ejournal Archiving: Status and Trends Tyler O. Walters



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ejournal Archiving: Status and Trends Tyler O. Walters Associate Director, Technology & Resource Services Georgia Tech Library & Information Center ER&L Feb. 22, 2007

Status of ejournal Management One characteristic present today: Anxiety re: preservation / long term access to EJs Arrangements via license agreements are inadequate how will libraries get content? Many EJs not covered by archiving arrangements Need technical tools to enforce archiving arrangements in licenses

The Shift to epublishing Ulrich s International Periodicals Directory (June 2006) tells us there are: 23,187 active and refereed journal titles (low) 14,338 active, online, and refereed journal titles (62%) (38% print only) 1,429 open access titles (10% of online journals)

More on Shift to epublishing Directory of Open Access Journals: 2,549 peer reviewed OA journals (2/1/07), up 1,100 titles fr. 2005 British Library study (2003): By 20l6 half of all serials will be e only. Only 9 yrs. from now! Karen Hunter, Elsevier (2006): For publishers to move to electronic only format, we need bullet proof digital archiving of ejournals USE: Ithaka study (2003): 78% of 7,400 faculty surveyed: EJs are invaluable research tools Carol Tenopir (2003): 2/3 of scientist s reading from e resources; astronomers 80%

What Are Librarians Doing? Publishers Communication Group (2004): 155 academic librarians surveyed worldwide, 84% cancel print when e version is available Elsevier Science Direct (2006): 40% of current subscription revenues from e only subscriptions ARL Member Survey (2005): 98% of contracts have provision for some form of backfile access if a library cancels its subscription But can you trust the publisher to deliver?

Core Infrastructure Two e-resource Coordinators For Collection Development SELECT BUDGET USE UTILIZATION PROMOTE EVALUATE For Acquisition Services LICENSE ORGANIZE ACCESS MAINTAIN TROUBLESHOOT PRESERVE

ejournal Archiving Programs Characteristics to Consider: 1. Mission and Mandate Explicitly expressed legal deposit, legal mandates 2. Rights and Responsibilities Right to Preserve: clearly enumerated, remain viable over time Are publishers, libraries involved in governance? operations? 3. Content Coverage Which publications? for whom? title, issue, date 4. Minimal Service (Minimum Criteria for an Archival Repository of Dig. Scholarly Journals, DLF) Receive, store, integrity check, processing, threat protection, audit

ejournal Archiving Programs More Characteristics to Consider: 5. Access Rights Current Access vs. Archiving / Dark Archive vs. Light Archive Trigger events for access or transfer 6. Organizational Viability org. context: responsible admin., sources of funding, stakeholder buy in 7. Network Repositories work as part of network (org & tech). Redundancy Share strategies/planning docs, coordinate content selection, reciprocal archiving/mirroring, 2 nd ary archiving responsibility *Perpetual Rights Access vs. EJ Archiving*

The Programs 1. CISTI Csi (Canada) (pra) 2 3 LOCKSS Alliance and CLOCKSS (eja) 4. KB e Depot (Netherlands) (eja/pra) 5. Kopal/DDB (Germany) (eja/pra) 6. LANL RL (eja) 7. NLA PANDORA (Australia) (eja/pra) 8. OCLC ECO (pra) 9. OhioLINK EJC (pra) 10. Ontario Scholars Portal (pra) 11. Portico (eja) 12. PubMed Central (pra)

Recommendations for Libraries Press publishers hard to enter into archiving relationships with bona fide programs. Act together to get archiving programs that meet their needs. Put this requirement in your license agreements! Share information with each other: what they re doing about e journal archiving internal assessment processes for decision making, codify best practices promote sufficient redundancy shares responsibility for preserving EJs not currently included Join at least one EJ archiving initiative Need a registry of archived scholarly publications that indicates which programs have archived them (like ROAR for repositories)

Recommendations for Publishers Be overt about EJ archiving efforts, enter into relationships with at least one EJ archiving program Provide enough information to EJ archiving programs to ensure that the scope, content, date span, and title coverage are adequately recorded Extend liberal archiving rights in license agreements with content aggregators, consortia, libraries. Digital archiving rights of EJs = a distributed responsibility Recommendations = Transparency of Operations

Recommendations for EJ Archiving Programs Public evidence of minimal level of services (be transparent) Be overt about content in programs, put this info. on WWW Content becomes repository property. Can t remove, modify. Disputes Include rights / responsibilities in contracts to protect archiving actions Consider, some content will enter public domain. Should negotiate all agreements with publishers to take this possibility into account Exchange information: content coverage, technical implementations, best practices for rights to preserve and eventually provide access to content. Create a safety net for one another for succession planning Share responsibility for preserving EJs not currently protected

Examples of EJ Archiving Programs: Portico LOCKSS / CLOCKSS

Portico Preservation Process Publishers Portico Libraries Transmit Data Archival Preservation Activities Monitor Information Technology & Community Activities/Standards Analyze Publisher Data Update Publisher Profile Update Archival Policies Update Format Regstries Update Tools Update Workflows Verify Archive Ingest & Normalize Source Files Analyze & Update Archival Policies Portico Archive Portico Archive Access

Ingest Process Overview

Preserving and Auditing Uses Internet to continually and slowly audit preserved content Servers take part in polls, voting on part of content they have in common. If server content is damaged or incomplete, server will lose poll, and can repair the content from other servers Avoids need to back servers up individually. Provides reassurance that system is performing its function and that correct content is available to readers when they access it More organizations preserving content = stronger guarantee for their continued access

Providing Access LOCKSS servers provide transparent access to the content they preserve Institutions run web proxies to allow off-campus users to access their journal subscriptions, and web caches, to reduce the bandwidth cost of providing Web access to community Integrates with these systems, intercepts requests from community's browsers. When request for page from preserved journal arrives, it is first forwarded to the publisher If publisher returns content, browser gets that. Otherwise browser gets preserved copy

Ok Discussion time! E Journal Archiving Metes and Bounds: A Survey of the Landscape, CLIR. Nov. 2006 Tyler O. Walters, Tyler@gatech.edu 404 385 4489