(SEC4.0) and (SEC4.1) indicates when new sections and appendices were added to the SEC. Section Title Section Title Definitions and Interpretation
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1 . Key SEC Section headings Active Sections Active Sections varied by Section X Inactive but designated Sections Blank sections and (SEC4.1) indicates when new sections and appendices were added to the SEC. A Definitions and Interpretation A Definitions and Interpretation A1 Definitions A1 Definitions A2 Interpretation A2 Interpretation B Accession B Accession B1 Accession B1 Accession C Governance C Governance C1 SEC Objectives C1 SEC Objectives C2 Panel C2 Panel C3 Panel Members C3 Panel Members C4 Elected Members C4 Elected Members C5 Proceedings of the Panel C5 Proceedings of the Panel C6 Sub-Committees C6 Sub-Committees C7 C8 Code Administrator, Secretariat and SECCo Panel Costs and Budgets C7 C8 Code Administrator, Secretariat and SECCo Panel Costs and Budgets D Modification Process D Modification Process D1 Raising Modification Proposals D1 Raising Modification Proposals D2 Modification Paths D2 Modification Paths D3 D4 Initial Consideration of Modification Proposals Authority Determinations D3 D4 Initial Consideration of Modification Proposals Authority Determinations Page 1 of 9
2 D5 Withdrawal by Proposer D5 Withdrawal by Proposer D6 Refinement Process D6 Refinement Process D7 Report Phase D7 Report Phase D8 D9 Change Board and Change Board Decision Modification Proposal Decision D8 D9 Change Board and Change Board Decision Modification Proposal Decision D10 Implementation D10 Implementation E Registration Data E Registration Data E1 Reliance on Registration Data E1 Reliance on Registration Data E2 Provision of Data E2 Provision of Data F F1 Smart Metering System Requirements Technical Sub- Committee E3 F F1 DCC Gateway Connections for Registration data Provider Smart Metering System Requirements Technical Sub- Committee F2 Certified Product List F2 Certified Product List F3 F4 Panel Dispute Resolution Role Operational Functionality, Interoperability and Access for the DCC F3 F4 F5 Panel Dispute Resolution Role G Security (blank) G Security G1 G2 G3 Operational Functionality, Interoperability and Access for the DCC Communications Hub Forecasts & Orders Security: General Provisions System Security: Obligations on the DCC System Security: Obligations on the DCC Page 2 of 9
3 G4 G5 G6 G7 G8 G9 Organisation Security: Obligations on Users and the DCC Information Security: Obligations on the DCC and Users Anomaly Detection Thresholds: Obligations on the DCC and Users Security Sub- Committee User Security Assurance DCC Security Assurance H DCC Services H DCC Services H1 User Entry Process H1 H2 Supplier Nominated Agents H2 H3 DCC User Gateway H3 H4 H5 H6 H7 H8 Communications Hub Service Enrolment of Smart Metering Systems Core Communication Services Elective Communication Services Withdrawal of Smart Metering Systems H4 H5 H6 H7 H8 User Entry Process Registered Supplier Agents DCC User Processing Service Requests Smart Metering Inventory and Enrolment Services Decommissioning, Withdrawal ad Suspension of Devices Elective Communication Services Service Management, Self-Service and Service Desk Page 3 of 9
4 H9 H10 H11 H12 H13 Replacement of Smart Metering Systems Error Reporting/Fault Management Parse and Correlate Software Intimate Communications Hub Specification Performance Standards and Reporting H9 H10 H11 H12 H13 Incident Management Business Continuity Parse and Correlate Software Intimate Communication Hub Specifications Performance Standards and Reporting H14 Testing Services H14 Testing Services H15 1 DCC Gateway Connections I Data Privacy I Data Privacy I1 Data Protection and Access to Data I1 I2 Data Protection and Access to Data Other User Privacy Audits J J J1 Payment of J1 Payment of J2 Payment Default and Disputes J2 Payment Default and Disputes J3 Credit Cover J3 Credit Cover J4 K Review and Forecasting of Charging Methodology J4 K Review and Forecasting of Charging Methodology K1 Introduction K1 Introduction K2 Estimated Revenues K2 Estimated Revenues K3 Matters relevant to Fixed Charge Calculation K3 Fixed Charge and Fixed CH Charge Calculation 1 DECC in the SEC4A consultation conclusions document created Section H15. Section H15 was designated, but not active from 14 th January It then came into effect on 26 th January 2015 following the SoS direction on 22 nd January Page 4 of 9
5 K4 K5 K6 K7 K8 K9 K10 Before the During the After UITMR Period (Enduring) Determining Explicit Determining Elective Within-Year Adjustments Calculating Monthly Payments K4 K5 K6 K6A K7 K8 K9 K10 Before the During the After the (Enduring) CH Determining Explicit Determining Elective Within-Year Adjustments Calculating Monthly Payments K11 Definitions K11 Definitions L L1 Smart Metering Key Infrastructure SMKI Policy Management Authority L L1 Smart Metering Key Infrastructure SMKI Policy Management Authority L2 SMKI Assurance L2 SMKI Assurance L3 The SMKI Services L3 The SMKI Services L4 L5 L6 L7 L8 L9 The SMKI Service The SMKI Repository Service The SMKI Repository SMKI and Repository Entry Process Tests SMKI Performance Standards and Demand Management The SMKI Document Set L4 L5 L6 L7 L8 L9 The SMKI Service The SMKI Repository Service The SMKI Repository SMKI and Repository Entry Process Tests SMKI Performance Standards and Demand Management The SMKI Document Set Page 5 of 9
6 L10 The SMKI Recovery Procedure M General M General M1 Commencement and Duration L10 M1 The SMKI Recovery Procedure Commencement and Duration M2 Limitations of Liability M2 Limitations of Liability M3 Service FM and Force Majeure M3 Service FM and Force Majeure M4 Confidentiality M4 Confidentiality M5 Intellectual Property Rights M5 Intellectual Property Rights M6 Party Details M6 Party Details M7 Dispute Resolution M7 Dispute Resolution M8 M9 Suspension, Expulsion and Withdrawal Transfer of DCC Licence M10 Notices M10 Notices M8 M9 Suspension, Expulsion and Withdrawal Transfer of DCC Licence M11 Miscellaneous M11 Miscellaneous T T1 T2 Testing During Transition Device Selection Methodology Systems Integration Testing N N1 N2 N3 N4 N5 T T1 T2 SMETS1 Meters Definitions for this Section SMETS1 Enrolment Projects Generally Initial Enrolment Initial Enrolment Project Feasibility Report Initial Enrolment Code Amendments Testing During Transition Device Selection Methodology System Integration Testing T3 Testing T3 Testing Page 6 of 9
7 T4 End to End Testing T4 End to End Testing T5 T6 T7 SMKI and Repository Testing Development of Test Scenarios Document Ending of the Application of the Section T T5 T6 T7 SMKI and Repository Testing Development of Enduring Testing Documents Ending of the Application of this Section T X Transition X Transition X1 X2 X3 X4 X5 General Provisions Regarding Transition Effective Provisions at Designation Provisions to Become Effective Following Designation Governance Set-Up Arrangements Incorporation of Certain Documents in this Code X1 X2 X3 X4 X5 General Provisions Regarding Transition Effective Provisions at Designation Provisions to Become Effective Following Designation Governance Set-Up Arrangements Incorporation of Certain Documents in this Code X6 Transitional Variation X6 Transitional Variation Schedules X7 X8 X9 X10 Schedules Transitional Incident Management Procedures Developing CH Support Materials Non-Gateway Specification Threshold Anomaly Detection Procedures Schedule 1 Framework Agreement Schedule 1 Framework Agreement Schedule 2 Schedule 3 Specimen Accession Agreement Specimen Bilateral Agreement Schedule 2 Schedule 3 Schedule 4 SECCo Schedule 4 SECCo Accession Agreement Specimen Bilateral Agreement Schedule 5 Accession Information Schedule 5 Accession Information Page 7 of 9
8 Schedule 6 Appendices Appendix A Appendix B Appendix C Specimen Form Letter of Credit SMKI Device Certificate Policy SMKI Organisation Certificate Policy SMKI Compliance Policy Schedule 6 Appendices Appendix A Appendix B Appendix C Appendix D Appendix E Appendix F (SEC4.1) Specimen Form Letter of Credit SMKI Device Certificate policy SMKI Organisation Certificate Policy SMKI Compliance Policy Registration Authority Polices and Procedures DCC User Gateway Service Schedule Minimum Communication Services for SMETS1 Meters Table 1: Comparison of new designated SEC4.0 and Page 8 of 9
9 Changes to the SEC as a result of the designation of the DCC User Gateway Code of Connection and activation of Section H15 The following table sets out where the SEC has been amended in support of the activation of Section H15 and the designation of the SEC Appendix G DCC User Gateway Connection Code of Connection as a SEC Subsidiary document. Section Section A1 Section A2.1(e) Section E3.5(a) Section E3.7 Section H15.18(d) and (e) Description of Change Adding reference to the relevant Appendix in the DCC Gateway Code of Connection definition Expands the concept of cross references within the Code to also include clauses in SEC appendices Clarification Adds a reference to the DCC Gateway Code of Connection Clarification changes Section H15.27 Adds references to the DCC Gateway Connection Code of Connection Table 2: Designated changes to support the activation of Section H15 and the designated of the DCC User Gateway Connection Code of Connection Page 9 of 9
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