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1 Schwab Signature Alliance Quotes & Research Tab Advantages a. Markets b. Industries Login Page c. Stocks d. Mutual Funds At a Glance Tab e. Fixed Income a. My Profile f. Watch List b. Schwab Alerts Page Planning Tab c. My Benefits a. Charitable Giving Account Tab b. Your Tax Tools a. Balances Banking Tab b. Positions a. Investor Checking c. Performance b. Checking Setup d. History c. Lending e. Transfers & Payments d. Credit Card f. Specialty Accounts Trade Tab Priority Service Team a. Stocks b. Extended Hours c. Mutual Funds d. Options e. Bonds f. CDs g. Order Status This presentation reflects information that is designed to be informational in nature, for the specific purpose of providing an overview of the Schwab Signature Services Alliance Web site. Screen shots are for illustrative purposes only, may be historical in nature and should not be used as a basis for any investment decision. Any investments reflected are for illustrative purposes only and are not intended to be nor should they be construed as a recommendation to buy sell or continue to hold any investment
2 Schwab Signature Alliance Advantages Schwab Signature Alliance is a premium package of benefits designed to complement the expertise and personal services of an investment advisor Premium Products and Services Access your accounts online day and night and receive professional support through Schwab Signature Alliance. This premium suite of services includes Schwab s award-winning technology, real-time data and a dedicated support team to complement your advisory relationship, including the following online features: Real-time balances and positions Electronic delivery of trade confirmations and regulatory documents Cash management tools Trade order status Schwab Bank services How to Get More Information To access Schwab Signature Alliance benefits, call your dedicated Schwab Alliance team at , Monday Friday, 8:30 a.m. 7 p.m. EST
3 Login Page The client-level login page enables users to access all Schwab accounts online. Clients can enter the SchwabAlliance.com via any Schwab login page
4 At a Glance Tab Provides a snapshot of account information and holdings, watch lists, market commentary and more
5 At a Glance Tab: My Profile Provides a snapshot view and online edit capabilities for client contact information
6 At a Glance Tab: Schwab Alerts Clients can enroll themselves in electronic trade notifications and other Webgenerated notifications; including regulatory, account, and research alerts
7 At a Glance Tab: My Benefits Provides quick access to the premium benefits available to clients of advisors
8 Account Tab Provides real-time account information, including balances, positions, transaction history and more
9 Account Tab: Balances Access to real-time cash and security balances and fund availability in one location
10 Account Tab: Positions Provides real-time positions with links to news and charts on account holdings
11 Account Tab: Performance Real-time view of the performance of positions held in an account
12 Account Tab: History Clients can view real-time positions with links to news and charts on their holdings
13 Account Tab: Transfers & Payments Provides cash management tools, such as online bill payment, direct deposit and electronic fund transfers.
14 Account Tab: Specialty Accounts Clients can set up access to their 529 College Plan account information
15 Trade Tab: Stocks Provides access to trade functionality and order status information
16 Trade Tab: Extended Hours Provides access to after-hours trade functionality
17 Trade Tab: Mutual Funds Provides online mutual fund trading capability
18 Trade Tab: Options Provides option trading access dependent upon the client s options trading level approval
19 Trade Tab: Bonds Provides access to online bond trading capability
20 Trade Tab: CDs Provides CD information and directions on how to place an order
21 Trade Tab: Order Status Provides trade status of stocks, mutual funds, options, and fixed income products
22 Quotes & Research Tab: Markets Market, equity, and industry information and research from respected sources, as well as, the ability to set up a customized watch list
23 Quotes & Research Tab: Industries Sector and industry information and comparison charts
24 Quotes & Research Tab: Stocks Equity research reports from top industry analysts and the ability to find stocks using select criteria via the Stock Screener
25 Quotes & ResearchTab: Mutual Funds Clients can find and compare mutual funds using the fund search and compare funds links
26 Quotes & Research Tab: Fixed Income Provides research tools and allows clients to compare fixed income products
27 Quotes & Research Tab: Watch List Set up a customized watch list along with daily or weekly notifications of your selections
28 Planning Tab Provides web-based calculators, tax tools, and more
29 Planning Tab: Schwab Fund for Charitable Giving Clients have access to uniquely flexible way to manage their giving and a tax-smart way to support charities
30 Planning Tab: Tax Planning Provides clients with efficient tax reporting tools
31 Banking Tab One-stop access to Charles Schwab Bank services, including lending and credit card services Screen shots are for illustrative purposes only, may be historical in nature and should not be used as a basis for any decision. Rates reflected are for illustrative purposes only and may or may not reflect current rates. For more information, please visit Charles Schwab Bank, N.A. and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Investment products offered by Charles Schwab & Co., Inc. are not insured by the FDIC, are not deposits or obligations of Charles Schwab Bank, and are subject to investment risk including the possible loss of principal invested. Charles Schwab & Co., Inc., a registered broker-dealer and SIPC member, does not solicit, offer, endorse, negotiate or originate any mortgage loan products and is neither a licensed mortgage broker nor a licensed mortgage lender. All mortgage loans are offered and provided by Charles Schwab Bank, member FDIC and an Equal Housing Lender. Charles Schwab Bank is not acting or registered as a securities broker-dealer or investment advisor.
32 Banking Tab: Investor Checking Schwab Bank Investor Checking is seamlessly linked to a client s Schwab One brokerage account, and can be easily accessed via SchwabAlliance.com Screen shots are for illustrative purposes only, may be historical in nature and should not be used as a basis for any decision. Rates reflected are for illustrative purposes only and may or may not reflect current rates. For more information, please visit Charles Schwab Bank, N.A. and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Investment products offered by Charles Schwab & Co., Inc. are not insured by the FDIC, are not deposits or obligations of Charles Schwab Bank, and are subject to investment risk including the possible loss of principal invested. Charles Schwab & Co., Inc., a registered broker-dealer and SIPC member, does not solicit, offer, endorse, negotiate or originate any mortgage loan products and is neither a licensed mortgage broker nor a licensed mortgage lender. All mortgage loans are offered and provided by Charles Schwab Bank, member FDIC and an Equal Housing Lender. Charles Schwab Bank is not acting or registered as a securities broker-dealer or investment advisor.
33 Banking Tab: Checking Setup The Checking Setup section provides clients with the required forms and instructions to open a Schwab Bank Investor Checking account. Screen shots are for illustrative purposes only, may be historical in nature and should not be used as a basis for any decision. Rates reflected are for illustrative purposes only and may or may not reflect current rates. For more information, please visit Charles Schwab Bank, N.A. and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Investment products offered by Charles Schwab & Co., Inc. are not insured by the FDIC, are not deposits or obligations of Charles Schwab Bank, and are subject to investment risk including the possible loss of principal invested. Charles Schwab & Co., Inc., a registered broker-dealer and SIPC member, does not solicit, offer, endorse, negotiate or originate any mortgage loan products and is neither a licensed mortgage broker nor a licensed mortgage lender. All mortgage loans are offered and provided by Charles Schwab Bank, member FDIC and an Equal Housing Lender. Charles Schwab Bank is not acting or registered as a securities broker-dealer or investment advisor.
34 Banking Tab: Lending Clients can take advantage of mortgage financing through Charles Schwab Bank Screen shots are for illustrative purposes only, may be historical in nature and should not be used as a basis for any decision. Rates reflected are for illustrative purposes only and may or may not reflect current rates. For more information, please visit Charles Schwab Bank, N.A. and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Investment products offered by Charles Schwab & Co., Inc. are not insured by the FDIC, are not deposits or obligations of Charles Schwab Bank, and are subject to investment risk including the possible loss of principal invested. Charles Schwab & Co., Inc., a registered broker-dealer and SIPC member, does not solicit, offer, endorse, negotiate or originate any mortgage loan products and is neither a licensed mortgage broker nor a licensed mortgage lender. All mortgage loans are offered and provided by Charles Schwab Bank, member FDIC and an Equal Housing Lender. Charles Schwab Bank is not acting or registered as a securities broker-dealer or investment advisor.
35 Banking Tab: Credit Card Provides clients with access to credit card account information and management features Screen shots are for illustrative purposes only, may be historical in nature and should not be used as a basis for any decision. Rates reflected are for illustrative purposes only and may or may not reflect current rates. For more information, please visit Charles Schwab Bank, N.A. and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Investment products offered by Charles Schwab & Co., Inc. are not insured by the FDIC, are not deposits or obligations of Charles Schwab Bank, and are subject to investment risk including the possible loss of principal invested. Charles Schwab & Co., Inc., a registered broker-dealer and SIPC member, does not solicit, offer, endorse, negotiate or originate any mortgage loan products and is neither a licensed mortgage broker nor a licensed mortgage lender. All mortgage loans are offered and provided by Charles Schwab Bank, member FDIC and an Equal Housing Lender. Charles Schwab Bank is not acting or registered as a securities broker-dealer or investment advisor.
36 Priority Service Professional support from representatives who specialize in meeting the needs of clients of advisors with general service and information requests; available Monday Friday, 8:30 a.m. 7 p.m. EST. Clients of advisors can call the dedicated Schwab Alliance team at , Monday Friday, 8:30 a.m. 7 p.m. EST to access Schwab Signature Alliance benefits.
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