USDA RURAL DEVELOPMENT BUSINESS PROGRAMS. Agency Representative: Anthony (Tony) Barcinas Community and Business Programs Specialist



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USDA RURAL DEVELOPMENT BUSINESS PROGRAMS Agency Representative: Anthony (Tony) Barcinas Community and Business Programs Specialist USDA is an equal opportunity provider and employer If you wish to file a Civil Rights program complaint of discrimination, complete the USDA Program Discrimination Complaint Form,found online at http://www.ascr.usda.gov/complaint_filing_cust.html, or at any USDA office, or call (866) 632+9992 to request the form. You may also write a letter containing all of the information requested in the form. Send your completed complaint form or letter to us by mail at U.S. Department of Agriculture, Director, Office of Adjudication, 1400 Independence Avenue, S.W., Washington, D.C. 20250+9410, by fax (202) 690+7442 or email at program.intake@usda.gov. Our New Location! 1. Head east on Purple Heart Hwy (Route 8) About 1 min 2. Turn left onto N St About 2 mins 3. N Stturns slightly left and becomes E Sunset Blvd About 2 mins 4. Turn right into The PACAIR Bldg. for USDA RD 700 E. Sunset Blvd. Ste 280, 2nd Floor 1

USDA 0 RURAL DEVELOPMENT Vision Statement: Partners in helping the people of Rural America develop sustainable communities. Mission Statement: Enhance the ability of rural communities to develop, to grow and to improve their quality of life by targeting financial and technical resources in areas of greatest need through activities of greatest potential. USDA 0 RURAL DEVELOPMENT Over 40 grant, Direct and Guaranteed loan programs to finance housing, businesses, and infrastructure in rural areas. Program Areas: Rural Housing Programs Rural Utility Programs Rural Business and Cooperative Programs Renewable Energy Grants and Guaranteed Loans 2

INFRASTRUCTURE PROGRAMS Water and Environmental Funding Programs Water & Waste Disposal Loan & Grant Special Evaluation Assistance for Rural Communities and Households (SEARCH) Predevelopment Planning Grants (PPG) Emergency & Imminent Community Water Assistance Grant (ECWAG) 3

FY 2015 Estimates Direct Loan $8.6M Grant $2.3M Guaranteed (Nationwide) PPG (Nationwide) $1M SEARCH (Nationwide) $1M Water & Waste Disposal Loan & Grant Program Overview What does this program do? Provides funding for clean and reliable drinking water systems, sanitary sewage disposal, sanitary solid waste disposal, and storm water drainage to households and businesses in eligible rural areas. What kinds of funding are available? Long3term, low3interest loans If funds are available, grants may be combined with a loan if necessary to keep user costs reasonable 4

Water & Waste Disposal Loan & Grant Overview0Continued Who may apply? This program assists qualified applicants that are not otherwise able to obtain commercial credit on reasonable terms. Eligible applicants include: Most State and local governmental entities Private non3profits Federally recognized Tribes Water & Waste Disposal Loan & Grant Overview0Continued How may the funds be used? Funds may be used to finance the acquisition, construction or improvement of: Drinking water sourcing, treatment, storage and distribution Sewer collection, transmission, treatment and disposal Solid waste collection, disposal and closure Storm water collection, transmission and disposal 5

Additional/Other Costs That Can Be Funded Engineering Environmental Legal Administrative Purchase water rights Purchase land rights Surveys/ROWs Construction loan interest Refinancing under certain conditions Purchase existing systems under certain conditions Water/Wastewater Funding Loans/grants0 Continued Ineligible Purposes Facilities not modest in size, design, and cost Loan or grant finder s fees Construction of any new combined storm and sanitary sewer facilities Any portion of a facility that does not serve a rural area 6

Water/Wastewater Funding Loans/grants0 Continued Loan Terms: 40 years or useful life of system Interest Rates: (subject to change quarterly) Poverty Rate: 2.25% 0 MHI LT $47,482 (2010 Census) & health or sanitary problem Intermediate Rate: 3.0% 0 MHI $47,482 0 $49,793 Market Rate: 3.50% 0 MHI > $49,793 Water/Wastewater Funding Loans/grants0 Continued Security/Collateral : Public Bodies: General Obligation Bond Revenue Bond Non0Profits: Deed of Trust Promissory Note UCC filing 7

Water/Wastewater Funding Loans/Grants0 Continued Other Requirements: Public bidding of construction Water Meters Other Credit Refinancing No free service Flood plain impact avoidance Non0discrimination Drug0Free workplace Annual financial reporting The Application Packet Application Package Forms and Information SF 4243 Application for Federal Assistance Organizational Documents or Enabling Legislations (Public Bodies) Financial Statements Documentation on Existing Debt Others Preliminary Engineering Report (PER) Environmental Report 8

Preliminary Engineering Report (PER) The PER describes the proposed project from an engineering prospective, analyzes alternatives to the proposal, defines project costs and provides information critical to the underwriting process. The PER format will generally include: Project Planning Existing Facilities Need For the Project Alternatives Considered Section Of an Alternative Proposed Project (Recommended Alternative) Conclusions and Recommendation Preliminary Engineering Report (PER) Water and Waste Disposal Program RUS Bulletin 178002 http://www.rurdev.usda.gov/rdu_bulletins_water_and_environmental.html 9

Environmental Resources to be Evaluated: Land Use 3 General 3 Important Farmland 3 Formally Classified Lands Floodplains (500 yr. for critical facilities) Wetlands Historic Properties Biological Resources Water Quality Coastal Resources Socio3Economic/ Environmental Justice Miscellaneous Issues 3Air Quality 3 Transportation 3 Noise GRANT OPPORTUNITIES Special Evaluation Assistance for Rural Communities and Households (SEARCH) Predevelopment Planning Grants (PPG) Emergency & Imminent Community Water Assistance Grant (ECWAG) 10

Special Evaluation Assistance for Rural Communities and Households (SEARCH) Purpose: To make predevelopment planning grants for feasibility studies, design assistance, and technical assistance How may the funds be used? To pay predevelopment planning costs, including: Feasibility studies to support applications for funding water or waste disposal projects Preliminary design and engineering analysis Technical assistance for the development of an application for financial assistance SEARCH 7 CFR 1774 Regulation Up to 100% of costs 3 no more then $30,000 Entities Municipalities, Non3Profits, Tribes Location LT 2,500 in population Financially Distressed MHI LT $47,482 11

SEARCH National Office has allocated $1M nationwide, first come3first serve; PER/ER must be completed to RD requirements Predevelopment Planning Grants0(PPG) What does this program do? It assists low3income communities with initial planning and development of an application for USDA Water and Waste Disposal direct loan/grant and loan guarantee programs. Essentially the same as SEARCH How may the funds be used? Grants may be used to pay part of the costs of developing a complete application for USDA Water & Waste Disposal direct loan/grant and loan guarantee programs Grant up to $30,000 or 75% of cost 12

Emergency Community Water Assistance Grants (ECWAG) What does this program do? This program helps eligible communities prepare for, or recover from, an emergency that threatens the availability of safe, reliable drinking water for households and businesses. Who may apply? Most State and local governmental entities Nonprofit organizations Federally recognized Tribes Emergency Community Water Assistance Grants (ECWAG) What kind of event can qualify as an emergency? Drought or flood Earthquake Tornado or hurricane Disease outbreak Chemical spill, leak or seepage Other disasters 13

Emergency Community Water Assistance Grants (ECWAG) How may the funds be used? $500,000 3 may be made to alleviate a significant decline in quantity or quality of water available to a rural area that occurred within two years of filing an application with the Agency, or to attempt to avoid a significant decline that is expected to occur during the twelve month period following the filing of an application $150,000 3 Grants made for repairs, partial replacement, or significant maintenance on an established system to remedy an acute shortage or significant decline in the quality or quantity of potable water, or an anticipated acute shortage or significant decline Emergency Community Water Assistance Grants (ECWAG) Eligible Project Costs Waterline extensions from existing systems. Construction of new waterlines. Repairs to an existing system. Significant maintenance to an existing system. Construction of new wells, reservoirs, transmission lines, treatment plants, and other sources of water. Equipment replacement. Connection and/or tap fees. Pay costs that were incurred within six months of the date an application was filed with the Agency to correct an emergency situation that would have been eligible for funding under this part. 14

Application Process & Requirements Two key steps PRIOR to applying (required for all federal programs): Obtain a DUNS (Data Universal Numbering System; Call D&B using the toll3free number, 10866070505711 SAM (System Awards Management): https://www.sam.gov/portal/public/sam/ COMMENTS/QUESTIONS CONTACT INFORMATION Phone: 30008567 Fax: 10855087802465 Joseph M. Diego, Area Director joseph.diego@pb.usda.gov Tony Barcinas, Business Programs anthony.barcinas@pb.usda.gov Web Site: http://www.rd.usda.gov/hi 15

THANK YOU!! 16