BB SEGURIDADE PARTICIPAÇÕES S.A. AUDIT COMMITTEE S INTERNAL RULES



Similar documents
INTERNAL REGULATIONS OF THE AUDIT AND COMPLIANCE COMMITEE OF BBVA COLOMBIA

Audit Committee Charter

FERRARI N.V. AUDIT COMMITTEE CHARTER (Effective as of January 3, 2016)

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF GLOBAL MEDICAL REIT INC. ADOPTED AS OF JUNE 13, 2016

GODADDY INC. CORPORATE GOVERNANCE GUIDELINES. Adopted as of February 3, 2015

Audit Committee Internal Regulations

Ally Financial Inc. Board of Directors Governance Guidelines

STT ENVIRO CORP. (the Company ) CHARTER OF THE CORPORATE GOVERNANCE AND NOMINATING COMMITTEE. As amended by the Board of Directors on May 10, 2012

HALOGEN SOFTWARE INC. AUDIT COMMITTEE CHARTER. oversee the qualifications and independence of the independent auditor;

BYLAWS OF NAMI Greater Houston A NON-PROFIT CORPORATION ORGANIZED UNDER THE LAWS OF TEXAS. ARTICLE I Organization

The principal purposes of the Audit Committee ( Committee ) of the Board of Directors ( Board ) of CSRA Inc. (the Company ) are to:

Charter of the Audit Committee of the Board of Directors

ALLEGIANT TRAVEL COMPANY AUDIT COMMITTEE CHARTER

The size and composition of the Board is to be determined from time to time by the Board itself in an effort to balance the following goals:

AMPLIFY SNACK BRANDS, INC. AUDIT COMMITTEE CHARTER. Adopted June 25, 2015

HEWLETT-PACKARD COMPANY CORPORATE GOVERNANCE GUIDELINES

Amended and Restated. Charter of the Audit Committee. of the Board of Directors of. Tribune Publishing Company. (As Amended November 11, 2014)

CHARTER OF THE FINANCE AND AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF SPECTRAL DIAGNOSTICS INC.

COUPONS.COM INCORPORATED CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF TRIANGLE PETROLEUM CORPORATION AMENDED AND RESTATED AS OF JUNE 6, 2013

CORPORATE GOVERNANCE GUIDELINES

AUDIT COMMITTEE CHARTER of the Audit Committee of SPANISH BROADCASTING SYSTEM, INC.

中 國 通 信 服 務 股 份 有 限 公 司

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF LIVE NATION ENTERTAINMENT, INC.

FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS MAY 11, 2015

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ARMSTRONG FLOORING, INC. ADOPTED AS OF MARCH 30, 2016

AUDIT COMMITTEE CHARTER OF THE BOARD OF DIRECTORS I. PURPOSE

BROOKFIELD INFRASTRUCTURE PARTNERS LIMITED AUDIT COMMITTEE CHARTER. Revised February 2015

AMERICAN AIRLINES GROUP INC. AUDIT COMMITTEE CHARTER

ACNB CORPORATION & SUBSIDIARIES BOARD AUDIT COMMITTEE CHARTER

EVERCHINA INT L HOLDINGS COMPANY LIMITED (the Company ) Audit Committee

BAHRAIN TELECOMMUNICATIONS COMPANY B.S.C. AUDIT COMMITTEE CHARTER

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF VEEVA SYSTEMS INC. Effective as of March 11, 2015 ARTICLE I PURPOSE

CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED AUDIT COMMITTEE - TERMS OF REFERENCE

BUSINESS DEVELOPMENT CORPORATION OF AMERICA AUDIT COMMITTEE CHARTER

ALUMINUM CORPORATION OF CHINA LIMITED DETAILED IMPLEMENTATION RULES FOR THE AUDIT COMMITTEE UNDER THE BOARD OF DIRECTORS

CHARTER FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS SIGMA DESIGNS, INC. (As adopted by the Board of Directors effective as of May 2010)

SPIN MASTER CORP. CHARTER OF THE AUDIT COMMITTEE

DENTSPLY INTERNATIONAL INC. CORPORATE GOVERNANCE GUIDELINES/POLICIES

Oceaneering International, Inc. Audit Committee Charter

PERFORMANCE FOOD GROUP COMPANY AUDIT COMMITTEE CHARTER

The primary purposes of the Audit Committee shall be to:

TERMS OF REFERENCE OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS

FIVE STAR QUALITY CARE, INC. GOVERNANCE GUIDELINES

CHARTER OF THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF DIRECTORS OF BLACKBERRY LIMITED AS ADOPTED BY THE BOARD ON MARCH 27, 2014

THE ULTIMATE SOFTWARE GROUP, INC. AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AMENDED AND RESTATED CHARTER

Corporate Governance Charter

POLICY MANUAL. Responsibility: Approved by: Last Approval Date:

How To Set Up A Committee To Check On Cit

WIX.COM LTD. (THE COMPANY ) AUDIT COMMITTEE CHARTER

Time Warner Cable Inc. Audit Committee Charter. Effective February 14, 2013

TERMS OF REFERENCE OF AUDIT COMMITTEE

Delaware Academy of Nutrition and Dietetics Bylaws

HK Electric Investments Limited

CHANGYOU.COM LIMITED AUDIT COMMITTEE CHARTER

THE CAPITAL MARKETS ACT (Cap. 485A)

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF EVERBANK FINANCIAL CORP

ALAMOS GOLD INC. AUDIT COMMITTEE CHARTER

THE BOARD OF DIRECTORS OF THE DEPOSITORY TRUST & CLEARING CORPORATION MISSION STATEMENT

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS

HALOZYME THERAPEUTICS, INC. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS ORGANIZATION AND MEMBERSHIP REQUIREMENTS

Sole Statutory Member- Selected Provisions for By- Laws (California)

AMENDED BYLAWS SAN MARCOS UNIVERSITY CORPORATION. A California Nonprofit Public Benefit Corporation. ARTICLE I Objectives

(Incorporated in the Cayman Islands with limited liability) (amended and restated with effect from 1 January 2016)

ARDMORE SHIPPING CORPORATION AUDIT COMMITTEE CHARTER

EVOGENE LTD. (THE COMPANY ) AUDIT COMMITTEE CHARTER

AUDIT COMMITTEE MANDATE

GARMIN LTD. CORPORATE GOVERNANCE GUIDELINES

AMBER ROAD, INC. CORPORATE GOVERNANCE GUIDELINES

Tabcorp Holdings Limited

BYLAWS OF NEW MEXICO HEALTH INFORMATION MANAGEMENT ASSOCIATION

Risk Management Committee Charter

FTI CONSULTING, INC. CHARTER OF AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. Amended and Restated Effective as of February 23, 2011

RALLY SOFTWARE DEVELOPMENT CORP.

Approved: 26FEB13. Computing Research Association Bylaws. Section I: Purpose of CRA

CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF SERVICEMASTER GLOBAL HOLDINGS, INC.

Restaurant Brands International Inc. A corporation continued under the laws of Canada. Audit Committee Charter Originally adopted December 11, 2014

Audit, Business Risk and Compliance Committee Charter. Spotless Group Holdings Limited ACN

FIRST CITIZENS BANCSHARES, INC. FIRST-CITIZENS BANK & TRUST COMPANY CHARTER OF THE JOINT AUDIT COMMITTEE

ADVANCED DRAINAGE SYSTEMS, INC. CORPORATE GOVERNANCE GUIDELINES

BRANDYWINE REALTY TRUST BOARD OF TRUSTEES CORPORATE GOVERNANCE PRINCIPLES

SALESFORCE.COM, INC. CHARTER OF THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. (Revised September 11, 2012)

Sajan, Inc. and Its Subsidiaries. Audit Committee Charter. As of August 1, 2014

TERMS OF REFERENCE OF THE AUDIT COMMITTEE UNDER THE BOARD OF DIRECTORS OF CHINA PETROLEUM & CHEMICAL CORPORATION

Charter of the Audit Committee of the Board of Directors of The Ensign Group, Inc. Adopted & Effective April 26, 2007 Last Revised October 29, 2015

i-control Holdings Limited 超 智 能 控 股 有 限 公 司 (incorporated in the Cayman Islands with limited liability) (the Company )

Corporate Governance Guidelines

AXALTA COATING SYSTEMS LTD. AUDIT COMMITTEE CHARTER

MANDATE OF THE BOARD OF DIRECTORS STINGRAY DIGITAL GROUP INC.

The Procter & Gamble Company Board of Directors Audit Committee Charter

Children s Council of the International Technology and Engineering Educators Association

Terms of Reference of the Audit Committee of the Board of Directors. (revised with effect from 1 January 2016)

INTREPID POTASH, INC. CORPORATE GOVERNANCE GUIDELINES

Nomination & Remuneration Policy

Transcription:

CHAPTER I PURPOSE BB SEGURIDADE PARTICIPAÇÕES S.A. AUDIT COMMITTEE S INTERNAL RULES Art. 1. This Internal Regulation ( Regulation ), prepared based on the best corporate governance practices, governs the operation of the Audit Committee ( Committee or Coaud ) of BB Seguridade Participações S.A. ( BB Seguridade or Company ), defining its composition, the responsibilities and duties of its members, in compliance with the provisions of BB Seguridade's By-laws and the current legislation. Art. 2. The Committee is a permanent statutory body which shall advise the Board of Directors, with permanent operation, acting independently of the Company s Executive Board, with the main purpose to assess and opine on: a) The quality and integrity of the Company's financial statements; b) The effectiveness of internal control systems; c) The effectiveness of internal audit; d) The assess and monitoring of the work of the external auditor; e) The Company's risk exposures; and f) The adequacy of related party transactions and their disclosures. Sole Paragraph. The Audit Committee reports directly to the Board of Directors. CHAPTER II ORGANIZATION AND COMPOSITION Art. 3. The Committee will be made up of four (4) permanent members, appointed and removed by the Board of Directors, with annual terms in office renewable for up to five (5) years, in compliance with the criteria set forth in the By-laws and current legislation. 1. One (1) member will be jointly appointed by the Directors representing the minority shareholders. 2. Three (3) members will be appointed by the other Directors. 3. The participation of executive directors of the Company, its subsidiaries, parent company, associates or jointly-controlle and entities is prohibited. 4. Preferably, the replacement of all the members should not take place simultaneously. 5. A Committee member s function cannot be delegated. 1/8

6. In the event of a vacancy, resignation, death, or incapacity of any Committee member, it will be the Board of Director s responsibility to appoint its substitute. 7. The Committee members may only return to Coaud after at least three (3) years have elapsed from their last term in office, in compliance with the provisions of the lead paragraph. CHAPTER III COORDINATION Art. 4. Among the Committee members, The Board of Directors shall appoint one of the Committee members to take up the coordination, with the duties defined in the article 5. Sole Paragraph. To support the decision, the members of the Committee will indicate, at the meeting of April each year, two of his peers to hold the position. Art. 5. The Coordinator of the Audit Committee must: I attend the General Annual Meeting; II - to convene and preside over the meetings; III - to comply and enforce compliance with the rules of this Regulation; IV - to forward to the Board of Directors the analyses, opinions and reports prepared in the sphere of the Committee; V represent the Committee in its relationship with the Board of Directors, the Company s Executive Board and its internal and independent audits, bodies and internal committees, signing, when necessary, mail, invitations and reports; VI to forward to the Company's management and independent auditors the requests for information and / or clarification deemed necessary, formulated by any Committee member; VII - to invite, on behalf of the Committee, at the request of any of its members, the representatives of the Fiscal Council, Executive Board and any other employees referred to in Article 9, to attend the meetings; VIII - to put in discussion and consideration of proposed supplementary rules, submitted by any Committee member, deemed necessary for the work and activity of the Body; IX - put on voting and get decision by majority vote, requests for appreciation of matters not included in the meeting s agenda, submitted by any member of the Committee; and X - to pronounce casting vote in decisions in case of a tied vote. 2/8

Art. 6. In the event the Committee s Coordinator is temporarily absent, they may appoint another member to perform their activities as a coordinator. This appointment must be submitted, in writing, to all Committee members. CHAPTER IV OPERATION Art. 7. The Audit Committee will meet: I usually, at least, once a month; II - quarterly with the Board of Directors, with the Executive Board and with the Independent Auditors; III - with the Fiscal Council and Board of Directors, upon request thereby or by the Committee demand, to discuss policies, practices and procedures identified in the sphere of their respective jurisdictions; and IV - on an extraordinary basis, at the request of any of its members, whenever deemed necessary, or at the request of the Company s management directed to the Coordinator. 1. Irrespective of a call notice, the meetings attended by all its members will be considered as valid. 2. Committee members may participate in the Committee s general and extraordinary meetings through conference call, web conference, or any other type of means of communication which enables the identification of the Committee member and simultaneous communication with all the other members present at the meeting. In this case, the Committee members will be considered present at the meeting and must sign the related minutes. Article 8. A member will lose their seat on Coaud if they fail to attend, without justification, three consecutive meetings, or four alternate meetings within a twelve-month period, except due to force majeure or fortuitous event, at the Board of Directors discretion. Article 9. If the Committee considers necessary the presence of third parties in a particular meeting, which may either hold relevant information or help in technical discussions, it may invite Executive Officers, representatives of the controlling shareholder, employees or members of the audit committees of the investee companies, as long as the corporate governance procedures of the company are observed, as well as others not affiliated with the Company, whose subjects contained in the agenda are related to their area of expertise, as long as they are notified in advance and the reasons for the invitation are explained. 1. The Coaud's decisions shall be taken by simple majority, and the Coordinator will have the casting vote in case of a tied vote. 2. No third party that attends a Committee meeting will be entitled to vote. 3/8

3. Third parties invited to attend a Committee meeting will remain at the meeting only as long as the discussion of the matter which originated their invitation lasts. Art.10. The resolutions made at this Committee meetings will be recorded in minutes, drawn up in its own book, signed by the present members of the Coaud, and filed at the Company s head office. The minutes shall include the number of the meeting, its date and venue, the most important aspects of the discussions held, a list of the attendees, justifications for absences, possible irregularities, potential diverging points and any measures taken. CHAPTER V ASSISTANCE Art. 11. The Committee will be supported by a special advisor, designated by it, which will operate in exclusive dedication. 1. It will be up to the special advisor, in addition to the activities provided for in art. 13: I - advise the Coaud on the technical aspects in the performance of their duties; II - assist the Coaud in analyzing information on the quality of financial statements, the adequacy of related party transactions, the effectiveness of the system of internal controls and risk management and on the effectiveness of internal audit and evaluation and monitoring the work of the auditor external; III - prepare and supply the Coaud with information or documents necessary to perform its functions; and IV - other duties designated by the Committee. Art. 12. Alternatively, at the discretion of the Coaud, it will be responsibility of the Company s Executive Secretariat to assist the Committee meetings and provide the proper technical and administrative support for the Coordinator and other members. Art. 13. It will be responsibility of the Committee's special advisor, in addition to the duties contained in the art. 11, or to the Executive Secretariat in case of triggered the alternative provided for in art. 12, have the following activities: I to act as the Committee s secretary; II to issue call notices for Committee meetings, and send the support material with at least five (5) business-day prior notice; III to organize distance meetings, as well as enable the virtual participation of members at on-site meetings; IV to distribute the agenda and draw up the drafts of the minutes and send them to the Committee members, till the final versions, pick up the signatures until the next meeting date and file the related minutes in the Committee's appropriate book; 4/8

V to adopt providences to promote the follow-up of the recommendations and guidance approved by the Committee; VI to organize and keep in its safekeeping the documentation relating to the activities developed by the Committee; VII To submit the minutes, as soon as signed, for the Board of Directors and Executive Board s knowledge; VIII to propose the annual meeting calendar to the Committee; and IX - to practice other acts of a technical and administrative nature necessary for the functioning of the Committee. Sole Paragraph. The special advisor and the Executive Secretariat must keep confidentiality over the information known in reason of the Coaud's meetings, been prohibited from using it without authorization of the Committee or use it to the benefit of themselves or third parties. CHAPTER VI COMPETENCE Art. 14. In addition to the duties provided for the By-laws, it is the responsibility of the Audit Committee: I - establish the operating rules for its activities; II to review the main accounting policies, practices and principles used in the preparation of the financial statements, as well as any significant changes in the application or selection of these policies, practices and principles; III to review, prior to disclosure, the semi-annual and annual financial statements, including the explanatory notes, management reports and independent auditor's report; IV to monitor the quality and integrity of the quarterly financial information of the Company; V - to monitor the quality and integrity of the information and measurements released based on adjusted accounting data; VI to assess possible divergences between the external auditor and the Management, relating to the financial statements and financial reports; proposing to the Board of Directors, if it is necessary, routing suggestion; VII to issue an opinion on the hiring, removal and replacement of the independent audit; VIII to assess the independent auditing s work, including its independence, the quality of the services provided and the suitability for the Company s needs; 5/8

IX to review the implementation of recommendations made by the independent auditing firms and by the internal audit, including within the framework of related companies, as well as those made by the Committee itself; X to establish procedures to be followed, within the Company and related companies, prior to hiring services by the external auditor, in order to preserve the independence and mitigate risks of conflict of interest; XI to review and assess the scope, planning and personnel to be allocated to the performance of the external auditors work; XII to assess the Internal Auditing Activities Annual Plan (PAINT), the Annual Report of its Activities (RAINT), the Work Agreement, the budget and fixing proposed structure, staffing, roles and regulation of the operation area, prior to submission to the Board of Directors; XIII - approve adjustments in planning or scope of work of the Internal Audit; XIV - supervise the conduction and results of the Internal Auditing s work, including the technical qualification of its employees; XV to recommend the appointment, replacement or dismissal of Internal Auditing responsible persons; XVI to assess the quality and effectiveness of the internal control systems and management of risks of the Company; XVII take notice of assessment reports of the internal control system, of risk management process and the operations and businesses comply with the legislation, regulations and internal rules prepared by management, proposing possible improvements; XVIII assess the procedures, established by the Company for the receipt and handling of information on significant frauds or errors as well as noncompliance with legal and internal rules, including specific procedures to protect the person who is making the report, such as anonymity and confidentiality of the information; XIX to follow up the results of the works of the inspection and supervision government agencies and the measures taken to remedy any eventual questioning; XX to periodically assess the policies and procedures concerning related party transactions made by the Company and their respective disclosures; XXI - to recommend to the Management the correction or improvement of policies, practices and procedures identified within the Committee s duties; and Sole Paragraph. The Coaud members will have full independence in the exercise of their duties, and must maintain the confidentiality of relevant, privileged or 6/8

strategic information received from the Company and the independent auditing form, being prohibited from using it to the benefit of themselves or third parties. Art. 15. In addition to the responsibilities provided for in the previous article, the Committee must: I safeguard the Company s interests while performing its duties; II assess reports issued by regulatory bodies related to the Company and to related companies; III annually perform a self-assessment of its activities and identify opportunities for improvements in its operation; IV share with the Board of Directors any matters related to risks, weaknesses or concerns that may have a significant impact on the Company s financial and business conditions; V present, at the beginning of each year work, plan of work to the Board of Directors, as well as periodic reports on the implementation and results; and VI - to submit to the Board of Directors, when necessary, a proposal for amendment to the provisions of this Internal Regulation. Art. 16. The Coaud may, in the sphere of its duties, utilize the work of specialists. 1. The use of the work of specialists does not release the Coaud from its responsibilities. 2. The Company, in compliance with the responsibilities, competences and authorization levels established, will take the necessary measures to meet the needs identified by Coaud. Art. 17. The Committee shall prepare an annual summary report, to be presented to the Board of Directors together with the financial reports of the year work, containing a description of: (i) its activities, the results and conclusions reached and the recommendations made; and (ii) any situations in which there is a significant divergence between the company s management, the independent auditors and the Audit Committee regarding the Company s financial statements. 1. The Audit Committee will maintain the Audit Committee s Report at the disposal of the Brazilian Securities and Exchange Commission (CVM) and the Board of Directors, for a period of at least five (5) years after its preparation. 2. The Coaud will present to the Board of Directors a summary of the Audit Committee Report evidencing the main information contained in that document for publishing, if it is necessary, together with the annual financial statements. 7/8

CHAPTER VII FINAL PROVISIONS Art. 18. It will up to the Board of Directors to answer any questions and deal with any omissions relating to this Regulation. Art. 19. This Regulation may only be amended by the Board of Directors, at its own discretion or following a recommendation from the Committee. Art. 20. This regulation enters into effect as of the date of its approval, and must be filed in the Company s head office, as well as disclosed on its website. Brasília, August 19th, 2015. 8/8