DLV665-T CME CLEARING - COMEX RUN DATE: 08/23/2016 BUSINESS DATE: 08/23/2016 YEAR TO DATE DELIVERY NOTICES RUN TIME: 08:20:08AM PRODUCT GROUP: METALS

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PRODUCT ALUMINUM FUTURES 104 I 24 0 12 17 27 10 8 46 109 MIZUHO C S 37 74 43 33 22 167 206 130 108 118 I 70 MACQUARIE FUTURES USA L C S 0 132 I 6 17 33 15 SG AMERICAS SECURITIES C S 0 0 0 0 167 I 0 0 MAREX C S 4 7 661 I 55 8 JP MORGAN SECURITIES C S 0 0 661 I 0 20 155 104 100 JP MORGAN SECURITIES H S 21 0 0 0 3 690 I 1 1 11 25 13 22 ABN AMRO CLEARING CHICA C S 1 1 11 25 13 22 732 I 40 46 28 11 18 RBC CAPITAL MARKETS COR C S 0 0 0 0 0 732 I 13 RBC CAPITAL MARKETS COR H S 0 905 I 0 2 0 0 0 0 10 ADM INVESTOR SERVICES I C S 15 14 27 26 28 28 11

DLV665-T CME CLEARING - RUN DATE: 08/23/2016 EXCHANGE: PRODUCT TOTALS: 37 96 58 48 64 218 254 183 119

PRODUCT COMEX 100 GOLD FUTURES 072 I 7 134 314 2228 GOLDMAN SACHS & CO. C S 7 1118 277 6 092 I 12 DEUTSCHE BANK SECURITIE C S 12 102 I 4 EFL FUTURES LIMITED C S 4 104 I 7 MIZUHO C S 7 118 I 8 1001 1 MACQUARIE FUTURES USA L C S 8 1 5 118 I 0 MACQUARIE FUTURES USA L H S 2904 132 I 2 6 8 480 479 568 1222 SG AMERICAS SECURITIES C S 2 6 8 0 346 112 775 132 I 1 2 SG AMERICAS SECURITIES H S 1 2 135 I 0 0 RAND FINANCIAL SERVICES H S 2 1 152 I 10 DORMAN TRADING, LLC C S 10

PRODUCT COMEX 100 GOLD FUTURES 159 I 2 2 1 17 6 ED&F MAN CAPITAL MARKET C S 0 2 1 17 6 167 I 75 MAREX H S 75 285 I 5 NANHUA USA, LLC C S 5 299 I 1 TRADESTATION SECURITIES C S 0 323 I 27 1 17 HSBC SECURITIES (USA) I C S 0 0 17 323 I 818 0 2961 1422 6154 4308 995 HSBC SECURITIES (USA) I H S 18 1689 0 0 36 0 1864 355 I 2 CREDIT SUISSE SECURITIE C S 2 357 I 2 0 WEDBUSH SECURITIES INC. C S 2 1 357 I 1 WEDBUSH SECURITIES INC. H S 0 365 I 4 ED&F MAN CAPITAL MARKET C S 4

PRODUCT COMEX 100 GOLD FUTURES 549 I 9 TIMBER HILL LLC 2 H S 9 555 I 2 32 2 BNP PARIBAS PRIME BROKE C S 2 32 2 624 I 4 0 26 0 0 13 0 140 MERRILL LYNCH PIERCE FE C S 0 2 26 1 130 41 59 80 624 I 5 MERRILL LYNCH PIERCE FE H S 5 652 I 699 163 1152 411 0 0 2640 1039 5371 BANK OF NOVA SCOTIA H S 0 3 2 67 910 1575 581 886 0 657 I 4 1 137 55 17 53 158 1 62 MORGAN STANLEY & CO. LL C S 0 0 6 17 4 8 22 34 29 657 I 315 MORGAN STANLEY & CO. LL H S 315 661 I 290 0 196 30 0 0 1864 0 852 JP MORGAN SECURITIES C S 6 162 641 30 1003 38 4041 4857 4960 661 I 0 0 651 0 0 0 0 0 JP MORGAN SECURITIES H S 2021 1 0 300 1200 375 6709 463 685 I 7 1 10 1 0 0 59 R.J. O'BRIEN & ASSOCIAT C S 5 0 3 2 1 8 60

PRODUCT COMEX 100 GOLD FUTURES 686 I 2 110 88 657 1061 1580 INTL FCSTONE FINANCIAL C S 0 108 88 562 869 1439 690 I 203 4 192 90 214 219 1318 638 876 ABN AMRO CLEARING CHICA C S 2 4 27 93 224 6 1080 626 877 700 I 31 UBS SECURITIES, LLC C S 31 700 I 1 UBS SECURITIES, LLC H S 1 709 I 2 8 BARCLAYS C S 2 8 709 I 0 19 11 0 1 BARCLAYS H S 11 8 10 1 0 730 I 0 0 95 PTG DIVISION OF SG AMER C S 3 1 95 732 I 1 227 RBC CAPITAL MARKETS COR C S 0 227 737 I 0 1 2 ADVANTAGE FUTURES, LLC C S 2 1 2 773 I 3 1 G.H. FINANCIALS C S 3 1

PRODUCT COMEX 100 GOLD FUTURES 800 I 2 1 4 14 65 6 52 ROSENTHAL COLLINS GROUP C S 0 0 4 15 68 8 52 800 I 6 ROSENTHAL COLLINS GROUP H S 7 880 I 47 10 27 13 CITIGROUP GLOBAL MARKET C S 47 37 0 13 905 I 15 2 31 16 75 32 125 22 317 ADM INVESTOR SERVICES I C S 6 2 11 66 45 73 75 37 239 991 I 0 0 0 CME H S 2 1 17 TOTALS: 2073 172 2569 743 3984 2215 15785 6897 13886

PRODUCT GOLD KILO FUTURES 661 I 100 0 JP MORGAN SECURITIES C S 99 1 800 I 0 1 ROSENTHAL COLLINS GROUP C S 1 0 TOTALS: 100 1

PRODUCT COMEX COPPER FUTURES 104 I 618 397 112 283 59 0 235 397 98 MIZUHO C S 607 248 57 241 322 181 73 31 13 104 I 1 MIZUHO H S 0 118 I 10 4 65 MACQUARIE FUTURES USA L C S 10 4 65 132 I 1841 614 364 708 258 469 376 387 263 SG AMERICAS SECURITIES C S 757 487 289 561 635 466 390 1548 210 132 I 8 10 SG AMERICAS SECURITIES H S 0 0 167 I 11 MAREX C S 26 365 I 1 ED&F MAN CAPITAL MARKET C S 1 657 I 1 MORGAN STANLEY & CO. LL C S 15 657 I 14 MORGAN STANLEY & CO. LL H S 0 661 I 180 303 271 266 285 71 253 161 72 JP MORGAN SECURITIES C S 574 249 240 332 123 375 114 239 65

PRODUCT COMEX COPPER FUTURES 661 I 0 0 0 0 329 512 0 757 0 JP MORGAN SECURITIES H S 947 945 715 411 0 0 446 4 80 685 I 8 1 0 1 6 R.J. O'BRIEN & ASSOCIAT C S 9 0 1 1 5 686 I 683 867 121 599 159 377 99 219 30 INTL FCSTONE FINANCIAL C S 1244 154 179 661 29 385 91 225 25 690 I 825 351 81 426 66 294 134 114 ABN AMRO CLEARING CHICA C S 825 351 81 426 66 294 134 114 690 I 788 ABN AMRO CLEARING CHICA H S 0 730 I 1 0 1 PTG DIVISION OF SG AMER C S 1 1 0 732 I 379 90 593 467 20 10 122 175 0 RBC CAPITAL MARKETS COR C S 359 188 1 117 0 11 0 1 70 732 I 2 36 RBC CAPITAL MARKETS COR H S 2 2 773 I 1 G.H. FINANCIALS C S 1 800 I 7 6 ROSENTHAL COLLINS GROUP C S 7 6

PRODUCT COMEX COPPER FUTURES 880 I 0 CITIGROUP GLOBAL MARKET C S 60 905 I 5 6 2 5 38 5 ADM INVESTOR SERVICES I C S 5 6 2 34 9 5 TOTALS: 5336 2633 1597 2762 1176 1747 1258 2312 463

PRODUCT LEAD FUTURES 104 I 0 MIZUHO C S 5 661 I 5 JP MORGAN SECURITIES H S 0 TOTALS: 5

PRODUCT 10 TROY OZ GOLD FUTURES 686 I 0 0 INTL FCSTONE FINANCIAL C S 6 10 905 I 0 0 10 0 ADM INVESTOR SERVICES I C S 20 4 0 170 991 I 20 10 170 CME H S 0 0 0 TOTALS: 20 10 10 170

DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PALLADIUM FUTURES NYMEX 132 I 7 5 SG AMERICAS SECURITIES C S 0 5 323 I 0 2 4 HSBC SECURITIES (USA) I H S 22 2 0 555 I 1 BNP PARIBAS PRIME BROKE C S 1 624 I 5 9 MERRILL LYNCH PIERCE FE C S 24 0 657 I 1 MORGAN STANLEY & CO. LL C S 0 661 I 0 2 15 15 8 5 17 7 0 JP MORGAN SECURITIES C S 271 0 3 40 4 1 0 0 1 661 I 272 9 0 JP MORGAN SECURITIES H S 0 64 4 685 I 0 2 R.J. O'BRIEN & ASSOCIAT C S 1 0 686 I 2 2 INTL FCSTONE FINANCIAL C S 0 0 690 I 23 2 1 ABN AMRO CLEARING CHICA C S 22 2 7

DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PALLADIUM FUTURES NYMEX 709 I 3 BARCLAYS H S 0 732 I 6 100 6 RBC CAPITAL MARKETS COR C S 0 0 2 880 I 5 5 1 10 CITIGROUP GLOBAL MARKET C S 13 0 8 0 905 I 11 0 6 14 0 3 9 0 1 ADM INVESTOR SERVICES I C S 7 2 18 22 9 0 25 16 0 TOTALS: 322 2 23 149 13 9 61 16 1

DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PLATINUM FUTURES NYMEX 072 I 32 GOLDMAN SACHS & CO. C S 32 132 I 3 SG AMERICAS SECURITIES C S 3 323 I 2 HSBC SECURITIES (USA) I C S 0 323 I 0 401 251 15 HSBC SECURITIES (USA) I H S 212 0 0 0 357 I 4 WEDBUSH SECURITIES INC. C S 4 624 I 0 MERRILL LYNCH PIERCE FE C S 1 657 I 0 0 0 2 MORGAN STANLEY & CO. LL C S 9 11 3 0 661 I 2 29 13 0 154 14 0 395 16 JP MORGAN SECURITIES C S 5 511 17 9 272 4 38 90 0 661 I 767 0 0 JP MORGAN SECURITIES H S 0 306 451 685 I 14 1 10 R.J. O'BRIEN & ASSOCIAT C S 1 0 0

DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PLATINUM FUTURES NYMEX 686 I 22 INTL FCSTONE FINANCIAL C S 25 690 I 5 4 1 3 46 2 38 ABN AMRO CLEARING CHICA C S 5 31 4 0 60 2 17 732 I 8 3 6 66 12 RBC CAPITAL MARKETS COR C S 8 9 0 80 0 880 I 4 19 13 28 CITIGROUP GLOBAL MARKET C S 52 12 0 0 905 I 26 27 2 0 250 20 43 48 5 ADM INVESTOR SERVICES I C S 23 29 2 7 225 36 5 165 50 TOTALS: 33 885 35 16 883 40 49 835 50

PRODUCT COMEX 5000 SILVER FUTURES 072 I 275 46 4 GOLDMAN SACHS & CO. C S 275 46 4 072 I 728 GOLDMAN SACHS & CO. H S 0 118 I 1 MACQUARIE FUTURES USA L C S 1 132 I 5 1 350 SG AMERICAS SECURITIES C S 8 1 41 135 I 1 RAND FINANCIAL SERVICES H S 0 152 I 3 1 11 DORMAN TRADING, LLC C S 3 1 11 159 I 2 14 1 17 11 18 10 ED&F MAN CAPITAL MARKET C S 2 0 0 0 7 4 10 299 I 5 TRADESTATION SECURITIES C S 5 323 I 16 HSBC SECURITIES (USA) I C S 16 323 I 0 0 HSBC SECURITIES (USA) I H S 500 1039

PRODUCT COMEX 5000 SILVER FUTURES 357 I 20 0 WEDBUSH SECURITIES INC. C S 20 1 549 I 1 TIMBER HILL LLC 2 H S 1 624 I 51 46 0 MERRILL LYNCH PIERCE FE C S 59 46 1 652 I 82 0 1 46 2 0 0 67 0 BANK OF NOVA SCOTIA H S 660 98 151 101 36 503 365 82 289 657 I 0 8 35 15 0 MORGAN STANLEY & CO. LL C S 71 4 44 19 70 661 I 2852 8 0 227 20 713 0 188 0 JP MORGAN SECURITIES C S 19 0 9 147 0 108 242 6 2 661 I 0 16 0 119 0 207 0 JP MORGAN SECURITIES H S 1400 0 1076 0 1500 0 771 685 I 10 9 2 0 3 18 R.J. O'BRIEN & ASSOCIAT C S 14 1 156 14 0 1 686 I 29 1 48 268 245 802 431 INTL FCSTONE FINANCIAL C S 29 1 0 50 0 10 0 690 I 439 71 76 780 757 154 689 7 ABN AMRO CLEARING CHICA C S 555 11 0 22 325 0 471 6

PRODUCT COMEX 5000 SILVER FUTURES 700 I 3 UBS SECURITIES, LLC C S 3 709 I 2 BARCLAYS C S 2 709 I 0 6 BARCLAYS H S 5 0 730 I 9 PTG DIVISION OF SG AMER C S 9 732 I 12 10 1 RBC CAPITAL MARKETS COR C S 12 0 1 737 I 11 ADVANTAGE FUTURES, LLC C S 11 800 I 34 2 3 ROSENTHAL COLLINS GROUP C S 34 3 0 800 I 1 11 ROSENTHAL COLLINS GROUP H S 2 11 905 I 94 13 89 243 0 90 7 317 20 ADM INVESTOR SERVICES I C S 218 11 7 3 1 34 9 9 91 905 I 2 ADM INVESTOR SERVICES I H S 0

PRODUCT COMEX 5000 SILVER FUTURES 991 I 0 0 8 2 0 0 CME H S 26 2 0 0 17 11 TOTALS: 3939 122 167 1356 193 2716 616 2474 490

PRODUCT 1000 OZ SILVER FUTURES 135 I 0 0 3 0 RAND FINANCIAL SERVICES H S 7 2 0 4 159 I 5 ED&F MAN CAPITAL MARKET C S 5 686 I 3 INTL FCSTONE FINANCIAL C S 3 732 I 1 RBC CAPITAL MARKETS COR C S 1 800 I 3 ROSENTHAL COLLINS GROUP C S 0 905 I 0 0 42 10 0 0 ADM INVESTOR SERVICES I C S 126 10 0 0 88 51 991 I 130 10 0 0 85 55 CME H S 0 0 40 10 0 0 TOTALS: 133 10 51 10 88 55

PRODUCT ZINC FUTURES 104 I 0 MIZUHO C S 10 118 I 0 0 MACQUARIE FUTURES USA L C S 14 5 167 I 0 0 0 0 16 MAREX C S 6 30 28 16 0 661 I 14 6 30 28 5 16 0 JP MORGAN SECURITIES H S 0 0 0 0 0 0 6 TOTALS: 14 6 30 28 5 16 16 <<< End of Report >>>