Ship Registration Act 1992 DECLARATION OF TRANSMISSION OF SHIP OR SHARE OR MORTGAGE BY OPERATION OF LAW SR13



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DECLARATION OF TRANSMISSION OF SHIP OR SHARE OR MORTGAGE BY OPERATION OF LAW SR13 The Registrar of Ships, Maritime New Zealand, PO Box 25620, Wellington 6146 Note: please read the notes on page 3 before completing this form. This form comprises 4 pages. Particulars of Ship Name of Ship: Official Number: Particulars of Transmission Full name/s of registered owner/s (transmittor/s) (1) Full address/es of registered owner/s (transmittor/s) (2) Number of shares affected Reason for the transmission (3) Full name/s of transmittee/s Full street or registered office address/es of transmittee/s Telephone number/s and Email address (1) Nationality Basis for nationality claim (4) Number of shares (5) Declaration A. To be completed by sole or joint transmittee/s I/We, being the above transmittee/s of the number of shares or mortgage of the number of shares detailed above and whose name/s is/are subscribed below, declare that to the best of my/our knowledge and belief I am/we are entitled to be registered as owner/s or mortgagee/s of the above number of shares and the ship will be a New Zealand-owned ship or will be controlled by a New Zealand national/s in accordance with the Ship Registration Act 1992. B. To be completed by body corporate transmittee/s - complete the Appointment on page 2 before making the Declaration I, the undersigned of (Full name and designation of person appointed as Authorised Officer) (Full residential address) of (Full name of company) declare that this Company was incorporated in/at (place of incorporation) on the (Date in full) under the law of and that the Company is the transmittee of the number of shares or (Country) mortgage of the number of shares detailed above. To the best of my knowledge and belief the Company is entitled to be registered as owner/mortgagee of the above number of shares and the ship will be a New Zealand-owned ship or will be controlled by a New Zealand national/s in accordance with the Ship Registration Act 1992.

DECLARATION OF TRANSMISSION OF SHIP OR SHARE OR MORTGAGE BY OPERATION OF LAW SR13 And I make this solemn declaration conscientiously believing the same to be true and by virtue of the Oaths and Declarations Act 1957 Declared at this day of 20 by the above named (Full name/s of declarant/s BLOCK LETTERS) (Signature/s of declarant/s) In the presence of (Signature of person taking the declaration who should be a Registrar of New Zealand Ships, a Justice of the Peace, or a person authorised to take a statutory declaration within the meaning of the Oaths and Declarations Act 1957) (Full name and qualification of person taking the declaration BLOCK LETTERS)

APPOINTMENT OF AUTHORISED OFFICER TO SIGN DECLARATIONS ON BEHALF OF BODY CORPORATE pursuant to the Ship Registration Act 1992 This form must be completed before any Declaration under the Ship Registration Act 1992 is made. Its purpose is to appoint an officer of the Body Corporate to make the Declaration. If more than one Body Corporate is an owner, use a separate form for each Body Corporate. To The Registrar of Ships Maritime New Zealand PO Box 25620 Wellington 6146 (Full name of company) having its registered office at (2) (Full registered office address as recorded at the Companies Office) hereby authorises (Full name) an officer of the Body Corporate, to make and sign a declaration of ownership (and all other declarations and documents) relating to registration of the ship named in the declaration for and on behalf of the said Body Corporate, as required under the provisions of the Ship Registration Act 1992. Dated at (place) on day of 20 SIGNED BY (Full name of company) by (Signature) /Authorised Signatory* (Print full name) (Signature) (Print full name) in the presence of (if two s sign, no witness is required) (Signature of witness) (Full name of witness) (Full address of witness) (Occupation of witness) NOTE: Refer to form SR30 for alternative methods of execution including the requirements for attorneys executing on behalf of a Body Corporate. * Delete as appropriate

NOTES FOR COMPLETION OF DECLARATION OF TRANSMISSION OF SHIP OR SHARE OR MORTGAGE BY OPERATION OF LAW 1. Where a joint owner or joint mortgagee dies, the full names of both the deceased and the surviving joint owner/s or joint mortgagee/s must be stated as the transmittors. 2. Show usual place of residence. Postal box numbers and care of the ship are not acceptable. For a Body Corporate incorporated in New Zealand, show its registered office which must be the address recorded at the Companies Office. For any other Body Corporate, show its principal place of business in New Zealand or, if none, its registered office in its country of incorporation. Telephone number/s and email address/es are optional as they are not entered in the Register. An address is compulsory. 3. Death of owner/joint owner, death of mortgagee/joint mortgagee, court order, etc. Attach as evidence of transmission, certified copy of death certificate, grant of probate or letters of administration, court order, etc. 4. Birth, naturalisation, incorporation as a body corporate, etc. Where a minority interest (31 shares or less) in the ship is owned by a foreign national/s entitled in terms of the Immigration Act 1987 to reside in New Zealand indefinitely, record the fact by showing nationality and New Zealand Resident Status. 5. There are 64 shares in a ship which may be owned by a sole owner, joint owners, or owners in common. Up to 5 persons may be registered as joint owners of the ship or of any number of shares in the ship. Where the ship is owned by a New Zealand citizen/s and a foreign national/s having New Zealand Resident Status, the owners must register as owners in common with the New Zealand citizen/s owning a majority interest (33 or more shares). Example 1 (Sole Owner) Peter John Smith 10 Queen Street, Auckland New Zealander Birth 64 Example 2 (Joint Owners) Peter John Smith 10 Queen Street, Auckland New Zealander Birth Susan Ann Smith 10 Queen Street, Auckland New Zealander Naturalisation Joint owners of 64 shares Example 3 (Owners in Common) Peter John Smith 10 Queen Street, Auckland New Zealander Birth 32 Susan Ann Smith 10 Queen Street, Auckland New Zealander Naturalisation 32 Example 4 (Owners in Common) Peter John Smith 10 Queen Street, Auckland New Zealander Birth 33 Susan Ann Smith 10 Queen Street, Auckland British New Zealand Resident Status 31 Where the ownership of the ship is not covered in the above examples, contact the Registrar toll free on 0508 22 55 22 for further information. If the ship is not New Zealand-owned, the Part A registration must be closed. The ship may be entitled to be registered in Part B. * Delete as appropriate

METHODS OF EXECUTION BY A COMPANY ACCEPTABLE TO THE REGISTRAR OF SHIPS SR30 THIS IS A REFERENCE DOCUMENT ONLY Notes (i) The appropriate method of execution may depend upon the provisions of the company s constitution. If you are in any doubt about how your company executes documents, you should seek advice from your solicitor. (ii) Methods 2, 3, 4 and 5 require witnesses. Any witness will be acceptable provided that: The person executing is personally known to the witness; The witness is not a co-signatory or a party to the transaction. (iii) (iv) All persons signing must print their full name and description after their signature. All witnesses must print their full name, address and occupation after their signature. 1. Signed by ABC Shipping Limited by: John Paul Smith Jane Ann Smith 2. Signed by ABC Shipping Limited by: John Richard Williams in the presence of: Colin Stuart Jones 100 King Street Auckland Retired 3. Signed by ABC Shipping Limited by: Sarah Louise Richards Authorised Signatory in the presence of: Peter Mark Watson 25 Archer Avenue Napier Solicitor

METHODS OF EXECUTION BY A COMPANY ACCEPTABLE TO THE REGISTRAR OF SHIPS SR30 4. Signed by ABC Shipping Limited by: Richard John Jones Judith Ann Williams Company Secretary In the presence of: Simon Charles Andrews 20 Tui Street Dunedin Builder 5. Signed by ABC Shipping Limited by its duly appointed attorney Paul James Brown In the presence of: Andrew James Jones 10 Queens Road Wellington Accountant Note: Documents signed by an attorney must be accompanied by: the original or a certified true copy of the Power of Attorney and a Certificate of Non-Revocation of Power of Attorney.