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T h reat Assessment: An Essential Component of a Compre h e n s i v e Safe School Program The second of a three-part series on school violence explores how to identify and help students who may pose a threat to school safety. By Shane R. Jimerson, Stephen E. Brock, and Katherine C. Cowan Schools are among the safest places for children and youth, ye t p redicting and pre ve n t i n g violence on campus remains a serious concern for school officials today. Identifying students who are at risk of harming themselves or others is a nece s s a ry component of any program that p romotes safe, support i ve, and effective schools. Un f o rt u n a t e l y, as underscore d by recent school shootings, re c o g n i z i n g the signs of a deeply troubled student can be difficult. T h e re is no easy formula or p ro f i l e of risk factors that accurately determines the next school s h o o t e r. In fact, most students who display multiple risk factors will neve r become school shooters, and some who pose a real threat do not demonstrate a prescribed level of risk. The use of profiling (i.e., ranking a student s behaviors and risk factors against a set of criteria) is not re c o m m e n d e d because it is likely to misidentify yo u t h and in doing so to cause more harm than good. Mo re ove r, a process that focuses solely on identification, not i n t e rvention, will fail to prov i d e n e c e s s a ry help to potential offenders. Systematic threat assessment, on the other hand, is an optimal strategy for determining the credibility and seriousness of a threat and the likelihood that it will be carried out. An effective system must: Be an integral part of a compre h e n s i ve school safety program that includes cre a t- ing positive school environments, supp o rting the needs of individual students, establishing crisis response teams, incre a s- ing security measures, and improv i n g school and community collaboration. Shane R. Ji m e r s o n is a professor of counseling, clinical, and school psyc h o l o gy and of child and adolescent development in the Ge v i rtz Graduate School of Education at the Un i ve r s i t y of Ca l i f o rnia Santa Ba r b a ra. Stephen E. Bro c k is a professor in the De p a rtment of Sp e c i a l Education, Rehabilitation and School Ps yc h o l o gy in the College of Education at the Ca l i f o rnia State Un i ve r s i t y Sa c ra m e n t o. Katherine C. Cow a n is the director of mark e t - ing and communications for the National Association of School Ps ychologists. Student Counseling 101 is produced in collaboration with the National Association of School Ps ychologists. This article was adapted from a handout published in He l p i n g C h i l d ren at Home and School II: Handouts for Families and Ed u c a t o r s ( N A S P, 2004). This material can be downloaded from www. n a s p c e n t e r. o r g / p r i n c i p a l s. ( See Counseling 101, September 2005.) Be conducted by a team of trained p rofessionals with the support of all members of the school community (e.g., students, staff members, pare n t s, and the public). Carefully examine the full range of re l e- vant factors and provide appropriate interventions for the potential offenders. Ex p e rts in school crisis management, mental health, and public safety have identified common basic components of this p rocess. The U.S. Se c ret Se rvice and FBI, in collaboration with the U.S. De p a rtment of Education, have taken a leadership role in collecting data and d e veloping recommended pro c e d u res and p rotocols appropriate within a school context. The following information provides a basic ove rv i ew of such a threat assessment p rocess; howe ve r, school administrators should re v i ew primary sources to obtain c o m p re h e n s i ve information, arrange for formal training of staff members, and d e velop a program best suited to their school or district. Just the Facts It is important to avoid misperc e p t i o n s about the pre valence and causes of school violence. Perhaps the most i m p o rtant truism to keep in mind is that no single factor leads to violence; P L O C T O B E R 2 0 0 5 1 1

Ad ve rt i s e m e n t multiple factors cause a person to become violent. All approaches to prevention and intervention, including threat assessment, should be based on what is actually known about the phenomenon. Secret Service and FBI findings include: School violence is not an epidemic There is no single profile of the violent offender Youth who engage in violence often have social difficulties, but they are not always loners Although a common factor, revenge is not the exclusive motivation for school shootings Most attackers had previously used guns and had access to them, but access to weapons is not the most significant risk factor Unusual or aberrant behaviors or interests are not the hallmark of a student destined to become violent Incidents of targeted violence at school are rarely impulsive Prior to most incidents, the attackers told someone about their ideas or plans Most shooting incidents were not resolved by law enforcement In many cases, other students were involved in some capacity In a number of cases, students who became school shooters were bullied Prior to most incidents, most attackers engaged in behavior that caused concern to others. How to Assess The following guidelines can help a school establish a process for effective and accurate threat assessment. Establish a Clear Policy It is important to have specific, we l l - a rticulated pro c e d u res for exploring allegations of actual or potential violence. These matters re q u i re pro m p t, d i s c reet, and responsible action on the p a rt of school officials. The policy should include protocols for: Assigning and training the threat assessment team 1 2 P L O C T O B E R 2 0 0 5

Evaluating and interv i ewing the potential offender Notifying and working with pare n t s In t e rv i ewing other students and staff m e m b e r s Determining the level of interve n t i o n re q u i re d Bringing in additional pro f e s s i o n a l s (e.g., mental health, social service, law e n f o rc e m e n t ) Providing follow-up observation and s e rv i c e s Responding to media should the need a r i s e. Build an Assessment Team Ef f e c t i ve threat assessment is based on the efforts of a threat assessment team that is usually composed of trained school-based personnel and select members of the broader school community, such as law enforcement officers, faith leaders, and re p re s e n t a t i ves of social s e rvice agencies. School personnel that should be on the team include top administrators, mental health pro f e s- sionals, and security staff members. T h e i n t e rd i s c i p l i n a ry team appro a c h i m p roves the efficiency and scope of the assessment process (which can be timeconsuming), provides diverse pro f e s- sional input, and minimizes the risk of o b s e rver bias. Specific training for all members of the team is essential. T h e Se c ret Se rvice offers training on preventing incidents of targeted violence, responding to threatening situations, and creating safe school climates. Fu rther information is available at w w w. t h reatassessmentseminars.org. Know the Fundamental P r i n c i p l e s The U.S. Se c ret Se rvice and the U.S. De p a rtment of Education have produced T h reat Assessment in Schools: A Guide to Managing T h reatening Si t u a t i o n s and to Creating Safe School Climates, a document that emphasizes six key points re g a rding the response to a student s t h reat of violence. These include: Targeted violence is the end result of an understandable, and often discernible, process of thinking and b e h a v i o r Targeted violence stems from an interaction among the individual, the situation, the setting, and the target An inve s t i g a t i ve, skeptical, inquisit i ve mindset is critical to successful t h reat assessment Ef f e c t i ve threat assessment is based on facts rather than on characteristics or t r a i t s An integrated systems appro a c h should guide threat assessment inquiries and inve s t i g a t i o n s The central question in a threat assessment inquiry or investigation is whether a student poses a threat, not whether the student has made a threat. Create a Climate of Trust Students often know of potential pro b- lems well in advance of adults. T h e y need to feel comfortable telling a tru s t- ed adult about concerns they have re g a rding threats of violence. Pa re n t s Ad ve rt i s e m e n t and community leaders should be incorporated as part of the support i ve and trusted school-community enviro n- ment. Students, staff members, and parents should understand the follow i n g : Violence pre vention is eve ryo n e s responsibility The school has a threat assessment p rocess in place How the threat assessment pro c e s s w o rks and who is invo l ve d All information will be handled disc re e t l y The purpose of informing adults of potential threats is to protect both the potential victims and perpetrators. Assess the Type of Threat and the Level of Risk All threats are not created equal. A t h reat is an expression of intent to do harm or act out violently against someone or something. It can be spoken, written, or symbolic. But many students who make a threat will neve r P L O C T O B E R 2 0 0 5 1 3

c a r ry it out, and conve r s e l y, others who pose a real threat never convey their intentions one first. Ac c o rding to the FBI, there are a number of differe n t types of threats and levels of risk. Types of thre a t s A d i re c t t h reat that identifies a specific act against a specific target and is delive red in a straightforw a rd, c l e a r, and explicit manner. An i n d i rect t h reat tends to be vague, unclear, and ambiguous. Violence is implied, but the threat is phrased tentatively and suggests that a violent act could occur, not that it will occur. A ve i l e d t h reat is one that stro n g l y implies but does not explicitly t h reaten violence. A conditional t h reat is often seen in e x t o rtion cases. It warns that a violent act will happen unless cert a i n demands or terms are met. L e vels of risk L ow level of thre a t : Poses a minimal risk to the victim and public safety Is vague and indire c t Information is inconsistent or implausible or lacks detail Lacks re a l i s m Content suggests that the person is unlikely to carry out the thre a t. Medium level of thre a t : Could be carried out, although it may not appear entirely re a l i s t i c Is more direct and more concre t e than a low - l e vel thre a t Wo rding suggests that the individual has given some thought to how the act will be carried out Includes a general indication of place and time, but signs still fall we l l s h o rt of a detailed plan No strong indication that the individual has taken pre p a r a t o ry steps Statements seek to convey that the t h reat is not empty: I m serious! or I really mean this! High level of thre a t : Di rect, specific, and plausible Appears to pose an imminent and serious danger to safety of others Suggests concrete steps have been taken, such as stalking or acquiring of a we a p o n Almost always re q u i res bringing in law e n f o rcement officers. Consider All Factors Threat assessment done correctly entails a deliberate and focused process for examining all relevant information, such as the student s personal history, relationships at home and school, recent life events, resiliency, and coping style. It is important to remember that you probably know less about the potential offender than you think and to try to view information through the student s eyes (see figure 1). The FBI has proposed a four-pronged assessment model (see figure 2) that examines school, peer, family, and individual factors that are important to consider when examining the potential threat and needs of an individual youth. Determine and Implement Interventions in a Timely Manner Specific procedures should be established in advance. Once the initial assessment has taken place, the team must decide the appropriate next steps. Interventions may need to be staged (e.g., immediately bringing the student in question under adult supervision versus recommending mental health counseling). Considerations should include: Whether the student can stay in school What alternatives may be needed When and how to notify parents When to contact law enforcement What mental health, social service, and school-based interventions are needed to reduce or eliminate the student s risk of becoming violent. Fi g u re 1 Questions to Consider During the Threat Assessment Process The Secret Service and Department of Education recommend the following 11 key questions to be asked during the threat inquiry p rocess. n What are the student s motives and goals? n Has the student shown inappropriate interest in school attacks, attackers, weapons, incidents of violence, etc.? n Have there been any communications suggesting ideas or intent to attack? n Has the student engaged in attack-related behaviors, such as developing a plan or making efforts to acquire weapons? n Is the student s conversation and story consistent with his or her actions? n Does the student have the capacity to carry out an act of targeted violence? n Is the student experiencing hopelessness, desperation,r despair? n Does the student have a trusting relationship with at least one responsible adult? n A re other people concerned about the student s potential for violence? n What circumstances might affect the likelihood of an attack? n Does the student see violence as an acceptable, desirable solo or way to solve pro b l e m s? A document outlining these questions and providing a fo rmat that can be used to record the info rmation is ava i l a bl e ( w w w. p e n t. c a. g ov / 0 9 T h r e a t A s s e s s / 1 1 q u e s t i o n s. p d f ). 1 4 P L O C T O B E R 2 0 0 5

Provide Supportive Interventions The goal of threat assessment is not only to keep schools safe but also to help potential offenders ove rcome the underlying sources of their anger or hopelessness. Ef f e c t i ve threat assessment p rovides useful information about a stud e n t s risks and personal re s o u rces. In most cases, students will not carry out their threat but still need help. T h e assessment process should incorporate a referral to appropriate mental health and social services, a system for following up on the effectiveness of interve n- tions, and a means of monitoring the s t u d e n t s pro g ress and behavior. Among the other potential risks that can be identified and pre vented are suicide, alcohol and drug use, physical abuse, d ropping out, and criminal activity. C o n c l u s i o n Although there is no way to guarantee the elimination school violence, a comp re h e n s i ve intervention-based appro a c h can greatly minimize the risk to both the potential victims and perpetrators. T h reat assessment must be an integral p a rt of a system that fosters a positive school environment; trust between students and adults; respect for others; intolerance for violence of any kind; collaboration between home, school, and community; and the belief that eve ryo n e can build tow a rd their strengths give n a p p ropriate support. When implemented appro p r i a t e l y, threat assessment supp o rts the social, emotional, and academic well-being of all students, part i c u l a r l y those in need of help. PL Fi g u re 2 A Four-Prong Approach School Dynamics to Consider It is important to consider school factors and dynamics that may impact antisocial behaviors among students, including n Tolerance for disrespectful behavior n A p p roach to discipline (equitable/arbit r a r y ) n Flexiblity/inclusiveness of culture n Pecking order among students n Code of silence n Supervision of computer access n S t u d e n t s engagement in school Peer and Social Dynamics to Consider It is important to consider peer re l a t i o n- ships and social dynamics that may i n c rease the risk of antisocial behaviors among students, including: n Peer group relationships and culture n Use of drugs and alcohol n Media, entertainment, technology n Level and focus of outside intere s t s n Potential copycat effect of past i n c i d e n t Family Factors and Dynamics to Consider It is important to consider family factors and dynamics that may increase the risk of antisocial behaviors among students, i n c l u d i n g : n P a rent-child re l a t i o n s h i p n Attitudes toward pathological behavior n Access to weapons n Sense of connectedness/intimacy n Attitude toward / e n f o rcement of p a rental authority n Monitoring of TV, video games, or I n t e rn e t Behavioral and Personality Characteristics to Consider It is important to consider student behavioral and personal characteristics that may increase the risk of antisocial behaviors among students, including: n Capacity to cope with stress and conf l i c t s n Ways of dealing with anger, humiliation or sadness, disappointments n Level of resiliency related to failure, criticism or other negative experiences n Response to rules and authority n Need for contro l n Capacity for emotional empathy or respect for others n Sense of self-importance compared to others (superiority/inferiority) n Tolerance for frustration n Coping skills n Focus on perceived injustices n Signs of depression or other mental i l l n e s s n S e l f - p e rceptions (narc i s s i s m / i n s e c u r i t y ) n Need for attention n Focus of blame (intern a l i z e s / e x t e rn a l i z e s ) S o u r c e : Derived from D. Toole, ME. (n.d.). School Shooter: A threat assessment prespective. VA: National Center for the Anaylsis of Violent Crime. Federal Bureau of Investigation. R e s o u rc e s o Best Practices in School Crisis Pre ve n t i o n and In t e rve n t i o n. S. Brock, P. Lazarus, & S. Jimerson (Eds.). 2001. Bethesda, MD: National Association of School Ps yc h o l o g i s t s. o Guidelines for Responding to Student T h re a t s of Vi o l e n c e. D. Cornell & P. Sheras. 2005. Longmont, CO: Sopris We s t. o School Shooter: A T h reat As s e s s m e n t Pe r s p e c t i ve. M. E. O Toole. n.d. Qu a n t i c o, VA: Federal Bu reau of In ve s t i g a t i o n, National Center for the Analysis of Vi o l e n t Crime. Available from www. f b i. g ov / p u b l i c a- tions /school/school2.pdf o Ap p raisal and Prediction of School Vi o l e n c e. M. J. Furlong, M. P. Bates, P. M. Kingery, & D. C. Smith (Eds.). 2004. Hauppauge, NY: Nova Science o The Handbook of School Violence and School Safety: From Re s e a rch to Pra c t i c e. S. R. Jimerson, & M. J. Furlong. in press. Hi l l s- dale, NJ: Lawrence Erlbaum Associates. o U.S. Se c ret Se rvice T h reat Assessment Ce n t e r w w w. u s t re a s. g ov/usss/ntac_ssi.shtml o T h reat Assessment in Schools: A Guide to Managing T h reatening Situations and To Cre - ating Safe School Climates. R. Fein, B. Vossekuil, W. Pollack, R. Borum, W. Mo d zeleski, & M. Re d d y. 2002. Wa s h i n g- ton, DC: U.S. De p a rtment of Ed u c a t i o n, Office of El e m e n t a ry and Se c o n d a ry Ed u c a- tion, Safe and Dru g - Free Schools Pro g r a m and U.S. Se c ret Se rvice, National T h reat Assessment Center. U.S. Se c ret Se rv i c e / De p a rtment of Education Re p o rt, Available fro m w w w. s e c re t s e rv i c e. g ov/ntac /ssi_guide.pdf P L O C T O B E R 2 0 0 5 1 5