Physical Status Risk Classification (ASA, 1962) Determination of Medical Risk. Three Key Questions



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THE MEDICAL EVALUATION AND PATIENT RISK ASSESSMENT LOCAL ANESTHESIA Heera Chang, D.D.S., M.D. Oral & Maxillofacial Surgery Serious reform of resident duty hours began in 1984 after the tragic death of 18- year-old Libby Zion at New York Hospital, due to a simple medical error. Zion came to the ER complaining of fever and chills and was seen by a junior resident who discussed the case by telephone with the referring physician. Zion was believed to have a common viral syndrome, was admitted to the medical service at 2 AM and was given Tylenol. The junior resident and intern re-examined Zion together later and prescribed meperidine, a strong analgesic, for chills and "agitation," in spite of the fact that the physicians knew Zion took phenelzine, a common antidepressant at the time. Phenelzine is from a class of drugs known as MAO inhibitors, which interact poorly with meperidine. All MAO inhibitors are and were commonly known to be potentially fatal - resulting in a "hypertensive crisis," characterized by convulsive seizures, fever, marked sweating, excitation, delirium, tremor, coma, and circulatory collapse - when taken in combination with drugs like meperidine. After receiving the meperidine, Zion was noted to be restless and confused. The intern, responsible for numerous other patients and having already worked more than 18 hours without a break, ordered restraints and haloperidol, a sedating antipsychotic. By 6 AM Zion had an axillary temperature of 42 C (normal 37.5 C). Shortly thereafter she went into respiratory arrest and died. Determination of Medical Risk Is the patient capable, physically and psychologically, of tolerating in relative safety the stresses involved in the proposed treatment? Does the patient represent a greater risk (of morbidity or mortality) than normal during this treatment? If the patient does represent an increased risk, what modifications will be necessary in the planned treatment to minimize this risk? Is the risk too great for the patient to be managed safely as an outpatient in the medical or dental office? Physical Status Risk Classification (ASA, 1962) ASA I no systemic disease; a normal, healthy patient ASA II mild-moderate systemic disease with significant risk factors; medically stable ASA III severe systemic disease that limits physical activity; medically fragile but not incapacitating ASA IV incapacitating systemic disease that is a constant threat to life; medically debilitating ASA V moribund, not expected to survive 24 hours Oral Risk Assessment Levels of risk for dental procedures ORA I very low risk of adverse reaction (records, exam, impressions) ORA II minimal risk for stimulating an adverse reaction (routine simple procedures, LA, ) ORA III moderate risk (complicated procedures, extractions, sedation) ORA IV significant risk (complex procedures and surgery, infections, sedation) ORA V very high risk (severe infections, trauma, surgical treatments, sedation and GA) Three Key Questions Are you currently being treated by a doctor for any medical condition? Have you ever been hospitalized for an illness or operation? Are you currently taking any medications? 1

MEDICAL EVALUATION Chief Complaint History of Present Illness Past Medical History Review of Systems Physical Examination Diagnostic Studies Assessment/Differential Diagnosis Plan/Procedure Pain Swelling Bleeding Trauma Chief Complaint Difficulty swallowing/breathing Bite off Facial deformity (developmental) History of Present Illness Story in Chronological Order Location Radiation Duration Quality Intensity Timing Exacerbates?? Alleviates?? Neurosensory deficit Motor deficit Autonomic findings Patient Evaluation and Risk Assessment MEDICAL EVALUATION Chief Complaint History of Present Illness Past Medical History Review of Systems Physical Examination Diagnostic Studies Assessment/Differential Diagnosis Plan/Procedure Past Medical History Cardiovascular Pulmonary Hematological Liver/GI Endocrine Renal Immunological/Rheumatological Neurological Infectious Disease Immunocompromised states 2

Past Medical History Hospitalizations Surgical history Family history Psychosocial history Habit history Drug history Allergies/Adverse drug reactions Medications Cardiovascular Disease Hypertension Rheumatic fever, RHD, murmurs Congenital heart disease Valvular disease Infective endocarditis Angina/Ischemic heart disease Heart failure/chf Arrhythmias Valve replacement Heart transplant Pulmonary Disease Hematological Disease Asthma Chronic Obstructive Disease Chronic bronchitis Emphysema Tuberculosis Cystic fibrosis Lung cancer Lung resection Lung transplant Thrombocytopenic purpuras platelets Hemophilia A/B factor deficiencies Von Willebrand s disease Coumadin therapy anticoagulation Aspirin therapy Blood dyscrasias (anemia, WBC) Liver/GI Disease Endocrine Disease Hepatitis A, B, C, D, etc. Cirrhosis Liver failure transplant GERD - esophagitis Duodenal/stomach ulcer disease Ileitis/colitis Malabsorption/diarrhea Irritable bowel syndrome Diabetes Mellitus Thyroid disorders hyper/hypo- Hypothalamic/pituitary disorders Adrenal disorders Steroid therapy Hormone replacement therapy Oral contraceptives 3

Renal Disease Primary glomerular disease Acute/chronic renal failure Nephrolithasis Renal cysts and cystic disease Neoplasms Dialysis therapy Kidney transplant Immunologic/Rheumatologic Disease Rheumatoid arthritis/jra Osteoarthritis Osteomyelitis Osteoporosis Systemic lupus erythematosis Polymyositis/dermatomyositis Temporal arteritis/polymyalgia rheumatica Fibromyalgia Chronic fatigue syndrome Joint replacements Neurological Disease Seizure disorder (epilepsy) Multiple sclerosis Cerebrovascular accident (Stroke) Parkinson s disease Dystonia/dyskinesia Peripheral neuropathies/nmj disorders Mental retardation Cerebral palsy Muscular dystrophy Infectious Disease STD s Tuberculosis Lyme disease Herpes virus (I and II) Hepatitis virus Cytomegalovirus (CMV) Epstein Barr virus (EBV) Human Immunodeficiency virus (HIV) - AIDS Immunocompromised States Organ transplant Bone marrow transplant Chemotherapeutic agents Radiation therapy HIV disease/aids Pregnancy?? Reason(s) Frequency Hospitalizations/ Surgical History Course/Complications General anesthesia problems Medication problems Bleeding problems 4

Habit/Drug History Alcohol Tobacco (nicotine) Marijuana Cocaine Opioids Benzodiazepines Other CNS stimulants Herbal medicine Allergies/ Adverse Drug Reactions Penicillin's Other antibiotics (Sulfa drugs) Anti-inflammatory drugs (Aspirin & NSAIDs) Codeine and other opioids Local anesthetics?? MEDICAL EVALUATION Current Medications Chief Complaint History of Present Illness Past Medical History Review of Systems Physical Examination Diagnostic Studies Assessment/Differential Diagnosis Plan/Procedure Review of Systems General Skin Head, eyes, ears, nose and throat Neck Cardiovascular Chest GI/GU OB/GYN Neurological Psychiatric Physical Examination Inspection Palpation Percussion Auscultation 5

Vital Signs Physical Examination Pulse rate Blood pressure Respiration rate Temperature Pain level Skin HEENT Neck Cardiac Lungs Abdomen Musculoskeletal Neurological LOCAL ANESTHESIA CONTRAINDICATIONS CONTRAINDICATIONS 1. Absolute 2. Relative Allergic Reactions Allergic Hypersensitivity Local anesthetic ester vs. amide Sulfa compounds LA (articaine) metabisulfite preservative (vasoconstrictors)-no cross reaction with true sulfa allergy Methylparaben* 6

Atypical Plasma Cholinesterase CONTRAINDICATIONS 1. Absolute 2. Relative Inherited autosomal recessive trait Rare, 1 in every 2820 (6-7%) LA Elevated levels of ester local anesthetics Malignant Hyperthermia Autosomal dominant Males > Females Abnormal reaction to certain medications including volatile inhalational gases and succinylcholine Release of Ca from sarcoplasmic reticulum triggering muscle contractions **Muscle rigidity, metabolic acidosis & elevated core body temperature Malignant Hyperthermia Succinylcholine (77% of cases) Halothane (60% of cases) Previously believed to cause MH Lidocaine Mepivacaine Methemoglobinemia Acquired through drugs or chemicals that are able to increase the formation of methemoglobin. Normal 99% of Hb in the ferrous state, 1% in the ferric state. Methemoglobin reductase enzyme is normally functioning. Methemoglobinemia Articaine (Ultracaine) Prilocaine (Citanest) Benzocaine (Hurricane Spray, Oragel) Oxidizes ferrous to ferric iron form of Hb and blocks the methemoglobin reductase pathway Methemoglobin levels increase (1.5 g/dl) develop 3-4 hrs after drug administration 7

Medical History (Physical Status) Cardiovascular (uncontrolled HTN, recent MI, chest pain, coronary artery disease) Pulmonary (acute respiratory infection, asthma attack) Hematological (bleeding disorder) Liver/GI (cirrhosis) Endocrine (uncontrolled hyperthyroidism) Renal (renal insufficiency or failure) Immunocompromised states (leukemia) Pregnancy Medical History (Physical Status) Psychosocial history Allergies/Adverse drug reactions Medications (MAO inhibitors, Tricyclic antidepressants and epinephrine) 8