Common Errors in Documentation and Coding



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in Documentation and Coding Corinne Wohl, MHSA, COE, Administrator Delaware Ophthalmology Consultants Donna McCune, CCS-P, COE, CPMA, Vice President Corcoran Consulting Group Financial Disclosure Donna McCune is a consultant for Corcoran Consulting Group and acknowledges a financial interest in the subject matter of this presentation. Corinne Wohl has no financial disclosures. Objectives Describe common errors in documentation and coding Establish a plan to avoid or minimize errors before they occur Different Payers, Different Policies Chief Complaint Medical Plan Deductible Co-payment No optical coverage Referrals may be necessary Vision Plan Low or no deductible Minimal or no co-payment Ticket to optical No referrals required In the patient s own words Identifies the reason for visit Along with primary Dx, CC helps determine who is responsible for payment

Diagnosis Code Disconnect Guidelines for Diagnosis Coding CHIEF COMPLAINT Routine eye exam Annual check-up Want to update my glasses ASSESSMENT Dx: AMD Dx: Diabetes w/bdr Dx: Cataracts proceed with cataract surgery During a routine exam, should a diagnosis or condition be discovered, it should be coded as an additional code. Source: Introduction to ICD-9-CM Vision Plan or Medical Plan? Where do we start this discussion? Initial call to the office Upon arrival for appointment Technician intake What is the reason for today s office visit? History History of Present Illness The HPI is a chronological description of the development of the patient's present illness from the first sign and/or symptom or from the previous encounter to the present. History History of Present Illness (HPI) Location Quality Severity Modifying factors Timing Context Duration Associated signs and symptoms Source: 1997 E/M Documentation Guidelines (DG)

History of Present Illness Elements of HPI must be performed by the physician in order to be counted for E/M coding Consultations (9924x, 9925x) Office visits (9920x, 9921x) Hospital and nursing home visits (9922x, 9923x, 993xx) Chart notes may be dictated to a scribe Use an attestation: Performed by Dr. I. M. Better and scribed by Sally Scribe Source: CMS, WPS (10/06), Palmetto (3/07), Noridian (5/07) Comprehensive Eye Exam 92004, 92014 Required Elements History General medical observations Gross visual fields (confrontation) Basic sensorimotor exam External adnexa Ophthalmoscopy Dilation not required (some carriers disagree) Comprehensive Eye Exam 92004, 92014 Required Elements Elements not specifically mentioned: Measure visual acuity IOP Biomicroscopy Color vision testing Patient orients to person, place, time Comprehensive Eye Exam (920x4) Key Points Flexible history taking, appropriate for each case Fewer elements than E/M comprehensive service Independent of medical decision making Requires diagnostic and treatment program Dilation not absolutely required

Top 10 Ophthalmic Procedures Medicare Utilization Patterns Ophthalmology (18) Rank CPT Procedure Rank CPT Procedure 1 67028 Intravitreal Injection 6 66982 Complex Cataract 2 66984 Cataract w/iol 7 65855 Lx Trabeculoplasty 3 66821 YAG capsulotomy 8 67210 Focal Laser Coverage Policies Vary Medicare s policies are not universal Local policies differ from place to place Policies change from time to time Basis for coverage vary IMPORTANT: Monitor payers websites frequently 4 68761 Punctum plug 9 15823 Blepharoplasty 5 67820 Epilation 10 67228 PRP Source: CMS data 2012, 18 - Ophthalmology Illustrative Chart Note CC: Patient states He said to come back today to check my cataracts. No changes in vision Assessment: visually significant cataracts OD > OS Plan: Schedule cataract surgery w/iol OD Criteria for Cataract Surgery Objective evidence of a cataract Reduced visual acuity Lifestyle complaints Good prognosis for improvement Alternate to aid in treatment of retina Patient can tolerate anesthesia Patient awareness Source: AAO Preferred Practice Pattern, Adult Cataract Medicare Coverage Policy Example The patient has impairment of visual function due to cataract(s) and the following criteria are met and clearly documented: Decreased ability to carry out activities of daily living including (but not limited to): reading, watching television, driving, or meeting occupational or vocational expectations; and The patient has a best corrected visual acuity of 20/50 or worse at distant or near; or additional testing shows one of the following: Consensual light testing decreases visual acuity by two lines, or Glare testing decreases visual acuity by two lines Source: NGS LCD L26853 Medicare Coverage Policy Example Medical Necessity Lens extraction is considered medically necessary and therefore covered by Medicare when one (or more) of the following conditions or circumstances exists: 1. Cataract causing symptomatic (i.e., causing the patient to seek medical attention) impairment of visual function not correctable with a tolerable change in glasses or contact lenses resulting in specific activity limitations and/or participation restrictions including, but not limited to reading, viewing television, driving, or meeting vocational or recreational needs Source: Palmetto LCD 32379 Revision 12/6/12

Medicare Coverage Policy Example Documentation Requirements (excerpt) A statement indicating that specific symptomatic (i.e., causing the patient to seek medical attention) impairment of visual function resulting in specific activity limitations and/or participation restrictions. Such activities would typically include, but are not limited to, reading, viewing television, driving, or meeting vocational or recreational expectations. The patient s words should be included in the statement where possible. Medical Necessity Patient survey Activities of daily vision scale VF-14 Pre-surgical questionnaire Source: Palmetto LCD 32379 Revision 12/6/12 Illustrative Chart Note CC: Patient states My eyelids droop. Dx: Blepharochalasis, both UL Tx: Schedule Blepharoplasty, both UL Test:Bleph VF Medicare Coverage Policy Example For Medicare coverage, the following criteria (A, B, C, and D (if applicable), must be met to establish medical necessity: A. Documented patient complaints which justify functional surgery and are commonly found in patients with ptosis, pseudoptosis, or dermatochalasis may include: interference with vision or visual field, difficulty reading due to upper eyelid drooping, looking through the eyelashes or seeing the upper eyelid skin, or chronic blepharitis. B. Documentation of one or more of the following: 1) The upper eyelid margin approaches to within 2.5 mm (1/4 of the diameter of the visible iris) of the corneal light reflex; or 2) The upper eyelid skin rests on the eyelashes; or 3) The upper eyelid indicates the presence of dermatitis; or 4) The upper eyelid position contributes to difficulty tolerating a prosthesis in an anophthalmia socket. Source: Palmetto LCD L31696 92015 Refraction Determination of refractive state Special ophthalmological services describes services in which a special evaluation of part of the visual system is made, which goes beyond the services included under general ophthalmological services may be reported in addition to the general ophthalmological services or E/M services. Includes prescription of lens(es) when required

92015 Refraction Potential trouble areas Explaining the term to a lay person Overlooked charge Angry patient refuses to pay for non-covered service Waiting too long to collect your fee Some third party payers consider it bundled with exam Notifying patient concerning financial responsibility Separate line item on CMS-1500 claim form Misuse of modifiers Addressing the Errors and Being Proactive Our experience Knowledge to share Practice Implications Without a Plan Regulatory trouble Unsuccessful Audits Retracted reimbursements Practice Applications Establish a plan to avoid or minimize errors Leads to being more proactive, less reactive Unhappy Patients! Who Does it? Team effort Administrator oversees/develops plan w/ Managers Department Managers implement and monitor Staff and Doctors are active participants Direct Protocols Policy for handling vision vs. medical exams Starts with reason for office visit Patient returns for 2 nd visit Or understands shift in insurance usage Or practice provides medical services for free Requires detailed education for staff Patient inconvenience or double co-pays Monitoring important. Easy to slip here.

HPI protocol By the doctor only We modified exam sheet EMR solution Direct Protocols Direct Protocols & Lack of support for procedures Annual education by consultant Cheat sheets in each exam room as reminder Chart audits Billing for s Huge revenue opportunity Doing the work so charge for it Educate patients to reduce their resistance Repeat at appt schedule, check-in and in writing Routinely monitored report Direct Protocols Tools to Catch and Monitor Discrepancies A/R aging report Are the collections increasing/decreasing? Below 12% goal; Sub 8% in well run practices Narrow it down by payor or CPT codes Are there common rejections/trends? Tools to Catch and Monitor Discrepancies Billing staff productivity Benchmark: $1M per FTE Annual collections divided by department FTE s (those employees are doing the charge entry, posting and collections work, not insurance verification). More production than this range? Either be very efficient or you could be leaving money uncollected because the department is overwhelmed. If this metric is lower, it s time to review workflow requirements and management oversight. Tools to Catch and Monitor Discrepancies Collection ratio Benchmark: 95% or higher of allowed charges Divide collections by the allowable charges

Tools to Catch and Monitor Discrepancies Evaluate claims management rejection rates Pull random samples of EOB s from high volume payors Run claims rejection reports Spot check each employee s work Look for rejection trends and errors (mismatched dx s, demographics gaps) Re-educate the coders or posters Communication Processes 1. Make goals clear and educate staff Techs/Doctors Coding requirements How to include and educate pts in the process Billing Department Goals Follow regulatory compliance most important Identify to mgt the potential problem areas or where things can just be improved Collecting EVERY dollar legitimately earned is important and required Communication Processes Some Days 2. Perform audit to be sure it s all being done. Charts and EOB s 3. Take corrective action when issues are identified 3. Continually educate staff On-line opportunities Local meetings Consultant audits and training sessions More help For additional assistance or confidential consultation, please contact us at: Corinne Wohl (302) 477-2646 cwohl@delawareeyes.com Donna McCune (800) 399-6565 www.corcoranccg.com