GUIDELINES AND INSTRUCTIONS FOR 2-YEAR GRANT APPLICATIONS



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GUIDELINES AND INSTRUCTIONS FOR 2-YEAR GRANT APPLICATIONS IMPORTANT NOTICES Check if you are using the correct grant application form, Standard or Pilot. These documents are updated for each grant cycle. The newest documents carry the year of the grant cycle. Read these guidelines and instructions very carefully before completing your grant application form. Applications that do not comply with the guidelines and instructions will NOT enter the peer review process. BACKGROUND The Foundation for Alzheimer Research (SAO-FRA) awards grant applications in the areas of Basic and Clinical research of Alzheimer disease and related disorders. Grant applications are accepted from principle investigators with a PhD degree and working at Belgian non-profit research organizations. Standard Grant Applications: research proposals have to be written for a 2-years award period with an overall maximum of 100.000 and a maximum of 50.000 per award year. Applicants should be experienced in research into Alzheimer disease and related disorders. Aline (Fund Aline) of the King Baudouin Foundation supports medical scientific research (basic and clinical research) on Alzheimer s disease and other degenerative brain diseases. Pilot Grant Applications: research proposals have to be written for a 2-years award period with an overall maximum of 50.000 and a maximum of 25.000 per award year. Only young scientists with maximum six years post PhD graduation at the start of the Award period, are eligible applicants in this award category. Young researchers have to be associated with an experienced research team working on Alzheimer disease and related disorders. Adjustments for career interruptions can be requested by the applicant in writing to the Chair of the Scientific Advisory Board (SAB) via scienctific.secretariat@sao-fra.these would include, but are not limited to, family leave and major illness or injury. It is the responsibility of the applicant to point out and document such interruptions. Multiple investigators of the same department, laboratory can apply in the same grant cycle year for a research award, pilot or standard, provided that there is no scientific or financial overlap between their grant application proposals. 1

STEP BY STEP GUIDELINES AND INSTRUCTIONS STYLE AND FONT: It is obligatory to use Times New Roman, font 11, single spacing, to fill in the application form. Other styles or fonts are NOT accepted. Also not acceptable is the overrun of space and page limits where indicated. FRONT PAGE: TITLE OF GRANT APPLICATION: Choose a title that is descriptive for the research outlined in the grant application. The text box allows for approximate 100 characters spaces included. PRINCIPAL INVESTIGATOR: Name, Telephone Number and E-mail address of the Principle Investigator i.e. the person who will be responsible for executing the proposed Research Plan. List only one Principal Investigator. A Principle Investigator can submit only one grant application per SAO-FRA grant application cycle. A new grant application cannot scientifically or financially overlap in time with a preceding awarded grant application. This implies that current awardees can submit at the earliest a new grant application in the last year of a preceding active 2-year award including awards of which the award period has been extended. Investigators of the same laboratory can submit a Standard or Pilot grant application in the same grant application cycle provided that there is no scientific or financial overlap between the grant applications or with active awards of other investigators in their laboratory. RESEARCH ORGANIZATION: Provide for the Principle Investigator the location where the research will be executed including Research Organization Name, Department, Laboratory and Postal Address. This address is where the Principle Investigator is working on a daily basis and is to be reached. The address of the Research Organization can be different from that of the Authorized Organization. HEAD OF LABORATORY: Provide Name, Telephone Number and E-mail of the Head of the Laboratory in which the applicant will be performing the proposed research. AUTHORIZED ORGANIZATION: Provide Name and Postal Address of the Authorized Organization that will be legally and financially responsible for the research and financial activities awarded by the SAO-FRA. AUTHORIZED ORGANIZATION OFFICIAL: Enter Name, Position Title, Telephone Number and E-mail Address of the Authorized Organization Official acting for the Principle Investigator and accepting the Award in agreement with the general obligations outlined in the SAO-FRA Award Terms and Conditions. AUTHORIZED FINANCIAL OFFICIAL: Enter Name, Position Title, Telephone Number and E-mail Address of the Authorized Financial Official acting for the Principle Investigator and taking the responsibility for the financial accounting in agreement with the financial obligations outlined in the SAO-FRA Award Terms and Conditions. TYPE OF AUTHORIZED ORGANIZATION: Indicate whether your Authorized Organization is a Public or Private non-profit organization. SAO-FRA provides awards only to non-profit organizations. 2

AUTHORIZED SIGNATURES PAGE: A per signature is not acceptable. PRINCIPAL INVESTIGATOR: Insert name of Principle Investigator in the header. With this original signature, the Principal Investigator signing the grant application confirms that he/she read the SAO-FRA Award Terms and Conditions of which he/she accepts scientific obligations on behalf of his/her organization, including the timely delivery of the yearly scientific progress reports. HEAD LABORATORY: With this original signature, the Head of Laboratory signing the grant application confirms that he/she read the SAO-FRA Award Terms and Conditions of which he/she accepts scientific obligations on behalf of his/her laboratory, including the appropriate support and research environment needed to execute the proposed research plan. AUTHORIZED ORGANIZATION OFFICIAL: With this original signature, the Authorized Organization Official signing the grant application confirms that he/she read the SAO-FRA Award Terms and Conditions of which he/she accepts responsibility for the general obligations on behalf of the Principle Investigator. AUTHORIZED FINANCIAL OFFICIAL: With this original signature, the Authorized Financial Official signing the grant application confirms that he/she read the SAO-FRA Award Terms and Conditions of which he/she accepts responsibility for the financial obligations on behalf of the Principle Investigator, including timely delivery of the yearly financial reports. TABLE OF CONTENTS: Page numbers will fill-in automatically while completing the grant application form. RESEARCH SUMMARY: State the hypothesis, general objective and specific aims of the proposed research. Describe, briefly and concisely, the experimental design and methods for achieving these goals. The summary is meant to serve as a succinct and accurate description of the Research Plan when separated from the grant application. The text box allows for approximate 3,000 characters spaces included. RESEARCH RELEVANCE: State briefly and concisely, how the Research Plan will be relevant to Alzheimer disease and related disorders. The text box allows for approximate 1,000 characters spaces included. KEY SCIENTIFIC PERSONNEL Standard Grant Applications: Key personnel are scientific team members belonging to the Laboratory of the Principle Investigator submitting a standard grant application. This Laboratory should be identical to what is indicated on the front page under Research Organisation. Add Name, Position Title and Time in Research (%) of the Principal Investigator and Key Scientific Persons that will contribute to the execution of the proposed research. Role of Key Scientific Personnel: Describe the specific role of the Principal Investigator and other Key Scientific Personnel. Only include scientific personnel e.g. PhD Student, Postdoctoral Scientist, Project Leader, Group Leader, etc. 3

BIOGRAPHICAL SKETCHES: Provide a maximal 4-page biosketch of education, professional experiences, honors and awards, research funding and publications of the Principal Investigator. Start with the biosketch of the Principle Investigator. Standard Grant Applications: Add a biographical sketch for each Key Scientific Person. Pilot Grant Applications: Add a biosketch of the Head of the Laboratory in which the applicant will be performing the proposed research. The biosketch should be restricted to the last 3 years) RESEARCH PLAN: The Research Plan should include the following sections: General and Specific Aims of the proposed research, Background and Significance, Preliminary Data if applicable and Experimental Design and Methods. APPENDICES: Submitting additional documents with the grant application such as manuscripts is not allowed. All research information that is essential to the international peer review evaluation of the grant application should be incorporated within the Research Plan. General and Specific Aims: Provide a short state of the art, hypotheses, general objective and specific aims, and describe concisely and realistically what the research described in this application is intended to accomplish. Background and Significance: Briefly summarize the background to the proposed research, critically evaluate existing knowledge, and specifically identify the gaps which the Research Plan intends to fill. State concisely the importance and relevance of the Research Plan to Alzheimer disease and related disorders. Preliminary Data: Provide a concise summary of scientific data that has already been obtained by the Principal Investigator and/or Key Personnel in support of the general and specific aims stated in this grant application. Experimental Design and Methods: Outline the experimental design and the procedures to be used to accomplish the specific aims of the Research Plan. Include the means by which the data will be collected, analyzed, and interpreted. Describe any new methodology and its advantage over existing methodologies. Discuss the potential difficulties and limitations of the proposed procedures and alternative approaches to achieve the aims. Figures: Enter relevant figures (jpg, gif, png or tif format) cited in the Research Plan, and provide a figure title and legend. Literature Cited: List references cited in the Research Plan. Each literature citation must include the names of up to a maximum of seven authors, the title, the name of the book or journal, year of publication, volume number and page numbers. Use the following reference manager style: Sleegers K, Lambert JC, Bertram L, Cruts M, Amouyel P, Van Broeckhoven C. The pursuit of susceptibility genes for Alzheimer's disease: progress and prospects. Trends Genet. 2010 26(2):84-93 ASSURANCES AND CERTIFICATIONS: SAO-FRA will only award grant applications that fulfill the ethical and legal requirements for research using human subjects and/or vertebrate animals in a research environment that protects both the safety of the researchers and the environment. 4

HUMAN SUBJECTS/VERTEBRATE ANIMALS: If research activities involving human subjects or vertebrate animals are planned at any time in the Research Plan, indicate "Yes" and briefly explain. If your grant application is awarded a signed approval by the appropriate ethical committee(s) of the Principal Investigator s organization of the Research Plan described in the grant application will be requested and must be provided before funds are released. The ethical approval(s) should be written in Engish and state the name of the Principle Investigator, the title of the grant application, the SAO-FRA Award Number, and the Award Period. BIOSAFETY AND BIOTECHNOLOGY: Indicate whether the Research Plan involves the use and/or production of hazardous biomaterials, recombinant DNA or genetically engineered organisms. If yes, briefly explain. Provide for your research organization the legal authorization and provide permission number and period. BUDGET TABLE & JUSTIFICATION: For a 2-year SAO-FRA Standard Grant application the budget is not to exceed 100,000 with a maximum of 50,000 per year; and 50,000 for a Pilot Grant application with a maximum of 25,000 per year. SAO-FRA does not fund the salary of the Principal Investigator except for Pilot Grant applications. Indicate the total salary cost per year. SAO-FRA will not fund the purchase of large capital equipment. Maximum yearly budget in the equipment category is 2,500. Travel must be relevant to the accomplishment of the Research Plan. Maximum cost in this category is 1,000. First class travel may not be used. The budget cannot contain any administrative overhead or any other peripheral costs. A transfer of less than 5,000 between budget categories does not require justification and prior approval by the SAO-FRA. Transfer of more than 5,000 from one budget category to another does require justification and prior approval by SAO-FRA. Budget Justification: Provide a brief justification and rationale for each of the budget categories i.e. personnel, supplies, equipment and travel. Personnel: Include the name of the person(s) to be paid if the grant application is approved for funding. Also, include for these persons the Name, Position Title and Time in Research (%) under Key Personnel. Supplies: Itemize supplies in separate categories. If vertebrate animals are to be involved, state how many are to be used, their unit purchase price and their unit care cost. Equipment: List each item and describe briefly. Travel: State the purpose of the travel. RESEARCH ENVIRONMENT: Provide information on the research environment in which the proposed research will be executed e.g. expertise (centralized and core) facilities, major equipment, relevant scientific resources. AVAILABLE OTHER SUPPORT: List all current and pending financial support related to the proposed research with name of funding agency, type of grant (e.g. research project, fellowship, travel grant, mobility grant, etc.), title, funding period, total amount in. 5

SAO-FRA does not allow its funds to be used for research funded by another funding agency without its full knowledge. Failure to report the receipt of overlapping funds may require, as determined at the sole discretion of SAO-FRA, the return of all funds awarded by SAO-FRA. RESEARCH AREAS: Provide maximum two keywords that describe the general research area and maximum three keywords that describe the specific research area(s) expertise needed to adequately review your grant application. INTERNATIONAL REVIEWERS: You are allowed to exclude a maximum of 3 International Reviewers from reviewing your grant application. INSTRUCTIONS FOR SUBMISSION: Grant applications must be submitted in time by E-mail to scientific.secretariat@sao-fra.be. One original of the signed grant application with the original signatures should be send by postal mail to the SAO-FRA Scientific Secretariat. Incomplete grant applications that don t comply with the SAO-FRA Application Guidelines and Instructions and the SAO-FRA Award Terms and Conditions, or arrive after the application deadline will NOT enter the review process. For information and questions contact the SAO-FRA Scientific Secretariat. Prof. Dr. Christine Van Broeckhoven PhD DSc Chair of the SAO-FRA Scientific Advisory Board ADDRESS: SAO-FRA Scientific Secretariat University of Antwerp CDE Parking P4, Building V, Room 0.10 Universiteitsplein 1 B-2610 Antwerpen Phone +32 3 265 1102 (Secretary Gisèle Smeyers) E-mail scientific.secretariat@sao-fra.be 6