The Ethics of Cardiovascular Transplantation

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No Greater Gift: New Ethical Debates in Transplantation Phil Rettig. M.D. Bioethics and the Law November 7, 2008

New Ethical Debates in Transplantation Objectives: Understand relevance of Dead Donor Rule Discuss ethics of novel approaches to increasing donor pool Discuss ethics of creation of savior siblings Explore ethics of cardiac transplantation via DCD

Brief History of Transplantation 1954: First successful renal transplant Boston by Joseph Murray, M.D. Identical twin transplant in 23 y.o. Survived 8 years, fathered children 1962: Use of immunosuppression for renal transplants: corticosteroids azathioprine (Imuran)

Brief History of Transplantation 1967: First heart transplant 1983: Immunosuppression: : cyclosporine 1990s: Immunosuppression: tacrolimus (Prograf) mycophenolate mofetil (CellCept) sirolimus (Rapamune)

Brief History of Transplantation Current organs: Kidney Liver Heart Lung Heart/lung Pancreas Small intestine

Current Transplant Statistics Waiting lists (10/2008) Kidney: 77,623 Liver: 16, 030 Heart: 2697 Lung: 2130 Pancreas: 1590 (Kidney/pancreas: 2256) Intestine: 230 www.optn.org

Organ Donors and Transplantations in the United States, 1988-2006 Steinbrook R. N Engl J Med 2007;357:209-213

Current Transplant Statistics January July 2008 Total transplants: 16,385 Deceased donor: 12,757 Living donor: 3,629 Total donors: 8,326 Deceased donor: 4,698 Living donor: 3,628

Current Transplant Statistics Over 6000 deaths per year awaiting kidneys One-year survival after transplant: Living related kidney: 95% Cadaver kidney: 89% Liver: 73-83% 15,000 brain-dead potential donors yearly: Only 35-45% become donors

Current Transplant Statistics Demand for organs surpasses supply Under-utilization of brain-dead donors Poor rates of donor preregistration Lack of acceptance of donation by families Under-utilization of live donors Under-utilization of other dead donors

Federal laws and regulations Uniform Anatomical Gift Act (1968) Allows individual to make irrevocable gift of organs, body parts, body by documentation prior to death Cannot be rescinded by next of kin Allows next of kin to make donation in absence of documentation by decedent

Federal laws and regulations Uniform Determination of Death Act (1980) Oklahoma Statute: An individual who has sustained either: 1) irreversible cessation n of circulatory and respiratory functions, or 2) irreversible cessation of all functions of the entire brain, including the brain stem is dead. A determination of death must be made in accordance with accepted medical standards; provided all reasonable attempts to restore spontaneous circulatory or respiratory functions shall first be made, prior to such declaration. (OK Law: Title 63, Section 3122)

Federal laws and regulations National Organ Transplant Act (1984): Established national coordinating organization 1986: Organ Procurement and Transplantation Network Contracts with UNOS (United Network for Organ Sharing) Joins 63 OPOs nationwide

Federal laws and regulations Oklahoma OPO (Organ Procurement Organization) is LifeShare of Oklahoma Six designated transplant centers in OK: Integris Baptist Medical Center OU Medical Center Children s s Hospital of Oklahoma St Anthony Hospital St. Francis Hospital St. John Medical Center

Federal laws and regulations OPTN Final Rule Proposed in 1998 Finalized in 2000 Controversy related to national vs. local allocation of organs Provides that organs should be distributed over as broad a geographic area as feasible with some local prioritization allowed.

Ethical principles in transplantation Autonomy: right to donate; need for consent Beneficence: obligation to provide organs as is possible Nonmaleficence: Primum non nocere: Dead donor rule Justice: equity in allocation of organs

Autonomy: Consent issues Principle of autonomy: self-consent Primacy of patient preference: Expressed in: advance directive donor card driver s s license donor registry Principle of first person: decedent s s prior documented consent overrides survivors objections.

Autonomy: Consent issues Surviving next of kin may make donation in absence of decedent s s prior donation OK hierarchy of decision makers: Spouse Adult son or daughter Either parent Adult brother or sister Guardian of the decedent Any other person authorized or under obligation to dispose of the body Shall not accept gift if there is disagreement

Autonomy: Consent issues Presumed consent vs. expressed consent: Presumption that organs may be procured absent a specific documented refusal An opt-out strategy Used in Spain, Belgium, Italy, Austria Increases donations by 25-40% Objections: Loss of autonomy Taking of property without due process and just compensation (violates Fifth Amendment)

Justice: Allocation of organs Allocation criteria: Financial resources Age of recipient Compliance and lifestyle issues (alcohol, drug, tobacco use) Co-morbid illnesses Citizenship Length of time on list Geography

Nonmaleficence: Dead Donor Rule Vital organs cannot be removed from a potential donor until/unless the donor is dead.

Nonmaleficence: Dead Donor Rule First cadaver donors after cardiac death Recognition of brain death as defining death: Harvard Criteria ( 1968, Beecher et al) Brain-dead as primary donor pool 1970s- 1990s Development of protocols for non-heart- beating cadaver donation in 1990s

Increasing the donor pool Donation after Cardiac Death (DCD): Process: Decision made to withdraw life support Family approached for potential donation Conventional terminal care Withdrawal of life support in/near OR Declaration of death by cardiac (asystole) criteria Organ procurement 2 to 5 minutes after asystole

Increasing the donor pool DCD: Advantages: Increases donor organ pool (kidneys) Allows families some solace/meaning to loved one s s death Permits timely organ procurement

Increasing the donor pool DCD: Ethical concerns: Decreases respect for dying patient Provides incentive to withdraw care Potential conflicts of interest among care- providers Not addressed in most advance directives

Increasing the donor pool DCD: Necessary safeguards: Decision to withdraw care made independently and previous to any discussion of organ donation Provision of customary terminal care Established policy carried out by trained personnel Total separation between treatment team and transplant team

Bernat J. N Engl J Med 2008;359:669-671 Increasing the donor pool: DCD

Increasing the donor pool Directed Donation Definition: Gift of donated organ to a specific individual Commonly used in living-related donations Allows tissue-typing typing and -matching electively Performed altruistically May have issues of true voluntariness

Increasing the donor pool Directed Donation Problems with unrelated/stranger live- donors: Possible covert payments or other influences Potential for discrimination May by-pass usual allocation criteria

Increasing the donor pool Directed Donation Possible abuses: Advertising for organs (billboards/internet) Organ sharing networks On-line organ clearing houses: MatchingDonors.com

Increasing the donor pool Directed donation Organ exchange: Pairing unrelated donor-recipient recipient pairs with unrelated tissue-matching donor- recipient pairs No payments or incentives provided

An Exchange Performed because of a Cross-Match Incompatibility in One Pair and a Blood-Type Incompatibility in the Other Delmonico F. N Engl J Med 2004;350:1812-1814

Increasing the donor pool Paid Donation Proposed by a number of ethicists, economists, policy makers Two models: (1) free market capitalism (2) set fee payment from network/government Arguments for based on utilitarianism and potential donors autonomy/property rights

Increasing the donor pool Paid donation: Current OPTN policy: It shall be unlawful for any person to knowingly acquire, receive or otherwise transfer any human organ for valuable consideration for use in human transplantation if the transfer affects interstate commerce.

Creation of hematopoetic stem cell (HSC) donors Clinical case: 1994: M.N., female infant born with Fanconi s anemia 1996: Parents begin quest for HLA-matched conception through IVF 1999: Fifth IVF attempt successful with HLA- matched healthy embryo 2000: Cord blood stem cells from brother A.N. infused into M.N. 2003: M.N. alive and well with XY bone marrow

Creation of HSC donors Clinical scenarios: Child with: (1) life-threatening congenital condition treatable by HSC transplantation (2) acquired life-threatening disease potentially curable by HSC transplantation No HLA-matched donor available

Creation of HSC donors Options for HLA-matched HSC donors: Living relative match: < 1 in 4 chance Sibling match: 1 in 4 chance (3 in 16) Unrelated adult HSC donor from National Marrow Donor Program: 1 in 200-400 Cord blood from HSC bank: < 1 in 400 custom embryo via IVF + PGD: 100%

Creation of HSC donors Technique: IVF + PGD (preimplantation( genetic testing) routine IVF Removal of single cell from blastomere (8-12 cell embryo), 2-33 days post-fertilization Amplification of single cell DNA by PCR Screen DNA for disease and HLA genes Implant selected HLA-matched, healthy embryo Harvest cord blood for HSC transplant

Creation of HSC donors Legal status: USA: law prohibits use of abortuses and most embryonic stem cell research; PGD not addressed UK: regulated through Human Fertilization and Embryo Authority (HFEA) Australia: regulated by Infertility Regulatory Authority Germany: PGD prohibited

Creation of HSC donors Ethical issues: AMA Code of Ethics: Prenatal diagnosis is acceptable to prevent, cure, or treat genetic disease: Kantian principle: A A person should never be solely used as a means for another person, but always seen as an end to itself.

Creation of HSC donors Ethical issues: Parents have reproductive autonomy & procreative beneficence Parental motivation for donor child beyond donor status Beneficence toward: ill child family unit donor child Nonmaleficence toward donor child Risks: cord blood harvesting: ethical bone marrow harvesting: maybe ethical solid organ donation: not ethical

Creation of HSC donors Ethical guideline: principle of post-natal test : If donation of tissue/organ from an already living minor child is judged to be ethical, than similar donation from a not-yet yet-born child is ethical.

Anencephalic infants as donors Clinical aspects: Anencephaly is congenital absence of the cerebral hemispheres, skull and scalp, with brainstem and spinal cord present. Permanently lack any consciousness Usually without other congenital anomalies Most die within first 1 7 days after birth

Anencephalic infants as donors History: 1988-89: 89: Infant heart transplant program at Loma Linda using anencephalic donors 1992: Campos case in Florida: Parents of infant girl born with anencephaly sought unsuccessfully to donate organs. Child died at 10 days.

Anencephalic infants as donors Legal and ethical barriers: Patients are not brain-dead Organ use violates Dead Donor Rule and Uniform Determination of Death Act AMA Code of Ethics: 1988: Prohibited organ procurement prior to death 1994: Allowed organ procurement prior to death as ethical and called for change in legal definition of death 1995: Reintroduced prohibition of donation prior to death

Anencephalic infants as donors Ethical approaches: Violates Dead Donor Rule Concept of higher brain death Define anencephalic infants as never living because of lack of consciousness Define anencephalic infants as brain absent Greater issue of relevance of Dead Donor Rule

Infant heart transplant after DCD Clinical issues: About 100 infant heart transplants yearly Indications: Severe congenital defects (hypoplastic left heart) Cardiomyopathies > 50% 15 year survival High mortality awaiting transplantation

Infant heart transplant after DCD Denver Children's Hospital report: Three infants transplanted 2004-2007 2007 with donation from 3 newborns via DCD All donors were term infants with severe birth asphyxia and parental decision to withdraw life support Cardiac death declared 11.5 to 27.5 minutes after withdrawal of life support Heart procurement began 180 seconds (1 st case) to 75 seconds after cardiac death

Infant heart transplant after DCD All three infants have survived > 18 months post-transplant transplant Clinical course comparable to 17 other heart transplant patients in same period Nine other potential donors via DCD in same time period without recipients Process was approved by Hospital Ethics Committee and by IRB

Infant heart transplant after DCD Ethical issues: Violated Dead Donor Rule: Donors did not have irreversible loss of cardiac function Concern about short interval between asystole and initiation of harvesting : only 75 seconds vs. IOM guideline of 300 seconds (2000) or American College of Critical Care Medicine of 120 seconds (2001)

Infant heart transplant after DCD Conclusions of ethicists: Truog & Miller:... may be ethical, but reason cannot be that we are convinced that they are really dead. Most important aspect is to obtain truly informed consent from donor family. Veatch: violates Dead Donor Rule Need to change law (1) to allow donation from non-dead patients or (2) to recognize total loss of brain functions responsible for consciousness as basis for death.

Infant heart transplant after DCD Reopens issue of donation from non-brain dead potential donors: Patients with PVS Patients with catastrophic brain injury but brainstem function Anencephalic infants

Infant heart transplant after DCD A final word: In the report by Boucek et al., one conclusion is clear. As a result of their investigational protocol, three babies are now alive; had the procedures not been performed, it is virtually certain that all six babies would be dead. N Engl J Med 2008;397, 673.