ETSI TS 102 042: Electronic Signatures and Infrastructures (ESI): Policy



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Abbreviations AIS BGBl BNetzA BSI CC CEM CSP DAR DATech DIN EAL ETR ETSI ISO IT ITSEC ITSEF ITSEM JIL PP SF SigG SigV SOF Anwendungshinweise und Interpretationen zum Schema [Guidance and Interpretations of Scheme Issues] (BSI procedure) Bundesgesetzblatt [German Federal Gazette] Bundesnetzagentur für Elektrizität, Gas, Telekommunikation, Post und Eisenbahnen [(German:) Federal Network Agency for Electricity, Gas, Telecommunications, Post and Railway] Bundesamt für Sicherheit in der Informationstechnik [(German) Federal Office for Information Security] Common Criteria for Information Technology Security Evaluation Common Methodology for Information Technology Security Evaluation Certification Service Provider Deutscher Akkreditierungsrat [German Accreditation Council] DATech Deutsche Akkreditierungsstelle Technik in TGA GmbH [DATech German Accreditation Body Technology in TGA GmbH] Deutsches Institut für Normung e.v. [German Standards Institution] Evaluation Assurance Level Evaluation Technical Report European Telecommunications Standards Institute International Organization for Standardization Information Technology Information Technology Security Evaluation Criteria IT Security Evaluation Facility Information Technology Security Evaluation Manual Joint Interpretation Library Protection Profile Security Function German Electronic Signature Act German Electronic Signature Ordinance Strength of (Security) Function

ST TOE TSF Security Target Target of Evaluation TOE Security Functions References /AISx/ /ALG/ Anwendungshinweise und Interpretationen zum Schema [Guidance and Interpretations of Scheme Issues], BSI, endorsed versions Geeignete Kryptoalgorithmen [Approved Crypto-Algorithms], published in the Bundesanzeiger [German Federal Gazette] by the (German) Federal Network Agency, endorsed version /CC/ Common Criteria for Information Technology Security Evaluation, Version 3.1, www.commoncriteriaportal.com, Part 1: Introduction and general model Part 2: Security functional requirements Part 3: Security assurance requirements /CEM/ /ETSI1/ /ETSI2/ Common Methodology for Information Technology Security Evaluation, Evaluation methodology, Version 3.1, www.commoncriteriaportal.com ETSI TS 101 456: Electronic Signatures and Infrastructures (ESI): Policy requirements for certification authorities issuing qualified certificates, Version 1.4.3, 2007-05 ETSI TS 102 042: Electronic Signatures and Infrastructures (ESI): Policy requirements for certification authorities issuing public key certificates, Version 1.3.4, 2007-12 /EU-DIR/ Directive 1999/93/EC of the European Parliament and of the Council of 13 December 1999 on a Community framework for electronic signatures /EU-REF/ Commission Decision of 14/7/2003 on the publication of reference numbers of generally recognised standards for electronic signature products /ISO27001/ ISO/IEC 27001:2005 Information technology. Security techniques. Information security management systems. Requirements /ITSEC/ Information Technology Security Evaluation Criteria (ITSEC), version 1.2 (1991), ISBN 92-826-3004-8 /ITSEM/ Information Technology Security Evaluation Manual (ITSEM), version 1.0 (1993), ISBN 92-826-7087-2 /JIL/ ITSEC Joint Interpretation Library, version 2.0, November 1998

/SiGAK/ /SigG/ Spezifizierung der Einsatzbedingungen für Signaturanwendungskomponenten: Arbeitsgrundlage für Entwickler / Hersteller und Prüf- / Bestätigungsstellen [Specification of the Operational Environment for Signature Application Components: Basics for Developers / Manufacturers and Assessment / Certification Bodies], Federal Network Agency, version 1.4, July 19, 2005 Signaturgesetz vom 16. Mai 2001 (BGBl. I S. 876) [Signature Act as of May 16, 2001 (BGBl. I p. 876)], recently revised by Article 4 of the act as of February 26, 2007 (BGBl. Year 2007, Part I p. 179) /SigV/ Verordnung zur elektronischen Signatur (Signaturverordnung SigV) [Ordinance on Electronic Signatures (Signature Ordinance SigV)], recently revised by Article 9 Sec 18 of the act as of November 23, 2007 ( BGBl. I page 2631) Glossary This glossary provides explanations of terms used within the certification scheme of T-Systems, but does not claim completeness or general validity. The term security here is always used in the context of information technology. For criteria specific terms cf. the glossary in the relevant security criteria. Accreditation Audit Availability Business Process Certificate Certification Certification Body A process performed by an accreditation body to confirm that an evaluation facility [resp. a certification body] complies with the requirements of the relevant standard ISO 17025 [resp. EN 45011]. A procedure of collecting evidence that the scope of a certification has been implemented correctly. Classical security objective: Data should always be available to authorised persons, i.e. this data should neither be made inaccessible by unauthorised persons nor be rendered unavailable due to technical defects. Cf. Process Summary representation of a certification result, issued by the certification body. Independent confirmation of the correctness of an evaluation. This term is also used to describe the overall process consisting of evaluation, monitoring and subsequent issue of certificates and certification reports. An organisation which performs certifications.

Certification Report Certification Scheme Certification Service Provider Certifier Report on the object, procedures and results of a certification; this report is issued by the certification body. A summary of all principles, regulations and procedures applied by a certification body. An institution (named certification service provider in the German Electronic Signature Act) that confirms the relationship between signature keys and individuals by means of electronic certificates. Employee at a certification body authorised to monitor evaluations and to carry out the certification. Common Criteria Security Criteria based on the former US Orange Book / Federal Criteria, the European ITSEC and the Canadian CTCPEC; a world-wide accepted security standard (ISO/IEC 15408). Confidentiality "Confirmation Body" "Confirmation Procedure" Evaluation Evaluation (Assurance) Level Evaluation Facility Evaluation Technical Report Evaluator Integrity IT Product IT Security Management IT Service Classical security objective: Data should only be accessible to authorised persons. A body, recognised by the BNetzA, assessing the security of technical components and of certification service providers, issuing security confirmations according to the (German) SigG and SigV. Procedure with the objective to issue a security confirmation. Assessment of an (IT) product, system or service against published IT security criteria. Level of assurance gained by evaluation; level of trust that a TOE meets its security target (according to ITSEC / CC). The organisational unit which performs evaluations (ITSEF). Final report written by an evaluation facility on the procedure and results of an evaluation. Person in charge of an evaluation at an evaluation facility. Classical security objective: Only authorised persons should be capable of modifying data. Software and/or hardware which can be procured from a supplier (manufacturer, distributor). Implemented procedure to install and maintain IT security within an organisation. A service supported by IT systems.

IT System License Agreement Milestone Plan Monitoring Problem Report Process Product Certification Re-Certification Security Certificate "Security Confirmation" Security Criteria Security Function Security Measure Security Objective Security Target An inherently functional combination of IT products. (ITSEC:) A real installation of IT products with a known operational environment. Agreement between an Evaluation Facility and a Certification Body concerning the procedure and responsibilities of a joint assessment / evaluation and certification project. A project schedule for the implementation of evaluation and certification processes. Procedure implemented by the certification body in order to check whether an evaluation is performed correctly (compliance with criteria, use of standard processes and ratings etc.). Report sent by an evaluation facility to the certification body and concerning special problems during evaluation, e. g. concerning the interpretation of IT security criteria. Sequence of networked activities (process elements) performed within a given environment with the objective to provide a certain service. Certification of IT products. Renewed certification of a previously certified object due to a new version following modification; re-certification might also be required after a change of tools, production / delivery processes and security criteria. Cf. Certificate. SigG: A legally binding document stating the conformity of technical components or trust centers to SigG / SigV. Normative document that may contain technical requirements for products, systems and services, but at least describes the evaluation of such requirements. Technical function or measure to counteract certain threats. Any organisational, personal, infrastructural or technical measure contributing to achieve security objectices. For the context of information security typical objectives like confidentiality, integrity, availability, authenticity as well as derived objectives like compliance (e.g. in legal context). Document specifying a TOE and describing its configuration and environment, security objectives and threats, met security requirements and corresponding rationale; used as a basis for the evaluation of the TOE.

Service System Certification Target of Evaluation Trust Centre Here: activities offered by a company, provided by its (business) processes and usable by a client. Certification of an installed IT system. An IT product or system and its associated administrator and user guidance documentation that is the subject of an evaluation. Cf. Certification Service Provider