Application/ Requirements for LED Lighting Products Certification Scheme



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Application/ Requirements for LED Lighting Products Certification Scheme Present by : Samson Leong Regional Lighting Business Manager Consumer & Commercial Electrical, Intertek Testing Services HK Ltd. 1

Content Flow of Application and Certification General Requirements for 3 LED products Specific Requirements for Bulkhead Type LED Light Fittings LED Downlight LED Floodlight Evaluation Methods of Conformity Initial Type Tests Plant Production Control Surveillance Assessment (Further explain in next presentation) 2 Member of Intertek Group plc, a FTSE 100 company

Flow of Application and Certification 3

Flow of Application and Certification Application: Application Form Quality Manual and document for assessment Nominate a person as representative and formal contact for this program Payment Certification Evaluation: Initial Type Test, Report Check: (Annex A) CBTL under IECEE, and/or, HKAS/ MRA Partner accredited lab. ISO/IEC 17025 Plant Production Assessment Components Production Processes e.g. Doc under ISO 9001 system, production equipment, production on-line testing equipment, etc. Finished products Manufacturer should be ISO 9001 certified by HKAS or MRA partner 4

Flow of Application and Certification Certification: Certificate will be issued after completion of evaluations followed by certification agreement establishment. Certificate will include following information: Included name and address of Certification Body, Supplier, Manufacturer; Product information: Name, Model No., Conformed Requirements Cert. Information: Cert. No., Issues date, Authorized signature, etc. 5

Requirements For Bulkhead Type LED Light Fittings LED Downlight LED Floodlight 6 Member of Intertek Group plc, a FTSE 100 company

General LED Lighting Product Requirements Three Major Areas 1. Safety Requirement IEC 60598-1 with particular requirements for specific product IEC 62471 Photobiological Safety 2. EMC Requirement CISPR 15 / EN 55015 IEC 61000-3-2, IEC 61000-3-3 IEC 61547 Surge immunity 3. Performance Requirement IES LM-79 IES LM-80, TM-21 Thermal Test (For LM80 Setup) 7 Member of Intertek Group plc, a FTSE 100 company

Safety Requirements End Product Safety 60598-1 60598-2-1, 2, 5 Component Safety 61347-1 61347-2-13 62031 Performance 62471 62471-2 8 Member of Intertek Group plc, a FTSE 100 company

Photo-biological hazard/safety Photo-biological safety The Spectroradiometer system were introduced, which can measure a light source with spectral range 200-1700nm. (From UVC to IRB), and can be further expanded to 3000nm. With the Spectroradiometer system (Double Monochromator), we can perform the LED photobiological safety testing (i.e. EN 62471) and Ultra-Violet radiation measurement according to different requirement (e.g. ErPs directvie) 9 Member of Intertek Group plc, a FTSE 100 company

Performance Requirements IESNA LM 79: Approved Method: Electrical and Photometric Measurements of Solid State Lighting - Minimum Luminous Efficacy - Minimum Light Output - Power Factor - CCT - CRI - Duv Tolerance (Color) - Chromaticity coordinates - Luminous Intensity Distribution - Min Center Beam Intensity - Color Spatial Uniformity - Electrical Measurements 10

Performance Requirements IES LM80: Approved Method: Measuring Lumen Maintenance of LED Light Sources Focus on LED modules, arrays and devices : Capable to test for LED component with rated power up to 150W! 1. At Least 6000 Hours Lumen Maintenance with data collection at a minimum of every 1000 hours 2. Electrical and Thermal Management (55 C, 85 C, and temperature selected by Manufacturer) 11 Member of Intertek Group plc, a FTSE 100 company

Specific Requirements for Bulkhead Type LED Light Fittings Evaluation Category Standards / requirements Initial Assessment Type Test/ Evaluation Safety IEC 60598-2-1 associated with IEC 60598-1 Yes 1 Performance IES LM-79 Photometric measurement Yes 2 Supplementary requirements See Note 4 Yes 3 12

Specific Requirements for Bulkhead Type LED Light Fittings Performance shall be complied with: (a) Color rendering index (CRI): not less than 75; (b) (c) Correlated color temperature (CCT): 4,000K (nominal) [3,985K (target) +/-275K tolerance]; Chromaticity of LEDs: variation within 0.007 on the CIE1976 (u, v ) diagram. Supplementary Requirements : (a) Light diffuser test: i) Impact test: 6.5Nm, at 25degC, without visible damage; and ii) Glow wire test: 850degC. (b) Verification of circuit design and configuration of the LEDs: i) Single LED fails open or short circuit, a minimum of 80% of the remaining LEDs shall maintain operation, and ii) For unit less than 5 LEDs, others LEDs are required to be lighted. Assess circuit/connection diagram as per above requirement (c) Determine lumen, efficiency, PF and harmonic distortion for product with integrated/ separate dimmer v.s. the quoted values at each dimming setting. (d) The light fittings comply with the following performance requirements: i) Luminance efficacy: Minimum 70lumen/watt at 100% full lumen output; ii) Overall operating power factor of the luminaries 0.85; iii) Total Harmonic Distortion (THD): Maximum 15%. 13

Specific Requirements for LED Downlight Evaluation Category Performance Standard / requirements Initial Assessment Type Test/ Evaluation Safety - IEC 60598-2-1 associated with IEC 60598-1 for surface mounted application - IEC 60598-2-2 associated with IEC 60598-1 for recessed mounted application Yes 1 Performance IES LM-79 Photometric measurement Yes 2 Supplementary requirements See Note 4 Yes 3 14

Specific Requirements for LED Downlight Performance shall be complied with: (a) Color rendering index (CRI): not less than 80; (b) Correlated color temperature (CCT): 2,700K, 3,000K, 3,500K, 4,000K or 5,000K [7-step chromaticity quadrangles]; (c) Chromaticity of LEDs: variation within 0.007 on the CIE1976 (u, v ) diagram; (d) Min. 345 lu for aperture <=4.5inches or 575 lu for aperture >4.5inches. (Min 75% of total lumens in 0-60deg zone). Supplementary Requirements : (a) Determine lumen, efficiency, PF and harmonic distortion for product with integrated/ separate dimmer v.s. the quoted values at each dimming setting. (b) The light fittings comply with the following performance requirements: i) Luminance efficacy: Minimum 60 lumen/watt at 100% full lumen output; ii) Power Factor 0.85; iii) Total Harmonic Distortion (THD): Maximum 15%. 15

Specific Requirements for LED Floodlight Evaluation Category Performance Standard / requirements Initial Assessment Type Test/ Evaluation Safety IEC 60598-2-5 associated with IEC 60598-1 Yes 1 Performance IES LM-79 Photometric Yes 2 Supplementary requirements See Note 4 Yes 3 16

Specific Requirements for LED Floodlight Performance shall be complied with: (a) Color rendering index (CRI): not less than 75; (c) Chromaticity of LEDs: variation within 0.007 on the CIE1976 (u, v ) diagram. Supplementary Requirements : (a) Verification of circuit design and configuration of the LEDs: i) Single LED fails open or short circuit, a minimum of 80% of the remaining LEDs shall maintain operation, and ii) For unit less than 5 LEDs, others LEDs are required to be lighted. Assess circuit/connection diagram as per above requirement (b) The light fittings comply with the following performance requirements: i) Luminance efficacy: Minimum 70 lumen/watt at 100% full lumen output; ii) Power Factor 0.85; iii) Total Harmonic Distortion (THD): Maximum 15%. 17

Local Support Qualified LED lighting products: Testing; Certification; Surveillance This requires Certification Bodies Accredited Laboratories Long history with excelled experiences 18 CONFIDENTIAL Member of Intertek Group plc, a FTSE 100 company

Contact Intertek Testing Services HK Ltd. Consumer & Commercial Electrical Mr. Daniel Yau Vice President Mobile: + 852 6883 6557 / + 86 150 0204 0780 Office Tel: + 852 2173 8542 email: daniel.yau@intertek.com Mr. Samson Leong Regional Lighting Business Manager (Asia Pacific) Mobile: +852 6738 9048 / +86 159 2076 4687 Office Tel: +852 2173 8491 email: samson.leong@intertek.com 19 CONFIDENTIAL Member of Intertek Group plc, a FTSE 100 company

Valued Quality. Delivered. 20