Executive Officer Disclosure

Transcription

1 Executive Officer Disclosure NULIS Nominees (Australia) Limited October 2014

2 Introduction The following pages contain qualification and directorship disclosures, where relevant, of the 19 Executive Officers of NULIS Nominees (Australia) Limited. Please note that one or more Directors, and other Executive Officers, may also be a Director or trustee of one or more family or other private entities which are not subject to disclosure. EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

3 Nicole Smith Independent Non Executive Director (Chair) Mastering the Boardroom (Order of Merit), Australian Institute of Company Directors 2012 Graduate, Australian Institute of Company Directors 2008 Member, Institute of Chartered Accountants in Australia 1993 Bachelor of Financial Administration, University of New England 1990 Goldman Sachs Australia Managed Funds Limited Westpac RE Limited Teachers Federation Health Ltd NULIS Nominees (Australia) Limited PFS Nominees Pty Limited MLC Nominees Pty Limited November Current December Current September Current October Current May Current November Current EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

4 Peggy O'Neal Independent Non Executive Director Fellow, Australian Institute of Company Directors 2008 Diploma in Superannuation Management, Macquarie University 1994 Professional qualification courses, University of Melbourne 1990 Juris Doctor, University of Virginia, USA 1976 Bachelor of Arts, Virginia Polytechnic Institute and State University, USA 1973 Women's Housing Limited Commonwealth Superannuation Corporation MLC Nominees Pty Limited NULIS Nominees (Australia) Limited PFS Nominees Pty Limited Richmond Football Club Limited June Current July Current February Current February 2011 Current February Current February July 2001 November 2005 Current Retail Responsible Entity Limited February February 2014 Tigers in Community Foundation Limited November 2005 December 2013 FHP Melbourne Superannuation Pty Ltd June September 2004 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

5 Evelyn Horton Independent Non Executive Director Graduate, Australian Institute of Company Directors 2012 Master of Social Sciences (Economics), National University of Singapore 1995 Bachelor of Economics, Australian National University 1986 MLC Nominees Pty Limited PFS Nominees Pty Limited NULIS Nominees (Australia) Limited Tasmanian Public Finance Corporation Mission Australia Mission Australia Housing Mission Australia Housing (Victoria) May Current May Current May Current August Current November Current July Current April Current EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

6 Terry McCredden Independent Non Executive Director Proteus Leadership Course, London Business School 2012 Advanced Management Program, Wharton School of Management, University of Pennsylvania 2001 Advanced Management Course, Graduate School of Management, University of Melbourne 1988 Bachelor of Commerce (Honours), University of Melbourne 1978 MLC Nominees Pty Limited May Current PFS Nominees Pty Limited May Current NULIS Nominees (Australia) Limited May Current UCA Funds Management Limited December Current UCA Cash Management Fund Limited December Current UCA Growth Fund Limited December Current Trustee, Austral Charitable Trust December Current Infradebt Pty Ltd October Current Churches of Christ Financial Services Limited August Current Maston Pty Ltd December Current Properties Corporation of the Churches of Christ, Victoria and Tasmania January Current Unisuper Management Pty Ltd July 2008 June 2013 Churches of Christ Community Care April 2007 March 2012 Association of Superannuation Funds of Australia July August 2008 November 1995 October 1997 Telstra Super Financial Planning Pty Ltd October 2001 July 2008 Fund Executives Association Ltd November November 2006 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

7 Trevor Hunt Non Executive Director Bachelor of Business (Accounting), Edith Cowan University 1989 MLC Nominees Pty Limited March Current NULIS Nominees (Australia) Limited March Current PFS Nominees Pty Ltd March Current Ledge Finance Limited May Current Apogee Financial Planning Limited May 2004 July 2014 August February 2004 Godfrey Pembroke Limited August 2003 July 2014 GWM Adviser Services Limited August 2003 July 2014 Meritum Financial Group Pty Ltd December Current BLSSA Pty Ltd September December 2012 Medfin Australia Pty Limited May February 2007 National Margin Services Pty Limited December January 2005 NMS Nominees Pty Limited December January 2005 National Australia Superannuation Pty Limited July May 2004 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

8 Michael Clancy Non Executive Director Chartered Financial Analyst, Association for Investment Management and Research 1997 Bachelor of Business (Finance and Economics) University of Technology, Sydney 1992 PFS Nominees Pty Ltd September Current NULIS Nominees (Australia) Limited October Current MLC Nominees Pty Ltd August Current Sydney Anglican Home Mission Society November Current Wealthhub Securities Limited July April 2013 Wealthhub Securities Nominees Pty Limited July April 2013 NMS Nominees Pty Ltd July April 2013 National Margin Services Pty Ltd July April 2013 Invia Custodian Pty Limited March June 2012 I.C. Nominees Pty Ltd March June 2012 New College Limited April March 2011 Plum Financial Services Limited July August 2010 JANA Investment Advisers Pty Limited October August 2010 National Corporate Investment Services Limited May December 2009 National Asset Management Limited May December 2009 NAFM Investments Pty Limited May January 2008 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

9 John Reid (1 of 2) John Reid Non Executive Director Graduate, Australian Institute of Company Directors 2013 Fellow, Institute of Actuaries of Australia 1992 Fellow, Institute of Actuaries in London 1979 Bachelor of Science (Mathematics and Physics), Sussex University England 1971 PFS Nominees Pty Limited NULIS Nominees (Australia) Ltd MLC Nominees Pty Limited September Current October Current February Current EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

10 John Reid (2 of 2) John Reid Non Executive Director Board member experience (Continued): National Margin Services Pty Limited July June 2013 NMS Nominees Pty Limited July June 2013 Wealthhub Securities Limited March June 2013 Wealthhub Securities Nominees Pty Limited March June 2013 Invia Custodian Pty Limited March June 2012 I.C. Nominees Pty Ltd March June 2012 Your Prosperity Limited January April 2009 MLC Lifetime Company Limited June November 2006 GWM Advisor Services Limited October June 1999 Apogee Financial Planning Limited October June 1999 The Investment Network (Australia) Pty Limited January June 1998 Protection and Investment Planners Pty Ltd January April 1997 Lend Lease Insurance Pty Limited October October 1995 MLC Limited October October 1995 Australian Eagle Life Limited December 1992 October 1995 Milegrove Pty Ltd February May 1995 Bond-Tech Financial Services Limited December May 1995 Living Insurance (Queensland) Pty Ltd November May 1995 The Institute of Actuaries of Australia December December 1994 Australian Eagle Nominees Pty Limited November April 1994 Eagle Star Custodians Limited November June 1993 The Farmers & Settlers Insurance Co of Australia Ltd January August 1992 Profco Financial Services Pty Limited November July 1992 EST Limited June July 1992 QBE Insurance (Australia) Limited January February 1991 QBE Group (Investments) Limited June February 1991 QBE IT Services Pty Limited June February 1991 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

11 Paul Fog Executive Member of the Investment & Product Governance Committee Certified Financial Planner (CFP) Program (currently completing) Diploma of Financial Planning 2002 Bachelor of Laws, Bond University 1993 NA NA EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

12 Dean Thomas Executive Member of the Investment & Product Governance Committee Master of Laws, University of Sydney 1994 Solicitor, Supreme Court of New South Wales 1986 Bachelor of Laws, University of NSW 1986 Bachelor of Commerce (Accounting Finance and Systems), University of NSW 1985 Affiliation of Superannuation Practitioners Limited Association of Superannuation Funds of Australia Limited (ASFA) April Current November 2011 Current EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

13 Gregory Miller Executive Member of the Investment & Product Governance Committee Advanced Diploma Financial Services 2006 Apogee Financial Planning Limited February Current GWM Adviser Services Limited February 2011 Current Meritum Financial Group Pty Ltd December Current Godfrey Pembroke Limited January Current Calibre Asset Management Limited November September 2013 ThreeSixty Ltd January September 2005 Godfrey Pembroke Financial Services Ltd January April 2005 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

14 Andrew Gale (1 of 2) Andrew Gale Non Executive Member of the Investment & Product Governance Committee Bachelor of Arts (Actuarial major) : 1978 Fellow of the Institute of Actuaries of Australia ( 81) MBA (Awarded Allan Knott University Medal) Apogee Financial Planning Limited Godfrey Pembroke Limited GWM Adviser Services Limited Meritum Financial Group Pty Ltd Australian Society For Progress And Wellbeing Limited Chase Corporate Advisory Pty Ltd Gale Force Advisory Pty Limited SMSF Professionals' Association of Australia Limited Berenton Pty Ltd May Current May Current May Current May Current February Current September Current August Current March Current June Current EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

15 Andrew Gale Non Executive Member of the Investment & Product Governance Committee Andrew Gale (2 of 2) Board member experience (Continued): Compound Investments Pty Ltd May 2011 November 2011 Count Finance Pty Limited April 2010 November 2011 Count Financial Limited April 2010 November 2011 Count Funds Management Pty Ltd November 2010 November 2011 Count Investments Pty Ltd April 2010 November 2011 Count Legal Pty Ltd April 2010 November 2011 Count Property Pty Ltd April 2010 November 2011 Count Pty Ltd April 2010 November 2011 Finconnect (Australia) Pty Ltd April 2010 November 2011 Change GPS Pty Ltd April 2010 June 2011 Total Financial Solutions Australia Limited April 2010 November 2010 Deloitte Actuaries & Consultants Limited November 2001 March 2010 The Institute of Actuaries of Australia December 2000 December 2005 Optus Superannuation Pty Limited February 1999 May 2000 A.M.P. Workers' Compensation Services (N.S.W.) Limited July 1997 September 1998 Harrington Sound Limited July 1997 September 1998 QBE Lenders' Mortgage Insurance Limited July 1997 September 1998 TGI Australia Limited July 1997 September 1998 Australian Securities Administration Limited June 1993 June 1997 Priority One Financial Services Limited December 1996 June 1997 Hillross Financial Services Limited January 1994 June 1997 AMP Superannuation Limited July 1994 February 1997 AMP Financial Planning Pty Limited January 1994 November 1996 A.C.N Pty Limited July 1994 November 1996 National Small Business Centre Limited June 1994 October 1995 The Employee Share Company Limited April 1994 July 1995 MLC Building Society Limited August 1989 December 1992 Lend Lease Learning Pty Limited May 1990 May 1991 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

16 Richard Morath (1 of 2) Richard Louis Morath Non Executive Member of the Investment & Product Governance Committee Bachelor of Arts Fellow of the Institute of Actuaries London and Australia Associate of the Securities Institute of Australia The Balmoral Beach Club Limited September 2013 Current Meritum Financial Group Pty Ltd December 2010 Current JANA Investment Advisers Pty Ltd August 2010 Current Platinum Capital Limited March 2009 Current National Australia Trustees Ltd April 2002 Current Apogee Financial Planning Limited January 2001 Current GWM Adviser Services Limited January 2001 Current Godfrey Pembroke Limited July 1999 Current MLC Alliance Holdings Pty Limited December 2009 July 2014 PLUM Financial Services Limited May 1998 July 2014 MLC Nominees Pty Ltd April 2002 December 2012 NULIS Nominees (Australia) Limited October 2009 December 2012 PFS Nominees Pty Ltd December 2002 December 2012 Medfin Australia Pty Limited February 1996 November 2009 Bourke Street Nominees Pty Ltd April 2002 April 2009 PLUMFS Limited November 1998 February 2007 National Australia Superannuation Pty Ltd April 2002 November 2006 ThreeSixty Limited January 2001 September 2005 Godfrey Pembroke Financial Services Limited July 1999 May 2005 Firs&t Pty Limited July 1999 April 2002 Lend Lease Property Securities Management Pty Ltd July 2000 December 2001 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

17 Richard Louis Morath Non Executive Member of the Investment & Product Governance Committee Richard Morath (2 of 2) Board member experience (Continued): Heritage Management Limited July 1999 February 2001 Australian Eagle Life Limited October 1995 June 2000 MLC Limited October 1995 June 2000 LL Employee Holdings Custodian Pty Limited June 1998 June 2000 ESAP Pty Limited June 1992 December 1999 Serenia Pty Limited December 1992 December 1999 MLC Investments Limited February 1992 December 1999 CFG Nominees Pty Ltd March 1998 October 1999 Australian Eagle Nominees Pty Limited March 1998 October 1999 The Institute of Actuaries of Australia December 1997 June 1999 Lend Lease Insurance Pty Limited October 1995 August 1998 Investmentlink Pty Limited September 1994 October 1996 Investment Funds Association of Australia Limited June 1994 August 1996 Capita Managed Funds Ltd July 1990 February 1995 Equitycredit Pty Limited August 1989 June 1993 Open Option Pty Limited August 1989 June 1993 Percentage Plus Pty Limited August 1989 June 1993 Supermortgage Pty Limited August 1989 June 1993 MLC Building Society Limited August 1989 June 1993 MLC Computer Pty Limited April 1992 May 1993 Resimac Limited July 1989 November 1992 Lend Lease Funds Management Limited October 1990 May 1992 MLC Holdings Limited May 1990 October 1990 Australian Bank Pty Limited Ceased April 1989 Freesia Pty Limited Ceased February 1989 Sparad (No27) Pty Limited October 1988 January 1989 Australis Assets Pty Ltd Ceased March 1988 Chosun Pty Limited Ceased November 1986 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

18 Brian Marriott Chief Operating Officer, NULIS Nominees (Australia) Limited NA CFG Nominees Pty Limited February May 2006 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

19 Andrew Hagger Group Executive, NAB Wealth Fellow, Institute of Chartered Accountants 2010 Masters of Applied Finance, Macquarie University 1997 Bachelor of Economics, University of Adelaide 1987 WM Life Australia Limited May Current October October 2010 MLC Lifetime Company Limited May Current April October 2010 MLC Limited May Current April October 2010 National Australia Financial Management Ltd May Current April October 2010 Plum Financial Services Limited July Current Financial Services Council Limited March Current MLC Wealth Management Limited October 2009 July 2014 National Wealth Management Holdings Ltd April 2009 July 2014 MLC Holdings Limited April 2009 July 2014 Navigator Australia Limited May 2013 July 2014 October October 2010 MLC Investments Ltd May 2013 July 2014 April October 2010 National Councillor, Australian Business Arts Foundation January December 2012 Centre for Books, Writing and Ideas December September 2011 Melbourne Jazz Limited August August 2011 Australian Company Number Limited August September 2010 National Wealth Management Services Limited August September 2010 JANA Investment Advisers Pty Limited July August 2010 Wealthhub Securities Limited July August 2009 Wealthhub Securities Nominees Pty Limited July August 2009 National Australia Investment Capital Limited September July 2009 The Global Foundation May November 2008 Christian Schools Australia Limited March February 2007 Pricewaterhouse Coopers Securities Ltd April March 2005 Trustee of the Committee for Economic Development of Australia Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

20 David Hackett Executive General Manager, Retail Wealth Products Master of Business Administration (Executive), Australian Graduate School of Management, University of NSW 1998 Diploma in Financial Markets, FINSIA 1989 Bachelor of Commerce, University of Melbourne 1983 MLC Lifetime Company Limited MLC Limited National Australia Financial Management Limited WM Life Australia Limited Plum Financial Services Limited Big Brothers Big Sisters Australia Ltd January Current January Current January Current January Current July Current March Current Metrics Credit Partners Pty Ltd October 2011 July 2014 MLC Investments Limited January 2014 July 2014 Navigator Australia Limited January 2014 Juy 2014 Aozora Bank Limited (Japan) June February 2009 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

21 Matthew Lawrance Executive General Manager, Wealth Operations Master of Business Administration (Executive), Australian Graduate School of Management 2003 Member, Institute of Chartered Accountants in Australia 1990 Bachelor of Commerce (Accounting), University of NSW 1987 National Wealth Management Services Limited Australian Company Number Limited June Current June Current EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

22 Ken Christie Chief Financial Officer, NAB Wealth Fellow, CPA Australia 2010 Advanced Management Program, Harvard Business School 2007 Master of Business Administration, Melbourne Business School, University of Melbourne 1999 Bachelor of Business (Banking and Finance), Victoria University 1995 NA NA EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

23 Damian Murphy Chief Risk Officer, NAB Wealth Admitted to Supreme Court of New South Wales and Federal Court of Australia 2005 Master of Law, University of Melbourne 1998 Admitted to Supreme Court of Victoria 1986 Bachelor of Laws, Monash University 1985 Bachelor of Economics (Honours), Monash University 1983 Caroline Chisholm Centre for Health Ethics November Current Equity Management Unit Holdings Pty Ltd March May 2014 National Nominees Limited October May 2014 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER

24 Amanda Morgan General Manager, Audit Graduate Certificate in Change Management, Australian Graduate School of Management 2012 Graduate, Australian Institute of Company Directors 2009 Graduate Diploma of Company Secretarial Practice, Chartered Secretaries Association of Australia 2005 Master of Business Administration (Executive), Australian Graduate School of Management 2004 Diploma of Superannuation Management, Australian Superannuation Funds Association 1998 Bachelor of Laws (First Class Honours), University of Technology Sydney 1995 Bachelor of Communications, University of Technology Sydney 1987 s St Catherines Aged Care Services February February 2012 Previously Held EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED SEPTEMBER