, compliance monitoring and due diligence of sub-distributors. The Global Fund Platform can also reduce operational and distribution costs and helps simplify trading infrastructure. Our service can help managers: Our service provides access to pre-negotiated intermediary agreements across a broad spectrum of fund buyers. In addition, our service helps fund buyers: > > Streamline processes by supporting fund selection and client management with an online quantitative analysis tool > > Reduce cost and risk > > Increase revenues through the promotion of funds to more buyers > > Provide more transparency and detail on who is investing in funds > > Reduce costs by utilising straight through processing (STP) links to transfer agents, providing automated trailer fee solutions and reducing the legal workload related to intermediary agreements with fund buyers distributor investor fund a swift ftp web - economies of scale - operational risk reduction distributor investor fund b - single access point - back office support swift ftp distributor investor fund c

4 bringing fund managers and buyers together transaction management Comprehensive services supporting the trading process including: analytical services Comprehensive investment decision and performance monitoring support tool, including: > > Order routing and settlement of transactions > > Reconciliations and account maintenance > > Portfolio position keeping > > Corporate action processing > > Comprehensive fund database > > Online information and reporting > > Cash management and order settlement > > Foreign exchange and transaction orders > > Fund screening and selection > > Risk reporting > > Portfolio back testing and fund aggregation fund intermediary service Intermediary service between fund managers and buyers for the establishment of standard intermediary agreements assisting with: > > Negotiation of distribution terms of business > > Legal management of intermediary agreements > > Revenue sharing program > > Trailer fee administration

5 transaction management Through its Global Fund Platform, RBC Investor & Treasury Services provides solutions to help fund buyers and managers fully exploit the dynamics of the global investment fund market. Our highly flexible offering includes transaction management, administration of trailer fee processing and fund intermediary services, and a comprehensive analytical services module, including fund screening tools, performance measurement and risk analysis. focus on transaction management Fund data base The platform provides access to more than 84,000 share classes. The types of funds include mainstream funds, ETFs, and hedge funds across a range of domiciles. Using a sophisticated search facility, clients locate funds using various data points including their investment criteria.* Once located, the platform provides access to all of the fund documentation including factsheets, prospectus and KIIDs for review. order routing The platform handles many order types, including subscriptions, redemptions, transfers of shares and switches. We accept deals in amounts and shares, across multiple currencies. Buyers navigate an intuitive web portal, GFP online, for trading, enquiries, reporting and other added value services. We also support a variety of straight through processing (STP) solutions including SWIFT, SWIFT XML, CSV and FTP files. trading account maintenance By operating as a single trading venue for clients fund activity, we can present a consolidated view across all of their fund holdings and transactions. On behalf of clients, we process all corporate event activity including: cash dividends (including reinvestment), mergers, splits and liquidations. cash management and settlement Clients hold cash accounts at RBC Investor & Treasury Services to settle all cash movements, trailer fees and corporate action proceeds. These accounts increase efficiency by eliminating the need for individual trade payments. Clients can pay in a range of different currencies and our system will automatically manage the FX settlement into the appropriate currency. online reporting In addition to the reporting available through GFP online, we offer standard, flexible and ad hoc reporting in a variety of formats including PDF, CSV files, SWIFT and fax and in whatever dates clients require. Reporting can be accessed online. For mainstream funds, we offer a 45 minute cut-off time before the official deadline of the fund for automated transactions and a two hour cut-off time for fax instructions. Hedge fund cut-off times range from 2-5 business days before the official target fund deadline. * RBC Investor & Treasury Services does not provide investment advice.

6 fund intermediary service Through its Global Fund Platform, RBC Investor & Treasury Services provides solutions to help fund buyers and managers fully exploit the dynamics of the global investment fund market. Our highly flexible offering includes transaction management, administration of trailer fee processing and fund intermediary service, and a comprehensive analytical services module, including fund screening tools, performance measurement and risk analysis. focus on fund intermediary service For clients who wish to invest in a wide range of funds but lack the necessary administration and legal infrastructure, we provide a holistic solution. negotiation of distribution terms of business RBC I&TS has negotiated Intermediary Agreements covering terms of business including trailer fee rates with a broad range of fund management companies. Clients benefit from pre-negotiated trailer fees, enabling them to gain advantage from our scale through a single agreement. transparent commission arrangements Our program offers transparent trailer fee calculation for clients holdings, where our clients receive 100% of the trail fee negotiated. The platform provides a consolidated view of trailer fees due from each manager and we can provide flexible account structures facilitating reallocation of income. trailer fee administration The platform manages the set-up and maintenance of your trailer fee arrangements with each manager, including: > > Trailer fee calculation and validation > > Consolidated reporting > > Consolidated payment using pre-set client payment instructions > > Proactive payment collection fund manager / global distributor fund buyer / sub-distributor ia global fund platform tsa payment of client trailer fee to global fund platform based on ia INVOICE invoice FROM from RBC rbc I&TS is global fund platform payment of full trailer fees agreed in tsa INVOICE invoice FROM from RBC rbc I&TS is payment of fees for global fund platform services (ts+as) ia - intermediary agreement tsa - transaction support agreement ts - transaction support as - analytical services

7 analytical services Through its Global Fund Platform, RBC Investor & Treasury Services provides solutions to help fund buyers and managers fully exploit the dynamics of the global investment fund market. Our highly flexible offering includes transaction management, administration of trailer fee processing and fund intermediary service, and a comprehensive analytical services module, including fund screening tools, performance measurement and risk analysis. focus on analytical services Within our Analytical Services, the Global Fund Platform presents a comprehensive investment decision and performance monitoring support tool for fund buyers. This tool is fully integrated with our transaction management platform, providing a one-stop solution for our clients. fund screening and selection Our services offer quantitative and qualitative search criteria across more than 84,000 share classes. portfolio backtesting and fund aggregation Our specialised backtesting and fund aggregation capabilities support the: > > Creation of watchlists, benchmarks and portfolios > > Risk and performance evaluation > > Attribution analysis (currency, country of domicile, category, asset type, investment region and NAV frequency) > > Contribution analysis to detect risk and return drivers of the portfolio We provide online factsheets including details of: > > Performance and risk statistics > > Master data > > Lipper ratings > > Dividend details > > Investment rules > > Applicable fees > > Party information Our service offers a range of 35+ fund statistics calculated for different frequencies and time horizons. risk reporting Our analytical services provide risk reporting around absolute and relative risk measures such as standard deviation, Sharpe ratio, beta, tracking error and alpha helping clients to assess the adequacy of their portfolio versus their investment strategy.

8 ABOUT US RBC Investor & Treasury Services (RBC I&TS) is a specialist provider of asset servicing, custody, payments and treasury services for financial and other institutional investors worldwide. We serve clients from 18 locations across North America, Europe and the Asia Pacific region. We deliver custodial, advisory, financing and other services to safeguard clients assets, maximize liquidity and manage risk in multiple jurisdictions. RBC I&TS is ranked among the world s top 10 global custodians, with USD 3.1 trillion (CAD 3.1 trillion) in client assets under administration (as at Q3 2013). contacts Richard Hale Global Fund Platform Sales T +44 (0) americas John Lockbaum Head, Investor Services, Canada Brent Reuter Head, Investor Services, U.S. europe, middle east and africa Sébastien Danloy Head, Investor Services, Europe & Offshore Padraig Kenny Managing Director, Ireland Simon Shapland Managing Director, UK Philippe Legrand Managing Director, France Marco Siero Managing Director, Switzerland José María Alonso-Gamo Managing Director, Spain Mauro Dognini Managing Director, Italy Marc Vermeiren Managing Director, Belgium Cormac Sheedy Senior Executive Officer, Middle East and Africa asia-pacific David Travers Head, Investor Services, Asia Pacific Andrew Gordon Head, Investor Services, Hong Kong and North Asia Diana Senanayake Managing Director, Singapore and Malaysia rbcits.com

Deutsche Bank Global Transaction Banking. Securities Services. Overview

Deutsche Bank Global Transaction Banking. Securities Services. Overview Deutsche Bank Global Transaction Banking Direct Securities Services Securities Services Overview Finding the right custodian with a long-term commitment to supporting its clients business is critical for

More information

J.P. Morgan Global Liquidity. Managed Reserves Fund Operation Services Guide. JPM Managed Reserves Fund

J.P. Morgan Global Liquidity. Managed Reserves Fund Operation Services Guide. JPM Managed Reserves Fund J.P. Morgan Global Liquidity Managed Reserves Fund Operation Services Guide JPM Managed Reserves Fund Insight Process =use Results For+institutional only Strictly not for public distribution Welcome to

More information

Separately managed accounts

Separately managed accounts FOR INSTITUTIONAL/WHOLESALE/PROFESSIONAL CLIENTS AND QUALIFIED INVESTORS ONLY - NOT FOR RETAIL USE OR DISTRIBUTION Separately managed accounts A J.P. Morgan Global Liquidity solution Separately managed

More information

NORTHERN TRUST HEDGE FUND SERVICES. Delivering Operational Alpha

NORTHERN TRUST HEDGE FUND SERVICES. Delivering Operational Alpha NORTHERN TRUST HEDGE FUND SERVICES Delivering Operational Alpha Solutions that drive Operational Alpha Managing hedge funds and funds of hedge funds amidst the challenges of today s market environment

More information

Product Key Facts. PineBridge Global Funds PineBridge Global Emerging Markets Bond Fund. 22 December 2014

Product Key Facts. PineBridge Global Funds PineBridge Global Emerging Markets Bond Fund. 22 December 2014 Issuer: PineBridge Investments Ireland Limited Product Key Facts PineBridge Global Funds PineBridge Global Emerging Markets Bond Fund 22 December 2014 This statement provides you with key information about

More information

Explore the Field of Mutual Funds

Explore the Field of Mutual Funds Wealth Management Education Series How can we help you further? Do you have a question on what you have just read? Would you like to have a further discussion on this subject? Contact your Relationship

More information

Portfolio Management. A fully integrated portfolio management and reporting solution

Portfolio Management. A fully integrated portfolio management and reporting solution Portfolio Management A fully integrated portfolio management and reporting solution Saxo Portfolio Manager An integrated portfolio management and trading solution for wealth managers Saxo Portfolio Manager

More information

Wealth Management Education Series. Explore the Field of Mutual Funds

Wealth Management Education Series. Explore the Field of Mutual Funds Wealth Management Education Series Explore the Field of Mutual Funds Wealth Management Education Series Explore the Field of Mutual Funds Managing your wealth well is like tending a beautiful formal garden

More information

ETFs and Index Funds. Similarities and Differences. For professional clients only

ETFs and Index Funds. Similarities and Differences. For professional clients only ETFs and Index Funds Similarities and Differences For professional clients only Most Exchange Traded Funds (ETFs) and index tracker funds share a common aim. That is, to match the performance of the index

More information

Min. Investment Class A Units Initial: USD 1,000 Additional: USD 250

Min. Investment Class A Units Initial: USD 1,000 Additional: USD 250 Issuer: PineBridge Investments Ireland Limited Product Key Facts PineBridge Global Funds PineBridge Global Emerging Markets Bond Fund 22 February 2013 This statement provides you with key information about

More information

Wealth Management Education Series. Explore the Field of Investment Funds

Wealth Management Education Series. Explore the Field of Investment Funds Wealth Management Education Series Explore the Field of Investment Funds Wealth Management Education Series Explore the Field of Investment Funds Managing your wealth well is like tending a beautiful formal

More information

Saxo Portfolio Manager. Integrated Portfolio Management, Trading and Reporting

Saxo Portfolio Manager. Integrated Portfolio Management, Trading and Reporting Saxo Portfolio Manager Integrated Portfolio Management, Trading and Reporting Saxo Portfolio Manager An integrated portfolio management and trading solution for wealth managers Saxo Portfolio Manager

More information

INDEX SERIES FTSE PUBLICATIONS. FTSE ETF Issuer Services.

INDEX SERIES FTSE PUBLICATIONS. FTSE ETF Issuer Services. INDEX SERIES FTSE PUBLICATIONS FTSE ETF Issuer Services. BEIJING BOSTON DUBAI HONG KONG LONDON MILAN MUMBAI NEW YORK PARIS SAN FRANCISCO SHANGHAI SYDNEY TOKYO FTSE FTSE Group ( FTSE ) is a world-leader

More information

Deutsche Bank Global Transaction Banking DIRECT SECURITIES SERVICES. Securities Services. Middle East North Africa

Deutsche Bank Global Transaction Banking DIRECT SECURITIES SERVICES. Securities Services. Middle East North Africa Deutsche Bank Global Transaction Banking DIRECT SECURITIES SERVICES Securities Services Middle East North Africa Finding the right custodian with a long-term commitment to supporting its clients business

More information

The PLF business is strategically important for GAM, Switzerland s leading PLF provider not tied to a specific bank.

The PLF business is strategically important for GAM, Switzerland s leading PLF provider not tied to a specific bank. PRIVATE LABEL FUNDS The PLF business is strategically important for GAM, Switzerland s leading PLF provider not tied to a specific bank. 04 YOUR PARTNER FOR PLF SOLUTIONS FOR 20 YEARS 05 CREATE YOUR OWN

More information

αsuite for asset managers

αsuite for asset managers αsuite for asset managers Understanding your challenges Looking to enhance returns and distribution whilst taking the cost out of your business? BNP Paribas lets you concentrate on your core activities,

More information

INTERNATIONAL SECURITIES TRADING NOW YOU CAN INVEST ACROSS THE WORLD

INTERNATIONAL SECURITIES TRADING NOW YOU CAN INVEST ACROSS THE WORLD INTERNATIONAL SECURITIES TRADING NOW YOU CAN INVEST ACROSS THE WORLD YOU ARE WHAT YOU DO INTERNATIONAL SECURITIES TRADING III CONTENTS CONTENTS Welcome Welcome 1 2 Trade international securities with

More information

Ambit Asset/ Ambit BancWare Focus ALM

Ambit Asset/ Ambit BancWare Focus ALM Ambit Asset/ Liability Management Ambit BancWare Focus ALM Better information and analysis means better decisions. Managing the risk on the balance sheet today requires diligence and flexible, scalable

More information

Exchange Traded Funds. An Introductory Guide. For professional clients only

Exchange Traded Funds. An Introductory Guide. For professional clients only Exchange Traded Funds An Introductory Guide For professional clients only Exchange-Traded Funds (ETFs) started to be used in Europe in the early 2000s but over the past few years they have grown their

More information

Jupiter Merlin International Equities Portfolio

Jupiter Merlin International Equities Portfolio Jupiter Merlin Funds Jupiter Merlin International Equities Portfolio Jupiter Asset Management Limited Product Key Facts April 2016 Product Key Facts This statement provides you with key information about

More information

Wealth Management: Global Private Banking

Wealth Management: Global Private Banking Michael Lagopoulos Head of Presentation to Analysts & Institutional Investors Toronto, April 22, 2005 Our global footprint 20,000 HNW Households 27 offices in 20 countries RBC is a top 20 global private

More information

FIXED INCOME ATTRIBUTION. Portfolio insights through analytical precision

FIXED INCOME ATTRIBUTION. Portfolio insights through analytical precision FIXED INCOME ATTRIBUTION Portfolio insights through analytical precision may 2013 RBC Investor Services Limited 2013. RBC Investor Services Limited is a holding company that provides strategic direction

More information

db x-trackers MSCI World High Dividend Yield Index UCITS ETF (DR) Supplement to the Prospectus

db x-trackers MSCI World High Dividend Yield Index UCITS ETF (DR) Supplement to the Prospectus db x-trackers MSCI World High Dividend Yield Index UCITS ETF (DR) Supplement to the Prospectus This Supplement contains information in relation to db x-trackers MSCI World High Dividend Yield Index UCITS

More information

ETFs and Index Funds. Similarities and Differences. For professional clients only

ETFs and Index Funds. Similarities and Differences. For professional clients only ETFs and Index Funds Similarities and Differences For professional clients only Most Exchange Traded Funds (ETFs) and index tracker funds share a common aim. That is, to match the performance of the index

More information

HSBC World Selection Funds April 30, 2016. Monthly Factsheets Class A and C Shares. Investment products: ARE NOT A BANK ARE NOT DEPOSIT OR

HSBC World Selection Funds April 30, 2016. Monthly Factsheets Class A and C Shares. Investment products: ARE NOT A BANK ARE NOT DEPOSIT OR HSBC World Selection Funds April 30, 2016 Monthly Factsheets Class A and C Shares Aggressive Strategy Fund Balanced Strategy Fund Moderate Strategy Fund Conservative Strategy Fund Income Strategy Fund

More information

p r o v i d i n g c o n f i d e n c e t h r o u g h p e r f o r m a n c e

p r o v i d i n g c o n f i d e n c e t h r o u g h p e r f o r m a n c e p r o v i d i n g c o n f i d e n c e t h r o u g h p e r f o r m a n c e Our Services Trident Fund Services a division of the Trident Trust Group offers fund sponsors an independent outsourced back office

More information

Your guide to investment funds at Canada Life International Limited

Your guide to investment funds at Canada Life International Limited Your guide to investment funds at Canada Life International Limited Investing in your future Investing offshore Why offshore investing can work for you. Core investment range Access to over 150 internal

More information

WELCOME! Introduction. Celebrating. &PrimeRevenue. PrimeRevenue Hong Kong. 2012 PrimeRevenue, Inc.

WELCOME! Introduction. Celebrating. &PrimeRevenue. PrimeRevenue Hong Kong. 2012 PrimeRevenue, Inc. WELCOME! Introduction Celebrating Ethe Factor Network establishment of &PrimeRevenue PrimeRevenue Hong Kong 2012 PrimeRevenue, Inc. Global Reach Today, we transact business in 50 countries Our platform

More information

Global Client Group The Gateway to AWM

Global Client Group The Gateway to AWM Global Client Group The Gateway to AWM January 2013 For professional investors only Content 1 2 3 Deutsche Bank and Asset Global Client Group Our product and service offering 1 Deutsche Bank A global partner

More information

Euroclear plc. Dedicated to the stability and development of the capital markets

Euroclear plc. Dedicated to the stability and development of the capital markets plc Dedicated to the stability and development of the capital markets Our business s DNA is the financial industry s trusted provider of post-trade services. At the core, provides settlement, safekeeping

More information

Core/Satellite Investing

Core/Satellite Investing For professional investors only Core/Satellite Investing Core/satellite portfolio construction aims to combine the most effective characteristics of index and alpha-generating strategies offering flexibility

More information

GUARDIAN asset management software. Solutions. The safe partner for your business

GUARDIAN asset management software. Solutions. The safe partner for your business Portfolio Management GUARDIAN Solutions The safe partner for your business Swiss-Rev is a company with a high degree of specialisation and flexibility in software solutions for the financial sector. Our

More information

ETF trends and market comparison US and Europe

ETF trends and market comparison US and Europe ETF trends and market comparison US and Europe This document is directed at professional investors and should not be distributed to, or relied upon by retail investors. The value of investments, and the

More information

12 / 15. Clearstream Vestima Newsletter. Integrated solution for trade execution and custody across all fund types

12 / 15. Clearstream Vestima Newsletter. Integrated solution for trade execution and custody across all fund types Clearstream Vestima Newsletter 12 / 15 Integrated solution for trade execution and custody across all fund types Clearstream has successfully integrated the hedge fund processing application acquired from

More information

Absolute return: The search for positive returns in changing markets

Absolute return: The search for positive returns in changing markets Absolute return: The search for positive returns in changing markets Tuesday, 7 June 2011 Portfolio Manager for Global Fixed Income and Absolute Return Funds www.dbadvisors.com Topics for discussion What

More information

Dexia Equities L Luxembourg Open-ended Investment Company (SICAV) Simplified prospectus September 2005

Dexia Equities L Luxembourg Open-ended Investment Company (SICAV) Simplified prospectus September 2005 Dexia Equities L Luxembourg Open-ended Investment Company (SICAV) Simplified prospectus September 2005 Dexia Equities L Luxembourg Open-ended Investment Company (SICAV ) 69, route d Esch L-1470 Luxembourg

More information

Legg Mason Western Asset Asian Opportunities Fund

Legg Mason Western Asset Asian Opportunities Fund PRODUCT KEY FACTS Legg Mason Global Funds Plc Legg Mason Western Asset Asian Opportunities Fund Issuer: Legg Mason Asset Management Hong Kong Limited January 2015 This statement provides you with key information

More information

Speech Speech by SFST at Hong Kong Investment Funds Association 9th Annual Conference (English only) Friday, October 30, 2015

Speech Speech by SFST at Hong Kong Investment Funds Association 9th Annual Conference (English only) Friday, October 30, 2015 Speech Speech by SFST at Hong Kong Investment Funds Association 9th Annual Conference (English only) Friday, October 30, 2015 Following is the speech by the Secretary for Financial Services and the Treasury,

More information

Invesco Funds Series 1-5 Consolidated Prospectus

Invesco Funds Series 1-5 Consolidated Prospectus Invesco Funds Series 1-5 Consolidated Prospectus 26 November 2010 Invesco Funds Series 1 Invesco Funds Series 2 Invesco Funds Series 3 Invesco Funds Series 4 Invesco Funds Series 5 Each an open-ended umbrella

More information

PROTECTING YOUR PORTFOLIO WITH BONDS

PROTECTING YOUR PORTFOLIO WITH BONDS Your Global Investment Authority PROTECTING YOUR PORTFOLIO WITH BONDS Bond strategies for an evolving market Market uncertainty has left many investors wondering how to protect their portfolios during

More information

Citi OpenInvestor. Hedge Fund Services. Focused Solutions Specialized Expertise. Transaction Services

Citi OpenInvestor. Hedge Fund Services. Focused Solutions Specialized Expertise. Transaction Services Citi OpenInvestor sm Hedge Fund Services Focused Solutions Specialized Expertise Transaction Services 2 Citi Transaction Services Confronting a Changing Landscape Today s hedge fund managers are facing

More information

Depositary Bank Solutions Effective Custody of Fund Assets

Depositary Bank Solutions Effective Custody of Fund Assets 1 Depositary Bank Solutions Effective Custody of Fund Assets Depositary Bank Solutions 4 Fund Domiciles 6 A Solution Package with Many Benefits 8 Depositary Bank Services 10 Contractual Settlement 13 Reimbursement

More information

International Securities Trading now you can invest across the world

International Securities Trading now you can invest across the world International Securities Trading now you can invest across the world INTERNATIONAL SECURITIES TRADING iii CONTENTS Welcome 2 Trade international securities with CommSec and Pershing 2 International trading

More information

HUME EUROPEAN OPPORTUNITIES FUND. SUPPLEMENT TO THE PROSPECTUS FOR EUROPEAN WEALTH INVESTMENT FUND plc

HUME EUROPEAN OPPORTUNITIES FUND. SUPPLEMENT TO THE PROSPECTUS FOR EUROPEAN WEALTH INVESTMENT FUND plc HUME EUROPEAN OPPORTUNITIES FUND SUPPLEMENT TO THE PROSPECTUS FOR EUROPEAN WEALTH INVESTMENT FUND plc This document supplements the current prospectus for European Wealth Investment Fund plc (the Company)

More information

BNP Paribas Private Banking

BNP Paribas Private Banking BNP Paribas Private Banking Olivier Cœnon Head of Development & Partnerships BNP Paribas Private Banking May 2007 1 Disclaimer This presentation includes forward-looking statements based on current beliefs

More information

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX IMPORTANT NOTICE CLSA Singapore Pte Ltd (ARBN 125 288 271, a company incorporated in Singapore) is permitted to provide certain financial

More information

PRODUCT HIGHLIGHTS SHEET

PRODUCT HIGHLIGHTS SHEET This Product Highlights Sheet is an important document. Prepared on: 18 March 2016 It highlights the key terms and risks of this investment product and complements the Prospectus 1. It is important to

More information

ON LINE INVESTOR SERVICES

ON LINE INVESTOR SERVICES ON LINE INVESTOR SERVICES MIDDLE-OFFICE CUSTODY CASH STOCK LENDING, REPOS & COLLATERAL FUND ADMINISTRATION DATA MANAGEMENT PERFORMANCE & MEASUREMENT ANALYSIS REPORTING FUND DISTRIBUTION PRIME FUND SOLUTIONS

More information

Credit Suisse Asset Management Headline Ideas 2015 Dividends An Important Source of Income When Interest Rates Are Low. For qualified investors only

Credit Suisse Asset Management Headline Ideas 2015 Dividends An Important Source of Income When Interest Rates Are Low. For qualified investors only Credit Suisse Asset Headline Ideas 2015 Dividends An Important Source of Income When Interest Rates Are Low For qualified investors only Dividends An Important Source of Income When Interest Rates Are

More information

PHOTO. for alternative investments

PHOTO. for alternative investments PHOTO αsuite for alternative investments Understanding the challenges The alternative investment industry is developing at an ever increasing rate with new markets and vehicles, as trading strategies and

More information

TRANSFORMING FOR SUCCESS: CONTINUOUS VALUE CREATION

TRANSFORMING FOR SUCCESS: CONTINUOUS VALUE CREATION TRANSFORMING FOR SUCCESS: CONTINUOUS VALUE CREATION Brian Shea President, Investment Services Suresh Kumar Chief Information Officer November 12, 2013 The Investments Company for the World Leading Servicer

More information

The Lipper Leader Rating System

The Lipper Leader Rating System The Lipper Leader Rating System International Methodology Total An to the Lipper Leader Rating System Overview The Lipper Leader Rating System is a toolkit that helps guide investors and their advisors

More information

Citi OpenInvestor. OpenLend. Securities Lending Solutions. Customized Programs to Optimize Portfolio Performance

Citi OpenInvestor. OpenLend. Securities Lending Solutions. Customized Programs to Optimize Portfolio Performance Citi OpenInvestor sm OpenLend sm Securities Lending Solutions Customized Programs to Optimize Portfolio Performance 2 Citi Transaction Services Innovative Solutions for a Sophisticated Market Lending programs

More information

Dealing Guide for Distributors and Intermediaries. Capital Group Luxembourg funds

Dealing Guide for Distributors and Intermediaries. Capital Group Luxembourg funds Dealing Guide for Distributors and Intermediaries Capital Group Luxembourg funds Last update: November 2015 Table of contents About this document Important information Funds Contact details information

More information

Wealth Management. Asset Management. Fund Administration. Internet Access: Wealth Advisor. Independent Financial Advisor. Treasury.

Wealth Management. Asset Management. Fund Administration. Internet Access: Wealth Advisor. Independent Financial Advisor. Treasury. Wealth Management Asset Management Fund Administration Internet Access: Wealth Advisor Independent Financial Advisor Treasury Trading Credit Management & Margin Trading Core Operations S Y S T E M O V

More information

INVESTRAN DATA EXCHANGE

INVESTRAN DATA EXCHANGE INVESTRAN DATA EXCHANGE INVESTRAN DATA EXCHANGE AUTOMATING DATA CAPTURE AND REPORT DISTRIBUTION FOR ALTERNATIVE INVESTMENTS In today s alternative investment world, transparency of data is key, and the

More information

INTRODUCTION HOW DTCC S MARGIN TRANSIT WILL HELP THE INDUSTRY MANAGE A HIGHER VOLUME OF MARGIN CALLS WHO IS THE MARGIN TRANSIT SERVICE FOR?

INTRODUCTION HOW DTCC S MARGIN TRANSIT WILL HELP THE INDUSTRY MANAGE A HIGHER VOLUME OF MARGIN CALLS WHO IS THE MARGIN TRANSIT SERVICE FOR? DTCC MARGIN TRANSIT INTRODUCTION Derivatives regulations and new capital and liquidity requirements for financial institutions remain the key drivers of new collateral demands. Recent estimates based

More information

Corporate Banking. Understanding your Corporate Banking needs in Africa. Search

Corporate Banking. Understanding your Corporate Banking needs in Africa. Search Corporate Banking Understanding your Corporate Banking needs in Africa Contents 3 Working alongside you to power your success 4 Bringing your business a dedicated relationship model 5 A range of services

More information

Enterprise Risk Management

Enterprise Risk Management Enterprise Risk Management Enterprise Risk Management Understand and manage your enterprise risk to strike the optimal dynamic balance between minimizing exposures and maximizing opportunities. Today s

More information

Vanguard Emerging Markets Stock Index Fund

Vanguard Emerging Markets Stock Index Fund Vanguard Emerging Markets Stock Index Fund Supplement to the Prospectus and Summary Prospectus Dated February 26, 2015 New Target Index Effective as of the start of business on November 2, 2015, Vanguard

More information

Active management, different thinking

Active management, different thinking Active management, different thinking Built by investors, for investors GAM is one of the world s leading independent, pure-play asset managers. Our business is comprised of two well-established investment

More information

db x-trackers S&P 500 UCITS ETF (DR) Supplement to the Prospectus

db x-trackers S&P 500 UCITS ETF (DR) Supplement to the Prospectus db x-trackers S&P 500 UCITS ETF (DR) Supplement to the Prospectus This Supplement contains information in relation to db x-trackers S&P 500 UCITS ETF (DR) (the Fund ), a sub-fund of Concept Fund Solutions

More information

Strength You Can Trust

Strength You Can Trust Strength You Can Trust RBC Wealth Management It All Starts With You Our relationship managers are focused on serving your best interests, and we aim to develop highly effective and customised solutions

More information

LOCAL INSIGHTS, GLOBAL EXPERTISE. Northern Trust in Australia and New Zealand

LOCAL INSIGHTS, GLOBAL EXPERTISE. Northern Trust in Australia and New Zealand LOCAL INSIGHTS, GLOBAL EXPERTISE Northern Trust in Australia and New Zealand EXPERTISE, INNOVATION AND A LONG-TERM VIEW As an institutional investor, you need a highly collaborative, trusted provider who

More information

Financial supplement 2013. Zurich Insurance Group Annual Report 2013

Financial supplement 2013. Zurich Insurance Group Annual Report 2013 Financial supplement 2013 Zurich Insurance Group Annual Report 2013 2 Contents Results for the Year ended December 31, 2013 Financial supplement (unaudited) Financial highlights (unaudited) Business operating

More information

Exchange Traded Funds from RBS The Royal Bank of Scotland plc is an authorised agent of The Royal Bank of Scotland N.V. in certain jurisdictions.

Exchange Traded Funds from RBS The Royal Bank of Scotland plc is an authorised agent of The Royal Bank of Scotland N.V. in certain jurisdictions. Market Access ETFs Exchange Traded Funds from RBS The Royal Bank of Scotland plc is an authorised agent of The Royal Bank of Scotland N.V. in certain jurisdictions. 2 Market Access ETFs The Royal Bank

More information

Capital Market Linkages: How to facilitate cross border trading?

Capital Market Linkages: How to facilitate cross border trading? Capital Market Linkages: How to facilitate cross border trading? OIC Member States Stock Exchanges Forum Dr. Jochen Biedermann Istanbul, 02 October 2010 Agenda 1. About Deutsche Börse 2. Capital Market

More information

360 o View of. Global Immigration

360 o View of. Global Immigration 360 o View of Global Immigration In a fast moving global economy, remaining compliant with immigration laws, being informed and in control is more challenging than ever before. We are a globally linked

More information

Credit Suisse Portfolio Solutions. Personalized strategies to help you grow, preserve, and use your wealth

Credit Suisse Portfolio Solutions. Personalized strategies to help you grow, preserve, and use your wealth Credit Suisse Portfolio Solutions Personalized strategies to help you grow, preserve, and use your wealth 1 Credit Suisse Portfolio Solutions Personalized strategies to help you grow, preserve, and use

More information

Briefing. A Guide to Investment Funds in the British Virgin Islands. Client briefing. February 2007. Anti-Money Laundering. Choice of Jurisdiction

Briefing. A Guide to Investment Funds in the British Virgin Islands. Client briefing. February 2007. Anti-Money Laundering. Choice of Jurisdiction February 2007 Briefing A Guide to Investment Funds in the British Virgin Islands BVI/IF/13776284 The success of the final product is dependant on making many decisions. Whether they are; determining the

More information

Portfolio performance and risk analysis solutions. A one-stop solution for all your client reporting, performance, attribution and risk needs

Portfolio performance and risk analysis solutions. A one-stop solution for all your client reporting, performance, attribution and risk needs Portfolio performance and risk analysis solutions A one-stop solution for all your client reporting, performance, attribution and risk needs UNDERSTAND and explain your performance You need to be able

More information

Vanguard Investments Hong Kong Limited December 2015

Vanguard Investments Hong Kong Limited December 2015 PRODUCT KEY FACTS Vanguard FTSE Developed Europe Index ETF Vanguard Investments Hong Kong Limited December 2015 This is an exchange traded fund. This statement provides you with key information about this

More information

ishares Product Overview Q2 2015

ishares Product Overview Q2 2015 ishares Product Overview Q2 2015 About BlackRock BlackRock is a global leader in investment management, risk management and advisory services for institutional and retail clients. At September 30, 2015,

More information

HSBC GIF Chinese Equity Fund

HSBC GIF Chinese Equity Fund For Investment Professionals only Investment Case Investment Team The Fund Summary The investment case 2 Investment case Why invest in the HSBC GIF Chinese Equity Strategy? Chinese economic growth at 7-8%

More information

BLACKROCK SECURITIES LENDING

BLACKROCK SECURITIES LENDING FOR PROFESSIONAL clients and qualifed investors ONLY BLACKROCK SECURITIES LENDING UNLOCKING THE POTENTIAL OF PORTFOLIOS JUNE 2015 Introduction Securities lending is a well-established practice where funds

More information

SEI Investments Company. Investor Presentation September 30, 2015

SEI Investments Company. Investor Presentation September 30, 2015 SEI s Company Investor Presentation September 30, 2015 1 SEI SEI is a leading global provider of asset management, investment processing and investment operations solutions. We help professional wealth

More information

Securities Lending Manager (SLM) User Guide

Securities Lending Manager (SLM) User Guide Securities Lending Manager (SLM) User Guide 1 1 Deutsche Bank About Autobahn About Autobahn Autobahn is Deutsche Bank s award-winning electronic service. Since 1996, Autobahn has been connecting clients

More information

The ABI s response to the European Commission s Consultation Document on Foreign Exchange Financial Instruments

The ABI s response to the European Commission s Consultation Document on Foreign Exchange Financial Instruments The ABI s response to the European Commission s Consultation Document on Foreign Exchange Financial Instruments The ABI The UK Insurance Industry The UK insurance industry is the third largest in the world

More information

Exchange Traded Funds Tactical Asset Allocation Tools

Exchange Traded Funds Tactical Asset Allocation Tools Exchange Traded Funds Tactical Asset Allocation Tools Eleanor De Freitas, Catherine Barker 1 Barclays Global Investors Exchange traded funds (ETFs), combine the advantages of both index funds and stocks.

More information

The U.S. Mutual Fund Marketplace: Evolution, Distribution Structure, Fees, and Financial Advisor Compensation Trends

The U.S. Mutual Fund Marketplace: Evolution, Distribution Structure, Fees, and Financial Advisor Compensation Trends The U.S. Mutual Fund Marketplace: Evolution, Distribution Structure, Fees, and Financial Advisor Compensation Trends This 50-page report covers a wide range of issues relating to the evolution of the U.S.

More information

European Money Market Mutual Fund Survey on Regulation: Summary Results & Analysis

European Money Market Mutual Fund Survey on Regulation: Summary Results & Analysis European Money Market Mutual Fund Survey on Regulation: Summary Results & Analysis 2013 Treasury Strategies, Inc. All rights reserved. Executive Summary Treasury Strategies, the leading consulting firm

More information

As an investment manager, you need. to efficiently run back- and middle-office. operations so you can concentrate on your

As an investment manager, you need. to efficiently run back- and middle-office. operations so you can concentrate on your O P E R A T I O N A L A N D C O S T E F F I C I E N C I E S F O R A C O M P E T I T I V E E D G E I n v e s t m e n t O p e r a t i o n s O u t s o u r c i n g F O C U S O N Y O U R C O R E S T R E N G

More information

London Metal Exchange. Jurisdictions

London Metal Exchange. Jurisdictions London Metal Exchange Jurisdictions United Kingdom The Exchange is a recognised investment exchange under the Financial Services and Markets Act 2000 and permitted to make electronic access to LME Select

More information

How does a venture capitalist appraise investment opportunities?

How does a venture capitalist appraise investment opportunities? 1 How does a venture capitalist appraise investment opportunities? Michael Queen - Finance Director, 3i Group plc A presentation to: 23 Pensions Convention 2 June 23 A How presentation does a venture to:

More information

ONLINE UNIT TRUSTS FREQUENTLY ASKED QUESTIONS

ONLINE UNIT TRUSTS FREQUENTLY ASKED QUESTIONS A. General Matters 1. I had forgotten my online login password. How do I reset a new password? You can contact our Customer Service Officer at 1800 747 7000 or visit any of our branches. 2. Am I able to

More information

THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. IF IN DOUBT, PLEASE SEEK PROFESSIONAL ADVICE.

THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. IF IN DOUBT, PLEASE SEEK PROFESSIONAL ADVICE. Fidelity Funds Société d Investissement à Capital Variable 2a, Rue Albert Borschette B.P. 2174 L-1021 Luxembourg R.C.S. B34036 Tél: +352 250 404 (1) Fax: +352 26 38 39 38 THIS DOCUMENT IS IMPORTANT AND

More information

HSBC Global Investment Funds Global High Yield Bond

HSBC Global Investment Funds Global High Yield Bond Important information: For certain classes of the Fund, the Fund may pay dividends out of capital or pay dividends gross of expenses. Investors should note that the payment of dividends out of capital

More information

DEFINITIVE ADVICE PRACTICAL GUIDANCE POWERFUL ADVOCACY LLP

DEFINITIVE ADVICE PRACTICAL GUIDANCE POWERFUL ADVOCACY LLP European Funds Practice DEFINITIVE ADVICE PRACTICAL GUIDANCE POWERFUL ADVOCACY LLP European Funds Practice Dechert s international Financial Services Practice features an industry-leading group of experienced

More information

Expert Series: FTSE vs. MSCI: Vanguard's Switch And What It Means To Investors. Sponsored by:

Expert Series: FTSE vs. MSCI: Vanguard's Switch And What It Means To Investors. Sponsored by: Expert Series: FTSE vs. MSCI: Vanguard's Switch And What It Means To Investors Sponsored by: Speakers: Matt Hougan President of ETF Analytics, Global Head of Editorial IndexUniverse Joel Dickson Senior

More information

Three new stock ETFs for greater global diversification

Three new stock ETFs for greater global diversification Three new stock ETFs for greater global diversification Canadian stocks account for less than 4% of publicly traded companies global market value. Investors in Canada, however, allocate 59% of their stock

More information

Mirae Asset Global Investments (Hong Kong) Limited

Mirae Asset Global Investments (Hong Kong) Limited PRODUCT KEY FACTS Horizons Exchange Traded Funds Series- 17 November 2015 This is an exchange traded fund. This statement provides you with key information about this product. This statement is a part

More information

Traditionally, venturing outside the United States has involved two investments:

Traditionally, venturing outside the United States has involved two investments: WisdomTree ETFs INTERNATIONAL HEDGED EQUITY FUND HDWM Approximately 50% of the world s equity opportunity set is outside of the United States, 1 and the majority of that is in developed international stocks,

More information

Mobile. Autobahn on the move. Since 1996, Autobahn has been connecting clients to Deutsche Bank s innovative electronic product and service offering.

Mobile. Autobahn on the move. Since 1996, Autobahn has been connecting clients to Deutsche Bank s innovative electronic product and service offering. Deutsche Bank www.autobahn.db.com Mobile Autobahn on the move Since 1996, Autobahn has been connecting clients to Deutsche Bank s innovative electronic product and service offering. Autobahn Mobile, Deutsche

More information

Standard Chartered offers Strategic Solutions

Standard Chartered offers Strategic Solutions FOR IMMEDIATE RELEASE Standard Chartered offers Strategic Solutions First and only multi-manager fund in Singapore to provide access to Alternative Investments 23 August 2006, Singapore Standard Chartered

More information

LONG TERM INVESTMENT FUND (SIA)

LONG TERM INVESTMENT FUND (SIA) November 2010 Simplified Prospectus LONG TERM INVESTMENT FUND (SIA) LONG TERM INVESTMENT FUND (SIA) Natural Resources* Important Information Investment objective Investment policy This simplified prospectus

More information

ASIAN PORTFOLIO INVESTMENT ADVISORY

ASIAN PORTFOLIO INVESTMENT ADVISORY ASIAN PORTFOLIO INVESTMENT ADVISORY This Asian Portfolio Investment Advisory service is set up to assist international financial advisory and planning organizations to create dedicated Asian investment

More information

Goldman Sachs SICAV Funds. How to Invest Guide

Goldman Sachs SICAV Funds. How to Invest Guide Goldman Sachs SICAV Funds How to Invest Guide Contents Opening an Account 1 General Fund Information 1 Dealing 2 Transfers 2 Confirmations and Statements 3 Bank Details and Settlement 3 Contact 6 Opening

More information

db x-trackers MSCI World Telecom Services Index UCITS ETF (DR) Supplement to the Prospectus

db x-trackers MSCI World Telecom Services Index UCITS ETF (DR) Supplement to the Prospectus db x-trackers MSCI World Telecom Services Index UCITS ETF (DR) Supplement to the Prospectus This Supplement contains information in relation to the db x-trackers MSCI World Telecom Services Index UCITS

More information

Industrial and Commercial Bank of China Limited Dealing frequency: Daily on each business day *

Industrial and Commercial Bank of China Limited Dealing frequency: Daily on each business day * APRIL 2016 This statement provides you with key information about Income Partners RMB Bond Fund (the Sub-Fund ). This statement is a part of the offering document and must be read in conjunction with the

More information

Financial Services Training

Financial Services Training Financial Services Training Diverse Topics...03 Cash Processing and Management...04 Finance for Non - Financial Managers...05 International Financial Markets...06 Life Insurance and Pension Products...07

More information