External manager, custodian and platform agreement list

Transcription

1 External manager, custodian and platform list This document is for financial adviser use only. It should not be distributed to, or relied upon by, retail clients. AXA Wealth International is the brand used for the promotion of international investment products offered by AXA Isle of Man and AXA Life Europe. Electronic valuations discount An electronic valuations discount (E-val discount) reduces the Administration Charge of per policy quarter to per policy quarter. For more information on the charges applicable to the bond please read the charges guide for AXA Isle of Man or AXA Life Europe. Coverall A coverall removes the need for the external manager and/or custodian/platform (EMC) to complete individual appointment forms, saving time when transferring funds for investment. Only the client(s), and for platform investments the Investment Adviser, need to complete the relevant nomination form. EMC list dated at: 31 March 2016 E-Val AXA Life Europe AXA Isle of Man Yes 1st Port Asset Management (Raymond James Group) No Absolute Return Investment Advisers (ARIA) No No Yes No No ACPI IM Yes No No No No Adam & Co Investment Management Yes No Yes No No Adam & Co Investment Mgt Ltd Custody Only No No Yes No No AJ Bell Securities Platform No AJ Bell Securities Ltd Re: Dart Capital Advisers No Albert E Sharp Yes Yes Yes No No Alpha Portfolio Management Yes Yes Yes Yes No Andrews Gwynne LLP No No Yes No No Arbuthnot Latham & Co Yes Yes Yes Yes Yes Arcrate (Raymond James Group) No Arjent Yes Ascentric Investment Platform Yes Yes Yes Yes

2 AXA Life Europe AXA Isle of Man No Ashburton (Jersey) No No Yes No Yes Ashcourt Rowan Yes No Yes Yes No Ashcourt Rowan No Balkerne Asset Management No Bank Julius Baer & Co. Ltd - Guernsey No No Yes No No Bank Julius Baer & Co. Ltd - Zurich No No Yes No No Bank Julius Baer (Monaco) SAM No No Yes No No Barclays Bank (Suisse) SA No No Yes No No Barclays Private Bank Yes No Yes No No Beauclerc Yes Yes No No No Beckett Asset Management No No Yes No No Berenberg Bank Yes Yes Yes Yes Yes Bloomsbury Financial Planning(Raymond James Group) No BNP Paribas Securities Services S.C.A. No No Yes No Yes Border Asset Management (Sanlam Private UK Ltd) No Bordier (UK) Yes Yes Yes Yes Yes Boulter Bowen WealthCare Yes No Yes Yes Yes Brewin Dolphin Yes Yes Yes Yes Yes BRI Wealth Management Plc Yes Yes Yes Yes Yes Brooks Macdonald Asset Management Yes Yes Yes Yes No Brooks MacDonald Asset Mgmt (International) No No Yes No Ltd No Brown Advisory Yes Yes Yes Yes Yes Brown Shipley & Co Yes Yes Yes Yes No Butterfield Private Bank No No Yes No No C Hoare & Co Yes Yes Yes Yes No Canaccord Genuity Wealth (International) No No Yes No Yes Canaccord Genuity Wealth Yes No Yes No No Capital International Yes Cardale Asset Management Ltd Yes Yes Yes Yes No Carnegie Investment Bank AB No No Yes No Yes Castlefield No Cazenove Capital Management Yes No Yes Yes Yes Charles Stanley & Company Yes No Yes Yes Yes Charlotte Square Plc. (Raymond James Group) No Charteris Treasury Portfolio Managers No No Yes No No Church House Investments Yes City Asset Management Plc Yes Clarion Investment Management Ltd (Raymond James) Yes Close Brothers Asset Management - FNZ Yes No Yes Yes No Close Brothers Asset Management Yes No Yes Yes No Close ex Cavanagh Asset Management - SEI No Connor Broadley No Cornelian Asset Managers No Courtiers Investment Services 2 External manager, custodian and platform list

3 AXA Life Europe AXA Isle of Man No Coutts & Co Yes Yes Yes Yes No Coutts & Co Channel Islands No No Yes No No Credit Suisse (UK) Yes No Yes No No Credit Suisse Private Banking No No Yes No No Credo Capital Plc - Platform Yes Yes Yes Yes No Credo Capital PLC. Yes No Yes Yes No Creechurch Capital Plc No Danske Bank No Duncan Lawrie (IOM) No Duncan Lawrie Asset Management Yes Yes Yes Yes No EFG Harris Allday Yes No Yes Yes No EFG Private Bank (Channel Islands) No No Yes No No EFG Private Bank Yes No Yes No Yes Elevate Investment Platform Yes Yes Yes Yes No European Investment Management Yes No Yes No No Fusion Wealth Investment Platform - SEI Yes Yes Yes Yes No Gerrard Investment Management Yes No Yes Yes No GHC Capital Markets Yes No Yes Yes No Global Asset Management, London No No Yes No No Goldman Sachs International No Gore Browne Investment Management No Groupe Financiere Hottinger & Company No No Yes No No Hargreave Hale Ltd No No Yes No Yes Hargreaves Lansdown PLC Yes Yes Yes Yes No Hartmann Capital No Hawksmoor Investment Management Ltd Yes Yes Yes Yes No Heartwood Wealth Management Yes No Yes Yes Yes Henderson Rowe No Heritage Capital Management No HSBC Global Asset Management Yes No Yes Yes No HSBC Private Bank UK No No Yes No No Hurley Partners Yes No Yes No Yes ifunds Asset Management (Raymond James) No IM Asset Management No Ingenious Asset Management Yes No Yes Yes Yes Investec Wealth & Investment Yes Yes Yes Yes No IPS Capital LLP No No Yes No Yes J. M. Finn & Co Ltd. Yes Yes Yes Yes No J.P. Morgan (Suisse) SA No No Yes No No J.P. Morgan International Bank Yes No Yes No No James Brearley & Sons No James Brearley & Sons Custody Only No James Hambro & Partners LLP No JLT Investment Management No No Yes No No Jupiter Asset Management Yes Yes Yes Yes No Killik & Co LLP Stockbrokers Yes Yes Yes Yes External manager, custodian and platform list 3

4 AXA Life Europe AXA Isle of Man No Kleinwort Benson (Channel Islands) No No Yes No No Kleinwort Benson Private Bank Yes No Yes Yes No Lincoln Private Investment Office Yes Lloyds Bank International No Lloyds Bank Plc Yes No No No No Lloyds Bank Private Banking - Mayfair Service Yes No Yes No No Lombard Odier & Cie Yes Yes Yes No No London and Capital Asset Management Yes MCM (Raymond James Group) No Melville Douglas International No No Yes No No Mirabaud Asset Management No MitonOptimal Portfolio Management (CI) No No Yes No Yes Murray Asset Management Yes Myddleton Croft Investment Managers No Natwest Investment Management Service Yes Yes Yes Yes No Nordea Bank S. A. No No Yes No Yes Novia Financial Plc - Investment Platform Yes Yes Yes Yes No Nucleus Financial Services Ltd Investment Platform No Octopus Investments Yes Yes Yes Yes No Odey Wealth Management (UK) No No Yes No Yes Old Mutual Wealth Life & Pensions Platform Yes Parmenion Capital Management Yes Yes Yes Yes Yes Pershing - Deutsche Asset & Wealth Mgmt Yes No Yes No Custody Yes Pershing Securities Investment Yes Yes Yes Yes Platform No PFP Wealth Management LLP No Pilling & Co Stockbrokers Yes Platform One - Investment Platform Yes Yes Yes Yes No Praemium International Platform Yes No Yes No No Praemium Investment Platform Yes Yes Yes Yes No Premier Fund Managers Ltd Yes Prospect Wealth Management (Raymond James Group) No PSigma Investment Management Yes No Yes No No QCP Yes Quilter Cheviot Yes Yes Yes Yes No R C Brown Investment Management Plc Yes Yes Yes Yes No Rathbone Investment Management Yes Yes Yes Yes No Rathbone Investment Management International Ltd No Ravenscroft No No Yes No Yes Raymond James Investment Services Yes No Yes Yes Yes Raymond James Services Custody Only Yes Yes Yes Yes No RBC Investor Services Trust No RBS Coutts Geneva No No Yes No 4 External manager, custodian and platform list

5 AXA Life Europe AXA Isle of Man No RBS Investment Management Service Yes Yes Yes Yes Yes Redmayne-Bentley LLP Yes Yes Yes Yes No RMS Wealth No Rossie House Investment Management Yes No No No No Rothschild Wealth Management (UK) No Rowan Dartington & Co. Yes No Yes No No Royal Bank of Canada Investment Yes No Yes Yes Management(UK) Ltd No Ruffer LLP Yes Yes Yes Yes No Saltus Partners LLP No SandAire No No Yes No Yes Sanlam Private Investments (UK) Ltd Yes Sanlam Securities (UK) No Sarasin & Partners LLP No No Yes No No Savoy Investment Management No No Yes No No SCD & Co Ltd No No Yes No No Schroder Private Bank Yes Yes Yes Yes No SCM Private LLP No SEB Private Bank S.A. No No Yes No No SEI Investments (Europe) - Custody Yes Yes Yes Yes only Yes Seven Investment Management Yes Yes Yes Yes Yes Seven Investment Management Custody Only Yes Yes Yes Yes Yes SG Hambros Bank Yes Yes Yes Yes Yes SG Hambros Bank Wealth Partnership Yes Yes Yes Yes Custody Only No SG Hambros Channel Islands Yes Yes Yes Yes No Smith & Pinching Financial Services No No Yes No No Smith & Williamson Investment Management Yes No Yes Yes LLP No Speirs & Jeffrey Stockbrokers Yes No Yes No Yes Standard Life Wealth Yes Yes Yes Yes Yes Stockdale Asset Management (Raymond James Group) No TAM Asset Management No Thesis Asset Management plc Yes Yes Yes Yes No Thomas Miller Wealth Management Yes No Yes Yes No Thurleigh Investment Managers LLP Yes Tier One Capital Yes Yes No No No Tilly Bailey & Irvine LLP Solicitors No Tilney Bestinvest (Bestinvest) Yes No Yes Yes Yes Tilney Bestinvest (Tilney Investment Management) Yes Towry Investment Management No Transact Platform Yes No Yes No No True Potential Investments LLP Platform - SEI Yes Yes Yes Yes Yes UBS AG No No Yes No No Veritas Investment Management LLP External manager, custodian and platform list 5

6 AXA Life Europe AXA Isle of Man No Veritas Investment Management LLP - SEI Yes No Yes No Yes Vestra Wealth LLP Yes Yes Yes Yes No Walker Crips Stockbrokers Yes Yes Yes Yes No Waverton Investment Management Yes Wealthtime Investment Platform Yes Yes Yes Yes No Weatherbys Bank Yes Yes Yes Yes Yes Wellian Investment Solutions No WH Ireland Yes No Yes Yes Yes Whitechurch Securities Ltd AXA Wealth International is the brand used for the promotion of international investment products offered by AXA Isle of Man and AXA Life Europe. Their details are set out below. The provider for any specific product will be found in the relevant Product Guide and the Key Features Document. AXA Isle of Man is an Isle of Man registered company (No C). Registered Office: Royalty House, Walpole Avenue, Douglas, Isle of Man, IM1 2SL, British Isles. Tel: +44(0) Fax: +44(0) helponline@axa-iom.co.im Web: Authorised by the Isle of Man Financial Services Authority. AXA Life Europe is registered in Ireland (No ). Registered Office: 3rd Floor, Guild House, Guild Street, IFSC, Dublin 1, Ireland. Tel: Fax: info@axalifeeurope.ie Web: Authorised by the Central Bank of Ireland and subject to limited regulation by the Financial Conduct Authority and Prudential Regulation Authority. Details about our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request. Telephone calls may be recorded. AWI PR 0015/21 April 2016