1 NB2004 GENERAL OVERVIEW



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confidental page 2 of 264 1 NB2004 GENERAL OVERVIEW OBSERVATION GROUP (OG) stage 1, 0-21 years, no MYCN-amplification stage 2, 0-21 years, no 1p aberration, no MYCN-amplification stage 3, 0-2 years, no 1p aberration, no MYCN-amplification stage 4S, 0-1 year, no MYCN-amplification No progression & no symptoms: no further treatment Observation for 12 months (children >1y) or until the end of the 2nd year of live (infants) CR: further observation No CR: consider surgery S Observation Localized progression or threatening symptoms N4 Stable disease/regression: no further chemotherapy PROG N4 N4 N4 Max. 4 x N4, if still/again progression, continue with MRG Progression to stage 4 continue with HRG in children 1 year (and MRG in infants<1 year) MEDIUM RISK GROUP (MRG) stage 3, 2 years; no MYCN-amplification stage 3, 0-21 years, 1p aberration, no MYCN-amplification stage 2, 0-21 years, 1p aberration, no MYCN-amplification stage 4, <1 year, no MYCN-amplification EBRT N4 instead of N5/N6 for infants <6 months S N5 N6 N5 N6 N5 N6 N7 N7 N7 N7 13-cis-RA 13-cis-RA S? S? HIGH RISK GROUP (HRG) stage 4, 1-21 years, Any stage, age 0-21 years, presence of MYCN amplification MIBG EBRT N4 instead of N5/N6 for infants <6 months N5 N6 N5 N6 N5 N6 ASCT 13-cis-RA 13-cis-RA S R S? S? MIBG EBRT N8 N8 N5 N6 N5 N6 N5 N6 ASCT 13-cis-RA 13-cis-RA Figure 1: Overview over NB2004 treatment (S=surgery, R=randomization, N4/5/6/7/8=chemotherapy cycles, MIBG=MIBG treatment, EBRT=external beam radiation therapy, 13-cis-RA=13-cis-retinoic acid)

confidental page 3 of 264 2 IMPORTANT ADDRESSES Principal investigator Prof. Dr. F. Berthold Tel. +49 (0) 221 478-4380, - 4689, frank.berthold@medizin.uni-koeln.de Trial office Dr. B. Hero Dr. T. Simon Tel. +49 (0) 221 478-6853, - 6851, neuroblastomstudie@uk-koeln.de SAE Report Tel. +49 (0) 221 478-6853, - 6851 Randomization Hotlines + 49 (0) 221-478 6853 + 49 (0) 175 38 29 512 Surgery Prof. Dr. D. v. Schweinitz Dr. v. Hauner Children s Hospital, University of Munich Lindwurmstr. 4, D-80337 München +49 (0) 89 5160-3101, 4726 dietrich.schweinitz@med.uni-muenchen.de Radiation therapy Dr. R. Bongartz Prof. Dr. R.-P. Müller Dept. Radiation Therapy; University of Cologne; +49 (0) 221 478-6853, 6851 rudolf.bongartz@medizin.uni-koeln.de Nuclear medicine PD Dr. Schmidt Dept. Nuclear Medicine; University of Cologne; Kerpener Str. 62, D-50924 Köln; +49 (0) 221 478 4052-6777 nuklearmedizin@medizin.uni-koeln.de Diagnostic Radiology Prof. Dr. G. Benz-Bohm Dept. Pediatric Radiology; Kerpener Str. 62, D-50924 Köln; +49 (0) 221 478-5878, 3347 Tumor box shipping Statistics H. Düren Dr. A Faldum +49 221 478 4726,-6843, 6360 Institute for Medical Biostatistics, Epidemiology and Informatics, University Hospital of Mainz Obere Zahlbacher Str. 69, D-55101 Mainz +49 (0) 6131 17-3938, 47 3938 faldum@imsd.uni-mainz.de

confidental page 5 of 264 4 REFERENCE LABORATORIES Tumor box shipping Bone marrow lab Molecular genetics labs Reference Pathology H. Düren Prof. Dr. F. Berthold R. Schumacher Dr. R. Spitz Prof. Dr. H. Christiansen PD Dr. F. Niggli Dr. F. Schilling Prof. Dr. M. Schwab Dr. U. Jänig PD Dr. I. Leuschner +49 (0) 221 478-6843, 6851 +49 (0) 221 478-4390, 6851 frank.berthold@medizin.uni-koeln.de +49 (0) 221 478-6843, 6851 ruediger.spitz@medizin.uni-koeln.de Children s Hospital; University of Marburg; Deutschhausstr. 12, D-35055 Marburg; +49 (0) 6421 28-62671, 66824 Holger.Christiansen@staff.uni-marburg.de Children s Hospital; University of Zurich; Steinwiesstr. 75 CH-8032 Zurich; +41 (0) 12 66 7-111, 171 felix.niggli@kispi.unizh.ch Klinikum Stuttgart Olgahospital Children s Hospital Pädiatrie 5 (Onkologie/Hämatologie) Bismarckstrasse 8, D-70176 Stuttgart +49 (0) 711 992-2515 2519 f.schilling@olgahospital.de DKFZ German Cancer Research Center Division Cytogenetics Im Neuheimer Feld 280; D-69120 Heidelberg +49 (0) 6221 42-3220, 3277 m.schwab@dkfz.de Institute for Pathology, University of Schleswig-Holstein, Michaelisstraße 11, D-24105 Kiel +49 (0) 431 597 3450; - 3486 ileuschner@path.uni-kiel.de Institute for Pathology, University of Cologne; Kerpener Str. 62, D-50924 Köln +49 221 478 4726, -6843, 6360 Catecholamine metabolites Dr. D. H. Hunneman Children s Hospital; University of Göttingen Robert-Koch-Straße 40, D-37075 Göttingen +49 (0) 551 395 904 +49 (0) 551 396 236 hunneman@med.uni-goettingen.de

confidental page 6 of 264 5 TRIAL COMMITTEE MEMBERS Prof. Dr. F. Berthold Köln Dr. R Bongartz Köln Prof. Dr. J. Boos Münster Prof. Dr. S. Burdach München-Schwabing PD Dr. D. Dilloo Düsseldorf Köln Prof. Dr. R. Erttmann Hamburg Dr. A. Faldum Mainz Prof. Dr. G. Henze Berlin Dr. B. Hero Köln Prof. Dr. T. Klingebiel Frankfurt Prof. Dr. B. Kremens Essen Prof. Dr. R. P. Müller Köln Dr. F. H. Schilling Stuttgart PD Dr. M. Schmidt Köln Prof. Dr. M. Schrappe Hannover Dr. T. Simon Köln Dr. R. Spitz Köln Prof. Dr. D. von Schweinitz München Prof. Dr. J Wolff Regensburg

confidental page 7 of 264 6 IMPORTANT NOTE This clinical trial protocol for the risk adapted treatment of neuroblastoma in children and adolescents does not represent a guideline for standard treatment of neuroblastoma. Patients can only be treated according to the protocol in hospitals which have signed the cooperation form. Inclusion and exclusion criteria must be met by any individual patient prior to admission. Each patient must be registered by the trial office. The protocol has been written carefully. Despite this, errors cannot entirely be discounted. Each investigater is fully responsible for the treatment. All recommendations given in this protocol, particularly drug doses, must be compared with commonly accepted guide lines. If questions arise, do not hesitate to contact the trial office. The content of the protocol ist confidential. It can only be passed to hospitals not participating in the trial by the trial office.