510(k) SUMMARY JUL 1 8 2014 Otoharmonics 0 Levo 9 System



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510(k) SUMMARY JUL 1 8 2014 Otoharmonics 0 Levo 9 System Submitter's Name, Address, Telephone Number, Contact Person and Date Prepared Otoharmonics Corp 411 SW 6th Ave Portland, Oregon 97204 Phone: 503.336.9906 Contact Person: Michael Baker, President/CEO Date Prepared: July 11, 2014 Name of Device Levo System Common or Usual Name/Classification Name, Classification Tinnitus Masker Device, 21 CFR 874.3400 (Product Code KLW), Class 11 Predicate Devices SoundCure, Inc.'s Serenade Tinnitus Treatment System (K1 11293) Intended Use I Indications for Use The Levo System is indicated for use in the temporary relief of tinnitus symptoms. The device is a tool to generate customized sounds to relieve patients suffering from tinnitus and can be used in a tinnitus management program. The target population is adults (18 years or older). This is a medical device and should only be used with the advice of a physician, audiologist or other hearing healthcare professional. Device Description The Levo System is designed to assist the qualified health care professional in evaluating the patient's tinnitus and preparing a customized sound therapy to be delivered to the patient during treatment. The Levo System provides idiopathic tinnitus masking treatment based upon sound stimulation during sleeping or waking hours. The Levo System consists of two proprietary software applications that are pre-installed on commercially available, off-the- shelf consumer electronics (i.e., Apple@ Pade or ipad Air TMand ipod 0). Custom-fit ear buds are provided with the device. The Levo System uses amplitude modulated tinnitus pitch matched tones, narrow-band noise centered at the tinnitus frequency, and broad-band noise. Technological Characteristics The Levo System presents very similar technological characteristics as the predicate Serenade Tinnitus Treatment System in device design and specifications. Both devices are designed to assist in the evaluation of a patient's tinnitus, and can be used by the healthcare professional to prepare a customized sound therapy for each patient. Both devices include software components that operate on designated hardware platforms, although the specific hardware used are not the same (i.e., offthe-shelf consumer electronics versus customized hardware). In addition, the Levo System transmits data wirelessly between the devices, whereas the predicate device

utilizes a USB cord. However, these differences do not raise any new types of safety or effectiveness questions for the Levo device. Robust risk analysis and verification and validation testing further support the substantial equivalence of the devices. In addition, for both devices, the customized sound therapy is delivered to patients through a hand-held audio device. The devices both generate sounds that can be configured from broad band to narrow band, and provide for amplitude modulated tinnitus pitch matched tones. The Levo System can be used to generate the exact same type of amplitude modulated sounds as the predicate device. Therefore, the similar technological characteristics of the devices support substantial equivalence. Performance Data Nonclinical testing was conducted to validate the performance of the Levo System and ensure the device performs as intended and meets the design specifications, consistent with FDA's "Draft Guidance for Industry and FDA Staff. Class /I Special Controls Guidance Document: Tinnhtus Masker Devices" (2005). The biocompatibility of the patient-contacting materials of the Levo System has been demonstrated per ISO 10993-1, ISO 10993-5, and ISO 10993-10 for a device with limited duration of contact with intact skin. Consistent with FDA's guidance document, the Levo System meets the safety performance requirements of AAMI/ANSI ES 60601-1 and electromagnetic compatibility requirements of leg 60601-1 -2. Software verification and validation testing further demonstrated that the software performs as intended and in accordance with specifications. The potential risks of the Levo System have been identified and evaluated, and the risks were determined to be acceptable, or have been addressed with risk control measures. Performance testing further demonstrated that the acoustic outputs of the device meet specifications, including the following testing: " Frequency response of the ear buds, patient device, and software " Amplitude of generated output " Software/firmware performance " Amplitude modulation of signal * Independent volume control of left and right channel of device Therefore, in all instances of performance testing, the Levo System functioned as intended. Substantial Equivalence The Levo System is as safe and effective as the SoundCure predicate device. The Levo System has the same intended uses and similar indications, technological characteristics, and principles of operation as its predicate device. The Levo System provides the same general types of sounds and amplitude modulated tones as the predicate device. Although the Levo System and the predicate device operate with different patient device hardware, data transmission (i.e., wireless versus USB cable), and output ranges, these minor technological differences between the Levo System and its predicate device do not raise any new issues of safety or effectiveness. Thus, the Levo System is substantially equivalent to the SoundCure 2

predicate. Further details regarding the comparison of the device and the predicate are providing in the following table. Trade Name Otolharmonics Levo System I. 11-1. I..I.. - -SoundCure Serenade Tinnitus Treatnibnt System (K1 11293) Indications The Levo System is indicated for use in The Souncure Serenade Tinnitus for use the temporary relief of tinnitus Treatment System is indicated for use in symptoms. The device is a tool to the temporary relief of tinnitus symptoms. generate customized sounds to relieve The device is a tool to generate patients suffering from tinnitus and can be used in a tinnitus management customized sounds to relieve patients suffering from tinnitus and can be used in program. The target population is adults (18 years or older). This is a medical a tinnitus management program. The target population is adults (18 years or device and should only be used with the older). advice of a physician, audiologist or other hearing healthcare professional.. This is a medical device and should only be used with the advice of a physician, audiologist or other hearing healthcare professional. Patient Hand-held audio device (ipod touch') Hand-held audio device (Serenade Medium for use with custom headphones patient device) with headphones Components Levo Manager software supplied pre- Serenade Treatment Software (to be installed on ipad or ipad Air TM used with user's commercially available Levo Patient software supplied pre- computer) installed on tpod touch Serenade patient device with software Ear buds pre-installed Accessories (standard Applee charger Earphones with Aplsdevice) Accessories (power supply, power cord, Apple USB cable) Sounds Sounds customized to the patient by Sounds customized to the patient by qualified health care professional. qualified health care professional. From 1ito ten (10) combinations of the Individually patient selectable from the following sounds: following sounds: * Pure Tone. Sinusoidal amplitude modulated * White Noises (SAM) tones (S-Tones) (choice of 2 * Narrow Band Noises (bandwidth predefined by HCP) selectable by HCP) * White Noises Includes the ability to create sinusoidal * Band Noises amplitude modulated (SAM) tones. Data Data logging of patient use Data logging of patient use Logging Volume Individual volume control per ear Individual volume control per ear Control Features in Sleep Help to Sleep (optional) - Music played to help patient relax SleepAssist technology - Sleep Mode Timer to help the patient fall asleep Maximum 85 db SPL 92 db SPL Output Output 100Hz - 16KHz 1 khz to 14 kl-z Frequency Power Rechargeable lithium-ion (Li-Ion) Battery, external power supply (100- Rechargeable lithium-ion (Li-Ion) Battery, external power supply (100-25OVAC to 25OVAC to 5V DC) with power cord for recharging. (Battery and charger 5V DC) with power cord for recharging. provided by Apples for Applee devices) Qtoharmonics and Levo are registered trademarks of Otoharmonics Corporation. Apple, ipod touch and ipad are registered trademarks of Apple Inc. 3

Conclusions In conclusion, the Levo System is substantially equivalent to the SoundCure predicate device and software verification and validation testing further demonstrate that the software performs as intended and in accordance with specifications. 4

tdepartment OF HEALTH & HUMAN SERVICES Public Health Service t444 Food and Drug Administration 10903 New Hampshire Avenue Documnent Cenral Center - W066-0609 Silver Spring, MD 20993-=02 July 18, 2014 Otoharmonics c/o Ms. Yarmela Pavlovic Hogan Lovells US LLP 1835 Market Street, 2 9 1h Floor Philadelphia, PA 19103 Re: K 140845 Trade Name: Otoharmonics LEVO Tinnitus Masking Software Device Regulation Number: 21 CFR 874.3400 Regulation Name: Tinnitus masker Regulatory Class: Class II, Product Code: KLW Dated: June 17, 2014 Received: June 17, 2014 Dear Ms. Paviovic: We have reviewed your Section 5 10(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, I1976. the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may. therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading. If your device is classified (see above) into either class 11 (Special Controls) or class Ill (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations. Title 2 1. Pants 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Page 2 - Ms. Yarmela Paviovic Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by ocher Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050. If you desire specific advice for your device on our labeling regulation (21 CER Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7 100 or at its Internet address httd://www.fda.gov/medicaldevices/resotircesforyoui/industrv/defau lt.htiii. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21ICFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to httd)://wvww. fdasgov/med ical Devices/Safetv/Remirtalrobleim/deilth.lhtm for the CDR-I's Office of Surveillance and Biometrics/Division of Postmarket Surveillance. You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toil-free number (800) 638-2041 or (301) 796-7100 or at its Internet address httd)://www.fda.rov/medical Devices/Resoui-cesforYou/lndusrr/defaulIt.hti-. Enclosure Sincerely yours, Eric A. Mann -S for Malvina B. Eydelman, M.D. Director Division of Ophthalmic and Ear, Nose and Throat Devices Office of Device Evaluation Center for Devices and Radiological Health

510(k) Number (f known) Device Name LEVO Tinnitus Masking Software Device Indications for Use (Describe) The LEVO Tinnitus Masking Device is indicated for use in the temporary relief of tinnitus symptoms. The device is a tool to generate customized sounds to relieve patients suffering from tinnitus and can be used in a tinnhtus management program. The target population is adults (18 years or older). This is a medical device and should only be used with the advice of a physician, audiologist or other hearing healthcare professional. Type of Use (Select one or both, as applicable) 0Prescription Use (Part 21 CFR 801 Subpart D) COver-The-Counter Use (21 CFR 801 Subpart C) PLEASE DO NOT WRITE BELOW THIS LINE - CONINUE ON A SEPARATE PAGE IF NEEDED. FOR FDA USE ONLY Concurrence of Center for Devices and Radiological Health (CDRH) (Signat urn) Ting Zhang -S 2014.07.14 08:58:36-04'00' This section applies only to requirements of the Paperwork Reduction Act of 1995. 'DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.' The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to: Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff~fda.hhs.gov 'An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid 0MB number." FORM FDA 3881 (1114) Page 1 of 1 n*4 Wo EF