REPORT PSO Workshop. Beneficiaries Accountability in Humanitarian Assistance The Hague, 10 December 2009. Henk Tukker



Similar documents
INTRODUCTION TO ISO 9001 REVISION - COMMITTEE DRAFT

Risk Management Strategy EEA & Norway Grants Adopted by the Financial Mechanism Committee on 27 February 2013.

Foreword Introduction - The Global Food Safety Initiative (GFSI) Scope Section Overview Normative References...

Norwegian Financial Mechanism Memorandum of Understanding Hungary MEMORANDUM OF UNDERSTANDING

HUMANITARIAN. Food 11. Health 4 Shelter 4 Other 7 OECD/DAC

Evaluation policy and guidelines for evaluations

reflected and translated into policy orientations and priorities as well strategy documents and a management plan.

The Core Humanitarian Standard and the Sphere Core Standards. Analysis and Comparison. SphereProject.org/CHS. Interim Guidance, March 2015 (version 2)

Regulation on the implementation of the Norwegian Financial Mechanism

CHAPTER 5 BEST PRACTICES

Quality Assurance Checklist

Humanitarian Accountability Partnership-International

ISO 9001:2015 Overview of the Revised International Standard

PRINCIPLES FOR EVALUATION OF DEVELOPMENT ASSISTANCE

Quality Management Standard BS EN ISO 9001:

The Ministry of Economic Affairs chairs the National Contact Point (NCP). Chairman and board: Advisory members NCP Secretariat:

ISO 9001 REVISION INTRODUCTION TO ISO 9001: 2015

Terms of Reference for the Education Sector Working Group - Lebanon

Annual Governance Statement 2013/14

1. Title: Support for International Development Research

Logical Framework Planning Matrix: Turkish Red Crescent Organisational Development Programme

Regulation on the implementation of the European Economic Area (EEA) Financial Mechanism

Introduction. Note for the reader. Translation of the Partos Code of Conduct, Oct 2012

INFORMATION MANAGEMENT STRATEGY MEETING 7 April UNAMA Conference Room Chaired by Nigel Fisher (UNAMA) and Ashraf Ghani (AACA)

RABQSA Certified AS9110 Aerospace Quality Management System Lead Auditor

Performance Monitoring and Evaluation System (PMES) Framework Document

Frequently Asked Questions. Unannounced audits for manufacturers of CE-marked medical devices. 720 DM a Rev /10/02

Contact address: Global Food Safety Initiative Foundation c/o The Consumer Goods Forum 22/24 rue du Gouverneur Général Eboué Issy-les-Moulineaux

Lessons learned from creating a change management framework

John Tighe ISO 9001 Lead Auditor & Scheme Champion. Alongside CD1, the ballot for 3 specific questions agreed in Sept 2013.

Preparation for ISO OH&S Management Systems

Performance Detailed Report. May Review of Performance Management. Norwich City Council. Audit 2007/08

DCA Certifications Scheme

FNG Quality Label Presentation edition (second round)

How To Manage A Vet

Evaluation of six development NGOs accredited by the Minister of Foreign and European Affairs of the Grand Duchy of Luxembourg

QUESTIONNAIRE TO ASSIST PREPARATION FOR AN ISO AUDIT

S T R A T E G I C A N D O P E R A T I O N A L P L A N

DEVELOPING YOUR MARKETING STRATEGY AND MARKETING PLAN

Report: Southern African Peace and Security Network (SAPSnet) Workshop

Terms of Reference. Food Security. Sector Coordination-Lebanon

Policy Paper on Non-Formal Education: A framework for indicating and assuring quality

September IFAC Member Compliance Program Strategy,

Review of the Implementation of IOSCO's Principles for Financial Benchmarks

Management Seminar on Global Assessments, Yalta, September Macedonian experience with the use of Global Assessment

Policy. VBA Enterprise Risk Management. Governance Unit

CoE/EU Eastern Partnership Programmatic Co-operation Framework (PCF) Theme II Ensuring Justice

Feedback and Complaints Mechanisms

INTEGRATION OF COMMUNITY WATER POINTS MANAGEMENT WITHIN THE CONTEXT OF OVERALL PLANNING IN MVOMERO DISTRICT COUNCIL

Concern s Strategy to ensure Accountability to Partners and to Beneficiaries when working with Partners

Internal Auditing: Assurance, Insight, and Objectivity

PROGRESS THROUGH PARTNERSHIP MAKING A DIFFERENCE GUIDANCE PERFORMANCE MANAGEMENT FRAMEWORK AND CONTINUOUS IMPROVEMENT

MANAGEMENT SYSTEMS CERTIFICATION

Quality Assurance and the Bologna Process- European and German Perspectives. Stefan Bienefeld, German Academic Exchange Service

Advisory Group on the Strengthening of UNCTAD Training Capacities and Human Resources Development

INTERNATIONAL AC CREDITATION STANDARDS FOR HEALTHCARE EXTERNAL EVALUATION ORGANISATIONS

RECRUITMENT PROFILE. WITH UNHCR STAFF: To persuade and obtain assistance of others on matters of non-routine significance.

Revised Policy Paper on Non-Formal Education: A Framework for indicating and assuring quality

QUALITY MANAGEMENT SYSTEMS REQUIREMENTS FOR SERVICE QUALITY BY PUBLIC SERVICE ORGANIZATIONS

Introduction to Quality Assessment

MEMORANDUM OF UNDERSTANDING ON THE IMPLEMENTATION OF THE EEA FINANCIAL MECHANISM between ICELAND, THE PRINCIPALITY OF LIECHTENSTEIN,

Application of King III Corporate Governance Principles

Communication and Engagement Strategy Final Version 30 th June 2014

Duration: One year with the option of an additional year based on performance.

ISO 14001:2004 vs. ISO 14001:2015

UNICEF International Public Sector Accounting Standards (IPSAS) Project Implementation Plan July 2009

MEMORANDUM OF UNDERSTANDING ON THE IMPLEMENTATION OF THE NORWEGIAN FINANCIAL MECHANISM between THE KINGDOM OF NORWAY,

Competency Unit: Exemplar Global AU Management Systems Auditing

ISO 9001:2008 Clause 5.6 PR004 Management Review Procedure

7. ASSESSING EXISTING INFORMATION SYSTEMS AND INFORMATION NEEDS: INFORMATION GAP ANALYSIS

How To Work For The International Life Saving Federation

Click to edit Master subtitle style. UNICEF Strategic Plan, Realizing the rights of every child, especially the most disadvantaged

Application of King III Corporate Governance Principles

International Workshop Agreement 2 Quality Management Systems Guidelines for the application of ISO 9001:2000 on education.

Establishing and Operating a Quality Management System Experiences of the EUROSAI Training Committee Seminar in Budapest

EVALUATION REPORT. EVALUATION OF UNICEF S EMERGENCY PREPAREDNESS SYSTEMS Executive Summary

COMBINE. Part B. Manual for Marine Monitoring in the. Programme of HELCOM. General guidelines on quality assurance for monitoring in the Baltic Sea

MANAGEMENT SYSTEMS CERTIFICATION FROM AUTOMOTIVE SPECIALISTS

Survey report on Nordic initiative for social responsibility using ISO 26000

Namibia Internal Audit Survey

Technical guidance note for Global Fund HIV proposals in Round 11

Implementation of a Quality Management System for Aeronautical Information Services -1-

T H E P E O P L E S T R A T E G Y EB INDUCTION SESSION, 12 JANUARY 2015

Medical leadership for better patient care: Support for healthcare organisations 2015

Resolution adopted by the General Assembly. [without reference to a Main Committee (A/65/L.78)] 65/281. Review of the Human Rights Council

Jenny Obee, Head of Information Management Tel: Micailah Fleming, IT Director

PRCA Communications Management Standard (CMS) for In-House Teams

Developing HR Strategies in Public Administration Institutions Recruitment and Retention Strategies and Workforce Plans

NEPTUNE MARINE SERVICES LTD ACN Charter of the Risk Management Committee

The new ISO 9001:2015 Standard

IFRS APPLICATION AROUND THE WORLD JURISDICTIONAL PROFILE: Zimbabwe

TERMS OF REFERENCE FOR HUMAN RESOURCE/CHANGE MANAGEMENT EXPERT

COUNTRY OPERATIONS PLAN

The Communications Audit NEVER MORE RELEVANT, NEVER MORE VALUABLE:

The IASC Principals Commitments on Accountability to Affected Populations (CAAP) Tools to assist in meeting the commitments 1

Qualification details

UNICEF Global Evaluation Report Oversight System (GEROS) Review Template

ICMA Private Wealth Management Charter of Quality

Short Session Report: Game Changers

TERMS OF REFERENCE FOR THE EVALUATION OF SECTOR SUPPORT IN THE WATER SECTOR.

Transcription:

REPORT PSO Workshop Beneficiaries Accountability in Humanitarian Assistance The Hague, 10 December 2009 Henk Tukker 1

1. INTRODUCTION This report reflects the proceedings of the PSO workshop on Beneficiaries Accountability in Humanitarian Assistance, held in The Hague on 10 December 2009. The workshop was attended by 22 participants from member organisations of PSO, other NGOs, the Ministry of Foreign Affairs in the Netherlands, Unicef, the University of Groningen and private sector consultants. The resource persons were Sheryl Haw and Lieske Pott Hofstede of the Humanitarian Accountability Partnership in Geneva and Niels Bentzen of the Danish Refugee Council. Beneficiary accountability is on the agenda of many humanitarian organisations. In reality most organisations give more attention to upwards accountability towards the donors rather than down wards towards their primary stakeholders: the beneficiaries. This workshop intended to improve the accountability towards beneficiaries. It looked into questions like: How can we better communicate to beneficiaries? How can we involve beneficiaries in monitoring? How can we arrange complaint handling? How can we formalise beneficiaries accountability in our organisations in practice? The workshop provided plenty of opportunities to share experiences on the subject. The Humanitarian Accountability Partnership (HAP) has developed standards for accountability http://www.hapinternational.org/standards.aspx. Humanitarian organisations can apply for membership of HAP, which involves a commitment to principles of accountability. For those agencies wishing to confirm they are applying the HAP Accountability and Quality Management Standard, can request a quality assurance audit and if successful be certified. There are six HAP benchmarks, measured through 19 requirements in the accountability and quality management standard. The benchmarks cover accountability commitments to all stakeholders, but are primarily focused on beneficiary accountability. At the workshop we looked at how these can be operationalised and formalised within the participating organisations. Niels Bentzen shared his experiences with the application of HAP standard by the Danish Refugee Council and the process of certification and its benefits. Sheryl Haw shared her experience as chief auditor of HAP and gave her view on the relation between HAP certification and ISO and how the HAP Standard is applied to organisations working with many partner organisations. Multi mandated and agencies working with partners are able to use the HAP Standard effectively and apply for certification so as to validate their good practice. Participants of organisations which were seriously considering HAP certification got the opportunity to discuss the steps to be taken with the resource persons from HAP at the end of the workshop. 2

2. SUMMARY OF PROCEDINGS 2.1 Summary presentation of Niels Bentzen, DRC DRC gives a high priority to improving the quality of their work and this requires systematic feedback from beneficiaries about the products DRC delivers. DRC was early involved in HAP and contributed towards the development of the HAP standards. DRC wants to improve quality. It has taken a lot of effort to obtain HAP certification and this process had its up and downs. The involvement of HAP international provides the opportunity to systematically look at the procedures of DRC. HAP provides a mirror. This helped DRC to look into areas they thought they are good in, but through HAP they learned that there is still scope for improvements. HAP certification is a process that requires continuous monitoring and improving, in particular in the areas which are ranked minor according to where the HAP auditors register a Minor Non-Conformity, which the agency MUST improve ( majors result in certification not being granted). HAP certification is only valid for a period of three years. Does HAP certification provide added value? The answer is yes. It has improved the quality and resulted in a 70% higher turnover, although for the latter the causal relation is difficult to prove. The support received from HAP was very valuable for improving the quality. There was full support from the DRC s management from the beginning. HAP certification forces to document and reflect. The HAP standards have been integrated into DRC procedures. For Powerpoint presentation see annex I. 2.2 Summary presentation of Sheryl Haw, HAP Sheryl provided an overview over the history and relevance of the HAP initiative. She stressed the importance of continued effort to improve accountability. The HAP Standard is made up of 6 Benchmarks and 19 Requirements (http://www.hapinternational.org/standards.aspx), that are essential in ensuring accountability to beneficiaries. HAP was developed by the aid sector for the aid sector. It includes aspects of ISO and other quality management systems but also focuses in on mission critical elements for ensuring accountability to beneficiaries through clearly defined requirements. In order to apply for certification the agency needs to meet 4 qualifying norms: a commitment to impartiality, not for profit, financial integrity and a publicly accessible accountability framework. ISO focuses on the document side of the management system, whereas HAP prioritises evidence of good practice at project sites. Organisations which are certified by ISO already fulfil to a large extent the requirements for HAP Benchmark one on quality management and the Benchmark six on continual improvement. HAP takes ISO further, ensuring impact and good practice are evident through the perceptions of the beneficiaries and partners, The core benchmarks that make the difference are: 3

Transparency and information provisions to beneficiaries (2), Consultation and Informed consent through enabling participation (3), Competent staff (4), Safe and accessible complaints mechanism (5) The HAP Standard is able to include agencies who work with partners, an attribute the ISO does not Benchmark 6.2 requires agencies to agree with the partners on how they will strengthen good practice and accountability to beneficiaries. This will include improving the capacity and quality of partner, agreeing how best to monitor and evaluate commitments and holding one another to account. One way of supporting partners to strengthen their accountability is through helping them apply the HAP Standard. Some may even want to be certified themselves. 2.3 Outcome group discussions In the afternoon there were four discussion group to discuss: how to improve beneficiaries accountability in practice for the following themes. 1. Communication 2. Safe complaint handling 3. Involving beneficiaries in monitoring 4. Role of partner organisations 5. Formalizing beneficiaries accountability in management and quality systems All groups discussed one theme and if, time allowed the fifth theme. The outcome was reported on posters ( see annex 3). 3. CONCLUSIONS ISO certification alone is insufficient to guarantee beneficiaries accountability in practice. Beneficiaries often have very limited power, especially in a humanitarian emergency context. Additional tools and instruments are required for improving beneficiaries accountability in areas such as information, participation and complaints handling. The HAP standard consisting of six benchmarks and 19 requirements are valuable instruments for improving quality management systems of organisations and their partners. These HAP instruments can make humanitarian action more accountable to beneficiaries. The workshop contributed to an increased insight on how beneficiaries accountability can be improved in practice among the participants. The degree that the workshop contribute to improve accountability of beneficiaries will be dependent on the steps the organisations take. Beneficiaries accountability needs to be formalized in the quality improvement and management systems to be successful. Applying for HAP certification has the advantage of getting support from HAP international for realising the necessary improvements. 4

Annexes Annex 1: Annex 2: Annex 3 Annex 4 Annex 5 Power Point Niels Bentzen, Danish Refugee Council Power Point Sheryl Haw, Humanitarian Accountability Programme Outcome group discussions Questions and Propositions for group discussions. List of participants 5