G9 Offshore wind health and safety association

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G9 Offshore wind health and safety association 2013 annual incident data report www.g9offshorewind.com

About the G9 Offshore wind health and safety association The primary aim of the G9 is to deliver world class health and safety performance in the offshore wind industry. To achieve this, senior executives of the G9 member companies have committed resources from their companies, and have also met under the auspices of the G9 Board, to actively lead the industry in finding solutions to the safety challenges faced by offshore wind projects throughout their life cycle, from design and development through construction and in operation. Through the sharing and analysis of HSE incidents provided by G9 member companies, an evidence-based understanding has been developed of the risks encountered during the construction and operational phases of a wind farm project. This information is being used by the G9 to identify the risks in the offshore wind industry, allowing the group s work to be focused in areas of high risk exposure. The HSE incident data shared amongst the G9 members during 2013 are presented in this report. Contents Introduction from the Chairman Overview of 2013 incident data: sites and method of work 2013 highlights 4 Incident data summary incident area Incident data summary work process Project and operation sites 8 Lost work day incidents breakdown by incident area and work process Top three risk analysis 10 Lifting operations 11 Working at height 12 Marine operations 13 Concluding remarks 14 Annex A 15 Annex B 21 2 3 6 7 9 G9 founding members: 1

Introduction from the Chairman In recent years we have seen impressive growth in the level of activity in the offshore wind industry across Northern Europe, and this has resulted in many new sites being constructed and brought into operation as the demand for low carbon electricity generation has grown. As members of G9, it is our responsibility to ensure that the health and safety performance of our companies is continually improving and, of equal importance, is understood by the wider industry, as well as regulators, to be continually improving. It is against this backdrop that I am delighted to see the publication of the first G9 Annual data report. The incident data in this report give a comprehensive insight into the health and safety performance of the G9 members businesses from a total of 35 sites spread across Northern Europe. This first report is an important step in our progress as a group: I hope that our annual report establishes itself as a valuable reference on offshore wind health and safety performance and that it becomes a tool to document the evolution and improvements in the sector. As an organisation we will continue to strive to improve the health and safety performance of our members with assistance from the Energy Institute (EI) and our many stakeholders from across the sector, not least in the supply chain. There is still work to be done but I am confident with the help and commitment of my fellow G9 members and the wider offshore wind business community we can work together to make this industry a safer place to operate. Benj Sykes Chairman G9 Offshore Wind Health and Safety Association UK Country Manager Head of Asset Management DONG Energy Wind Power 2

Overview of 2013 incident data: sites and method of work Overview of G9 member sites Figure 1: G9 member sites that have provided incident data Method of work Throughout 2013, the data from each quarter have been provided by each G9 member and analysed internally by the EI, with a quarterly report produced for review by the G9 Board and G9 Focal Group. Data have been collected and categorised into operation and project phases. For further information on the data input categories (work process, incident area, consequence, etc.) please see Annexes A and B. 3

2013 highlights 2013: key facts and figures Key facts Work process 616 reported incidents 165 lifting operations incidents 0 fatalities 45 incidents occurred when working at height 66 total lost work days 131 incidents during marine operations* 4 injuries to employees and contractors reported under RIDDOR Incident area 373 incidents occurred on operational sites 281 incidents occurred on vessels 243 incidents occurred on project sites 178 incidents occurred in the turbine region 124 incidents occurred onshore * Marine operations comprises the following work processes: maritime operations, transfer by vessel, vessel operations, vessel mobilisation. Figure 2: 2013 injury severity triangle Fatality 0 Lost work day 66 Restricted work day 12 Medical treatment injuries 30 First aid 61 Near hits 345 Hazards 102 4

Incident data summary incident area Areas where incidents occurred can be broadly categorised into five different categories (see Figure 3). Figures 4-8 show the breakdown. Offshore (accommodation Offshore and (accommodation and substructure) Onshore Onshore activity Substation Substation Turbine Turbine Vessels Vessels Vessels (unclassified) Vessels (unclassified) Vessels - - large Vessels (>24 - m) large m) (>24 m) Vessels - - small Vessels (<24 (<24m) - small (<24m) Figure 3: Incident area summary Figure 4: Incident area vessels breakdown Offshore (accommodation Offshore (accommodation and substructure) and substructure) Accommodation platform Accommodation platform Kitchen & canteen Kitchen & canteen Met mast Met mast Substation HV areas (>1000 V) Substation HV areas (>1000 V) Substation work and cable areas Substation work and cable areas Figure 5: Incident area accommodation and substructure breakdown Figure 6: Incident area substation breakdown 5

45 30 15 Key A B C D E F G H I J Access ladders Foundation external Foundation internal Helicopter hoisting and landing area Hub and blades Nacelle Transition piece area Turbine tower Turbine/substation outside Yaw gear space 0 A B C D E F G H I J Figure 7: Incident area turbine breakdown 45 Key A Access roads B Administration C Boatlanding 30 D E Car park Company vehicle F Excavations and civil works G Harbour, quay and pontoons H Office 15 I Public road/area J Staircase K Storage L Turbine assembly area 0 A B C D E F G H I J K L M N M N Warehouse Workshop Figure 8: Incident area onshore activity breakdown 6

Incident data summary work process There were 25 different work processes where incidents occurred during 2013 (see Figure 9). For further information on the number of hazards, near hits, first aid incidents, medical treatment injuries, restricted work day, and lost work day incidents see Annex A. 7 Key A Business travels I Marine operations* Q Transfer by helicopter B Catering/cleaning J Office work R Working at heights C Civil works K Operating plant and machinery S Working in confined spaces D Diving operations L Other T Working on energised systems E Facility management M Replacing major components U Working with chemicals and hazardous substances F Hot works N Rigging/slinging V Working with hand tools/power tools G Lifting operations O Surveys H Manual handling P Training/drills/team building events Figure 9: Work process summary * Marine operations comprises the following work processes: maritime operations, transfer by vessel, vessel operations, vessel mobilisation.

Project and operation sites Throughout 2013, incidents were classified as occurring in either project or operation sites these were defined as: Project site: All stages of project (development, construction, commissioning) Operation site: Site in operation producing power. Breakdown of the incident data by site classification is shown in Figures 10 and 11. 120 80 40 0 Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops A B C D E F G H I J K Figure 10: Work process project/operation site breakdown 120 80 40 Key A B C D E F G H I J K L M N O P Q R S T U V Business travels Catering/cleaning Civil works Diving operations Facility management Hot works Lifting operations Manual handling Marine operations* Office work Operating plant and machinery Other Replacing major components Rigging/slinging Surveys Training/drills/team building events Transfer by helicopter Working at heights Working in confined spaces Working on energised systems Working with chemicals and hazardous systems Working with hand tools/power tools 0 Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops Prj Ops L M N O P Q R S T U V Figure 11: Work process project/operation site breakdown * Marine operations comprises the following work processes: maritime operations, transfer by vessel, vessel operations, vessel mobilisation. 8

Lost work day incidents breakdown by incident area and work process In 2013, there were 66 total lost work day incidents reported, including four which were reported under the RIDDOR Regulations. 48 % (32) of lost work day incidents occurred on vessels. The highest number of lost work day incidents occurred during manual handling activities (18: 27 %), lifting operations (9: 14 %), operating plant and machinery (6: 9 %) and during marine operations (8: 12 %). See Figures 12 and 13. Offshore (accommodation and substructure) Offshore (accommodation and substructure) Substation Substation Turbine Turbine Vessels Onshore Vessels activity Onshore activity Figure 12: Lost work day incident area breakdown 20 15 10 5 Key A B C D E F G H I J Business travels Civil works Facility management Lifting operations Manual handling Marine operations Operating plant and machinery Other Working at heights Working with hand tools/power tools 0 A B C D E F G H I J Figure 13: Lost work day work process breakdown 9

Top three risk analysis In January 2013, the G9 went into partnership with the EI and work to develop common measures to reduce HSE risk was kicked off. Based on the incident data collected during 2011 2012 a top nine risk profile was established. The top three areas of highest risk identified were: lifting operations, working at height and marine operations, shown in Figure 3. The G9 established three workgroups to develop good practice guidance documents to address these risks, developed using the EI s established governance and processes. 160 Fatality Lost work day Restricted work day 120 Medical treatment injuries First aid Near hits Hazards 80 40 0 Lifting operations Working at heights Marine / vessel operations Helicopter operations Access to Asset integrity / Exposure to live restricted / confined spaces latent design defects electrical conductors Diving operations Personnel transfer via vessel Select, engage and manage contractors Other Figure 14: 2011 2012 incident data top nine risk profile 10

Lifting operations Summary In 2013, there were 165 incidents which occurred during lifting operations. The majority of these incidents took place on operational sites (120 incidents) with the remaining 45 incidents occurring on project sites. 63 % of all incidents which occurred during lifting operations occurred on vessels. Excluding vessels, the majority of incidents which occurred during lifting operations occurred on the harbour, quay and pontoon (12 %) and the transition piece area (8 %). There were 9 lost work day incidents which occurred during lifting operations and activities (see Figures 15 and 16). Hazards Hazards Near hits Hits Near Hits First aid First aid Medical treatment Treatment injuries Injuries Medical Treatment Injuries Restricted Restricted work Work Work day Day Day Lost Lost Work work Work Dayday Figure 15: Lifting operations incident consequence Key 90 60 30 0 A B C D E F G H I J K L M N O A Access ladders B Foundation external C Foundation internal D Harbour, quay and pontoons E Hub and blades F Met mast G Nacelle H Transition piece area I Turbine assembly area J Turbine tower K Turbine/substation outside L Vessels (unclassified) M Vessels large (> 24 m) N Vessels small (< 24 m) O Warehouse Figure 16: Lifting operations incident area breakdown 11

Working at height Summary In 2013, 45 recorded incidents occurred when working at height. The incidents were split between operational and project sites at 24 and 21 incidents respectively. 31 % of working at height incidents occurred in the turbine tower, 16 % in the hub and blades, and 13 % on met masts. Although only one lost work day incident occurred due to working at height, there were 26 near hits (78 %) and four hazards (9 %) reported (see Figures 17 and 18). First aid aid First aid Hazards Hazards Lost workday Lost workday Near hits Near hits Figure 17: Work at height incident consequence 15 10 5 Key A B C D E F G H I Access ladders Foundation external (excluding boatlanding and TP) Foundation internal Hub and blades Met mast Nacelle Office Transition piece area Turbine tower J Vessels large (> 24 m) K Yaw gear space 0 A B C D E F G H I J K Figure 18: Work at height incident area breakdown 12

Marine operations Summary In 2013, the highest number of incidents were recorded as occurring during marine operations (131), with 84 occurring on operational sites and 47 on project sites. Marine operations identified in the incident data include maritime operations, transfer by vessel, vessel mobilisation and vessel operations. The majority of marine operations incidents occurred on the vessels themselves (106). Of the total number of incidents recorded, 56 % were classified as near hits and 24 % as hazards. There was a total of eight incidents resulting in lost work days which occurred during marine operations (see Figures 19 and 20). First aid Hazards First aid Hazards Lost Lost work work day day Medical treatment injuries Near hits Restricted work day Medical treatment injuries Near hits Restricted work day day Figure 19: Marine operations incident consequence 80 60 40 20 0 A B C D E F G H I J K L M N Key A B C D E F G H I J K Access ladders Boatlanding Excavations and civil works Foundation external (excluding boatlanding and TP) Harbour, quay and pontoons Met mast Public road/area Staircase Transition piece area Turbine tower Vessels (unclassified) L Vessels large (> 24 m) M Vessels small (< 24 m) N Workshop Figure 20: Marine operations incident area breakdown 13

Concluding remarks The 2013 annual incident data report represents a significant step forward for the G9. There is an expectation that the owners of offshore wind farms are open and transparent in relation to health and safety performance. The G9 members hope that this first publication of HSE incident data goes some way to meeting this expectation. The G9 intends to publish HSE statistics on an annual basis and aims to improve the reporting protocol, showing frequency numbers, trends and benchmark against other industries. The partnership in the EI will assist in this task as the EI membership comprises a wide range of energy industry companies including offshore oil and gas companies. For the 2014 incident data, the following additions/changes will be incorporated into the protocol: the removal of other in work process classification to reduce ambiguity in data collection and increase precision of reporting; collection of number of hours worked, to capture frequency data and allow for accurate benchmarking and trend analysis; simplifying the category lists, e.g. merging similar categories, and removing unnecessary inputs, e.g. vessels (unclassified); expanding detail on dropped objects and creating information input on weight and height to calculate potential energy, and including data on emergency rescue incidents including medical evacuations. 14

Annex A Table A1: Incident summary incident area all sites Incident area RWD* MTI** First aid Lost work day Hazards Near hits Total Access ladders 2 1 4 5 12 Access roads 1 1 2 Accommodation platform 1 1 Administration 1 1 1 3 Boatlanding 1 1 2 Car park 1 1 2 Company vehicle 1 1 2 Excavations and civil works 1 2 7 2 11 23 Foundation external 2 1 9 12 Foundation internal 2 1 3 6 Harbour, quay and pontoons 1 5 5 8 24 43 Helicopter hoisting and landing area 1 1 Hub and blades 2 2 1 4 15 24 Kitchen and canteen 1 1 Met mast 2 1 10 13 Nacelle 7 2 4 5 22 40 Office 1 1 11 9 22 Public road/area 2 4 6 Staircase 1 1 2 Storage 1 1 Substation HV areas (>1 000 V) 2 2 Substation work and cable areas 2 1 2 11 16 Transition piece area 2 2 1 2 9 16 32 Turbine assembly area 1 2 4 7 Turbine tower 1 6 3 34 44 Turbine/substation outside 1 2 3 Vessels 6 6 26 19 41 101 199 Vessels large (>24 m) 2 3 1 11 3 26 46 Vessels small (< 24 m) 2 4 2 6 22 36 Warehouse 4 3 7 Workshop 1 1 2 Yaw gear space 4 4 Total 12 30 61 66 102 345 616 * Restricted work day ** Medical treatment injuries 15

Table A2: Incident summary work process all sites Work process RWD MTI First aid Lost work day Hazards Near hits Total Business travel 1 2 3 Catering/cleaning 1 1 2 Civil works 1 3 9 13 Diving operations 3 3 Facility management 2 2 10 14 Hot works 1 3 4 Lifting operations 3 3 20 9 22 108 165 Manual handling 4 4 6 18 8 40 Maritime operations 2 1 4 1 14 22 Office work 2 12 1 15 Operating plant and machinery 1 2 10 6 31 50 Other 2 7 16 12 22 59 Replacing major components 2 2 4 Rigging/slinging 1 1 2 Surveys 9 5 14 Training/drills/team building events 2 2 2 6 Transfer by helicopter 1 1 Transfer by vessel 1 4 2 20 30 57 Vessel mobilisation 1 3 4 8 Vessel operation 5 5 1 7 26 44 Working at heights 4 1 4 36 45 Working in confined spaces 1 1 Working on energised systems 1 22 23 Working with chemicals and hazardous substances 3 1 4 8 Working with hand tools/power tools 4 1 2 6 13 Total 12 30 61 66 102 345 616 Table A3: Work process operations site Work process RWD MTI First aid Lost work day Hazards Near hits Total Business travel 2 2 Catering/cleaning 1 1 2 Diving operations 2 2 Facility management 1 7 8 Lifting operations 1 2 18 6 21 72 120 Manual handling 3 1 2 9 6 21 Maritime operations 1 1 2 1 5 10 Office work 1 12 1 14 Operating plant and machinery 1 5 1 16 23 Other 2 4 7 11 8 32 Replacing major components 2 2 4 Rigging/slinging 1 1 Surveys (geophysical, environmental, meteorological) 7 1 8 Training/drills/team building events 1 2 1 4 Transfer by helicopter 1 1 Transfer by vessel 2 19 23 44 Vessel mobilisation 3 2 5 Vessel operation 3 5 1 4 12 25 Working at heights 1 3 20 24 Working on energised systems 10 10 Working with chemicals and hazardous substances 3 4 7 Working with hand tools/power tools 3 3 6 Total 7 15 39 26 92 193 373 16

Table A4: Work process projects site Work process RWD MTI First aid Lost work day Hazards Near hits Total Business travel 1 1 Civil works 1 3 9 13 Diving operations 1 1 Facility management 2 1 3 6 Hot works 1 3 4 Lifting operations 2 1 2 3 1 36 45 Manual handling 1 3 4 9 2 19 Maritime operations 1 2 9 12 Office work 1 1 Operating plant and machinery 1 1 5 5 15 27 Other 3 9 1 14 27 Rigging/slinging 1 1 Surveys 2 4 6 Training/drills/team building events 1 1 2 Transfer by vessel 1 2 2 1 7 13 Vessel mobilisation 1 2 3 Vessel operation 2 3 14 19 Working at heights 3 1 1 16 21 Working in confined spaces 1 1 Working on energised systems 1 12 13 Working with chemicals and hazardous substances 1 1 Working with hand tools/power tools 1 1 2 3 7 Total 5 14 22 39 10 148 243 Table A5: Incident area operations site Incident area RWD MTI Lost work day First aid Hazards Near Hits Total Access ladders 4 3 7 Access roads 1 1 Administration 1 1 2 Boatlanding 1 1 2 Car park 1 1 2 Company vehicle 1 1 Excavations and civil works 2 2 Foundation external (excluding boatlanding and TP) 2 2 Foundation internal 1 1 2 4 Harbour, quay and pontoons 2 3 7 12 24 Helicopter hoisting and landing area 1 1 Hub and blades 1 1 2 4 9 17 Kitchen and canteen 1 1 Met mast 1 1 Nacelle 6 3 1 5 17 32 Office 1 11 6 18 Public road/area 1 2 3 Substation HV areas (>1 000 V) 1 1 Substation work and cable areas 1 3 4 Transition piece area 1 9 12 22 Turbine tower 1 5 20 26 Turbine/substation outside 2 2 Vessels 6 4 13 24 41 77 165 Vessels large (> 24 m) 4 2 6 Vessels small (< 24 m) 2 1 1 2 13 19 Warehouse 4 2 6 Yaw gear space 2 2 Total 7 15 26 39 92 193 373 17

Table A6: Incident area projects site Incident area RWD MTI First aid Lost work day Hazards Near hits Total Access ladders 2 1 2 5 Access roads 1 1 Accommodation platform 1 1 Administration 1 1 Company vehicle 1 1 Excavations and civil works 1 2 7 11 21 Foundation external (excluding boatlanding and TP) 2 1 7 10 Foundation internal 1 1 2 Harbour, quay and pontoons 1 2 3 1 12 19 Hub and blades 1 6 7 Met mast 2 1 9 12 Nacelle 1 1 1 5 8 Office 1 3 4 Public road/area 1 2 3 Staircase 1 1 2 Storage 1 1 Substation HV areas (>1 000 V) 1 1 Substation work and cable areas 1 1 2 8 12 Transition piece area 2 2 1 1 4 10 Turbine assembly area 1 2 4 7 Turbine tower 1 1 2 14 18 Turbine/substation outside 1 1 Vessels 2 2 6 24 34 Vessels large (> 24 m) 2 3 1 7 3 24 40 Vessels small (< 24 m) 3 1 4 9 17 Warehouse 1 1 Workshop 1 1 2 Yaw gear space 2 2 Total 5 14 22 39 10 148 243 18

Table A7: Lost work day breakdown by incident area and work process Business travel 1 Office 1 Civil works 3 Excavations and civil works 2 Substation work and cable areas 1 Facility management 2 Access roads 1 Public road/area 1 Lifting operations 9 Access ladders 1 Foundation external (excluding boatlanding and TP) 1 Harbour, quay and pontoons 2 Vessels 5 Manual handling 18 Harbour, quay and pontoons 2 Hub and blades 1 Nacelle 1 Substation work and cable areas 1 Transition piece area 1 Turbine tower 1 Turbine/substation outside (not dedicated work areas) 1 Vessels 10 Maritime operations 4 Vessels 4 Operating plant and machinery 6 Excavations and civil works 4 Nacelle 1 Vessels 1 Other 16 Excavations and civil works 1 Harbour, quay and pontoons 1 Nacelle 2 Public road/area 1 Turbine tower 2 Vessels 9 Transfer by vessel 2 Staircase 1 Vessels 1 Vessel mobilisation 1 Vessels 1 Vessel operation (including jack-ups and barges) 1 Vessels 1 Working at heights 1 Met mast 1 Working with hand tools/power tools 2 Met mast 1 Transition piece area 1 Total 66 Total 19

Table A8: Lifting operations breakdown by incident area and consequence RWD MTI First aid Lost work day Hazards Near hits Total Access ladders 1 1 Foundation external 1 5 6 Foundation internal 1 1 Harbour, quay and pontoons 1 2 3 13 19 Hub and blades 2 2 Met mast 4 4 Nacelle 5 5 Transition piece area 6 7 13 Turbine tower 1 4 5 Turbine/substation outside 1 1 Vessels (unclassified) 1 2 17 4 12 51 87 Vessels - large (> 24 m) 2 1 1 8 12 Vessels - small (< 24 m) 1 1 3 5 Warehouse 2 2 Turbine assembly area 2 2 Total 3 3 20 9 22 108 165 Table A9: Working at heights breakdown by incident area and consequence RWD MTI First aid Lost work day Hazards Near hits Total Access ladders 2 1 2 5 Foundation external 1 1 Foundation internal 1 2 Hub and blades 2 5 7 Met mast 1 1 4 6 Nacelle 4 4 Office 2 2 Transition piece area 2 2 Turbine tower 1 13 14 Vessels - large (> 24 m) 2 2 Yaw gear space 1 1 Total 0 0 4 1 4 36 45 Table A10: Marine operations breakdown by incident area and consequence RWD MTI First aid Lost work day Hazards Near hits Total Access ladders 2 1 3 Excavations and civil works 1 1 Foundation external 2 2 Harbour, quay and pontoons 2 1 5 8 Met mast 1 1 Public road/area 1 1 Staircase 1 1 Transition piece area 1 2 3 Turbine tower 3 3 Vessels (unclassified) 3 7 5 22 34 71 Vessels - large (> 24 m) 2 2 1 8 13 Vessels - small (< 24 m) 2 1 4 15 22 Boatlanding 1 1 Workshop 1 1 Total 1 7 10 8 31 74 131 20

Annex B The following incident consequence definitions have been used in the G9 incident data: Fatality Lost work day Restricted work day Incident that involves one or more people who died as a result of a work-related incident or occupational illness. Delayed deaths that occur after the incident are to be included if the deaths were a direct result of the incident. Non-fatal incident that involves a person being unfit to perform any work on any day after the occurrence of the occupational injury. Any day includes rest days, weekend days, leave days, public holidays or days after ceasing employment. Incident that does not result in a fatality or a lost work day but does result in a person being unfit for the full performance of the regular job on any work on any day after the occurrence of the occupational injury. Medical treatment injuries Non-fatal incidents that involve a person being unfit to perform any work on any day after the occurrence of the occupational injury. Any day includes rest days, weekend days, leave days, public holidays or days after ceasing employment. First aid Near hits Hazards An injury which requires simple medical treatment that is self-administered or by a first aider, doctor or nurse, but does not result in lost time or long-term medical care. A near hit is any incident which could have resulted in a work related accident but did not, either by chance or timely intervention. A hazard is a condition or a situation where there is a potential to cause an incident. 21

Copyright 2014 by the Energy Institute, London. The Energy Institute is a professional membership body incorporated by Royal Charter 2003. Registered charity number 1097899, England All rights reserved No part of this book may be reproduced by any means, or transmitted or translated into a machine language without the written permission of the publisher. ISBN 978 0 85293 692 4 Published by the Energy Institute The information contained in this publication is provided for general information purposes only. Whilst the Energy Institute and the contributors have applied reasonable care in developing this publication, no representations or warranties, express or implied, are made by the Energy Institute or any of the contributors concerning the applicability, suitability, accuracy or completeness of the information contained herein and the Energy Institute and the contributors accept no responsibility whatsoever for the use of this information. Neither the Energy Institute nor any of the contributors shall be liable in any way for any liability, loss, cost or damage incurred as a result of the receipt or use of the information contained herein. Further copies can be obtained from: Energy Institute, 61 New Cavendish Street, London W1G 7AR, UK. t: +44 (0)20 7467 7100 e: pubs@energyinst.org w:www.energyinst.org

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