COLLIER ON BANKRUPTCY

Transcription

1 Publication Table of Contents COLLIER ON BANKRUPTCY Texas State DEC law Library VOLUME I Chapter 1 Chapter 2 Chapter 3 Chapter 4 Chapter 5 Chapter 6 Chapter 7 Chapter 8 Chapter 9 Chapter 10 Chapter II Chapter 12 Chapter 13 Chapter 14 Chapters Chapter 20 Overview of the Bankruptcy Code Bankruptcy Courts Jurisdiction and Powers of Dislrict Courts and Bankruptcy Courts Venue of Cases and Proceedings Appeals The United States Trustee System Bankruptcy Crimes Professional Responsibility Filing and Administrative Fees Suits Against Trustees and Debtors in Possession Without. Leave of the Bankruptcy Court, and the Duty to Comply with State Law and to Pay Taxes Mediation in Bankruptcy Liquidations of Broker-Dealers under the Securities Investor Protection Act of 1970 (SIPA) Ancillary and Other Cross-Border Insolvency Cases under Chapter 15 of the Bankruptcy Code Environmental Issues in Bankruptcy Cases [Reserved] History of United States Bankruptcy Legislation V OLUME 2 CHAPTER I Chapter 10 1 Chapter 102 Chapter 103 Chapter 104 Chapter 105 Chapter 106 Chapter 107 Chapter 108 GENERAL PROVISIONS Definitions Rules of Conslruction Applicability of Chapters Adjustment of Dollar Amounts Power of Court Waiver of Sovereign Immunity Public Access to Papers Extension of Time (Rei /2014 l'llb.219)

2 Chapth 109 Chapter 110 ' Chapter I I I Chapter 112 Who May Be a Debtor Bankruptcy Petition Preparers Nonprofit Budget and Credit Counseling Agencies; Financial Management Instructional Courses Prohibition on Disclosure of Name of Minor Children CHAPTER3 Subchapter I Chapter 301 Chapter 302 Chapter 303 Chapter 304 Chapter 305 Chapter 306 Chapter 307 Chapter 308 CASE ADMINISTRATION Commencement of a Case Voluntary Cases Joint Cases Involuntary Cases [Reserved] Abstention Limited Appearance United States Trustee Debtor Reporting Requirements VOLUME 3 CHAPTER3 Subchapter II Chapter 321 Chapter 322 Chapter 323 Chapter 324 Chapter 325 Chapter 326 Chapter 327 Chapter 328 Chapter 329 Chapter 330 Chapter 33 1 Chapter 332 Chapter 333 Subchapter III Chapter 341 Chapter 342 CASE ADMINISTRATION (continued) Officers Eligibility to Serve as Trustee Qualification of Trustee Role and Capacity of Trustee Removal of Trustee or Examiner Effect of Vacancy Limitation on Compensation of Trustee Employment of Professional Persons Limitation on Compensation of Professional Persons Debtor's Transactions with Allorneys Compensation or Officers interim Compensation Consumer Privacy Ombudsman Appointment of Patient Care Ombudsman Administration Meetings of Creditors and Equity Security Holders Notice 2 (llcl l'ub.219)

3 Chapter 343 Chapter 344 Chapter 345 Chapter 346 Chapter 347 Chapter 348 Chapter 349 Chapter 350 ~ Chapter 351 Subchapter IV Chapter 361 Chapter 362 Chapter 363 Chapter 364 Chapter 365 Chapter 366 Examination of the Debtor Self-Incrimination; Immunity Money of Estates Special Provisions Related to the Treatment of State and Local Taxes Unclaimed Property Effect of Conversion Effect of Dismissal Closing and Reopening Cases Disposal of Patient Records Administrative Powers Adequate Protection Automatic Stay Use, Sale or Lease of Property Obtaining Credit Executory Contracts and Unexpired Leases Utility Service.~ VOLUME4 ~ ~ CHAPTERS Subchapter I Chapter 501 Chapter 502 Chapter 503 Chapter 504 Chapter 505 Chapter' 506 Chapter 507 Chapter 508 Chapter 509 Chapter 510 Chapter 511 Subchapter ll Chapter 521 Chapter 522 Chapter 523 Chapter 524 Chapter 525 CREDITORS, THE DEBTOR, AND THE ESTATE Creditors and Claims Filing of Proof of Claims or Interests Allowance of Claims or Interests Allowance of Administrative Expenses Sharing of Compensation Determination of Tax Liability Determination of Secured Status Priorities Effect of Distribution Other Than under This Title Claims of Codebtors Subordination Rate of Interest on Tax Claims Debtor's Duties and Benefits Debtor's Duties Exemptions Exceptions to Discharge Effect of Discharge Protection Against Discriminatory Treatment 3 (Rcll32-12/2014 Pub.219)

4 Chapter 526 Chapter 527 Chapter 528 Restrictions on Debt Relief Agencies Disclosures Requirements for Debt Relief Agencies VOLUMES CHAPTERS Subchapter III The Estate Chapter 541 Chapter 542 Chapter 543 Chapter 544 Chapter 545 Chapter 546 Chapter 547 Chapter 548 Chapter 549 Chapter 550 Chapter 551 Chapter 552 Chapter 553 Chapter 554 Chapter 555 Chapter 556 Chapter 557 Chapter 558 Chapter 559 Chapter 560 Chapter 561 Chapter 562 CREDITORS, THE DEBTOR, AND THE ESTATE (continued) Property of the Estate Turnover of Property to the Estate Turnover of Property by a Custodian Trustee as Lien Creditor and as Successor.to Certain Creditors and Purchasers Statutory Liens Limitations on A voiding Powers Preferences Fraudulent Transfers and Obligations Postpetition Transactions Liability of Transferee of A voided Transfer Automatic Preservation of A voided Transfer Postpetition Effect of Security Interest Setoff Abandonment of Property of the Estate Contractual Right to Liquidate, Terminate or Accelerate a Securities Contract Contractual Right to Liquidate, Terminate or Accelerate a Commodities Contract or Forward Contract Expedited Determination of Interests in, and Abandonment or Other Disposition of Grain Assets Defenses of the Estate Contractual Right to Liquidate, Terminate or Accelerate a Repurchase: Agreement Contractual Right to Liquidate, Terminate or Accelerate a Swap Agreement Contractual Right to Terminate, Liquidate, Accelerate or Offset under a Master Netting Agreement and Across Contracts; Proceedings under Chapter 15 Timing of Damage Measurement in Connection with Swap Agreements, Securities Contracts, Forward Contracts, Commodity Contracts, Repurchase t"""\ Agreements and Master Netting Agreements 4 (ltcl Pub.219)

5 VOLUME6 CHAPTER7 Chapter700 Subchapter I LIQUIDATION General Analysis of Chapter 7 (Bankruptcy Code ) Ofticers and Administration Chapter701 Interim Trustee Chapter702 Election of Trustee ~ Chapter 703 Successor Trustee Chapter704 Duties of Trustee Chapter705 Creditors' Committee Chapter706 Conversion Chapter707 Dismissal of a Case or Conversion to a Case under Chapter 11 or 13 Subchapter II Collection, Liquidation, and Distribution of the Estate Chapter 721 Authorization to Operate Busine~s Chapter722 Redemption Chapter723 Rights of Partnership Trustee Against General Partners ~ Chapter 724 Treatment of Certain Liens Chapter725 Disposition of Certain Property Chapter726 Distribution of Property of the Estate Chapter727 Discharge Subchapter III Stockbroker Liquidation Chapter 740 Overview of Stockbroker Liquidation Provisions (Bankruptcy Code ) Chapter741 Definitions for This Subchapter Chapter 742 Effect of Section 362 of this Title in this Subchapter Chapter743 Notice ~ Chapter744 Executory Contracts Chapter745 Treatment of Accounts Chapter 746 Extent of Customer Claims Chapter 747 Subordination of Certain Customer Claims Chapter 748 Reduction of Securities to Money Chapter749 Voidable Transfers Chapter 750 Distribution of Securities Chapter 751 Customer Name Securities Chapter752 Customer Property Chapter 753 Stockbroker Liquidation and Forward Contract Merchants, Commodity Brokers, Stockbrokers, Financial Institutions, Financial Participants, Securities Clearing Agencies, Swap Participants, Repo Participants and 5 (Rei Pub.219)

6 Subchapter IV Chapter760 Chapter 761 Chapter762 Chapter763 Chapter764 Chapter765 Chapter 766 Chapter767 Subchapter V Chapter780 Chapter 781 Chapter782 Chapter783 Chapter784 Master Netting Agreement.Paiticipants Commodity Broker Liquidation Overview o( Commodity Broker Liquidation Provision~ (Ban~ruptcy Code ) Definitions for ~s Subchapter Notice to the Commission and Right to Be Heard Treatment of Accounts Voidable Transfers Customer Instructions Treatment of Customer Property Commodity Broker Liquidation and Forward Contract Merchants, Commodity Brokers, Stockbrokers, Financial Institutions, Financial Participants, Securities Clearing Agencies, Swap Participants, Repo Participants and Master Netting Agreement Participants Oearing Bank Liquidation Overview of Clearing Bank Liquidation Provisions (Bankruptcy Code ) Definitions Selection of Trustee Additional Powers of Trustee Right to Be Heard CHAPTER9 Chapter 900 Subchapter I Chapter901 Chapter902 Chapter903 Chapter904 Subchapter TI Chapter 921 Chapter 922 Chapter 923 Chapter924 Chapter 925 Chapter 926 Chapter927 chapter 928 ADJUSTMENT OF DEBTS OF A MUNICIPALITY General Analysis of Chapter 9 (Bankruptcy Code ) General Provisions Applicability of Other Sections of This Title Definitions for This Chapter Reservation of State Power to Control Municipalities Limitations on Jurisdiction and Powers of Court Administration Petition and Proceedings Relating to Petition Automatic Stay of Enforcement of Claims Against the D7btor Notice List of Creditors Effect of List of Claims A voiding Powers Limitation on_ Recourse Postpetition Effect of Security Interest,~ 6 (RcL /2014 Pub.219)

7 Oc" ".,,J Chapter 929 Chapter 930 Municipal Leases Dismissal Subchapter lll The Plan Chapter 941 Cqapter942 Chapter 943 Chapter944 Chapter 945 ~ Chapter 946 Filing of Plan ~odification o( Pial\, Confirmation Effect of Confirmation Continuing-Jurisdiction and Closin~of the Case -.. Effect of Exchange of Securities Before the Date of the Filing of the Petition VOLUME? CHAPTER II Chapter 1100 Subchapter I Chapter 1101 ~ Chapter 1102 Chapter II 03 Chapter 1104 Chapter II 05 Chapter II 06 Chapter 1107 Chapter Chapter 1109 Chapter 1110 Chapter 1111 Chapter 1112 Chapter II 13 Chapter 1114 Chapter 1115 Chapte~ 1116 Subchapter ll Chapter I 121 Chapter 1122 Chapter 1123 ~ Chapter 1124 Chapter 1125 REORGANIZATION General Analysis of Chapter 11 (Bankruptcy Code' ) Officers and Administration Definitions for This Chapter Creditors' and Equity Security Holders' Committees Powers and Duties of Committees Appointment of Trustee or Examiner Termination of Trustee's Appointment Duties of Trustee and Examiner Rights, Powers and Duties of Debtor in Possession Authorization to Operate Business Right to Be Heard Aircraft Equipment and Vessels Claims and Interests Conversion or Dismissal Rejection of Collective Bargaining Agreements Payment of Insurance Benefits to Retired Employees Property of the Estate Duties of Trustee or Debtor in Possession in Small Business Cases The Plan Who May File a Phin Classification of Claims or Interests Contents of Plan Impairment of Claims or Interests: ' Postpetition Disclosure and Solicitation 0 " 7 (Rcl Pub.219)

8 Chapter 1126 Chapter 1127 Chapter 1128 Chapter 1129 Acceptance of Plan Modification of Plan Confirmation Hearing Confirmation of Plan ~ VOLUMES CHAPTER II REORGANIZATION (continued) Subchapter III Postconftrmation Matters Chapter 1141 Effect of Confirmation Chapter 1142 Implementation of Plan Chapter 1143 Distribution Chapter 1144 ~evocation of an Order of Confirmation Chapter 1145 Exemption from Securities Laws Chapter 1146 Special Tax Provisions Subchapter IV Railroad Reorganization Chapter 1161 Inapplicability of Other Sections Chapter 1162 Definition Chapter 1163 Appointment of Trustee Chapter 1164 Right to Be Heard Chapter 1165 Protection of the Public Interest Chapter 1166 Effect of Subtitle IV of Title 49 and of Federal, State or Local Regulations Chapter 1167 Collective Bargaining Agreements Chapter 1168 Rolling Stock Equipment Chapter 1169 Effect of Rejection of Lease of Railroad Line Chapter 1170 Abandonment of Railroad Line Chapter 1171 Priority Claims Chapter 1172 Contents of Plan Chapter 1173 Confirmation of Plan Chapter 1174 Liquidation. ~ ~ ~ CHAPTER 12 ADJUSTMENT OF DEBTS OF A FAMILY FARMER OR FISHERMAN WITH REGULAR ANNUAL INCOME Chapter 1200 General Analysis of Chapter 12 (Bankruptcy Code ) Subchapter I Chapter 1201 Chapter 1202 Officers, Administration, and the Estate Stay of Action Against Codebtor Trustee 8 (Rcl Pub.219)

9 Chapter 1203 Chapter 1204 Chapter 1205 Chapter 1206 Chapter 1207 ~hapter 12~~ Subchapter ll Chapter 1221 r-""\ Chapter 1222 Chapter 1223 Chapter 1224 Chapter 1225 Chapter 1226 Chapter I 227 Chapter 1228 Chapter I 229 Chapter I 230 Chapter 1231 Rights and Powers of Debtor Removal of Debtor as Debtor in Possession Adequate Protection Sales Free of Interests Property of the Estate Conversion or Dismissal The Plan Filing of Plan Contents of Plan Modification of Plan Before Confirmation Confirmation Hearing Confirmation of Plan Payments Effect of Confirmation Discharge Modification of Plan after Confirmation Revocation of an Order of Confirmation Special Tax Provisions CHAPI'ER.13 Chapter I 300 Subchapter I Chapter I 301 Chapter 1302 Chapter 1303 Chapter I 304 Chapter 1305 Chapter I 306 Chapter I 307 Chapter 1308 Subchapter ll Chapter 1321 Chapter 1322 Chapter I 323 Chapter 1324 ~ Chapter I 325 Chapter 1326 ADJUSTMENT OF DEBTS OF AN INDIVIDUAL WITH REGULAR INCOME.. General Analysis of Chapter 13 (Bankruptcy Code ) Officers, Administration, and the Estate Stay of Action Against Codebtor Trustee Rights and Powers of Debtors Debtor Engaged in Business Filing an~ Allowance of Postpetition Claims Property of the Estate Conversion or Dismissal Filing of Prepetition Tax Returns The Plan Filing of Plan Contents of Plan Modification of Plan Before Confirmation Confirmation Hearing Confirmation of Plan Payments 9 (Rcl /2014 Pub.219)

10 Chapter 1327 Chapter 1328 Chapter 1329 Chapter 1330 Effect of Confirmation Discharge Modification of Plan after Confirmation Revocation of an Order of Confirmation CHAPTER 15 Chapter 150 I Subchapter I Chapter 1502 Chapter 1503 Chapter 1504 Chapter 1505 Chapter 1506 Chapter 1507 Chapter 1508 Subchapter II Chapter 1509 Chapter 1510 Chapter 1511 Chapter 1512 Chapter 1513 Chapter 1514 ANCILLARY AND OTHER CROSS-BORDER CASES Purpose and Scope of Application General Provisions Definitions International Obligations of the United States Commencement of AnciJlary Case Authorization to Act in a Foreign Country Public Policy Exception Additional Assistance Interpretation Access of Foreign Representatives and Creditors to the Court Right of Direct Access Limited Jurisdiction Commencement of Case under Section 30 I, 302 or 303 Participation of a Foreign Representative in a Case under This Title Access of Foreign Creditors to a Case under This Title Notification to Foreign Creditors Concerning a Case under This Title Subchapter III Recognition of a Foreign Proceeding and Relief Chapter 1515 Chapter 1516 Chapter 1517 Chapter 1518 Chapter 1519 Chapter 1520 Chapter 1521 Chapter 1522 Chapter 1523 Chapter 1524 Subchapter IV Chapter 1525 Chapter 1526 Application for Recognition Presumptions Concerning Recognition Order Granting Recognition Subsequent Information Reli~f That May Be Granted upon Filing Petition for Recognition Effects of Recognition of a Foreign Main Proceeding Relief That May Be Granted upon Recognition Protection of Creditors and Other Interested Persons Actions to A void Acts Detrimental to Creditors Intervention by a Foreign Representative Cooperation with Foreign Courts and Foreign Representatives Cooperation and Direct Communication Between the Court and Foreign Courts or Foreign Representatives Cooperation and Direct Communication Between the Trustee and Foreign Courts or Foreign Representatives -- I~ 10 (Rei /2014 Pub.219)

11 .~ Chapter 1527 Subchapter V Chapter 1528 Chapter 1529 Chapter 1530 Chapter 1531 Chapter 1532 Forms of Cooperation Concurrent Proceedings Commencement of a Case under This Title after Recognition of a Foreign Main Proceeding Coordination of a Case under This Title and a Foreign Proceeding Coordination of More Than One Foreign Proceeding Presumption of Insolvency Based on Recognition of a Foreign Main Proce~ng Rule of Payment in Concurrent Proceedings VOLUME9 FEDERALRULESOF~ANKRUPTCY?ROCEDURE Chapter 1001 Scope of Rules and Forms; Short Title Part I Chapter i""""", Chapter ~ Chapter 1004 Chapter Chapter Chapter Chapter 1006 Chapter Chapter 1008 Chapter I 009 Chapter Chapter 1011 Chapter Chapter 1013 Chapter I 014 Chapter 1015 Chapter I 016 Chapter 1017 Chapter 1018 Commencement of Case; Proceedings Relating to Petition and Order for Relief Commencement of Case Involuntary Petition Involuntary Petition Against a Partnership Petition for an Infant or Incompetent Person Petitions in Chapter 15 Cases Caption of Petition Filing Fee Lists, Schedules, Statements, and Other Documents; Time Limits Verification of Petitions and Accompanying Papers Amendments of Voluntary Petitions, Lists, Schedules and Statements Service of Involuntary Petition and Summons; Petition for Recognition of a Foreign Nonmain Proceeding Responsive Pleading or Motion in Involuntary and Cross-Border Cases [Former Rule I 0 12-Abrogated] Hearing and Disposition of a Petition in an Involuntary Case Dismissal and Change of Venue Consolidation or Joint Administration of Cases Pending in Same Court Death or Incompetency of Debtor Dismissal or Conversion of Case; Suspension Contested Involuntary Petitions; Contested Petitions Commencing Chapter 15 Cases; Proceedings to Vacate Order for Relief; Applicability of Rules in Part VII Governing Adversary Proceedings 11 (Rcl /2014 Pub.219)

12 Chapter I 019 Chapter 1020 Chapter Conversion of a Chapter 11 Reorganization Case, Chapter 12 Family Fanner's Debt Adjustment Case, or Chapter 13 Individual's Debt Adjustment Case to a Chapter 7 Liquidation Case Small Business Chapter 11 Reorganization Case Health Care Business Case Part II Chapter 2001 Chapter 2002 Chapter 2003 Chapter 2004 Chapter 2005 Chapter 2006 Chapter 2007 Chapter 2007.I Chapter Chapter 2008 Chapter 2009 Chapter 2010 Chapter 20 II Chapter 2912 Chapter 2013 Chapter 2014 Chapter 2015 Chapter Chapter Chapter Chapter 2016 Chapter 2017 Chapter 2018 Officers and Administration; Notices; Meetings; Examinations; Elections; Attorneys and Accountapts Appointment of Interim Trustee Before Order for Relief in a Chapter 7 Liquidation Case Notices to Creditors, Equity Security Holders, Administrators in Foreign Proceedings, Persons Against Whom Provisional ~elief Is Sought in Ancillary and Other Cross-Border Cases, United States and United States Trustee Meeting of Creditors or Equity Security Holders Examination Apprehension and Removal of Debtor to Compel Attendance for Examination Solicitation and Voting of Proxies in Chapter 7 Liquidation Cases Review of Appointment of Creditors' Committee Organized Before Commencement of the Case Appointment of Trustee or Examiner in a Chapter 11 Reorganization Case Appointment of Patient Care Ombudsman in a Health Care Business Case Notice to Trustee of Selection Trustees for Estates When Joint Administration Ordered Qualification by Trustee; Proceeding on Bond Evidence of Debtor in Possession or Qualification of Trustee Substitution of Trustee o~ Successor Trustee; Accounting Public Record of Compensation A warded to Trustees, Examiners and Professionals Employment of Professional Persons Duty to Keep Records, Make Reports, and Give Notice of Case or Change of Status Patient Care Ombudsman Transfer of Patient in Health Care Business Case Reports of Financial Information on Entities in Which a Chapter 11 Estate Holds a Controlling or Substantial Interest Compensation for Services Rendered and Reimbursement of Expenses Examination of Debtor's Transactions with Debtor's Attorney Intervention; Right to Be Heard 12 (l~ll32-12/20j4 Pttb.219)

13 Chapter 2019 Chapter 2020 Disclosure Regarding Creditors and Equity Security Holders in Chapter 9 and Chapter II Cases Review of Acts by United States Trustee Partm Chapter 3001 Chapter r-\ Chapter Chapter 3003 Chapter 3004 Chapter 3005 Chapter 3006 Chapter 3007 Chapter 3008 r-"\. Chapter 3009 Chapter 3010 Chapter 3011 Chapter 3012 Chapter 3013 Chapter 3014 ~ Chapter 3015 ~ Chapter 3016 Chapter 3017 Chapter Chapter 3018 Chapter 3019 Claims and Distribu~on to Cred.tors and Equity Interest Holders; Plans Proof of Claim Filing Proof of Claim or Interest Notice Relating to Claims Secured by Security Interest in the Debtor's Principal Residence Filing Proof of Claim or Equity Security Interest in Chapter 9 Municipality or Chapter 11 Reorganization Cases Filing of Claims by Debtor or Trustee Filing of Claim, Acceptance, or Rejection by Guarantor, Surety, Indorser or Other Codebtor Withdrawal of Claim; Effect on Acceptance or Rejection of Plan Objections to Claims Reconsideration of Claims Declaration and Paymenf of Dividends in a Chapter 7 Liquidation Case Small Dividends and Payments in Chapter 7 Liquidation, Chapter 12 Family Farmer's Debt Adjustment, and Chapter 13 Individual's Debt Adjustment Cases Unclaimed Funds in Chapter 7 Liquidation, Chapter 12 Family Farmer's Debt Adjustment, and Chapter 13 Individual's Debt Adjustment Cases Valuation of Security Classification of Claims and Interests Election under 1111 (b) by Secured Creditor in Chapter 9 Municipality or Chapter 11 Reorganization Case Filing, Objection to Confirmation and Modification of a Plan in a Chapter 12 Family Farmer's Debt Adjustment or a Chapter 13 Individual's Debt Adjustment Case Filing of Plan and Disclosure Statement in a Chapter 9 Municipality or Chapter 11 Reorganization Case Court Consideration of Disclosure Statement in a Chapter 9 Municipality or Chapter 11 Reorganization Case Court Consideration of Disclosure Statement in a Small Business Case Acceptance or Rejection of Plan in a Chapter 9 Municipality or a Chapter 11 Reorganization Case Modification of Accepted Plan in a Chapter 9 Municipality or a Chapter 11 Reorganization Case 13 (Rei Pub.219)

14 Chapter 3020 Chapter 3021 Chapter 3022 Deposit; Confirmation of Plan in a Chapter 9 Municipality or a Chapter 1 1 Reorganization Case Distribution under Plan Final Decree in Chapter II Reorganization Case Part IV Chapter 4001 Chapter 4002 Chapter 4003 Chapter 4004 Chapter 4005 Chapter 4006 Chapter 4007 Chapter 4008 The Debtor; Duties and Benefits Relief from Automatic Stay; Prohibiting or Conditioning the Use; Sale or Lease of Property; Use of Cash Collateral; Obtaining Credit; Agreements Duties of Debtor Exemptions Grant or Denial of Discharge Burden of Proof in Objecting to Discharge Notice of No Discharge Determination of Dischargeability of a Debt Filing of Reaffirmation Agreement; Statement in Support of Reaffirmation Agreement! ~ ~ PartV Chapter 5001 Chapter 5002 Chapter 5003 Chapter 5004 Chapter 5005 Chapter 5006 Chapter 5007 Chapter 5008 Chapter 5009 Chapter 5010 Chapter5011 Chapter 5012 Courts and Clerks Courts and Clerks' Offices Restrictions on Approval of Appointments Records Kept by the Clerk Disqualification Filing and Transmittal of Papers Certification of Copies of Papers Record of Proceedings and Transcripts Notice Regarding Presumption of Abuse in Chapter 7 Cases of Individual Debtors Closing Chapter 7 Liquidation, Chapter 1 2 Family Farmer's Debt Adjustment and Chapter 13 Individual's Debt Adjustment and Chapter 15 Ancillary and Cross-Border Cases Reopening Cases Withdrawal and Abstention from Hearing a Proceeding Agreements Concerning Coordination of Proceedi~gs in Chapter 15 Cases VOLUME 10 FEDERAL RULES OF BANKRUPTCY PROCEDURE (continued) 14 (lkl 132-1U2014 Pub.219)

15 Part VI Chapter 6001 Chapter 6002 Chapter 6003 Chapter 6004 r-"'\ Chapter 6005 Chapter 6006 Chapter Chapter 6008 Chapter 6009 Chapter 6010 Chapter 6011 Collection and Liquidation of~~.. Estate Burden of Proof as to Validity of Postpetition Transfer Accounting by Prior Custodian of Property of the Estate Interim and Final Relief Immediately Following the Commencep1~nt of the. Case-Applications for Employment; Motions for Use, Sale or Lease of Property; and Motions for Assumption or Assignment of Executory Contracts Use, Sale or Lease of Property Appraisers and Auctioneers.Assumption, Rejection or Assignment of an Executory Contract or Unexpired.;Lease..r. Abandonment or Disposition of Property Redemption of Property from Lien or Sale Prosecution and Defense of Proceedings by Trustee or Debtor in Possession Proceeding to A void Indemnifying Lien or Transfer. to Surety Disposal of Patient Records in Health. Care Business Case ~ PartVll Chapter 7000 Chapter 7001 Chapter 7002 Chapter 7003 Chapter 7004 Chapter 7005 Chapter 7007 Chapter Chapter 7008 Chapter 7009 Chapter 7010 Chapter 7012 Chapter 7013 Chapter 7014 Chapter 7015 Chapter 7016 Chapter 7017 ~ Chapter7018 Chapter 7019 Adversary Proceedings In~oduction to Part VII of the Federal Rule~.?f Bankruptcy Procedure Scope of Rules of Part VIT References to Federal Rules. of Civil P~ocedu~ Commencement of Adversary Proceeding Process;" Servi~e of Summons, cmriplaint Service and Filing of Pleadings and Other Papers Pleadings Allowed Corporate Ownership Statement General Rules of Pleading Pleading Special Matters Form of Pleadings Defenses and Objections-When and How. Presented-by Pleading or Motion-Motion for Judgment on the Pleadings Counterclaim and Crossclaim Third-Party Practice Amended and Supplemental Pleadings Pretrial Procedure; Formulating Issues Parties Plaintiff and Defendant; Capacity Joinder of Claims and Remedies Joinder of Persons Needed for Just Determination 15 (Rei /2014 Pub.219)

16 Chapter 1020 Chapter 7021 Chapter 7022 Chapter 7023 Chapter Chapter Chapter 7024 Chapter 7025 Chapter 7026 Chapter Chapter 7028 Chapter 7029 Chapter 7030 Chapter 7031 Chapter 7032 Chapter 7033 Chapter 7034 Chapter 7035 Chapter 7036 Chapter 7037 Chapter 7040 Chapter 7041 Chapter 7042 Chapter 7052 Chapter 7054 Chapter 7055 Chapter 7056 Chapter 7058 Chapter 7062 Chapter 7064 Chapter 7065 Chapter 7067 Chapter 7068 Chapter 7069 Chapter 7070 Chapter 7071 Chapter 7087 Pennissive Joinder of Parties Misjoinder and Non-Joinder of Parties Interpleader Oass Proceedings Derivative Actions Adversary Proceedings ~elating to Unincorporated Associations Intervention Substitution of Parties General Provisions Governing Discovery Depositions Before Adversary Proceeding or Pending Appeal Persons Before Whom Depositions May Be Taken Stipulations Regarding Discovery Procedure Depositions upon Oral Examination Deposition upon Written Questions Use of Depositions in Adversary Proceedings Interrogatories to Parties Production of Documents and Things and Entry upon Land for Inspection and Other Purposes Physical and Mental Examination of Persons Requests for A~missiot:t Failure to Make Discovery: Sanc~ons Assignment of Cases for Trial Dismissal of Adversary Proceedings Consolidation of Adversary Proceedings; Separate Trials Findings by the Court Judgments; Costs Default Summary Judgment Ente~ng Judgment in Adversary Proceeding Stay of Proceedings to Enforce a Judgment Seizure of Person or Property Injunctions Deposit in Court Offer of Judgment Execution Judgment for Specific Acts; Vesting Title Process in Behalf of and Against Persons Not Parties Transfer of Adversary Proceeding 16 (Rei Pub.219)

17 Partvm Chapter 8000 Chapter 8001 Chapter 8002 Chapter 8003 Chapter 8004 Chapter 8005 Chapter 8006 ~\ Chapter 8007 Chapter 8008 Chapter 8009 Chapter Chapter 8011 Chapter 8012 Chapter 8013 Chapter 8014 Chapter 8015 Chapter 8016 ~ Chapter 8017 Chapter 8018 Chapter 8019 Chapter 8020 Chapter 8021 Chapter 8022 Chapter 8023 Chapter 8024 Chapter 8025 Chapter 8026 Chapter 8027 Chapter 8028 Appeals to District Court or Bankruptcy Appellate Panel Introduction to Part Vlll of the Federal Rules of Bankruptcy Procedure Scope of Part VIII Rules; ~efinition of "BAP"; Method of Tr~smission Time for Filing Notice of Appeal Appeal as of Right-How Tak~n; Doc~eting the Appeal Appeal by Leave-How Taken; Docketing the Appeal Election to Have an Appeal Heard by the District Court Instead of the BAP Certifying a Direct Appeal to the Court of Appeals Stay Pending Appeal; Bonds; Suspension of Proceedings Indicative Rulings Record on Appeal; Sealed Documents Completing and Transmitting the Record Filing and Service; Signature Corporate Disclosure Statement Motions; Intervention Briefs Form and Length of Briefs; Form of Appendices and Other Papers Cross-Appeals Brief of an Amicus Curiae Serving and Filing Briefs; Appendices Oral Argument Frivolous Appeal and Other Misconduct Costs Motion for Rehearing Voluntary Dismissal Clerk's Duties on Disposition of the Appeal Stay of a District Court or BAP Judgment Rules by Circuit Councils and District Courts; Procedure When There Is No Controlling Law Notice of a Mediation Procedure Suspension of Rules in Part VIII Part IX Chapter 9001 Chapter 9002 Chapter 9003 Chapter General Provisions General Definitions Meanings of Words in the Federal Rules of Civil Procedure When Applicable to Cases unde~ ~e Code Prohibition of Ex Parte Contacts General Requirements of Form. 17 (Rcl /2014 Pub.219)

18 Chapter 9005 Chapter Chapter 9oo6 Chapter 9007 Chapter 9008 Chapter 9009 Chapter 9010 Harmless Error Constitutional Challenge to a Statute-Notice, Certification and Intervention Computing and Extending Time; Time for Motion Papers General Authority to Regulate Notices. Service or Notice by Publi.cation Forms Representat~on and Appearances; Powers of Attorney Chapter 9011 Sig~ing of Papers; Representations to the Court; Sanctions; Verification and, Copies of Papers r ' Chapter 9012 Chapter 9013 Chapter 9014 Chapter 9015 Chapter 9016 Chapter 9017 Chapter 9018 Chapter 9019 Chapter 9020 Chapter 9021 Chapter 9022 Chapter 9023 Chapter 9024 Chapter 9025 Chapter 9026 Chapter 9027 Chapter 9028 Chapter 9029 Chapter 9030 Chapter 9031 Chapter 9032 Chapter 9033 Chapter 9034 Chapter 9035 Chapter 9036 Chapter 9037 Oaths and Affirmations Motions: Form and Service Contested Matters Jury Trials Subpoena Evidence Secret, Confidential, Scandalous or Defamatory Matter Compromise and Arbitration Contempt Proceedings Entry of Judgment _ Notice of Judgment or Order New Trials; Amendment.of Judgments Relief from Judgment or Order Security: Proceedings Against Sureties Exceptions Unnecessary Removal Disability of a Judge Local Bankruptcy Rules; Procedure When There Is No Controlling Law Jurisdiction and Venue Unaffected Masters Not Authorized Effect of Amendment of FederaJ Rules 6f Civil Procedure Review of Proposed Findings of Fact and Conclusions of Law in Non-Core.. Proceedings TransmittaJ of Pleadings, Motion Papers, Objections and Other Papers to the United States Trustee Applicability of Rules in Judicial Districts in Alabama and North Carolina Notice by Electronic Transmission Privacy Protection for Fillngs Made with the Court '~ 18 (Rcl /2014 Pub.219)

19 VOLUME 11 TAX GUIDE ChapterTXl Policies and History ChapterTX2 Federal Taxation of the Non:.Corporate Bankruptcy Estate ChapterTX3 Tax Reporting Requirements ChapterTX4 Priority and Dischargeability or Tax Claims ChapterTX5 Litigation with the IRS in Bankruptcy Court ~\ Chapter TX6 Discharge of Indebtedness and I.R.C. Section 108 Relief ChapterTX7 Tax Treatment of Creditors ChapterTX8 Exchange of Corporate Stock for Debt ChapterTX9 Debt for Debt Exchanges Chapter TXlO Tax-Free Reorganization of Debtor Corporations Chapter TXl-1 Pr'?.~~rvation ~nd Use of:t:'letoperating Los~e~_and 9ther Corporate. Tax Attributes Chapter TXllA Consolidated Return Issues in Bankruptcy Chapter TX12 State and Local Tax Aspects of Bankruptcy Chapter TX13 FinanciaJiy Troubled Partnerships ~ Chapter TX14 Tax Consequences of Disputed Claims Reserves and Creditors' Trusts Chapter TX15 Miscellaneous Tax Issues Chapter TX16 Tax Disclosure in a Bankruptcy Disclosure Statement Chapter TX17 Checklist: Tax Planning and Practice Strategies for Individuals Chapter TX18 Tax Planning Checklist and Practice Strategies for Corporate Chapter 11 Debtors VOLUME 12 ~"'-\, STATE EXEMPTIONS Introduction Alabama-Montana VOLUME 13 STATE EXEMPTIONS (continued). Nebraska-Wyoming Survey of States Recognizing Tenancy by the Entireties Exemption Federal Non-Bankruptcy Code Exemptions ~ Research Guide to Legislative History of 11 U.S.C. 522(b) Case Highlights: Issues Concerning Exemptions in Bankruptcy 19 (Rei /2014 Pub.219)

20 ~ ~ VOLUME 14 COMMERCIAL FORMS Part 1 Part2 Part 3 Part4 Part5 Part6 Part 7 Part 8 Part9 Part 10 Abandoning Property of the Estate Establishing the Attorney~Ciient Relationship Disclosure of Attorney's Fees Modifying, Maintaining and Enforcing The Automatic Stay Filing and Responding to Claims and Interests Closing the Case: Continuing Jurisdiction. Collective Bargaining Agreements Commencement of the Voluntary Case Committees in Chapter I 1 Cases CompensaQon VOLUME 15 COMMERCIAL FORMS (continued) Part 11 Conversions Part 12 Employment of Professional Persons Part 13 Executory Contracts and Unexpired Leases Part 14 Fraudulent Transfers Part 15 Involuntary Petitions Part 16. Examination of the Debtor and Other Entities Part 17 Municipal Bankruptcies Part 18 ()perati<?n of Debtor's :Business Part 19 Chapter 15 Ancillary and Other Cross-Border Insolvency Cases VOLUME 16 COMMERCIAL FORMS (continued) Part20. Plans: Disclosure Statements Part 21 Plans: Drafting and Filing the Plan App. 21 Sample Plans and Disclosure Stateme~ts Part 21A Plans: Modification of Plans Part22 Plans: Obtaining Acceptance of Plans Part23 Plans: Obtaining Confirmation of Plans 20 (ltcl Pub.219)

21 ~\ VOLUME 17 COMMERCIAL FORMS (continued) Part 24 Preferential Transfers Part 25 Trustees and Examiners Part 26 Turnover Part 27 Continuation of Utility Services Part 28 Using, Selling or Leasing Property of the Estate ~ Part29 Procedure Part 30 Appointment of Ombudsman VOLUME 18 CONSUMER FORMS Part CSI Part CS2 Part cs~ PartCS4 ~ PartCS5 Part CS6 Part CS7 PartCS8 Part CS9 Part CSIO PartCSlOA. Part CS11 Abandoning Property of the Estate Adversary Proceedings Appeals Establishing the Attorney-Client Relationship Attorney's Fees Modifying, Maintaining and Enforcing the Automatic Stay Trustee's Avoiding Powers Filing and Responding to Claims andlnterests Codebtor Stay Commencement of the Case Dismissal of the Case Compensation ~ VOLUME19 CONSUMER FORMS (continued) Part CS12 Conversions.Part ~S13 Dischargeability of Debt Part CS14 Discharge Part CS15 Discrimination Part CS16 Executory Contracts and Unexpired Leases Part CS17 axemptions and Lien A voidance Part CS18 Meeting of Creditors Part CS19 Plans Part CS20 Reaffirmation 21 (Rei /2014 Pub.219)

22 PartCS21 PartCS22 PartCS23 PartCS24 PartCS25 PartCS26 Redemption Reopening the Case Trustees Turnover Utilities Procedure APPENDIX VOLUME A Part 1 Part2 Part3 Bankruptcy Code Federal Rules of Bankruptcy Procedure & Official Fonns Bankruptcy Act of 1898, ch. 541,30 Stat. 544 (1898) APPENDIX VOLUME B Part 4 Bankruptcy Reform Act of 1978, Pub. L. No , 92 Stat ( 1 978) APPENDIX VOLUME C Part 4 Bankruptcy Reform Act of 1978, PU;b. L. No , 92 Stat ( J ~78) (continued) APPENDIX VOLUMED Part 4 Bankruptcy Reform Act of 1978, Pub. L. No , 92 Stat (1978) (continued) APPENDIX VOLUME E-1 Part 5 Bankruptcy Tax Act of J 980, Pub. L. No , 94 Stat._ 3389 (1980) Part 6 Part 7 Bankruptcy Amendments and Federal Judgeship Act of 1984, Pub. L. No , 98 Stat. 333 (1984) Bankruptcy Judges, United States Trustees, and Family Farmer Bankruptcy Act of 1986, Pub. L. No , 100 Stat (1986) Part 8 Retiree Benefits Bankruptcy Protection Act of 1988, Pub. L. No , 102 Stat. 610 (1988) Part 9 Bankruptcy Reform Act of 1994, Pub. L. No , 108 Stat (1994) 22 (Rcl /2014 Pub.219)

23 APPENDIX VOLUME E-2 Part 10 Parts 11~ Bankruptcy Abuse Prevention and Consumer Protection Act of 2005, Pub. L. No , 119 Stat. 23 (2005) [Reserved] APPENDIX VOLUME F Part41 Part42 Part43 Miscellaneous Amendments to the Bankruptcy Code Related Statutes and Regulations Appropriations Acts APPENDIX VOLUME G Part44 National Bankruptcy Review Commission Final Report INDEX VOLUME* Treatise Index Forms Index Tax Index Table of Cases 23 (Rei '2015 Pub.219)