Status of 2012 Medium-Term Business Plan



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Status of 2012 Medium-Term Business Plan May 9, 2014 Mitsubishi Heavy Industries, Ltd. Shunichi Miyanaga, President and CEO

Table of Contents 1. Status of Initiatives toward Achieving the Corporate Vision 2. Financial Targets 3. FY2012 Business Plan Strategies 4. Strategy Implementation Status 5. Target Achievement Outlook 6. Challenges and Initiatives 7. Toward Becoming a Highly Profitable 5-Trillion-Yen Enterprise 8. Global Platform 9. Vision - - - - - - - - - 3 4 5 6 16 18 20 25 29

Status of Initiatives toward Achieving the Corporate Vision Target: To become a highly profitable 5-trillion-yen enterprise FY2010 Business Plan FY2012 Business Plan Next business plan and beyond 3 Expand business scale (achieve a strong business cycle) 4 trillion yen 5 trillion yen Vision 3 trillion yen Enhance financial robustness FY2010 ROE: 2.4% Introduce strategic business evaluations Reorganization and other structural reforms Invest in M&A s and growth businesses Investment capacity Improve profit and cash flow FY2012 ROE: 7.4% Promote PMI Continue Possibility of increased risks from business expansion Reinforce risk resilience

Financial Targets 4 (billion yen) FY2010 Business Plan FY2012 Business Plan FY2010 Actual FY2011 Actual FY2012 Actual FY2013 Actual FY2014 Forecast FY2014 Target Orders received 2,995.4 3,188.8 3,032.2 3,420.0 4,150.0 4,000.0 (overseas sales ratio) (44%) (43%) (50%) (51%) (62%) (64%) Net sales 2,903.7 2,820.9 2,817.8 3,349.5 4,000.0 3,700.0 Operating income 101.2 111.9 163.5 206.1 250.0 250.0 (ordinary income) (68.1) (86.1) (149.0) (183.1) (230.0) (210.0) Net income 30.1 24.5 97.3 160.4 130.0 130.0 ROE 2.4% 1.9% 7.4% 11.0% 8.2% 8.9% FCF 200.5 153.3 211.6 144.6 100.0 200.0 Debt/Equity Ratio 1.01 0.89 0.72 0.54 0.5 0.7 Equity ratio 31.6% 31.7% 35.0% 31.6% 34% 36.6% Interest-bearing debt 1,325.6 1,157.1 1,031.2 957.4 900.0 1,000.0 Dividend per share 4 yen 6 yen 8 yen 8 yen 10 yen 10 yen Foreign exchange rate 88.5 yen/$ 113.5 yen/ 81.0 yen/$ 109.3 yen/ 83.6 yen/$ 106.8 yen/ 100.1 yen/$ 132.6 yen/ 100 yen/$ 130 yen/ 80 yen/$ 110 yen/

FY2012 Business Plan Strategies 5 Target 1 Target 2 Expand business scale Improve capital efficiency and net income level Strategy 1 Strategy 3 Consolidate and restructure the 9 business headquarters into 4 business domains, to achieve greater strengths and synergies Strategy 2 Accelerate global expansion Manage business portfolio based on strategic evaluations Strategy 4 Institute corporate reforms and efficiency improvements (optimized resource sharing) Strategy 5 Continue innovations in corporate governance and business execution

Strategy Implementation Status Steady Progress 6 Strategy 1 Consolidate and restructure the 9 business headquarters into 4 business domains, to achieve greater strengths and synergies Completion of shift to business domain structure Earlier business structure: 9 business headquarters (1) Shipbuilding & Ocean Development Targeted business structure: 4 business domains October 2013 April 2014 Preliminary restructuring Restructuring completed (2) Power Systems (3) Nuclear Energy (4) Machinery & Steel Infrastructure Systems (5) Aerospace Systems (6) General Machinery & Special Vehicles (7) Air-conditioning & Refrigeration Systems (8) Machine Tools Energy & Environment Commercial Aviation & Transportation Systems Integrated Defense & Space Systems Machinery, Equipment & Infrastructure Machinery & Steel Infrastructure Systems Air-conditioning & Refrigeration Energy & Environment Commercial Aviation & Transportation Systems Integrated Defense & Space Systems Machinery, Equipment & Infrastructure (9) Engineering General Machinery & Special Vehicles Machine Tools Establishing a strong business structure with robust global competitiveness

Strategy Implementation Status Steady Progress 7 Strategy 1 Consolidate and restructure the 9 business headquarters into 4 business domains, to achieve greater strengths and synergies Energy & Environment Businesses related to energy and the environment Commercial Aviation & Transportation Systems Land, ocean and air transportation businesses GTCC plants CO 2 recovery plants Nuclear power plants Pursue business scale enabling competition against the industry giants Integrated Defense & Space Systems Businesses involving land, ocean and air defense and space systems H-II rocket Patriot missiles F-2 fighter jets LRT (Dubai Metro) LNG carriers Establish new business models (lifecycle management, etc.) MRJ Machinery, Equipment & Infrastructure Businesses targeted at core industries (iron & steel, chemicals, automobiles, etc.) Escort ships Pursue maximum synergies within limited environments Steel plants Compressors Gear cutting machines Create top global niche businesses

Strategy Implementation Status Steady progress 8 Strategy 1 Consolidate and restructure the 9 business headquarters into 4 business domains, to achieve greater strengths and synergies Impact from introduction of a 4 business domain structure (synergy with portfolio management) With 9 business headquarters, limitations in products and business management (inadequate global competitiveness) 1) Difficulty achieving equal scale of strategic investments in human resources and capital investments as American and European competitors 2) Inadequate manifestation of total capabilities, resulting in insufficient brand penetration in global market 3) High management costs due to overlaps in functions and dispersion of human resources Focused and timely investment of management resources into strategic target areas Increased brand strength from customer-oriented marketing and management resources synergy Consolidation of business management into each domain, enabling global level of business quality and efficiency 9 business headquarters structure 4 business domain structure 9 business headquarters structure A B C D 4 business domain structure 9 business headquarters structure Business management section Customer Customer Corporate division Market Growth fields 2014 MITSUBISHI HEAVY INDUSTRIES, Product LTD. A Market All Product Rights B Reserved. Growth fields Shared factories and common service networks Business management Business management Product C Business management Products A+B+C Business management 4 business domain structure Business management section Corporate division

Strategy Implementation Status Steady progress 9 Strategy 2 Accelerate global expansion (1) Promote M&A s and alliances Aims of M&A s Expected benefits Increased speed and reduced risks of business scale expansion; smooth achievement of increased earning power A Business scale expansion D Increased cost competitiveness B Stronger product lineup E Technology complementation; strengthening of R&D, etc. C Entry into new markets; mutual market enhancement F Enhanced diversity response capability (improvement of servicing capability, etc.) Rapidly and steadily becoming a top-level global company

Strategy Implementation Status Steady progress 10 Strategy 2 Accelerate global expansion (1) Promote M&A s and alliances (cont d) FY2012 A B C E F Concluded basic agreement with Hitachi, Ltd. on business integration in thermal power generation systems (June 2013); established a new dedicated company (February 2014) A B F Acquired Pratt & Whitney Power Systems (PWPS) (December 2012) FY2013 A C D E Concluded agreement with Vestas of Denmark to form joint venture in offshore wind turbine business (September 2013) A B C Concluded agreement to acquire stake in ECOVIX-Engevix Construções Oceânicas, a Brazilian shipbuilder, as leader of consortium of Japanese companies (October 2013) Expected benefits A B C Business scale expansion Stronger product lineup Entry into new markets; mutual market enhancement D E F Increased cost competitiveness Improved technological capabilities Enhanced diversity response capability

Strategy Implementation Status Steady progress 11 Strategy 2 Accelerate global expansion (2) Global platform Stage 1 (The overall framework will be described later.) Unified global financial management system - Established a finance subsidiary in Singapore (January 2014), joining earlier units in the United States, Europe and China - Enhancing business funding efficiency and risk management capabilities with the above 4 bases plus Japan Globalization of R&D - Sent R&D engineers to overseas bases (UK and Singapore) (planning for United States next) - Acquiring technologies, information and human resources unavailable in Japan; promoting development and technological support aggressively in locations close to markets Commencement of business platform improvement - Global business processing system for personnel, accounting and procurement (details will be described later) Starting with the above initiatives, which are highly cost-effective and can be rapidly implemented

Strategy Implementation Status Steady progress 12 Strategy 3 Manage business portfolio based on strategic evaluations (billion yen) Low Business viability High High Profitability and financial soundness Grow & maintain 131.6 97.0 Reform 40.0 38.8 Downscale New & withdraw 4.1 94.8 Cash flow management for portfolio building Grow & maintain: -High profitability generating cash flows; simultaneously continuing growth-targeted investments; companywide return of surplus funds Reform: -Generation of cash flows from improvements in profitability and capital efficiency; companywide return of surplus funds New: -Continuing investment of cash flows generated from grow & maintain and reform areas into future businesses Companywide: While returning profits to shareholders, reduce interestbearing debt and strengthen financial base, to become a 5-trillion-yen enterprise Low Throughout entire company, etc. Free cash flow 144.6 106.5 Shareholder returns (dividends) 30.2 Strengthening of financial base (reduction of interest-bearing debt) 114.4

Strategy Implementation Status Steady progress 13 Strategy 4 Institute corporate reforms and efficiency improvements (optimized resource sharing) Acceleration of outsourcing - Established Fuji Xerox Service Link (consolidated and transferred Groupwide printing and photocopying operations, etc.) - Centralized manned security services at all bases Consolidation and restructuring of in-group business operations - Established the ICT Solution Headquarters to oversee companywide information and communication technologies (ICT) Clarification of corporate division functions - Abolished the Presidential Administration Office and established the Business Strategy Office under direct management of the president, to strengthen Groupwide strategy planning and execution capabilities - Restructured the Accounting Division and Finance Department - Shifted procurement functions for each business area to their respective domains

Strategy Implementation Status Steady progress 14 Strategy 5 Continue innovations in corporate governance and business execution Reduction of internal directors (from 16 to 9*) Chairman * Number planned after the upcoming General Meeting of Shareholders Board of Directors To be reformed in the next step Statutory Auditors Supervision Introduction of chief officer system President (CEO) Executive Committee Execution Domains Energy & Environment Domain CEO Integrated Defense & Space Systems Domain CEO Energy & Environment Integrated Defense & Space Systems Chief officers Authority to issue instructions and commands for executing domain business Commercial Aviation & Transportation Systems Domain CEO Machinery, Equipment & Infrastructure Domain CEO Commercial Aviation & Transportation Systems Machinery, Equipment & Infrastructure Management Control Support CAO/ CRO Business Strategy Office CFO Authority to issue instructions and commands Corporate divisions CTO CEO: Chief Executive Officer CFO: Chief Financial Officer CAO/CRO: Chief Administrative Officer/Chief Risk Officer CTO: Chief Technology Officer

Strategy Implementation Status Steady progress 15 Strategy 5 Continue innovations in corporate governance and business execution Introduction of chief officer system Chief officers Groupwide business operations (priority tasks) (1) Strengthening and stabilization of overall earning power (2) Acceleration of global growth (3) Optimization of management resource allocation (4) Corporate governance reforms (5) Response to serious, extraordinary challenges CEO Companywide policies Delegation of some authority and responsibilities* of the president (CEO) to the chief officers Domains Domain CEOs (*) Formulation and implementation of strategies and plans for each domain in line with Groupwide strategies Corporate division Realizing rapid, efficient execution of operations through clarified role sharing CAO/CRO CFO CTO (*) Promotion of cross-divisional functions (management, control and support operations) for Groupwide optimization

Target Achievement Outlook Target 1 Expand business scale Net sales (current outlook) 4 trillion yen M&As Business growth Toyo Engineering Works PWPS Nichiyu M&As Federal Broach MHPS: Mitsubishi Hitachi Power Systems, Ltd. PWPS: Pratt & Whitney Power Systems 16 2.8 trillion yen FY2011 2.8 trillion yen FY2014 FY2012 Business Plan MHPS Chemical plants Compressors Turbochargers Business growth Commercial aircraft Thermal power As net sales of 4 trillion yen has come into sight thanks to strategy developments, the target should be achievable.

Target Achievement Outlook Target 2 Improve capital efficiency and net income level Operating income (billion yen) 111.9 163.5 206.1 250.0 M&A s Existing businesses +30.0 17 FY2011 FY2012 FY2013 FY2014 FY2012 Business Plan Further improvements under way Net income Net income ratio 24.5 billion yen 0.9% 97.3 billion yen 3.5% 160.4 billion yen 4.8% 130.0 billion yen 3.3% ROE 1.9% 7.4% 11% 8.2% Operating income is in an upward trend, thanks largely to M&A merits and abated yen appreciation. Further improvements in existing businesses are being pursued in order to enhance capital efficiency and raise net income level.

Challenges and Initiatives 18 1) Improve and reinforce corporate infrastructure Before Vision Business scale of 3 trillion yen Corporate infrastructure Business scale of 5 trillion yen Corporate infrastructure Costs were too high compared to business scale. Functions for achieving globalization were inadequate and their quality needed improvement. - Expand business scale - Establish a global platform - Strengthen the financial base - Low profitability - Limited expansion of global business Actions - Good balance between business scale and corporate infrastructure - Enhancement of entire corporate infrastructure to make it appropriate for a global company

Challenges and Initiatives 19 2) Reinforce management of increasingly larger and more diverse risks Before Vision Compliance risks - Established systems for complying with laws, regulations, rules, etc. Remaining challenges - Adherence by and throughout all group companies (esp. overseas) - Response to tightening laws and regulations related to competition and bribery Risks expanded by globalization Global compliance management - Establish a global management system Achieve full adherence to common rules by all group companies worldwide Clarify and manage rules specific or unique to each country or region - Use compliance in a forward-looking manner Improve the efficiency of activities by clarifying their standards Business implementation risks - Established systems for assessing risks before acceptance of orders (input control) and monitoring construction works Remaining challenges - Insufficient knowledge of new markets and new customers (passenger ships, etc.) - Management of long-term, large-scale investment projects (MRJ, nuclear power plant project in Turkey, etc.) Risks increased by scale expansion Reinforce resilience to business execution risks - Establish an organization for resolving risks Improve information gathering capabilities Accumulate risk resolution know-how Enhance human resource development Have CEO directly involved in important issues - Strengthen the financial base (risk response capability)

Toward becoming a highly profitable 5-trillion-yen enterprise 20 Preparations for next medium-term business plan: Overview FY2012 FY2013 FY2014 FY2015 FY2016 FY2017 FY2012 Business Plan Next medium-term business plan Structural reforms Completion of full-scale consideration and preparations between summer and autumn 2014 Preliminary initiatives (1) Promote further M&A s (2) Enhance MHPS s synergy merits (3) Steadily advance the MRJ project (4) Strengthen the Transportation Systems business (5) Establish a global platform + Highly profitable 5-trillion-yen enterprise To be continued Additional initiatives (under examination) - Reform and strengthen commercial ships business - Strengthen the Integrated Defense & Space Systems business - Undertake governance reforms - Accelerate measures for reforming SBUs

Toward becoming a highly profitable 5-trillion-yen enterprise 21 Preliminary initiatives (1) Promote further M&A s Expansion of steel and metal production machinery business - Establish a joint venture with Siemens in steel and metal production machinery business Investment ratio Mitsubishi-Hitachi Metals Machinery SIEMENS - Aims of the joint venture (1) To establish a comprehensive steel and metal production machinery company (with full lineup) leveraging the two companies respective and complementary products and technological capabilities (2) To improve global marketing capabilities leveraging the two companies respective and complementary markets (geographical areas) in which they excel (3) To enhance profitability by pursuing synergies in various aspects *2 Improve the level and efficiency of R&D *2: Technologies, R&D, marketing, procurement, etc. JV 51% 49% 100% Net sales *1 62.0 billion yen 280.0 billion yen 342.0 billion yen Number of Approx. 1,000 Approx. 8,700 Approx. 9,700 employees *1: Three-year average ( 1.00 = 140 yen) 9,000 Reinforce the commercial aircraft engine business structure Establish a new group company dedicated to commercial aircraft engines, backed by capital investment and financing from the Development Bank of Japan and IHI Corporation - Enhance production capacity - Improve manufacturing technologies - Enhance capital strength V2500 engine

Toward becoming a highly profitable 5-trillion-yen enterprise 22 Preliminary initiatives (2) Enhance MHPS s synergy merits MHI: M501J Hitachi: H-80 Business scale outlook Gas turbines (trillion yen) Established in February 2014 Targeting a market share above 30%, to be achieved through provision of wide-ranging solutions Output (MW) 2.0 Company G 1.2 1.3 Company S FY2013 FY2014 FY2020 MHPS: Mitsubishi Hitachi Power Systems, Ltd. Hitachi MHI Achieve maximum synergy merits for the new company quickly, to support the quest to be a world-leading company in thermal power generation systems.

Toward becoming a highly profitable 5-trillion-yen enterprise 23 Preliminary initiatives (3) Steadily advance the MRJ project Future schedule Maiden flight: 2 nd quarter of 2015 Delivery of first aircraft: 2 nd quarter of 2017 Mass production scheme Kitakyushu Airport - Flight testing Kobe Shipyard & Machinery Works - Integrated manufacture of main and center wing parts, etc. Nagoya Airport - Engine tests - Flight testing - Aircraft delivery Komaki South Plant - Final assembly, outfitting and painting Two aircraft one for strength testing, the other for flight tests are being manufactured. The middle fuselage being transported to the final assembly plant Matsusaka Plant - Painting of composite components - Assembly of horizontal and vertical tails - Production of small parts Tobishima Plant - Assembly of main wings and fuselages Iwatsuka Plant - Surface treatment of small parts Oye Plant - Sheet-metal processing and machining of midsize and large parts - Assembly of fuselage panels Steady progress is being made toward the maiden flight.

Toward becoming a highly profitable 5-trillion-yen enterprise 24 Preliminary initiatives (4) Strengthen the Transportation Systems business Middle East Metro Plans 1. Qatar: Doha 2. Saudi Arabia: Mecca 3. Saudi Arabia: Jeddah 4. Saudi Arabia: Medina 5. Saudi Arabia: Dammam 6. Kuwait 7. Abu Dhabi 8. Egypt: Cairo - Apply MHI s EPC coordination capabilities (comprehensive capabilities) Leveraging experience with the Taiwan Bullet Train and Dubai Metro - Mihara Test Center Increasing international visibility / Platform for railway exports - Expansion of O&M (operation & maintenance) business in the U.S., etc., focusing on APMs Changing the business model Medium- and Long-term High-speed Railway Projects 1. Rio-São Paulo High-speed Rail 2. California High-speed Rail 3. North-South Express Railway in Vietnam 4. High-speed Railway in India 5. Thailand High Speed Rail Project 6. Malaysia-Singapore High-speed Rail Link Middle East ASEAN United States Dubai Metro extension (United Arab Emirates) Brazil Miami APM (United States) Bangkok Red Line (Thailand) Jakarta MRT (Indonesia) Sao Paulo Line 6

Global Platform (1) Current status and vision 25 Now Vision Europe China North America Europe China North America Asia Japan Africa Asia Japan South America South America A multinational company focusing on exports, with all its business sites in Japan The following are lacking or insufficient for full-scale global expansion: - Worldwide market penetration (currently: predominantly the Asian market) - Local service shops, etc. - Human resources capable of responding to diversification - Management/business processes and support systems enabling global network integration : Financial network : Local network : Business systems infrastructure network (high security) : Business cloud network (standard security) - Make Japan the base for overall group management, technologies, and production of core parts - Enhance the functions and business scope of overseas bases - Establish a global network and organize management information Enhance the visibility of and upgrade information relating to: marketing, production, servicing, capital resources, human resources, R&D

Global Platform (2) Stage 1 Establish a unified global financial management system and business platform (for accounting, personnel, procurement) 26 Unified global financial management system Integrated global operations (accounting, personnel, procurement) Japan Shared standard systems and processes Separate local systems and processes - Enhance visibility of global management information - Link globally shared systems and processes with those specific to regions or companies - Strengthen core businesses through human resource shifting and use of external human resources - Enhance and optimize asset management efficiency - Manage financial status of all group companies - Reinforce resilience to financial market fluctuations - Strengthen business support financial services, etc. Now Core tasks Strategy and system planning, etc. Non-core tasks Routine tasks Human resource shifting Vision Use of external human resources Strengthening of core tasks for globalization Use of shared services and outsourcing - Cut costs through expanded use of shared services and outsourcing - Strengthen compliance and governance through standardization of systems and processes

Global Platform (3) Stage 2 and onward Expand the concept of Stage 1 (internal business aspects) to Stage 2 (customer & technology aspects) Expansion to customer aspects Expansion to technology aspects (design, production, etc.) 27 Stage 2 Stage 2 CRM ERP SCM PLM Stage 1 Global platform CRM ERP SCM PLM CRM : customer relationship management SCM : supply chain management ERP : enterprise resource planning PLM : product lifecycle management Local systems - Unify business-related information management based on overall group management information - Progressively establish globally standardized systems, processes, tools - Form links with independent local systems specifically tailored to particular companies, businesses or products

Vision To make the leap to a highly profitable 5-trillion-yen enterprise 28 FY2012 Business Plan Next medium-term business plan and beyond Target FCF D/E ratio (fund raising potential) ROE Net worth FY2014 200 billion yen 0.5 to 0.7 (500 billion yen) 8.9% 1.5 trillion yen 4 trillion yen FY2017 and beyond 200 billion yen 0.4 to 0.6 (1 trillion yen) 12.0% 2 trillion yen 5 trillion yen Vision

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