NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT BOARD AGENDA ITEM PREPARATION HANDBOOK

Transcription

1 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT BOARD AGENDA ITEM PREPARATION HANDBOOK Revised Summer 2007

2 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT BOARD AGENDA ITEM PREPARATION HANDBOOK Table of Contents Page I. Timelines... 1 II. Items Not Requiring Board Approval III. Personnel Items A. Personnel Change Information Form B. Recommendation for Employment of Certificated Personnel C. Recommendation for Employment of Part-Time Academic Personnel Form... 8 D. Low Risk Independent Contractor Agreement Form E. Procedures for Employment of Professional Experts F. Request to Employ Professional Expert Form G. Professional Expert Agreement Form H. Employment Status & Retirement System Information Form I. Temporary Employment Agreement Forms IV. Grants/Special Funding Projects A. Example of Contracted Services Agreement Agenda Item, Resolution, and Budget B. Example of Grants/Special Projects Agenda Item, Resolution, and Budget V. The Board Agenda Item Form A. Example of Single Item Donation Agenda Item B. Example of Multiple Items Donation Agenda Item C. Example of Donation from Within the District to an Entity Outside of the District Agenda Item D. District Procedures for Excursions or Field Trips within the United States or to a Foreign Country E. Board Agenda Check List for Out-of-State/Country Field Trips/Events 46 F. Educational Foreign Trip/Study Abroad Program Assumption of Risk, Indemnity and Release Form G. Student and Other Participant in Voluntary Field Trip Release of Liability, Assumption of Risk and Medical Treatment Authorization Form H. Excursions/Field Trips Quick Check I. Example of Out-of-Country Field Trip Agenda Item J. Institutional Membership Renewal/Deletion Form K. Institutional Membership Rationale Form N. Example of On-Campus Events Agenda Item VI. General Writing Tips VII. General Information i

3 1 BOARD AGENDA ITEM PREPARATION HANDBOOK This Board Agenda Item Preparation Handbook will assist you in properly completing an agenda item for consideration by the Board of Trustees. Agenda items are informational, as well as legal documents. At its meeting of February 27, 2007, the Board of Trustees adopted a revised format for agenda items to be considered by the Board, effective July 1, In sections IV, Grants/Special Funding Projects Items (beginning on page 21), and section V, The Board Agenda Item Form (beginning on page 31), you will find examples of typical agenda items with the new requirements incorporated I. TIMELINES Board Meetings: The Board of Trustees meets on the second and fourth Tuesdays of the month. The meeting on the second Tuesday of the month has a business meeting format in which all agenda items are considered. The meeting on the fourth Tuesday of the month has more of an information/presentation format and only those agenda items that are of a time-sensitive nature are considered. Such time-sensitive items require approval by the College Presidents, Provost, or Vice Chancellors before being submitted to the Chancellor s Office. Please keep this in mind when planning your activities/events that require approval by the Board of Trustees. District Administrative Council Meetings and Chancellor s Staff Meetings: The District Administrative Council (DAC) meets one week prior to a second-tuesday-of-the-month Board meeting to review the draft Board meeting agenda. Members of Chancellor's Staff (those individuals who report directly to the Chancellor) meet one week prior to a fourth- Tuesday-of-the-month Board meeting to review the draft meeting agenda. Agenda Item Due Dates: Please check with your respective Vice Chancellor, College President, or Provost office for agenda item due dates. In addition, for agenda items dealing with grants/special projects, please check with the District Manager of Instructional Resources, Funds/Business, for specific agenda item due dates. Adherence to the due dates will avoid delays in submitting agenda items for approval by the Board of Trustees. Please do not wait until the actual due date to submit agenda items; they should be submitted as soon as a scheduled activity is known, and in accordance with campus procedures. It is critical that agenda items NOT BE SUBMITTED for retroactive approval. Such approvals subject the District to increased liability and generate a great deal of concern among trustees.

4 2 II. ITEMS NOT REQUIRING BOARD APPROVAL Administrative Procedure 4300 (Field Trips): With the adoption of Administrative Procedure 4300, Field Trips and Excursions, out-of-state field trips no longer require approval by the Board of Trustees. However, the appropriate forms must be signed and kept on file at the campus. The required forms include 1) Check List for Out-of-State /Country Field Trips/Event; 2) Field Trip Authorization; 3) Student and Other Participant in Voluntary Field Trip Release of Liability, Assumption of Risk, and Medical Treatment Authorization; or 4) Student and Other Participant in Voluntary Educational Field Trip/Study Abroad Program Release of Liability, Assumption of Risk, and Medical Treatment Authorization. These forms are to be maintained by the campuses for at least two (2) years after the completion of the field trip/excursion. The District s Risk Manager is to be notified prior to the destruction of any of the above forms. Please check with your respective College President or Provost s office for specific campus procedures to be adhered to. Note: Out-of-country field trips still require approval by the Board of Trustees. Please refer to page 38 in this handbook for the procedures to be adhered to. Administrative Procedure 6100 (Institutional Memberships and Food Purchases): Administrative Procedure 6100, Delegation of Authority, authorizes the Chancellor, Vice Chancellors, College Presidents, and Provost to approve the following expenditures that do not require prior Board approval: 1. Institutional Memberships: Membership fees of $1,000 or less. 2. Food purchases for meetings, events, or other educational activities: Food purchases that do not exceed $5,000 per event, as long as it is an ongoing event and does not increase more than $1,000 from the previous year. On new activities the amount that can be authorized is $1,000 per event. Administrative Procedure 6150 (Independent Contractor Agreements, Short-Term Facility Use Agreements, Capital Expenditures, Services, Work to be Done, Miscellaneous Agreements, Licensing, and Contracts): Administrative Procedure 6150, Designation of Authorized Signatures, identifies the following expenditures that do not require prior Board approval: 1. Independent Contractor Agreements and Short-Term Facility Use Agreements: Independent Contractor Agreements for athletic officials, performers, speakers, etc. (excluding grant agreements, architects, engineers, and auditors), using the District's standard agreement and not exceeding $5,000 may be executed on behalf of the Board by the Chancellor, Vice Chancellors, College Presidents, Provost, Directors of Budget and Finance, the Director of Fiscal Affairs, or the Manager, Administrative Services, in accordance with the independent contractor guidelines.

5 3 The District has medium/high-risk and low-risk Independent Contractor Agreement forms. The low-risk form should be used for one-time service operations (e.g., piano tuner) or professional services (e.g., consulting). The medium/high risk form should be used for long-term agreements or contracts specific to physical work (e.g., building projects). Note: Careful review of the signed contractor agreement is required as any change to the District s standard contractor agreement may require review by District s legal counsel and may delay the processing of the agreement. For campus procedures to be adhered to regarding Independent Contractor Agreements and Short-Term Facility Use Agreements, please check with your respective College President or Provost office. 2. Capital Expenditures: Capital expenditures less than $30,000 may be authorized by the Chancellor, Vice Chancellor, Finance and Facilities, and the Director, Purchasing. Please check with the District Purchasing Office for specific procedures to be adhered to. 3. Services, Work to be Done, Miscellaneous Agreements, Licensing and Contracts: Services, work to be done, miscellaneous agreements, licensing and contracts costing less than $25,000, may be authorized by the Chancellor, Vice Chancellor, Finance and Facilities, and the Director, Purchasing. Please check with the District Purchasing Office for specific procedures to be adhered to. Board Policy 6350, Hospitality: Board Policy 6350, Hospitality, provides guidelines for Hospitality fund expenditures and states that each year the Chancellor will submit a Hospitality Budget to the Board of Trustees for approval. Once the Hospitality Budget is approved, items purchased with these funds do not need further approval by the Board of Trustees. The Chancellor, Vice Chancellors, College Presidents, Provost, and Executive Vice Presidents may authorize Hospitality disbursements. Examples of the expenditures that can be charged to Hospitality funds include: functions for volunteers, retirees, College Week or Senior Day activities, Board-appointed committee meetings, meetings sponsored by state, municipal, local, or other community agencies (which include breakfast, lunch, or dinner meetings), etc. Contact your budget administrator for a complete listing of allowable expenses through the Hospitality Budget.

6 4 III. PERSONNEL ITEMS Current or New Classified Employees: All personnel items for current or new classified employees are to be processed via a Personnel Change Information form through the respective educational center approval channel prior to submittal to the Office of Human Resources, which will in turn prepare an appropriate line item in the Board agenda. Note: If a classified employee is increasing/decreasing months of employment or percent employed, either on a permanent basis or temporary basis, a letter from the employee stating he/she is voluntarily agreeing to the change must accompany the change form. Current Academic Employees: All personnel items for current academic employees are to be processed via an intradistrict memo through the respective educational center approval channel prior to submittal to the Office of Human Resources, which will in turn prepare an appropriate line item in the Board agenda. New Academic Employees: All new academic employee recommendation forms, either Recommendation for Employment of Academic Personnel or Recommendation for Employment of Part-Time Academic Personnel are to be processed through the respective educational center approval channel prior to submittal to the Office of Human Resources, which will in turn prepare an appropriate line item in the Board agenda. Professional Experts: The Professional Expert category is intended for the temporary employment of persons in conjunction with a specific, limited-term project (typically a grant or other specially-funded project) where the project requires professional/highly specialized knowledge, skills, or technical expertise. The following completed documents are to be submitted through the respective educational center approval channels prior to submittal to the Human Resources Office, which will in turn prepare an appropriate line item in the Board agenda: Request to Employ Professional Expert (Form PE1) Professional Expert Agreement (Form PE2) Employment Status & Retirement System Information (Form PE3) Documentation of Professional Expert Qualifications (resume, certificates, professional licenses, etc.) For individuals with no prior District employment status, or who have not been employed by the District within the last eighteen months, the following documentation must accompany the above items: Completed I-9 and W-4 Photocopy of valid Driver's License or Photo ID

7 5 Signed Oath of Allegiance Photocopy of Social Security Card Temporary Employment Agreement: All Temporary Employment Agreement forms (TEAs 1 and 2) are to be submitted through the educational center approval channels prior to submittal to the Office of Human Resources. All TEAs, except for qualifying full-time students and Work Study/Work Experience students, must be Board approved before the hourly employee can begin working. Individuals with no prior District employment status, or who have not been employed by the District within the last eighteen months, must complete the following documents and submit them all together: Temporary Employment Agreement (Forms TEA 1 and signed TEA2) Completed I-9 and W-4 Photocopy of valid Driver's License or Photo ID Signed Oath of Allegiance Photocopy of Social Security Card (2 copies are required) Failure to submit all of the above items will delay processing, as well as the starting date. Note: All temporary employees must complete and sign Part II of TEA2 and must sign the "signature" line, which is at the bottom of the page. Full-time and Work Study/Work Experience students must complete and sign Part III of TEA2. Unsigned TEA2s will require that all paperwork be returned to the originating office. Also, if a TEA1 is submitted without the accompanying TEA2, all paperwork will also be returned to the originating office. Availability of forms: The following forms relating to personnel matters are available via the campus server. * Personnel Change Information * Recommendation for Employment of Academic Personnel * Recommendation for Employment of Part-Time Academic Personnel * Independent Contractor Agreements * Temporary Employment Agreement (TEA1 and TEA2)

8 6 North Orange County Community College District PERSONNEL CHANGE INFORMATION Social Security #: Name: CURRENT OR NEW HIRE: (Please check one) Current New Hire Location: Department: Current Job Title: Range: Step: Shift Pay: Longevity: Prof Growth: Salary: % Employed: Months per year: Starting Date: Dates of Assignment: (exclude 12-month Employees) New Budget Position (Y/N): (or) Replaces: Vacancy #: Budget Number(s): Percent Employed: CHANGE (fill in changed information only): Explanation: Effective Date: Permanent: Temporary: Location: Department: New Job Title: Range: Step: Shift Pay: Longevity: Prof Growth: Salary: % Employed: Months per Year: Dates of Assignment (exclude 12-month Employees): New Budget Position (Y/N): (or) Replaces: Vacancy #: Budget Number(s): Percent Employed: SIGNATURES: Division/Department Manager: Executive Vice President: Chancellor/Vice Chancellor/ President/Provost Date: Date: Date: Business Office Use Only Cost or Savings of Change: Salary Benefits Total Original to Human Resources, Pink copy to DEC Accounting manager, Yellow copy to Originator.

9 7 North Orange County Community College District Recommendation for Employment of Certificated Personnel NAME: CAMPUS: ADDRESS: Street City/Zip DIVISION: Telephone: Social Security No: Job # ASSIGNMENT: [ ] Instructor [ ] COUNSELOR [ ] OTHER [ ] LIBRARIAN TO REPLACE (Name) TYPE OF CONTRACT: [ ] FIRST YEAR (TENURE TRACK) [ ] TEMPORARY [ ] SPECIALLY FUNDED BEGINNING DATE: PERCENT TO BE EMPLOYED: ENDING DATE: BUDGET NUMBER: Number of flex days to be served if hired for one semester only. Mark one with x For District use only: Class Step APPROVED BY: Division Chairperson Date Vice President/Dean Date President 8/99 Date

10 8 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT RECOMMENDATION FOR EMPLOYMENT OF PART-TIME ACADEMIC PERSONNEL EMPLOYEE NAME: SOCIAL SEC # Last First MI EMPLOYEE ADDRESS: Number and Street City Zip EMPLOYEE TELEPHONE: DAY: EVENING: WORK LOCATION: JOB CLASSIFICATION: TERM OF ASSIGNMENT: [ ] CYPRESS [ ] EXTENDED-DAY INSTRUCTOR [ ] FALL SEM, CAMPUS [ ] FALL SEM, ADULT ED [ ] HOURLY COUNSELOR, REG [ ] SPR SEM, CAMPUS [ ] SPR SEM, ADULT ED [ ] FULLERTON [ ] HOURLY COUNSELOR, EOPS [ ] SMR, CAMPUS [ ] SMR, ADULT ED [ ] ADULT ED (Site) [ ] HOURLY LIBRARIAN [ ] HOURLY DSPS SPECIALIST [ ] FALL TRM, AE [ ] WTR TRM, AE [ ] SPR TRM, AE START DATE: SPECIFY EMPLOYEE ASSIGNMENT(S): BUDGET CHARGE: TEACHING ASSIGNMENTS NONTEACHING ASSIGNMENTS TICKET NUMBER COURSE TITLE CREDIT LEC UNITS CREDIT LAB UNITS ADULT ED HOURS/ WEEK HOURS PER WEEK IMMEDIATE MANAGEMENT SUPERVISOR DATE CAMPUS INSTRUCTIONAL OFFICER DATE DO NOT WRITE BELOW THIS LINE - FOR HUMAN RESOURCES USE ONLY PROCESSED: Office of Human Resources DATE: TEACHING RATE: C/S $/HR NONTEACHING RATE: C/S $/HR REV 8/99 SUBMIT COMPLETED FORM TO DISTRICT OFFICE OF HUMAN RESOURCES. ATTACH EMPLOYEE RESUME AND TRANSCRIPTS.

11 9 INDEPENDENT CONTRACTOR AGREEMENT THIS AGREEMENT is hereby entered into by the NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT, hereinafter referred to as DISTRICT, and; CONTRACTOR TAXPAYER I.D. NO./SSN Mailing Address, City, State, ZIP hereinafter referred to as CONTRACTOR. WHEREAS, the DISTRICT is authorized to contract with and employ an independent contractor specially trained to perform special services required; and WHEREAS, the CONTRACTOR is specially trained, experienced, and competent to perform the special services pursuant to this Agreement; IT IS THEREFORE AGREED AS FOLLOWS: The DISTRICT hereby retains and employs the CONTRACTOR upon the terms and conditions hereinafter set forth, and the CONTRACTOR hereby accepts said retention and agrees to perform the services hereinafter mentioned as an independent contractor upon said terms and conditions: 1. The CONTRACTOR shall commence providing services under this agreement on [Start Date (Month, DD, YYYY)], and will diligently perform as required and complete performance by [Completion Date (Month, DD, YYYY)]. 2. Under the direction of [Under Who's Direction], the CONTRACTOR is to provide the following services: [Services to be Provided] 3. The DISTRICT shall pay the CONTRACTOR a fee not to exceed [Amount of Fee Not To Exceed], for services rendered pursuant to this Agreement. Payment shall be made upon submission of an invoice in a form acceptable to the DISTRICT. 4. The CONTRACTOR shall assume all expenses incurred by him/her in connection with the performance of this Agreement, and the DISTRICT shall not be responsible for payment of any expenses incurred in connection with the services, other than the fee which is specified in Paragraph 3 above. 5. While engaged in carrying out and complying with any of the terms and conditions of this Agreement, the CONTRACTOR is not an officer, agent, or employee of the DISTRICT. 6. The CONTRACTOR agrees to and shall hold harmless and indemnify the DISTRICT and its officers, agents, and employees from every claim or demand and every liability or loss, damage, or expense of any nature whatsoever, which may be incurred by reason of: (a) Liability for damages for death or bodily injury to person, injury to property, or any loss, damage or expense sustained by the CONTRACTOR or any person, firm or

12 corporation employed by the CONTRACTOR upon or in a connection with the services called for in this Agreement, except for liability for damages referred to above which result from the sole negligence or willful misconduct of the DISTRICT S officers, employees, or agents. 10 (b) Any injury to or death of persons or damage to property, sustained by any persons, firm or corporation, arising out of, or in any way connected with the services covered by this Agreement, whether said injury or damage occurs either on or off the DISTRICT'S property, except for liability for damages which result from the sole negligence or willful misconduct of the DISTRICT'S officers, employees, or agents. The CONTRACTOR, at the CONTRACTOR'S expense, cost, and risk, shall defend any and all actions, suits, or other proceedings that may be brought or instituted against the DISTRICT, its officers, agents, or employees on any such claim, demand, or liability and shall pay or satisfy any judgment that may be rendered against the DISTRICT or its officers, agents, or employees in any action, suit, or other proceedings as a result thereof. 7. The CONTRACTOR shall comply with all applicable federal, state, and local laws, rules, regulations, and ordinances, including workers' compensation. 8. This contract may not be assigned without the written consent of the DISTRICT. 9. It is mutually understood that either party may terminate the Agreement upon thirty (30) days' written notice. IN WITNESS WHEREOF, said parties have executed this Agreement as of the date and year first above written. THIS AGREEMENT IS ENTERED INTO THIS [Nnth DAY OF MONTH, YYYY (Board meeting date)]. FOR THE CONTRACTOR: SIGNATURE NAME NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT, Anaheim, California BY PRESIDENT/SECRETARY, BOARD OF TRUSTEES PRINTED TITLE DATE

13 11 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT PROCEDURES FOR EMPLOYMENT OF PROFESSIONAL EXPERTS I.0 Use of Professional Experts 1.1 The Professional Expert category is used for the temporary employment of a person in conjunction with a specific, limited-term project (typically a grant or other specially-funded project) requiring professional knowledge, skills or technical expertise. 1.2 Employment of Professional Experts is appropriate under the following circumstances: The conditions of service are not appropriate to any other category of employment (i.e., nonclassified short-term employee, nonclassified substitute employee, student employee); The person cannot be engaged as an Independent Contractor because the conditions of service so not meet the Internal Revenue Service Independent Contractor criteria; The conditions of service meet all of the criteria specified in Section 2.0, below. 2.0 Criteria for Employment: Employment of a person as a Professional Expert requires compliance with ALL of the following criteria: 2.1 Employment must be in conjunction with a specific, limited-term project. The project must have defined starting and ending dates. 2.2 The service to be performed must require a unique or specialized background not commonly found in the labor market as evidenced by professional knowledge, education, licensure or certification AND/OR specialized professional/occupational training, experience, skills or technical expertise. The Professional Expert must possess bona fide qualifications appropriate to the job assignment. 2.3 The service to be performed is NOT of a type designated as "academic" in Title 5 of the California Code of Administrative Regulations (i.e., service which requires state-mandated minimum qualifications). The following services are considered "academic" and are specifically excluded from the Professional Expert category: Instruction in any course offered for credit or for which apportionment will be claimed; Related academic student support services (e.g., counseling, EOPS and DSPS services). 2.4 The service to be performed is NOT materially the type of work that would be performed by a classified position within the District. Examples of classified duties excluded from the Professional Expert category include, but are not limited to, the following:

14 12 PROFESSIONAL EXPERT EMLOYMENT PROCEDURES PAGE Secretarial/Clerical (e.g., Office Assistant; Office Manager); Instructional Aide/Assistant; Lab Clerk/Aide/Technician; Accounting/Fiscal (e.g., Account Clerk, Records Clerk Maintenance and Operations Conditions of Employment 3.1 Terms of Employment: Professional Experts are temporary employees. They are employed on an "as needed" basis, subject to termination at will by either the District or the employee. 3.2 Period of Employment The requested period of employment must be for the actual period of time during which services are required, not to exceed the project termination date or the end of the current fiscal year, whichever occurs first. The maximum period of employment during any fiscal year is 38-1/2 weeks, including all time employed during the fiscal year as a Short-term Employee, Substitute Employee, or Student Employee. Employment will be automatically terminated if this limit is exceeded. Regular and contract faculty who perform services as Professional Experts are exempt from the 38-1/2 week limitation All calendar days during the specified employment period as a Professional Expert will count toward the specified employment limit, irrespective of the number of days worked during the employment period or the number of hours worked per day Extensions of employment may be granted upon sufficient justification, provided the cumulative employment during any fiscal year does not exceed 38-1/2 weeks. 3.3 Employment Limitations Employment during any period of service as a Professional Expert is limited to work under the direction of one immediate management supervisor A person serving as a Short-term Employee, Substitute Employee, or Student Employee may not be concurrently employed as a Professional Expert If approved by the Vice Chancellor/designee, a person serving as an adjunct faculty employee may be concurrently employed as a Professional Expert provided the combined academic and Professional Expert assignments during the semester/term do not exceed the equivalent of a sixty percent (60%) load. Professional Expert employment of adjunct faculty is strictly limited to the maximum number of hours per week authorized by the District Office of Human Resources.

15 13 PROFESSIONAL EXPERT EMLOYMENT PROCEDURES PAGE Compensation 4.1 Professional Experts will be compensated at the appropriate rate according to the Professional Expert Salary Schedule, for the actual hours of service rendered in performance of the specified duties. 4.2 Professional Experts will NOT be compensated for preparation or training required to meet the professional qualifications necessary to perform their duties. 4.3 Persons employed as Professional Experts are not eligible to participate in the District's Health and Welfare plan or optional fringe benefit plan in conjunction with their employment as a Professional Expert. 4.4 Persons employed as Professional Experts do not receive paid sick leave, paid holidays, paid vacation days, or paid leaves of absence in conjunction with their employment as a Professional Expert. 4.5 No retroactive pay-rate or job classification changes will be permitted. Any change in the terms and conditions of employment will require termination of the original employment agreement and submission of a new request for employment. 5.0 Employment Procedure 5.1 The following are to be submitted to the District Office of Human Resources after approval by the campus president or designee: Completed REQUEST TO EMPLOY PROFESSIONAL EXPERT (FORM PE1) Completed PROFESSIONAL EXPERT AGREEMENT (FORM PE2) Completed EMPLOYMENT STATUS & RETIREMENT SYSTEM INFORMATION (FORM PE3) Documentation of Professional Expert qualifications (resume, transcripts, certificates, professional licenses, etc.) 5.2 For applicants with no prior District employment status, or who have not been employed by the District within the last eighteen months, the following documentation must accompany the above: Completed I-9 and W-4 Signed Oath of Allegiance Photocopy of Social Security Card Photocopy of Valid Driver's License 5.3 If the employee will be working on more than one project or performing more than one Professional Expert job classification in conjunction with a project, a separate Form PE1 and Form PE2 must be submitted for each project and job classification to be performed. 5.4 The immediate management supervisor is to provide the employee with a copy of the PROFESSIONAL EXPERT AGREEMENT (FORM PE2). EMPLOYEES ARE NOT TO BEGIN WORK UNTIL THE SUPERVISING MANAGER HAS RECEIVED APPROVAL IN WRITING FROM THE OFFICE OF HUMAN RESOURCES.

16 14 PROFESSIONAL EXPERT EMLOYMENT PROCEDURES PAGE Payroll Procedure 6.1 All work performed as a Professional Expert will be paid by time card. Paychecks will be issued monthly, on the tenth of each month (classified payroll). 6.2 Professional Experts will use the "Special Programs" time card (copy attached). Time cards must be submitted by the cut-off date established by the Payroll Office and may reflect only actual hours worked as of the cut-off date. Projection of hours on time cards is not allowed. 6.3 Time cards must indicate the project title and the PE# (provided by the Office of Human Resources). If the employee is performing more than one Professional Expert job classification, a separate time card must be submitted for each job classification performed during the pay period. No retroactive pay-rate or job classification changes will be permitted. Any change in the terms and conditions of employment will require termination of the original agreement and submission of a new request for employment. PE-POL Rev. 7/07

17 15 TABLE OF ALLOWABLE PROFESSIONAL EXPERT LOAD FOR ADJUNCT FACULTY CREDIT INSTRUCTORS PART-TIME CREDIT TEACHING LOAD ALLOWABLE CONCURRENT PROFESSIONAL EXPERT LOAD DURING SAME SEMESTER/TERM Lecture Units Equivalent Load Percent Professional Expert Hours Per Week Equivalent Load Percent HR Rev 7/07

18 TABLE OF ALLOWABLE PROFESSIONAL EXPERT LOAD FOR ADJUNCT FACULTY 16 SCHOOL OF CONTINUING EDUCATION (NONCREDIT) PART-TIME NONCREDIT TEACHING LOAD ALLOWABLE CONCURRENT PROFESSIONAL EXPERT LOAD DURING SAME SEMESTER/TERM Noncredit Teaching Hours Per Week Equivalent Load Percent Professional Expert Hours Per Week Equivalent Load Percent HR Rev 7/07

19 TABLE OF ALLOWABLE PROFESSIONAL EXPERT LOAD FOR ADJUNCT FACULTY 17 CREDIT AND NONCREDIT COUNSELORS PART-TIME COUNSELING LOAD ALLOWABLE CONCURRENT PROFESIONAL EXPERT LOAD DURING SAME SEMESTER/TERM Part-Time Counseling Hours Per Week Equivalent Load Percent Professional Expert Hours Per Week Equivalent Load Percent HR Rev 7/07

20 FORM PE1 rev. 7/07 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT REQUEST TO EMPLOY PROFESSIONAL EXPERT 18 DATE OF REQUEST PRINT OR TYPE FIRST AND LAST NAME OF IMMEDIATE MANAGEMENT SUPERVISOR TELEPHONE NUMBER OF SUPERVISOR NAME OF PERSON TO CONTACT REGARDING THIS REQUEST TELEPHONE NUMBER OF CONTACT PROJECT TITLE PROJECT START DATE PROJECT END DATE SUMMARY DESCRIPTION OF PROJECT POSITION NUMBER(S) BUDGET NUMBER(S) EMPLOYEE NAME: SSN: [ ] MALE [ ] FEMALE Last First MI ADDRESS: TELEPHONE: DATE OF BIRTH: Street and Number City Zip JOB CLASSIFICATION FOR THIS PROJECT [ ] PROJECT EXPERT $20.00/HR [ ] TECHNICAL EXPERT I $40.00/HR [ ] TECHNICAL EXPERT II $55.00/HR [ ] PROJECT COORDINATOR $35.00/HR [ ] PROJECT MANAGER $45.00/HR [ ] NOT-FOR-CREDIT INSTR I $25.00/HR [ ] NOT-FOR-CREDIT INSTR II $35.00/HR EMPLOYMENT STARTING DATE EMLOYMENT ENDING DATE WORKSITE [ ] AC [ ] CC [ ] FC [ ] WIL [ ] OTHER SPECIFY ALL PART-TIME (ADJUNCT) FACULTY ASSIGNMENTS THE EMPLOYEE WILL BE PERFORMING DURING THE PERIOD OF THIS PROFESSIONAL EXPERT AGREEMENT. IF NONE, CHECK HERE [ ] HUMAN RESOURCES USE ONLY LOCATION SEMESTER/TERM COLLEGE ASSIGNMENT SCE ASSIGNMENT ASSIGNMENT LEC UNITS LAB UNITS HOURS PER WEEK PERCENT PT ACADEMIC ASSIGN FTE PE MAX HOURS PER WEEK PE EQUIVALENT ASSIGN FTE SPECIFY THE EDUCATION AND EXPERIENCE THAT QUALIFY THE EMPLOYEE FOR THIS JOB CLASSIFICATION AND PERFORMANCE OF THE DUTIES LISTED ABOVE. (ATTACH ADDITIONAL SHEET(S) IF NECESSARY; ATTACH RESUME AND OTHER DOCUMENTATION OF PROFESSIONAL QUALIFICATIONS AS APPROPRIATE) SIGNATURE OF IMMEDIATE MANAGEMENT SUPERVISOR DATE APPROVAL, CAMPUS CEO OR DESIGNEE DATE HR APPROVAL HR MANAGER DATE BA DATE PE# EMPL WKS BANNER ID ETHNICITY CODE: CITIZENSHIP CODE: FORM PE2 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT

21 rev 7/07 EMPLOYEE NAME: PROFESSIONAL EXPERT AGREEMENT JOB CLASSIFICATION: 19 EMPLOYMENT STARTING DATE: EMPLOYMENT ENDING DATE: HOURLY PAY RATE: $ MAXIMUM AUTHORIZED WORK HOURS PER WEEK: TOTAL COMPENSATION NOT TO EXCEED: $ PROJECT TITLE: HR USE ONLY LIST THE SPECIFIC DUTIES TO BE PERFORMED AND/OR OUTCOMES TO BE ACHIEVED BY THE PROFESSIONAL EXPERT FOR THIS PROJECT BY THE EMPLOYMENT ENDING DATE: BA PE EMPLOYEE DISCLOSURE OF CRIMINAL CONVICTION (TO BE COMPLETED BY EMPLOYEE) Have you ever been arrested for any crime (other than a minor traffic violation) which resulted in a conviction or plea of nolo contendre? (A conviction will not necessarily disqualify you from employment.) [ ] YES [ ] NO Employee Signature: Date: Employee is hereby notified of, and agrees to, the following terms and conditions of employment as a Professional Expert: 1. The period of your employment as a professional expert is authorized through the starting and ending dates indicated above, contingent upon approval by the District Office of Human Resources and the Board of Trustees. Your employment as a professional expert will terminate automatically at the expiration of this agreement, but may be terminated at any time by either you or the District, without cause. The District reserves the right to observe or otherwise monitor your performance for purposes of assessment. 2. You may be employed during the term of this agreement, AS NEEDED, at the sole discretion of the District, to perform duties as specified herein. Your employment as a professional expert is limited to work under the direction of a single immediate management supervisor and may not exceed the following limits: (1) the maximum number of hours per week permitted in this agreement (if specified); (2) thirty-eight and one-half (38-1/2) weeks in any fiscal year (July 1 through June 30). Your employment as a professional expert will be automatically terminated by the District if any of these limitations is exceeded. 3. You will be compensated for the actual hours of service rendered in the performance of the specified duties, at the hourly rate indicated above. You will NOT be compensated for projected hours or preparation or training required to meet the professional qualifications necessary to perform said duties. 4. You will NOT receive paid sick leave, paid holidays, paid vacation days, paid leave(s) of absence, medical benefits, or fringe benefits in conjunction with this employment. 5. Your earnings in conjunction with this employment are subject to federal and state withholding, retirement system contributions, and other deductions required by law. 6. Your employment as a professional expert does not constitute classification as an academic employee or member of the classified service. If you are currently employed by the District in an academic or classified capacity, services performed as a professional expert are separate and distinct from your academic or classified workload, and shall not constitute service required as a prerequisite to attainment of, or eligibility to, status as a regular academic or classified employee of the District. 7. The provisions specified herein constitute the sole terms and conditions of your employment as a professional expert. No other representations, either orally or written, are authorized. I have read and understand the above provisions, and agree to accept employment as a professional expert in accordance with the terms and conditions specified herein. EMPLOYEE SIGNATURE DATE

22 FORM PE3 rev. 7/07 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT EMPLOYMENT STATUS & RETIREMENT SYSTEM INFORMATION 20 EMPLOYEE NAME: Last First MI SOCIAL: SECTION I: DISTRICT EMPLOYMENT STATUS 1. Are you now, or have you ever been employed by the North Orange County Community College District? [ ] NO If no, do not complete the remainder of this section. GO TO SECTION II, below. [ ] YES If yes, answer question Are you a permanent District employee? [ ] NO If no, answer question 3. [ ] YES If yes, indicate your status below. DO NOT COMPLETE THE REMAINDER OF THIS FORM. [ ] Contract/Regular Faculty [ ] Classified [ ] Management [ ] Confidential 3. Are you currently performing any assignment(s) with the District? [ ] NO If no, answer item 4. [ ] YES If yes, indicate current assignment(s) below and GO TO SECTION II, below. [ ] campus part-time instructor/counselor/librarian [ ] School of Continuing Education instructor/counselor [ ] professional expert [ ] adult/student hourly (TER) [ ] other (specify) 4. Indicate any District assignment(s) you have performed within the previous three years and GO TO SECTION II, below. [ ] campus part-time instructor/counselor/librarian [ ] School of Continuing Education instructor [ ] professional expert [ ] adult/student hourly (TER) [ ] other (specify) SECTION II: RETIREMENT SYSTEM INFORMATION Indicate current or previous employment with any of the following: [ ] Calif K-12 [ ] FT [ ] PT District: County: [ ] Cert [ ] Class [ ] Calif Comm Coll [ ] FT [ ] PT District: County: [ ] Cert [ ] Class [ ] CSU [ ] FT [ ] PT Campus: [ ] Cert [ ] Class [ ] UC [ ] FT [ ] PT Campus: [ ] Cert [ ] Class [ ] Fed/St/Local Govt [ ] FT [ ] PT Agency: Check if you are a member of either of the following retirement systems: [ ] STRS [ ] PERS Have you withdrawn contributions from a retirement system? [ ] NO [ ] YES If yes, specify: Are you receiving retirement benefits from a retirement system? [ ] NO [ ] YES If yes, specify: EMPLOYEE SIGNATURE DATE

23 21 FORM TEA1 Rev 04/06 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT TEMPORARY EMPLOYMENT AGREEMENT Soc Sec # Banner ID Last Name First Name Middle Name Date of Birth: Ethnicity: Gender: G Male Marital Status: Citizenship: G Female Permanent Address: Street name and number: City: State: Zip: Phone: EMPLOYMENT CLASS: G Short-term Hourly G Hourly Substitute - Leave G Hourly Substitute - Vacancy G Full-time Student (minimum 12 units) G Work Study Student (minimum 6 units) Employment Starting Date: LOCATION: G AC (860) G CC (861) G FC (862) G SCE (863) DEPARTMENT: Have you ever been a member of PERS or STRS? G Yes G No Employment Ending Date: Position No. Fund Orgn Acct Prog Position No. Fund Orgn Acct Prog I-9 on File: G Yes G No - Attached Substitute: G Yes G No Substitute for: (Name) Pay Grade: Pay Step: Hourly Rate: $ Description of Work Project: APPROVALS Department/Division Head: Date: Site Business Office: Date: Human Resources: WHITE: Payroll BLUE: Human Resources PINK: Department Copy YELLOW: Employee Copy

24 Instructions for Completing Form TEA2 22 Part I: Employment Recommendation To be completed by hiring administrator/department Part I information must be completed on the computer and must match the corresponding information listed on Form TEA1 (Name, employment dates, pay grade and step, hourly rate, and employment class) Part II: Employee Disclosure of Criminal Conviction To be completed by all temporary hourly employees The yes or no box must be checked, and all hourly employees must sign and date Part II Part III: Certification of Enrollment To be completed by Full Time Students, Federal Work Study employees, or students enrolled in a CC or FC work experience program Students must initial whether they are enrolled in 12 units as a full-time student, or in a work study/work experience program The appropriate college box must be checked Students must sign and date Part III Signature of Form TEA2 All hourly employees must sign at the bottom of Form TEA2. Your paperwork will be returned if Form TEA2 is not signed or if Form TEA2 is not included with Form TEA1.

25 FORM TEA2 rev 04/06 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT TEMPORARY EMPLOYMENT AGREEMENT PART I: EMPLOYMENT RECOMMENDATION (TO BE COMPLETED BY HIRING ADMINISTRATOR) 23 EMPLOYEE NAME: EMPLOYMENT EMPLOYMENT STARTING DATE: ENDING DATE: PAY GRADE: PAY STEP: HOURLY RATE: EMPLOYMENT CLASS: G Short-term Hourly G Hourly Substitute - Leave G Hourly Substitute - Vacancy G Full-time Student (minimum 12 units) G Work Study Student (minimum 6 units) PART II: EMPLOYEE DISCLOSURE OF CRIMINAL CONVICTION (TO BE COMPETED BY ALL EMPLOYEES) Have you ever been arrested for any crime (other than a minor traffic violation) which resulted in a conviction or a plea of nolo contendre? (A conviction will not necessarily disqualify you from employment.) YES G NO G Employee Signature: Date: PART III: CERTIFICATION OF ENROLLMENT (TO BE COMPLETED BY STUDENT EMPLOYEES ONLY) I am currently enrolled in 12 or more units at: Initial G Cypress College GFullerton College I am currently participating in a college work study program or Initial work experience program and I am enrolled in 6 or more units at: G Cypress College GFullerton College Employee Signature: Date: Employee is hereby notified of, and agrees to, the following terms and conditions of employment as a Temporary Employee: 1. The period of your temporary employment is authorized through the starting and ending dates indicated above, contingent upon approval by the District Office of Human Resources and the Board of Trustees. You may be employed during this period, AS NEEDED, at the sole discretion of the District, to perform duties as assigned. Your employment will terminate automatically on the employment ending date indicated above, but may be terminated at any time by either you or the District, for any reason or for no reason. 2. If you are employed as a full-time student, you must be enrolled, and maintain enrollment, in at least 12 units at Cypress College and/or Fullerton College during the semester of your employment. If you are employed as a work study student, you must be participating in a college work study program or work experience program and be enrolled, and maintain enrollment, in at least 6 units at Cypress College and/or Fullerton College during the semester of your employment. In addition, your employment as a student employee may not exceed twenty (20) hours per week. Your employment will be automatically terminated if the required scholastic requirements are not maintained or if your employment exceeds twenty (20) hours per week. 3. You will be compensated for the actual hours of service rendered in the performance of assigned duties, at the hourly rate indicated above. Your earnings in conjunction with this employment are subject to federal and state withholding, retirement system contributions, and other deductions required by law. 4. You will NOT receive paid sick leave, paid holidays, paid vacation days, paid leave(s) of absence, medical benefits, or fringe benefits in conjunction with this employment. 5. Your employment as a temporary employee does not constitute classification as an academic employee or member of the classified service. 6. The provisions specified herein constitute the sole terms and conditions of your employment as a temporary employee. No other representations, either orally or written, are authorized. I have read and understand the above provisions, and I agree to accept employment as a temporary employee of the North Orange County Community College District in accordance with the terms and conditions specified herein. TEMPORARY EMPLOYEE SIGNATURE DATE

26 IV. GRANTS/SPECIAL FUNDING PROJECTS ITEMS 24 It is strongly recommended that contact be made with the District Manager of Instructional Resources, Funds/Business at the earliest possible date regarding agenda items related to State System s Office grants, California Department of Education grants, agreements for special services, categorical program funding (EOPS, CARE, etc.), local agreements with the Orange County Department of Education, school districts, or community organizations. In July 2001, the Board of Trustees authorized the Vice Chancellor, Finance and Facilities, to execute various grants, contracts, and agreements being submitted as part of the budget development process, as well as all future grants, contracts, and agreements that benefit the District. Note: During the budget development process: Submit all information and documentation for grants/contracts/agreements to the District Manager, Instructional Resources, Funds/Business for inclusion in the District's budget, which will be submitted to the Board of Trustees for adoption. Therefore, a separate agenda item is not required. The deadline to submit budgets as part of the budget development process is established each year for the month of August. After completion of the budget development process: 1. Submit documentation for grants/contracts/agreements to the District Manager, Instructional Resources, Funds/Business, for review and signature of the Vice Chancellor, Finance and Facilities. 2. Submit the agenda item, the budget in Banner format, and the resolution to the District Manager, Instructional Resources, Funds/ Business for submittal to the Board of Trustees. Please keep in mind the following: The agenda item must agree with the language in the contract, including the name of the company or agency, the dates, and the amount of the contract. A budget in Banner format must be submitted with the agenda item, and it must agree with the budget approved by the funding agency. A budget for a funding augmentation requires three columns: current budget, proposed budget, and the variance. The resolution is completed for the amount of the variance only. A resolution must be submitted with the agenda item. The contract must be submitted with the agenda item and must be signed by the funding agency. Identify by name and by title the person that will manage the program and the person that submitted the agenda item.

27 25 Only the Board may enter into an agreement -- not an individual site, program, nor office. Indirect costs must be included in the budget if the funding agency permits them. If two or more sites are participating in an agreement, the agenda item must have the original signature of the president/provost involved. If a funding agency provides its own agreement, please allow several weeks for review by District staff and, perhaps, legal counsel. After legal counsel completes the review, a list of necessary changes to the agreement will be provided and the funding agency must provide a new draft. After the agreement is satisfactory to all parties, the agreement with original signatures from the funding agency is required. Note: Resolutions are to be prepared using the same margins as the agenda item form, along with the Arial 12 point font. Be sure to use tab settings in lieu of spaces between columns; this will facilitate any changes that may subsequently be required.

28 NORTH ORANGE COUNTY COMMUNITY COLLEGE DISTRICT 26 TO: BOARD OF TRUSTEES Action X Resolution X DATE: July 1, 2007 Information Enclosure(s) SUBJECT: School of Continuing Education (SCE) Contracted Services Agreement for Labor Employment and Training Corporation (UAW-LETC) on behalf of Burbank Transition Center BACKGROUND: General Motors, Burbank Transition Center, selected UAW-Labor Employment and Training Corporation (LETC) and the NOCCCD-SCE to establish an in-plant skill center for employees and their spouses. UAW-LETC is providing overall project coordinator and serving as fiscal agent; and the SCE Training and Development Institute is providing on-site instruction in some or all of the following: Basic Skills, ESL, GED, Computer Application, Computer-Based Training and ABE, as well as administrative and other instructional services. Instructional services provided by The Learning Curve. The purpose of the contract is to provide basic skills instruction, which enable both employees and their spouses to obtain the necessary skills, required for success on the job. Oscar Machado, Director of Economic Development, and Corine Doughty, Director of the Workplace Learning Resource Center, submitted this item. Corine Doughty will be responsible for continuing to manage the activities of this program. How does this relate to the District-wide Strategic Plan? This item responds to Strategic Plan Goal #1: Instructional programs provide the necessary basic skills training, current and relevant vocational skills, successful transfer preparation, and life-long learning options to meet the needs of our students and community, as well as Goal #4: NOCCCD is a vital and integral part of the community. Specifically, the School of Continuing Education's strategy to continue and strengthen economic and community development partnerships with the community. How does this relate to Board Policy? Not applicable. FUNDING SOURCE/FINANCIAL IMPACT: The current agreement with UAW-LETC is for the period of October 1, 2006, through June 30, 2007 for an amount not to exceed $60,850. Due to the need for additional training and related services, the SCE Training and Development Institute (TDI) would like to extend the current agreement to cover the period of July 1, 2007, through December 31, This extension will also require an increase in the not to exceed amount from $60,850 to $81,962. The sub-contract agreement between NOCCCD-SCE TDI and The Learning Curve to continue providing instructional services will also need to be extended through December 31, Item No.