APRIL 2006 Disciplinary Action Report



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FOR IMMEDIATE RELEASE CONTACT: Kelly M. Brockman 615.741.6007 (office) APRIL 2006 Disciplinary Action Report EDITORS: Tennessee Code Annotated, Section 56 1 302(a)(9) requires the Department of Commerce and Insurance to issue a monthly press release containing a disciplinary report which shall list all disciplinary actions taken by each board during the prior month. Below is a list of actions taken during the month of APRIL 2006. Alarm Systems Contractors Board ADT Security Services, Inc., West Henrietta, NY Failure to properly register alarm employee(s) $ 700 Civil Penalty Advanced Security Concepts, Inc., Greenville, TN Unlicensed conduct in CCTV, failure to notify of change of address, late registration of employees $ 6900 Civil Penalty AES RLC Holdings, Inc. dba Electronics & Security, Hixon, TN Failure to properly register alarm employee(s) $ 400 Civil Penalty Beacon Technologies, Inc., Nashville, TN Failure to properly register alarm employee(s) $ 500 Civil Penalty Jeffrey Ogborn, Frederickburg, VA Employed as qualifying agent by more than one business entity $ 500 Civil Penalty PM Alarms, Inc., Red Bank, TN Failure to notify of employee termination or transfer $300 Civil Penalty Protection One Alarm Monitoring, Inc/Dyna Watch, Wichita, KS Failure to properly register alarm employee(s) $ 200 Civil Penalty

Security Solutions, Olive Branch, MS Failure to display certification number on correspondence $100 Civil Penalty Board of Accountancy Paul Adams, Jr., Kingsport, TN Incompetency and gross negligence in performance of reviews and multiple violations of industry standards, statutes and regulations Revocation Steve Barry, Birmingham, AL Failure to comply with professional standards in an audit engagement Two year suspension Max Combs, Rutledge, TN Prepared financial statement and utilized the Accountant designation without a CPA license Amy Czerwinski, Hendersonville, TN Performed compilation without a CPA license Harry Mark Eldridge, Kingston Springs, TN Issued a review report without a firm permit $700 Civil Penalty David England, Dickson, TN Failure to comply with Peer Review requirements James Goodman, Goodlettsville, TN Use of the term Accountant without a CPA license James Harris, Jonesboro, TN Failure to respond to CPE audit Additional CPE hours to be completed by December 31, 2006 Kraft & Company, Nashville, TN Failure to timely comply with Peer Review requirements $750 Civil Penalty Linda s Accounting Firm, Brownsville, TN Advertising without a firm permit $600 Civil Penalty Peggy Schmidt, Chattanooga, TN Performed compilation without a firm permit Harry Simpson, Memphis, TN

Unlicensed practice and advertising as a CPA $1500 Civil Penalty Tax Force, Memphis, TN Improper use of Accountant designation on documents and advertisement Teed & Associates, Charleston, WV Failure to notice incorrect sum included in audit report Dennis Wade, Goodlettsville, TN Failure to comply with Peer Review requirements Board of Barber Examiners 3 Sisters Hair Design, Knoxville, TN Expired master barber license $300 Civil Penalty Lucky s Barber and Styling, Nashville, TN Operating a shop without a license Mane Street Salon, Jamestown, TN Expired master barber license $300 Civil Penalty Board for Licensing Contractors Brad S. Neil, Charlotte, TN $2500 Civil Penalty Calco Enterprises, LLC, Atoka, TN Misconduct and Incompetence Revocation Chester P. Kearns, Arlington, TN Misconduct Combustion & Control Solutions, Inc., Chattanooga, TN $5000 Civil Penalty Board of Funeral Directors and Embalmers Dillow Taylor Funeral Home, Inc., Jonesborough, TN Several caskets in selection room were not listed on CPL and contracts did not contain required reason for embalming

East Lawn Funeral Home, Inc., Kingsport, TN Failure to include statutorily required data on permanent ID device Heavenly Gates Funeral Home, Martin, TN Several FTC price violations J. A. Lofties Funeral Home, Somerville, TN CPL and OBCPL were not available for inspection and price range on GPL did not correspond to casket prices in selection room Johnson Funeral Home, LLC, Church Hill, TN Several FTC price violations including amount charged on a contract exceeded listed prices on GPL and price violations for direct cremation and immediate burial Johnson Funeral Home, LLC, Church Hill, TN Several FTC violations on the GPL, CPL and OBCPL Karnes & Son Funeral Home, Dyer, TN Immoral or unprofessional conduct embalmed human remains without written or verbal consent from decedent s family Peoples Funeral Home, Lexington, TN Several FTC price violations and preparation room violations associated with the floor and sink Stetzer s Funeral Home, Inc., Morristown, TN Several FTC price violations and failure to affix a permanent ID device to the decedent $750 Civil Penalty Thurman Funeral Home, PTRS, Sparta, TN Failure to include statutorily required data on permanent ID device and failure to include an alternative container on CPL Collection Service Board LDG Financial Services, LLC, Atlanta, GA Failure to Respond to Complaint LTD Financial Services, LP, Houston, TX Failure to Respond to Complaint Cosmetology Board

Andy Kim Hair Salon, Brentwood, TN Bates Barber & Beauty Salon, Knoxville, TN Franklin Nails, Franklin, TN Great Clips for Hair, Shelbyville, TN Jamaica Me Beautiful, Jackson, TN Love 55, Memphis, TN Nail Pro, Memphis, TN Pro Nails, Sevierville, TN Paris Nails, Paris, TN Rose s Nail, Franklin, TN Sanitation Violation Rose Beauty Salon, Memphis, TN and Sanitation Violations Salon DeBelleza Jenny s, LaVergne, TN The Mane Event, Ashland City, TN TN Nails, Soddy Daisy, TN

Top Line Nails, Nashville, TN Motor Vehicle Commission Adesa of Knoxville, Lenoir City, TN Did not meet auto auction requirements Airport Auto Auction, Alcoa, TN Advertising violations BAO s Motors, Knoxville, TN Clayton Motors, Inc., Knoxville, TN Sales on open titles $3000 Civil Penalty Euro Sport Auto Sales, LLC, Hermitage, TN Four Lane Auto, Nashville, TN Lafayette Motors, Inc., Nashville, TN Macon County Motors, Lafayette, TN Sales on open titles Putnam Lincoln Mercury, Memphis, TN Leased vehicles stating DOC fees Stinnet Chrysler Dodge Chevrolet, Inc., Newport, TN Regulation Z violation and did not state the amount of fees Wood Motor Co., Inc., Madison, TN

Private Investigation and Polygraph Commission Eric Conard Sanders, Memphis, TN Failure to complete required continuing professional education Investigators Incorporated, Seymour, TN Unsubstantiated monetary charges to a client for services not rendered $750 Civil Penalty Johnoton Vincent Demps Failure to complete required continuing professional education Paula Kay Merriman Failure to complete required continuing professional education Randy Neal Collins, Winchester, TN Failure to notify of arrest within thirty (30) days $ 500 Civil Penalty Tennessee Real Estate Commission Donald Aldridge, Memphis, TN Failing to maintain escrow account Margaret C. Peggy Haynes, Chattanooga, TN Untimely disbursement of earnest money $750 Civil Penalty Mission Realty, Dalton, GA Unlicensed branch office Privett & Associates Realty, LLC, Sevierville, TN Sign violation Terminus Real Estate, Knoxville, TN Failure to maintain records The Coach Approach Realty, d/ba Crye Leike Blue Skies Real Estate, Jackson, TN Failure to deposit earnest money