LIPOPRINT A Breakthrough In Cholesterol Management Quantimetrix Corporation

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LIPOPRINT A Breakthrough In Cholesterol Management Quantimetrix Corporation Lipoprint Lab Sales Training Manual Rev.001 5/06

TABLE OF CONTENTS Incidence of cardiovascular disease 3 Traditional Profile 5 Lipoprotein Classes 6 Lipoprotein Subclasses 7 Lipoprotein Subclasses and CAD Risk 8 Methods for Testing Lipoprotein Subclasses 9 What is Lipoprint? 10 Test Principles 12 Sample Requirements 14 Lipoprint Test Procedure 14 Lipoprint Profile 16 Understanding the Profile 17 Normal Type A Profile 18 Abnormal Type B Profile 19 Other Atherogenic Profiles 20 Benefits of the Lipoprint Profile 21 Clinical Utility 22 Lipid Lowering Drugs 23 Case Studies 24 Selling the Lipoprint Profile 28 Healthcare Professionals Interested in Lipoprint 29 Who should have a Lipoprint Test? 30 Complementary Tests 32 Benefits of the Lipoprint 33 Test Cost reimbursement 34 Excerpt from Medicare & Medicaid Services Report 35 Obstacles in Selling Subfraction Testing 38 Frequently asked questions 39 Testimonials from Lipoprint Users 42 Competitive Analysis 44

LIPOPRINT Incidence of Cardiovascular Disease

INCIDENCE OF CARDIOVASCULAR DISEASE 1.5 million Americans suffer from a heart attack each year with 500,000 deaths. In 2002, US spent $329 billion (includes health expenditure and lost productivity) on cardiovascular (CVD) diseases. The cost of CVD and stroke in US in 2005 is estimated at $393.5 billion. 50% of people who are diagnosed with coronary artery disease (CAD) have normal lipid levels. Only 30% of all heart attacks can be explained on the basis of total cholesterol measurement. Physicians can now take a more active role in the management of this disease by utilizing the Lipoprint Profile to identify, investigate and monitor CAD. Incidence of Cardiovascular Disease 4

Traditional Lipid Profile The National Cholesterol Education Program Adult Treatment Panel (NCEP ATP III) guidelines for desirable lipid levels: Total Cholesterol < 200 mg/dl Triglycerides < 150 mg/dl LDL Cholesterol < 130 mg/dl or < 100 mg/dl ideal HDL Cholesterol > 40 mg/dl or > 60 mg/dl ideal The facts are that approximately 50% of individuals diagnosed with coronary artery disease (CAD) have normal lipid levels. Incidence of Cardiovascular Disease 5

Lipoprotein Classes Lipoproteins have been classified into five major classes based on their physical and chemical properties and functionality. Chylomicron VLDL (very low density lipoprotein) IDL (intermediate density lipoprotein) LDL (low density lipoprotein) HDL (high density lipoprotein) All lipoprotein classes contain cholesterol, triglycerides, phospholipids and protein (apoproteins) in varying proportions Incidence of Cardiovascular Disease 6

Lipoprotein Subclasses Lipoprotein classes are heterogeneous consisting of multiple subclasses varying in size and atherogenic potential Chylomicron Continuum of particle sizes VLDL Continuum of particles of varying sizes including remnant particles IDL Two main subclasses (large and small) LDL Up to seven subclasses (large buoyant LDL-1 and 2, and small dense LDL-3 through 7) HDL Two major subclasses (large, HDL-2 and HDL-3) Incidence of Cardiovascular Disease 7

Lipoprotein Subclasses and CAD Risk Not all lipoprotein subclasses have the same atherogenic potential. Large buoyant LDL-1 and 2 are associated with average CAD risk Presence of small dense LDL-3 through 7 are associated with 3 time greater risk for CAD independent of other risk factors IDL levels above the normal reference range are also associated with increased CAD risk Levels of small VLDL remnants above the normal reference range are also associated with increased CAD risk Levels of HDL cholesterol below 40 mg/dl are the equivalent of an additional risk factor while levels above 60 mg/dl are equivalent to a negative risk factor Incidence of Cardiovascular Disease 8

Methods for Testing Lipoprotein Subclasses Continuous Gradient Ultracentrifugation (Gold Standard) Separation of subclasses on the basis of density Used primarily in basic lipoprotein research Gradient Gel Electrophoresis (GGE Legacy Method) Berkeley Heart Laboratory Qualitative LDL subfraction distribution based on LDL peak particle size Extensive use in research Nuclear Magnetic Resonance (NMR) LipoScience LDL distribution determined by mathematical deconvolution of NMR signal Measurement of LDL size and particle number Vertical Analytical Profiler (VAP) Atherotech LDL distribution determined by mathematical deconvolution of the curve from elution rate Qualitative Profile NONE OF THESE METHODS ARE FDA CLEARED Incidence of Cardiovascular Disease 9

LIPOPRINT What Is Lipoprint?

THE LIPOPRINT SYSTEM IS THE ONLY FDA-CLEARED DIAGNOSTIC TOOL FOR LDL SUBFRACTION TESTING What is Lipoprint? 11

Test Principles The Lipoprint System utilizes non-denaturing, linear (non-gradient) polyacrylamide gel electrophoresis (PAGE) to separate and measure the lipoprotein fractions and subfractions. The test uses a lipophilic dye that binds to the cholesterol in the lipoprotein particle prior to electrophoresis. The electrophoresed gels are scanned to determine the relative area of each lipoprotein subfraction which is multiplied by the total cholesterol of the sample to calculate the amount of cholesterol in each subfraction. Large LDL Small LDL VLDL MID bands LDL bands HDL What is Lipoprint? 12

Sample Requirements Only fasting (12 hours) samples should be used Serum or EDTA plasma may be used Samples can be stored up to 7 days at 2 8 C Freezing of the sample is not recommended. However, if needed, sample should be frozen cryogenically (-70 C or below) What is Lipoprint? 13

Lipoprint Test Procedure The Lipoprint test procedure consists of four basic steps: 1. Electrophoresis 2. Scanning What is Lipoprint? 14

3. Analysis of patient s results Lipoprint Test Procedure (cont.) 4. Report Generation What is Lipoprint? 15

Lipoprint Profile An easy-to-interpret color graph of the patient s lipoprotein profile is generated and printed. What is Lipoprint? 16

Understanding the Profile The Lipoprint System produces an easy-to-interpret patient lipoprotein profile which shows lipoprotein distribution, cholesterol level in each fraction, in comparison to cholesterol distribution for a normal lipoprotein profile. What is Lipoprint? 17

Normal Type A Profile VLDL: Primarily triglyceride rich lipoprotein Mid Band C, B, A: Intermediate density lipoprotein (IDL) LDL Subfractions 1 and 2: Found in almost all human serum, large, buoyant LDL Phenotype: Type A (desirable) Total Cholesterol: Measured independently What is Lipoprint? 18

Abnormal Type B Profile Cholesterol mg/dl: Quantifies the concentration of lipoprotein fractions and their subfractions Subfractions 3 7: Small dense LDL, highly atherogenic HDL: Direct measurement of total HDL Phenotype: Not indicative of Type A (Predominantly small, dense LDL) Reference Ranges: Flags all parameters that are above normal range values based on ATP III What is Lipoprint? 19

Other Atherogenic Profiles Type III dyslipidemia is a lipid disorder caused by abnormally increased levels of intermediate density lipoprotein (IDL) and remnant lipoproteins. This highly atherogenic profile can t be identified by other lipid tests and could be misdiagnosed. What is Lipoprint? 20

Benefits of the Lipoprint Profile Only FDA-cleared diagnostic test for the separation and measurement of lipoprotein fractions and subfractions Measures the amount of cholesterol in mg/dl in each lipoprotein fraction and subfraction From VLDL to HDL (14 parameters in total) Normal reference ranges based on the National Cholesterol Education Program Adult Treatment Panel (NCEP ATP III) guidelines. Values outside the reference range flagged in red Easy to interpret color coded profile differentiates normal, Type A lipid profile from abnormal, none Type A profile Identifies the highly atherogenic small dense LDL and IDL from the large, less atherogenic LDL and VLDL and the protective HDL Clinical utility for screening, treatment decision and monitoring of lipid disorders associated with coronary artery disease (CAD) risk Reimbursable (CPT Code 83716) What is Lipoprint? 21

Clinical Utility of Lipoprint Screening Conventional lipid tests do not convey the CAD risk associated with the small dense LDL or IDL subfractions These risks could be present even when other lipid risk factor (total cholesterol, LDL and HDL cholesterol and triglycerides) are normal Treatment Decisions Different lipoprotein subfractions respond differently to diet and drug therapy, therefore, Lipoprint can assist the physician to decide on the appropriate therapy Statin drugs reduce cholesterol levels in all lipoprotein subfractions Niacin and fibrates shift the LDL particles from the small dense atherogenic to the large less atherogenic particles Combination drugs may contain a statin and niacin or other drug that reduces cholesterol and causes a shift in particle size Monitoring Follow-up testing assists doctor and patient to determine the efficacy of the therapy over time What is Lipoprint? 22

Lipid Lowering Drugs Six main categories of lipid lowering drugs: nicotinic acid, HMG-CoA reductase inhibitors (statins), bile acid sequestrants, fibric acid derivatives, combination drugs and cholesterol absorption inhibitors What is Lipoprint? 23

Case Studies The following case studies demonstrate the effect of drug therapy, diet and exercise (before and after intervention) on individuals with various Lipoprint profiles. What is Lipoprint? 24

Case 1 GB, a 65 year-old Caucasian male had his Lipoprint profile done in January 2001 (Figure 1). The profile shows small, dense LDL particles (red portion of the profile) which indicates a lipid disorder. After 3 months of niacin therapy combined with dietary changes and increased exercise the patient s profile vastly improved. With normal lipoprotein distribution (Figure 2) and only two cholesterol values that were slightly outside the normal reference range. Figure 1. GB s Baseline Lipoprint Profile Figure 2. GB s after 3 Months of Intervention What is Lipoprint? 25

Case 2 JS, a 42 year-old Indian male had his Lipoprint profile done in June 2001 (Figure 3). The profile shows high levels of cholesterol in many fractions with distribution of lipoprotein particles shifted towards the smaller and denser particles (red portion of the profile) which indicates a lipid disorder. After 2 months of mainly vegetarian diet with emphasis on soy protein and increased exercise, the patient s profile returned to essentially normal with slightly elevated LDL-2 (Figure 4). Figure 3. JS s Baseline Lipoprint Profile Figure 4. JS s after 2 Months of Diet and Exercise What is Lipoprint? 26

Case 3 The following Lipoprint profile was generated 1.5 months before the individual, a fifty-year old, apparently healthy (non-smoker) Hispanic male, suffered a fatal myocardial infarction. Figure 5. RP s Baseline Profile, 6 Weeks before His Fatal Infarct What is Lipoprint? 27

LIPOPRINT Selling the Lipoprint Profile

Healthcare Professionals Interested in Lipoprint Cardiologists Monitor treatment and effectiveness of intervention Endocrinologists Prescribe preventive therapy and monitor progress of Type II diabetics Internists Identify lipid profile abnormalities, target treatment and monitor progress Family/General Practitioners Prevention of CAD Optimal Health/Wellness Groups Assist with Health Assessment Research Professionals As a Clinical and Pharmaceutical Research tool Selling the Lipoprint Profile 29

Who Should Have A Lipoprint Test? ANYONE WITH TWO OR MORE OF THE FOLLOWING RISK FACTORS Risk Factors That Cannot Be Changed Increasing Age - 84 % of people who die of CHD are 65 or older Gender - Men (45 years or older) have a greater risk of heart attack than women (55 years or older) Heredity (including Race) - Family history of early heart disease (father or brother affected before age 55; mother or sister affected before age 65) African Americans, Mexican Americans, American Indians, native Hawaiians and some Asian Americans all have higher risk of heart disease Risk Factors That Can Be Modified By Lifestyle Change or Medications Tobacco Smoke - Smokers and non-smokers exposed to cigarette smoke are at increased risk of heart disease High Blood Cholesterol and Triglycerides Total blood cholesterol (> 200 mg/ dl) High LDL ("bad") cholesterol (>100 mg/dl) Low HDL ("good") cholesterol (<40 mg/dl) Triglycerides (> 150 mg/dl) Diet - less meat, more fish, vegetables and fruit Selling the Lipoprint Profile 30

Who Should Have A Lipoprint Test? (cont.) High Blood Pressure - Blood Pressure of 140/90 mmhg or higher Physical Inactivity - Inactive lifestyle is a risk factor for CHD Obesity and Overweight Overweight = Body Mass Index (BMI) of > 25-29.9 Obesity = BMI of 30 or greater Diabetes Mellitus Other Risk Factors Stress Drinking too much alcohol Selling the Lipoprint Profile 31

Complementary Tests Total Cholesterol Triglyceride Lipoprotein (a) Apolipoprotein A I Apolipoprotein B High Sensitive C-Reactive Protein (hscrp) Homocysteine Selling the Lipoprint Profile 32

Benefits of the Lipoprint Profile Only FDA-cleared diagnostic test for the separation and measurement of lipoprotein fractions and subfractions Measures the amount of cholesterol in mg/dl in each lipoprotein fraction and subfraction From VLDL to HDL (14 parameters in total) Normal reference ranges based on the National Cholesterol Education Program Adult Treatment Panel (NCEP ATP III) guidelines. Values outside the reference range flagged in red Easy to interpret color coded profile differentiates normal, Type A lipid profile from abnormal, none Type A profile Identifies the highly atherogenic small dense LDL and IDL from the large, less atherogenic LDL and VLDL and the protective HDL Clinical utility for screening, treatment decision and monitoring of lipid disorders associated with coronary artery disease (CAD) risk Reimbursable (CPT Code 83716) Selling the Lipoprint Profile 33

Test Cost Reimbursement Lipoprint System can be utilized to generate testing revenue in today s CPT code-governed testing reimbursement system. Clinical laboratories have already billed and continue to bill HMO s, private insurance companies and Medicare for the Lipoprint tests. The following information was obtained from the CMS website: ICD-9-CM diagnosis codes Covered by Medicare: Code V81.0-V81.2 Covered for procedure codes 80061, 82465, 83718 and 84478 only Descriptor Special screening for cardiovascular, respiratory, and genitourinary Diseases HCPCS Codes (Alphanumeric, CPT AMA): Code Descriptor 80061 Lipid panel 82465 Cholesterol, serum or whole blood, total 83715 Lipoprotein, blood; electrophoretic separation and quantitation Lipoprotein, blood: high resolution fractionation and quantitation of lipoprotein 83716 cholesterol (for example, electrophoretic, nuclear magnetic resonance, ultracentrifugation) 83718 Lipoprotein, direct measurement; high density cholesterol (HDL cholesterol) 83721 Lipoprotein, direct measurement, LDL cholesterol 84478 Triglycerides Selling the Lipoprint Profile 34

Excerpt from Medicare and Medicaid Excerpts from Centers for Medicare & Medicaid Services National Coverage Determinations (NCD) Coding Policy Manual and Change Report - 190.23 Lipids Testing 1 Indications The medical community recognizes lipid testing as appropriate for evaluating atherosclerotic cardiovascular disease. Conditions in which lipid testing may be indicated include: Assessment of patients with atherosclerotic cardiovascular disease Evaluation of primary dyslipidemia Any form of atherosclerotic disease, or any disease leading to the formation of atherosclerotic disease Diagnostic evaluation of diseases associated with altered lipid metabolism, such as: nephrotic syndrome, pancreatitis, hepatic disease, and hypo and hyperthyroidism Secondary dyslipidemia, including diabetes mellitus, disorders of gastrointestinal absorption, chronic renal failure Signs or symptoms of dyslipidemias, such as skin lesions, as follow-up to the initial screen for coronary heart disease (total cholesterol + HDL cholesterol) when total cholesterol is determined to be high (>240 mg/dl), or borderline-high (200-240 mg/dl) plus two or more coronary heart disease risk factors, or an HDL cholesterol <35 mg/dl. 1 http://www.cms.hhs.gov/coverage/manual8.pdf#12 Selling the Lipoprint Profile 35

Excerpt from Medicare and Medicaid (cont.) When monitoring long term anti-lipid dietary or pharmacologic therapy and when following patients with borderline high total or LDL cholesterol levels, it may be reasonable to perform the lipid panel annually. A lipid panel (CPT code 80061) at a yearly interval will usually be adequate while measurement of the serum total cholesterol (CPT code 82465) or a measured LDL (CPT code 83721) should suffice for interim visits if the patient does not have hypertriglyceridemia (for example, ICD-9-CM code 272.1, Pure hyperglyceridemia). Any one component of the panel or a measured LDL may be reasonable and necessary up to six times the first year for monitoring dietary or pharmacologic therapy. More frequent total cholesterol HDL cholesterol, LDL cholesterol and triglyceride testing may be indicated for marked elevations or for changes to anti-lipid therapy due to inadequate initial patient response to dietary or pharmacologic therapy. The LDL cholesterol or total cholesterol may be measured three times yearly after treatment goals have been achieved. Electrophoretic or other quantitation of lipoproteins (CPT codes 83715 and 83716) may be indicated if the patient has a primary disorder of lipid metabolism (ICD-9-CM codes 272.0 to 272.9). Effective January 1, 2005, the Medicare law expanded coverage to cardiovascular screening services. Several of the CPT codes included in the lipid NCD may be covered for screening purposes subject to specified frequencies. See section 210.4 of the NCD Manual for a full description of this benefit. Selling the Lipoprint Profile 36

Excerpt from Medicare and Medicaid (cont.) Limitations When monitoring long term anti-lipid dietary or pharmacologic therapy and when following patients with borderline high total or LDL cholesterol levels, it is reasonable to perform the lipid panel annually. A lipid panel (CPT code 80061) at a yearly interval will usually be adequate while measurement of the serum total cholesterol (CPT code 82465) or a measured LDL (CPT code 83721) should suffice for interim visits if the patient does not have hypertriglyceridemia (for example, ICD-9-CM code 272.1, Pure hyperglyceridemia). Any one component of the panel or a measured LDL may be medically necessary up to six times the first year for monitoring dietary or pharmacologic therapy. More frequent total cholesterol HDL cholesterol, LDL cholesterol and triglyceride testing may be indicated for marked elevations or for changes to anti-lipid therapy due to inadequate initial patient response to dietary or pharmacologic therapy. The LDL cholesterol or total cholesterol may be measured three times yearly after treatment goals have been achieved. Selling the Lipoprint Profile 37

Obstacles in Selling Subfraction Testing NCEP ATP III describes the benefit of testing for subfractions but there is currently no mandate for testing Lack of knowledge about the benefits of subfraction testing by the medical community Lack of knowledge about the benefits of subfraction testing by the general public Not always covered by insurance (patients may have to pay out of pocket) Low Medicare reimbursement Competition Selling the Lipoprint Profile 38

Frequently Asked Questions 1. Why is LDL subfraction testing so important? The fact that 50% of people who suffer from coronary artery disease (CAD) have normal cholesterol levels indicates the need for a more specific diagnostic tool. The relationship between small dense LDL particles and an increased risk for CAD has been well established. Research indicates that individuals exhibiting a non-a pattern are at 3 times increased risk for CAD. Thus, by identifying non-a patterns using the Lipoprint system and treating them at an early stage, CAD may be greatly reduced. 2. How does the Lipoprint System differ from other currently available test methods? The Lipoprint System is the only FDA-cleared LDL subfraction testing system. This is the first system with on-site testing capabilities with short turn around times for reports that give clear quantitative measurements of LDL or HDL subfractions. In comparison to other technologies for measuring lipoprotein subfractions, the Lipoprint System is more accurate, cost-effective, convenient and best suited for routine use in any medical laboratory. 3. How can physicians utilize the results from the Lipoprint test? There is strong evidence which indicates a positive shift in the LDL subfraction profile in response to lipid lowering medications as well as non-drug therapies. Based on the patient s Lipoprint profile and assessment of certain complementary tests, a physician can prescribe a personal treatment plan. Selling the Lipoprint Profile 39

Frequently Asked Questions (cont.) 4. Is the Lipoprint test expensive? No. Since testing is done on-site, costs per tests can be established based on in-house testing expenditures, which makes this test the least expensive. 5. Are Lipoprint testing costs reimbursable? Yes, clinical laboratories can bill HMOs, private insurance and Medicare for the Lipoprint tests under CPT code 83716. 6. Is there a lab currently using Lipoprint that I could contact? Yes, call 800.624.8380 or e-mail: info@lipoprint.com. 7. How can I get more information? Quantimetrix Account Executives will be happy to answer any of your questions by e-mail: info@lipoprint.com, telephone: 800-624-8380 or fax: 800-845-1834. Quantimetrix Corporation would be delighted to set up a demonstration of this very exciting product just for you. Selling the Lipoprint Profile 40

LIPOPRINT Testimonials from Lipoprint Users

TESTIMONIALS FROM LIPOPRINT USERS We used continuous disc electrophoresis [Lipoprint System], which is rapid and easier to perform in assessing large numbers of samples [ ]. LDL-PPD [peak particle diameter] measured using continuous electrophoresis was identical to peak particle diameter of LDL which was isolated by ultracentrifugation and was measured directly using an electron microscopy [sic!]. 2 A quantitative method for the assessment of LDL particle size phenotype was developed using the Quantimetrix Lipoprint LDL System. The method can be performed in less than 3 hours in batch mode and is suitable for routine use in clinical laboratories." 3 LDL score [as determined with the Lipoprint System] was the best individual discriminant factor for CAD. LDL scores tend to increase with the number of diseased coronary arteries. [ ] the presence of bands LDL-3 6 was exclusively related to the presence of CAD since none of the CAD-patients showed these bands. 4 2 T. Kazumi et al., Atherosclerosis 142 (1999) 113-119 3 McConnell J. P., Hoefner D. M., et al., Clin. Chem. 47 (2001) 266 4 I. Rajman, M.J. Kendall, R. Cramb, R.L. Holder, M. Salih, M.D. Gammage, Atherosclerosis 125 (1996) 231-242. Testimonials from Lipoprint Users 42

LIPOPRINT Competitive Analysis

COMPETITIVE ANALYSIS COMPETITIVE ANALYSIS COMPONENT Lipoprint Berkeley VAP NMR TEST METHOD RESOLUTION Polyacrylamide Gel Electrophoresis Physical and measurable separation of lipoprotein subfraction Gradient Gel Electrophoresis Physical, nonmeasurable separation of LDL proteins only Density Gradient Ultaracentrifugation Mathematical deconvolution of aggregate bands Nuclear Magnetic Resonance Mathematical deconvolution of aggregate NMR signal FDA CLEARED YES NO NO NO NORMAL REFERENCE RANGE FOR SUBCLASSES Yes (quantitative based on ATP lll guidelines) NO Qualitative Classification only (based on population distribution) Qualitative Classification only (based on population distribution) NUMBER OF LDL FRACTIONS 7 7 Pattern A, AB or B 3 NUMBER OF IDL FRACTIONS NUMBER OF VLDL FRACTIONS QUANTITATIVE ANALYSIS 3 1 (total VLDL) Cholesterol mg/dl Does not report IDL Does not report VLDL LDL-peak particle size 1 (IDL & VLDL-3) 1 (total IDL) 2 4 No Particle Number SIGNIFICANCE: Test Method: PAGE is a fast, easy, accurate method for protein separation. This allows the physician to receive the test results in a timely manner and translates into savings, as the test is not as costly as other methods. Resolution: PAGE is the only method that physically separates all the proteins resulting in an accurate measurement of the bands, not estimated from a calculation. FDA cleared: Lipoprint is the only FDA cleared test for LDL subfraction testing. Normal Reference Ranges: Excellent for patient education and monitoring of therapy. Patient involvement results in better compliance with therapy. Number of LDL Fractions: Researchers have identified 7 LDL subfractions. It has been shown that subfractions 3-7 are correlated with 3 times greater risk for CAD. Number of IDL Fractions: Research has shown a significant correlation between IDL and CAD. Quantitative Analysis: Shows measurable concentrations of each subfraction. Other profiles indicate only where the cholesterol concentration is the highest. This allows the physician to see measurable changes in each subfraction to determine if treatment is successful. Competing Tests/Competitive Analysis 44