COMPANY FORMATION QUESTIONNAIRE

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Transcription:

FIDUCIARY SERVICES COMPANY FORMATION QUESTIONNAIRE INFORMATION REQUIRED FOR THE INCORPORATION OF AN ISLE OF MAN COMPANY BY CAYMAN NATIONAL BANK AND TRUST COMPANY (ISLE OF MAN) LIMITED ( Cayman National ) 1 Suggested names: Please provide at least three name suggestions. The use of certain words within company names is prohibited or restricted. Cayman National staff can advise or details are available at www.fsc.gov.im/content/companynames.html 2 Principal objects: Please state the purpose of the company and the anticipated nature of business. Use a separate sheet if necessary to provide full details of all proposed activities of the company including anticipated cash flows and source of funds. Please also provide background information on all beneficial owners. This should be sufficient to enable the proposed activities and cash flows of the company to be related to the beneficial owner s (owners ) personal and business background. 3 Amount and currency denomination of authorised capital: The most common level of authorised capital is 2,000 x 1.00 ordinary shares since above this level, additional duty becomes payable. If you require an alternative capital structure, please provide details. Cayman National Bank and Trust Company (Isle of Man) Limited 34 Athol Street Douglas Isle of Man IM1 1RD British Isles T +44 (0)1624 646901 F +44 (0)1624 662192 fiduciary@cnciom.com www.cnciom.com Member of the Cayman National financial group VAT No GB 000 717 527 Registered in the Isle of Man No 25966 Licenced by the Financial Supervision Commission for banking, investment and Corporate Service Provider Business

4 Issue of shares: Ordinarily two shares are registered in the names of nominees provided by Cayman National. Alternatively, single member companies are commonly formed where, for example, there is one beneficial owner. Please state the number of shares to be issued. 5 Beneficial owner(s): Please provide the following information about the beneficial owner(s). Use a separate sheet if necessary. Percentage held: Date of birth: Nationality: Domicile: Percentage held: Date of birth: Nationality: Domicile: 6 Location of registered office: The registered office will normally be at the office of Cayman National unless otherwise requested.

7 Directors: Directors will be provided by Cayman National whose operational policy is that no third parties can act as directors. 8 Secretary: It is recommended that the secretary should be resident in the Isle of Man and this is necessary for Isle of Man incorporated exempt companies. Cayman National will provide this service. 9 Bank accounts: Cayman National Bank and Trust Company (Isle of Man) Limited is licensed by the Financial Supervision Commission for Banking business. Accordingly Cayman National will provide banking facilities for the company. If you require alternative banking facilities, please provide the name of the bank below and the currencies of the bank accounts (you do not have to specify currencies at this point if banking with Cayman National). N.B. Signing authority ty on all managed company bank accounts will be solely under the authorised signatory list of Cayman National Bank and Trust Company (Isle of Man) Limited. No third party signing authority is permissible under Cayman National s operational policy 10 Financial ncial year end of company: Unless otherwise requested, this will be determined by the directors. 11 Reporting: Are cash statements required? To whom should they be sent? Yes/N o At what intervals? Please specify any other information regularly required. 12 Annual accounts: Under Manx company law, all companies must prepare annual accounts in a prescribed format. Cayman National has facilities available to prepare such accounts from the books and records of each company under management. Do you require Cayman National to prepare annual accounts? There is no legal requirement for tax exempt companies to be audited. Yes/N o Do you require the annual accounts to be audited? Yes/N o

To whom should annual accounts be distributed? 13 Investments: Who will deal with the management of all investments to be held by the company? 14 References: Please provide the name and address of a banker and one other professional, or alternatively two professionals (lawyer, accountant etc) to whom we may apply for references in respect of each beneficial owner named in section 5 above. If more than one beneficial owner, please use a separate sheet of paper. Contact name: Contact name: 15 Passport: Please provide a photocopy of the passport of all beneficial owners certified by a qualified professional, stating his/her full name and capacity, contact telephone number and the date when certified in the following terms: I certify that this is a true copy of the original passport of (insert full name) and that the photograph thereon is a true likeness of (insert full name).

16 Instructions: If you require Cayman National to accept instructions or requests for action from an agent, please provide details of the person from whom we may accept instructions. Important Notes: 1. Cayman National and its personnel expect to be fully indemnified by the beneficial owner(s) in respect of services provided and actions taken for and on behalf of the company. The beneficial owner(s) will be required to enter into appropriate legal engagements in connection with the incorporation and administration of the company, as well as confirming agreement to the Standard Terms of Business (copy attached hereto for information purposes) governing the management of the company. 2. Where the beneficial owner(s) intend(s) to provide instructions by telephone or facsimile, an indemnity must be signed. Where the beneficial owner(s) request(s) that Cayman National acts on the instruction of an agent, both the agent and the beneficial owner will be required to sign an indemnity. 3. Potential clients are recommended to take professional legal and taxation advice relevant to their personal circumstances and to their own jurisdiction prior to commencing any form of business relationship with Cayman National. Cayman National does not provide such advice directly but can assist clients to obtain independent professional advice if necessary. 4. Cayman National applies strict know your customer checks and procedures in accordance with all relevant regulatory and anti-money laundering legislation and codes. 5. Professional references along with independently certified copies of identification documents (as detailed above) are required for all new clients. A detailed understanding of the purpose of and background to the establishment of any offshore structure is required (as detailed above) along with documentary support for all major transactions passing through the books of a managed company. 6. If Cayman National is requested to accept instructions from an agent, Cayman National will contact the agent to request references and a certified copy of his/her passport as if he/she was the beneficial owner. Acceptance by Cayman National of the agent as being a suitable party from whom to accept instructions will be subject to the same due diligence procedures as for the beneficial owner(s). 7. Cayman National reserves the right to request any additional detailed documentation it considers necessary to determine the bona fides of any transaction. Failure by any party to provide adequate supporting documentation in respect of any significant transaction may result in the relationship being closed and appropriate reports filed with the relevant regulatory and anti-money laundering authorities.

Information available online: Please visit Isle of Man Government s website www.gov.im for a comprehensive presentation of information on all aspects of doing business in the Isle of Man. In particular, please review the publications and fact files available through Isle of Man Government s International Services Division accessed through Economic Opportunities on the home page. DECLARATION: This declaration must be signed by the beneficial owner(s) prior to the commencement of incorporation procedures. I/we confirm that the above information is true and complete and I/we hereby request Cayman National Bank and Trust Company (Isle of Man) Limited to commence the procedures leading to the incorporation of a company on my/our behalf. I/we confirm that I/we have read and understood the Standard Terms of Business and the Important Notes above. Signed.. Date. Signed Date April 2006