THE SCENARIO APPROACH to STOCHASTIC OPTIMIZATION



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Transcription:

THE SCENARIO APPROACH to STOCHASTIC OPTIMIZATION Marco C. Campi University of Brescia Italy

What I like about experience is that it is such an honest thing. You may have deceived yourself, but experience is not trying to deceive you. C.S. Lewis

thanks to: Algo Care Simone Garatti Maria Prandini Giuseppe Calafiore Federico Ramponi Bernardo Pagnoncelli

optimization controller synthesis classification portfolio selection optimization program

optimization controller synthesis classification portfolio selection optimization program uncertain environment exercise caution

uncertain optimization:

uncertain optimization: not a valid mathematical formulation

uncertain optimization: not a valid mathematical formulation often, a description of uncertainty is not available, or it is only partially available

scenario-based knowledge:

scenario-based knowledge: knowledge about uncertainty can be acquired through experience, that is, we look at previous cases, or scenarios, of the same problem

example: portfolio optimization [with B. Pagnoncelli & D. Reich]

example: portfolio optimization 1$ [with B. Pagnoncelli & D. Reich]

example: portfolio optimization 1$ assets [with B. Pagnoncelli & D. Reich]

example: portfolio optimization 1$ assets = percentage of capital invested on asset [with B. Pagnoncelli & D. Reich]

example: portfolio optimization 1$ assets = percentage of capital invested on asset [with B. Pagnoncelli & D. Reich]

example: portfolio optimization 1$ assets = percentage of capital invested on asset [with B. Pagnoncelli & D. Reich]

example: portfolio optimization [with B. Pagnoncelli & D. Reich]

example: portfolio optimization record of past rate of returns: = return of asset over period (scenarios) [with B. Pagnoncelli & D. Reich]

example: portfolio optimization record of past rate of returns: = return of asset over period (scenarios) [with B. Pagnoncelli & D. Reich]

example: classification - defibrillation [with A. Caré]

example: classification - defibrillation decide whether a defibrillator has to be applied [with A. Caré]

example: classification - defibrillation (scenarios) [with A. Caré]

example: classification - defibrillation (scenarios) [with A. Caré]

scenario optimization (convex case)

min-max scenario optimization [with G. Calafiore]

min-max scenario optimization convex in [with G. Calafiore]

min-max scenario optimization convex in [with G. Calafiore]

min-max scenario optimization convex in [with G. Calafiore]

min-max scenario optimization convex in [with G. Calafiore]

min-max scenario optimization convex in [with G. Calafiore]

min-max scenario optimization convex in [with G. Calafiore]

what are the guarantees for unseen situations?

what are the guarantees for unseen situations? how guaranteed is for another?

what are the guarantees for unseen situations? how guaranteed is for another? from the visible to the invisible

about uncertainty

about uncertainty

about uncertainty

about uncertainty

about uncertainty

about uncertainty

comments generalization need for structure good news: the structure we need is only convexity

more comments N depends on how complex the decision is via N does not depend on how complex the real world is

more comments N depends on how complex the decision is via N does not depend on how complex the real world is don t try to reconstruct the real world to answer easy questions!

more comments (IPM = Interval Prediction Model)

more comments (IPM = Interval Prediction Model)

more comments (IPM = Interval Prediction Model)

more comments (IPM = Interval Prediction Model) risk = prob. that next point is outside IPM

more comments (IPM = Interval Prediction Model)

more comments N is independent of Pr (distribution-free result)

more comments N is independent of Pr (distribution-free result) What I like about experience is that it is such an honest thing. You may have deceived yourself, but experience is not trying to deceive you. C.S. Lewis

a more general theoretical result

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

10 5 0 0 0.2 0.4 0.6 0.8 1 risk

application: classification - defibrillation

application: classification - defibrillation

application: classification - defibrillation

application: classification - defibrillation

generalizations and beyond

generalizations: risk-return tradeoff

generalizations: risk-return tradeoff

generalizations: risk-return tradeoff

generalizations: risk-return tradeoff

generalizations: risk-return tradeoff

generalizations: risk-return tradeoff

generalizations: risk-return tradeoff

performance - risk plot

performance - risk plot

generalizations

generalizations

generalizations

generalizations relevanto to: quantitative finance (minimum return) control with constraints (MPC)

Many have given a contribution: T. Álamo, G. Andersson, F. Borrelli, G. Calafiore, A. Carè, F. Dabbene, L. Fagiano, S. Garatti, P. Goulart, O. Granichin, J. Hespanha, H. Hjalmarsson, G. Iyengar, T. Kanamori, D. Kuhn, C. Lagoa, J. Luedtke, A. Luque, J. Lygeros, K. Margellos, M. Morari, J. Matuško, B. Pagnoncelli, M. Prandini, F. Ramponi, D, Reich, C. Rojas, B. Rustem, G. Schildbach, M. Sznaier, A. Takeda, R. Tempo, B. Van Parys, P. Vayanos, M. Vrakopoulou, J. Welsh, W. Wiesemann

the theory is still in its infancy

the theory is still in its infancy non-convex

the theory is still in its infancy margin

concluding the problem of extracting knowledge from observations is perhaps the most central issue of all science

concluding the problem of extracting knowledge from observations is perhaps the most central issue of all science the scenario approach is one way, and a lot of work remains to be done

concluding the problem of extracting knowledge from observations is perhaps the most central issue of all science the scenario approach is one way, and a lot of work remains to be done certainly: it is a wonderful world to explore!

concluding the problem of extracting knowledge from observations is perhaps the most central issue of all science the scenario approach is one way, and a lot of work remains to be done certainly: it is a wonderful world to explore! THANK YOU!

REFERENCES M.C. Campi and S. Garatti. The Exact Feasibility of Randomized Solutions of Uncertain Convex Programs. SIAM J. on Optimization, 19, no.3: 1211-1230, 2008. M.C. Campi and S. Garatti. A Sampling-and-Discarding Approach to Chance-Constrained Optimization: Feasibility and Optimality. J. of Optimization Theory and Applications, 148: 257-280, 2011. B.K. Pagnoncelli, D. Reich and M.C. Campi Risk-Return Trade-off with the Scenario Approach: A Case study in Portfolio Selection. J. Of Optimization Theory and Applications, 155: 707-722, 2012. G. Calafiore and M.C. Campi. Uncertain Convex Programs: randomized Solutions and Confidence Levels. Mathematical Programming, 102: 25-46, 2005. G. Calafiore and M.C. Campi. The Scenario Approach to Robust Control Design. IEEE Trans. on Automatic Control, AC-51: 742-753, 2006. M.C. Campi, G. Calafiore and S. Garatti. Interval Predictor Models: Identification and Reliability. Automatica, 45: 382-392, 2009. M.C. Campi. Classification with guaranteed probability of error. Machine Learning, 80: 63-84, 2010.